Chapter 6

The Relational Algebra and

Calculus

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe

 4.0 Relational Algebra and
Calculus

 4.1 Relational algebra: Introduction,

Selection and projection, set operations,
renaming, Joins, Division, syntax, semantics.
 4.2 Operators, grouping and ungrouping,
relational comparison.
 Calculus: Tuple relational calculus, Domain
relational Calculus, calculus vs algebra,
computational capabilities.
 4.3 methods : 1NF, 2NF, 3NF, BCNF, 4NF,
5NF

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 2

Chapter Outline
 Relational Algebra
 Unary Relational Operations
 Relational Algebra Operations From Set Theory
 Binary Relational Operations
 Additional Relational Operations
 Examples of Queries in Relational Algebra
 Relational Calculus
 Tuple Relational Calculus
 Domain Relational Calculus
 Example Database Application (COMPANY)
 Overview of the QBE language (appendix D)

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 3

Relational Algebra Overview
 Relational algebra is the basic set of operations
for the relational model
 These operations enable a user to specify basic
retrieval requests (or queries)
 The result of an operation is a new relation, which
may have been formed from one or more input
relations
 This property makes the algebra “closed” (all
objects in relational algebra are relations)

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 4

Relational Algebra Overview (continued)
 The algebra operations thus produce new
relations
 These can be further manipulated using
operations of the same algebra
 A sequence of relational algebra operations
forms a relational algebra expression
 The result of a relational algebra expression is also a
relation that represents the result of a database
query (or retrieval request)

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 5

Brief History of Origins of Algebra
 Muhammad ibn Musa al-Khwarizmi (800-847 CE) wrote a
book titled al-jabr about arithmetic of variables

Book was translated into Latin.

Its title (al-jabr) gave Algebra its name.
 Al-Khwarizmi called variables “shay”

“Shay” is Arabic for “thing”.

Spanish transliterated “shay” as “xay” (“x” was “sh” in Spain).

In time this word was abbreviated as x.
 Where does the word Algorithm come from?

Algorithm originates from “al-Khwarizmi"

Reference: PBS ([Link]

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 6

Relational Algebra Overview
 Relational Algebra consists of several groups of operations

Unary Relational Operations

SELECT (symbol:  (sigma))

PROJECT (symbol: (pi))

RENAME (symbol:  (rho))

Relational Algebra Operations From Set Theory

UNION (  ), INTERSECTION ( ), DIFFERENCE (or MINUS, – )

CARTESIAN PRODUCT ( x )

Binary Relational Operations

JOIN (several variations of JOIN exist)

DIVISION

Additional Relational Operations

OUTER JOINS, OUTER UNION

AGGREGATE FUNCTIONS (These compute summary of
information: for example, SUM, COUNT, AVG, MIN, MAX)

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 7

Database State for COMPANY
 All examples discussed below refer to the COMPANY database
shown here.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 8

Unary Relational Operations: SELECT

The SELECT operation (denoted by  (sigma)) is used to select a
subset of the tuples from a relation based on a selection condition.
 The selection condition acts as a filter
 Keeps only those tuples that satisfy the qualifying condition
 Tuples satisfying the condition are selected whereas the
other tuples are discarded (filtered out)
 Examples:
 Select the EMPLOYEE tuples whose department number is 4:

 DNO = 4 (EMPLOYEE)
 Select the employee tuples whose salary is greater than $30,000:
 SALARY > 30,000 (EMPLOYEE)

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 9

Unary Relational Operations: SELECT
 In general, the select operation is denoted by
 <selection condition>(R) where

the symbol  (sigma) is used to denote the select
operator

the selection condition is a Boolean (conditional)
expression specified on the attributes of relation R

tuples that make the condition true are selected
 appear in the result of the operation

tuples that make the condition false are filtered out
 discarded from the result of the operation

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 10

Unary Relational Operations: SELECT
(contd.)
 SELECT Operation Properties

The SELECT operation  <selection condition>(R) produces a relation
S that has the same schema (same attributes) as R

SELECT  is commutative:

 <condition1>( < condition2> (R)) =  <condition2> ( < condition1> (R))

Because of commutativity property, a cascade (sequence) of
SELECT operations may be applied in any order:

<cond1>(<cond2> (<cond3> (R)) = <cond2> (<cond3> (<cond1> ( R)))

A cascade of SELECT operations may be replaced by a single
selection with a conjunction of all the conditions:

<cond1>(< cond2> (<cond3>(R)) =  <cond1> AND < cond2> AND < cond3>(R)))

The number of tuples in the result of a SELECT is less than
(or equal to) the number of tuples in the input relation R

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 11

The following query results refer to this
database state

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 12

Unary Relational Operations: PROJECT
 PROJECT Operation is denoted by (pi)
 This operation keeps certain columns (attributes)
from a relation and discards the other columns.
 PROJECT creates a vertical partitioning

The list of specified columns (attributes) is kept in
each tuple

The other attributes in each tuple are discarded
 Example: To list each employee’s first and last
name and salary, the following is used:
LNAME, FNAME,SALARY(EMPLOYEE)

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 13

Unary Relational Operations: PROJECT
(cont.)

 The general form of the project operation is:

<attribute list>(R)

 (pi) is the symbol used to represent the project
operation

<attribute list> is the desired list of attributes from
relation R.
 The project operation removes any duplicate
tuples

This is because the result of the project operation
must be a set of tuples

Mathematical sets do not allow duplicate elements.
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 14
Unary Relational Operations: PROJECT
(contd.)
 PROJECT Operation Properties
 The number of tuples in the result of projection
<list>(R) is always less or equal to the number of
tuples in R

If the list of attributes includes a key of R, then the
number of tuples in the result of PROJECT is equal
to the number of tuples in R
 PROJECT is not commutative
  <list1> ( <list2> (R) ) =  <list1> (R) as long as <list2>
contains the attributes in <list1>

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 15

Examples of applying SELECT and
PROJECT operations

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 16

Relational Algebra Expressions
 We may want to apply several relational algebra
operations one after the other
 Either we can write the operations as a single
relational algebra expression by nesting the
operations, or
 We can apply one operation at a time and create
intermediate result relations.
 In the latter case, we must give names to the
relations that hold the intermediate results.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 17

Single expression versus sequence of
relational operations (Example)
 To retrieve the first name, last name, and salary of all
employees who work in department number 5, we must
apply a select and a project operation
 We can write a single relational algebra expression as
follows:
 
FNAME, LNAME, SALARY( DNO=5(EMPLOYEE))
 OR We can explicitly show the sequence of operations,
giving a name to each intermediate relation:
 DEP5_EMPS  
DNO=5(EMPLOYEE)

 RESULT   FNAME, LNAME, SALARY (DEP5_EMPS)

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 18

Unary Relational Operations: RENAME
 The RENAME operator is denoted by  (rho)
 In some cases, we may want to rename the
attributes of a relation or the relation name or
both
 Useful when a query requires multiple

operations
 Necessary in some cases (see JOIN operation

later)

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 19

Unary Relational Operations: RENAME
(contd.)
 The general RENAME operation  can be
expressed by any of the following forms:
 S (B1, B2, …, Bn )(R) changes both:

the relation name to S, and

the column (attribute) names to B1, B1, …..Bn
 S(R) changes:

the relation name only to S
 (B1, B2, …, Bn )(R) changes:

the column (attribute) names only to B1, B1, …..Bn

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 20

Unary Relational Operations: RENAME
(contd.)
 For convenience, we also use a shorthand for
renaming attributes in an intermediate relation:
 If we write:
• RESULT  
FNAME, LNAME, SALARY (DEP5_EMPS)
• RESULT will have the same attribute names as

DEP5_EMPS (same attributes as EMPLOYEE)

• If we write:
• RESULT (F, M, L, S, B, A, SX, SAL, SU, DNO)
 FNAME, LNAME, SALARY (DEP5_EMPS)
• The 10 attributes of DEP5_EMPS are renamed to
F, M, L, S, B, A, SX, SAL, SU, DNO, respectively

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 21

Example of applying multiple operations
and RENAME

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 22

Relational Algebra Operations from
Set Theory: UNION
 UNION Operation
 Binary operation, denoted by 
 The result of R  S, is a relation that includes all
tuples that are either in R or in S or in both R and
S
 Duplicate tuples are eliminated
 The two operand relations R and S must be “type
compatible” (or UNION compatible)

R and S must have same number of attributes

Each pair of corresponding attributes must be type
compatible (have same or compatible domains)

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 23

Relational Algebra Operations from
Set Theory: UNION
 Example:

To retrieve the social security numbers of all employees who
either work in department 5 (RESULT1 below) or directly
supervise an employee who works in department 5 (RESULT2
below)

We can use the UNION operation as follows:
DEP5_EMPS  DNO=5 (EMPLOYEE)
RESULT1   SSN(DEP5_EMPS)
RESULT2(SSN)  SUPERSSN(DEP5_EMPS)
RESULT  RESULT1  RESULT2

The union operation produces the tuples that are in either
RESULT1 or RESULT2 or both

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 24

Example of the result of a UNION
operation
 UNION Example

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 25

Relational Algebra Operations from
Set Theory
 Type Compatibility of operands is required for the binary
set operation UNION , (also for INTERSECTION , and
SET DIFFERENCE –, see next slides)
 R1(A1, A2, ..., An) and R2(B1, B2, ..., Bn) are type
compatible if:
 they have the same number of attributes, and
 the domains of corresponding attributes are type compatible
(i.e. dom(Ai)=dom(Bi) for i=1, 2, ..., n).
 The resulting relation for R1R2 (also for R1R2, or R1–
R2, see next slides) has the same attribute names as the
first operand relation R1 (by convention)

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 26

Relational Algebra Operations from Set
Theory: INTERSECTION
 INTERSECTION is denoted by 
 The result of the operation R  S, is a
relation that includes all tuples that are in
both R and S
 The attribute names in the result will be the
same as the attribute names in R
 The two operand relations R and S must be
“type compatible”

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 27

Relational Algebra Operations from Set
Theory: SET DIFFERENCE (cont.)
 SET DIFFERENCE (also called MINUS or
EXCEPT) is denoted by –
 The result of R – S, is a relation that includes all
tuples that are in R but not in S
 The attribute names in the result will be the
same as the attribute names in R
 The two operand relations R and S must be
“type compatible”

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 28

Example to illustrate the result of UNION,
INTERSECT, and DIFFERENCE

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 29

Some properties of UNION, INTERSECT,
and DIFFERENCE
 Notice that both union and intersection are commutative
operations; that is
 R  S = S  R, and R  S = S  R
 Both union and intersection can be treated as n-ary
operations applicable to any number of relations as both
are associative operations; that is
 R  (S  T) = (R  S)  T
 (R  S)  T = R  (S  T)
 The minus operation is not commutative; that is, in
general
 R–S≠S–R

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 30

STUDENT

ROLL NAME AGE

1 Aman 20
2 Atul 18
3 Baljeet 19
4 Harsh 20
5 Prateek 21
6 Prateek 23
EMPLOYEE
EMPLOYEE_NO NAME AGE
E-1 Anant 20
E-2 Ashish 23
E-3 Baljeet 25
E-4 Harsh 20
E-5 Pranav 22
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 31
 σ AGE=20 (STUDENT)
ROLL NAME AGE
1 Aman 20
4 Harsh 20

∏ NAME(STUDENT)
NAME
Aman
Atul
Baljeet
Harsh
Prateek

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 32

 ∏ ROLL,NAME(STUDENT)
ROLL NAME
1 Aman
2 Atul
3 Baljeet
4 Harsh
5 Prateek
6 Prateek
NAME
∏ NAME(STUDENT) ∪ ∏ NAME(EMPLOYEE) Aman
Anant
Ashish
Atul
Baljeet
Harsh
Pranav

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe

Prateek
Slide 6- 33
Relational Algebra Operations from Set
Theory: CARTESIAN PRODUCT
 CARTESIAN (or CROSS) PRODUCT Operation
 This operation is used to combine tuples from two relations
in a combinatorial fashion.
 Denoted by R(A1, A2, . . ., An) x S(B1, B2, . . ., Bm)
 Result is a relation Q with degree n + m attributes:

Q(A1, A2, . . ., An, B1, B2, . . ., Bm), in that order.
 The resulting relation state has one tuple for each
combination of tuples—one from R and one from S.
 Hence, if R has nR tuples (denoted as |R| = nR ), and S has
nS tuples, then R x S will have n R * nS tuples.
 The two operands do NOT have to be "type compatible”

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 34

Relational Algebra Operations from Set
Theory: CARTESIAN PRODUCT (cont.)
 Generally, CROSS PRODUCT is not a
meaningful operation
 Can become meaningful when followed by other
operations
 Example (not meaningful):

FEMALE_EMPS   age=30(EMPLOYEE)

EMPNAMES   FNAME, LNAME, SSN (FEMALE_EMPS)
 EMP_DEPENDENTS  EMPNAMES x DEPENDENT
 EMP_DEPENDENTS will contain every combination of
EMPNAMES and DEPENDENT
 whether or not they are actually related

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 35

Relational Algebra Operations from Set
Theory: CARTESIAN PRODUCT (cont.)
 To keep only combinations where the
DEPENDENT is related to the EMPLOYEE, we
add a SELECT operation as follows
 Example (meaningful):

FEMALE_EMPS   age=30(EMPLOYEE)

EMPNAMES   FNAME, LNAME, SSN (FEMALE_EMPS)
 EMP_DEPENDENTS  EMPNAMES x DEPENDENT

ACTUAL_DEPS   SSN=ESSN(EMP_DEPENDENTS)

RESULT   FNAME, LNAME, DEPENDENT_NAME (ACTUAL_DEPS)
 RESULT will now contain the name of female employees
and their dependents

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 36

Example of applying CARTESIAN
PRODUCT

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 37

Binary Relational Operations: JOIN
 JOIN Operation (denoted by )

The sequence of CARTESIAN PRODECT followed by
SELECT is used quite commonly to identify and select
related tuples from two relations

A special operation, called JOIN combines this sequence
into a single operation

This operation is very important for any relational database
with more than a single relation, because it allows us
combine related tuples from various relations

The general form of a join operation on two relations R(A1,
A2, . . ., An) and S(B1, B2, . . ., Bm) is:
R <join condition>S

where R and S can be any relations that result from general
relational algebra expressions.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 38

Binary Relational Operations: JOIN (cont.)
 Example: Suppose that we want to retrieve the name of the
manager of each department.

To get the manager’s name, we need to combine each
DEPARTMENT tuple with the EMPLOYEE tuple whose SSN
value matches the MGRSSN value in the department tuple.

We do this by using the join operation.


DEPT_MGR  DEPARTMENT MGRSSN=SSN EMPLOYEE
 MGRSSN=SSN is the join condition

Combines each department record with the employee who
manages the department

The join condition can also be specified as
[Link]= [Link]

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 39

Example of applying the JOIN operation

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 40

Some properties of JOIN
 Consider the following JOIN operation:
 R(A1, A2, . . ., An) S(B1, B2, . . ., Bm)
[Link]=[Link]
 Result is a relation Q with degree n + m attributes:

Q(A1, A2, . . ., An, B1, B2, . . ., Bm), in that order.
 The resulting relation state has one tuple for each
combination of tuples—r from R and s from S, but only if
they satisfy the join condition r[Ai]=s[Bj]
 Hence, if R has nR tuples, and S has nS tuples, then the join
result will generally have less than nR * nS tuples.
 Only related tuples (based on the join condition) will appear
in the result

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 41

Some properties of JOIN
 The general case of JOIN operation is called a
Theta-join: R S
theta
 The join condition is called theta
 Theta can be any general boolean expression on
the attributes of R and S; for example:
 [Link]<[Link] AND ([Link]=[Link] OR [Link]<[Link])
 Most join conditions involve one or more equality
conditions “AND”ed together; for example:
 [Link]=[Link] AND [Link]=[Link] AND [Link]=[Link]

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 42

Binary Relational Operations: EQUIJOIN
 EQUIJOIN Operation
 The most common use of join involves join
conditions with equality comparisons only
 Such a join, where the only comparison operator
used is =, is called an EQUIJOIN.
 In the result of an EQUIJOIN we always have one
or more pairs of attributes (whose names need not
be identical) that have identical values in every
tuple.
 The JOIN seen in the previous example was an
EQUIJOIN.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 43

Binary Relational Operations:
NATURAL JOIN Operation
 NATURAL JOIN Operation
 Another variation of JOIN called NATURAL JOIN —
denoted by * — was created to get rid of the second
(superfluous) attribute in an EQUIJOIN condition.

because one of each pair of attributes with identical values is
superfluous
 The standard definition of natural join requires that the two
join attributes, or each pair of corresponding join attributes,
have the same name in both relations
 If this is not the case, a renaming operation is applied first.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 44

Binary Relational Operations
NATURAL JOIN (contd.)
 Example: To apply a natural join on the DNUMBER attributes of
DEPARTMENT and DEPT_LOCATIONS, it is sufficient to write:
 DEPT_LOCS  DEPARTMENT * DEPT_LOCATIONS
 Only attribute with the same name is DNUMBER
 An implicit join condition is created based on this attribute:
[Link]=DEPT_LOCATIONS.DNUMBER

 Another example: Q  R(A,B,C,D) * S(C,D,E)

 The implicit join condition includes each pair of attributes with the

same name, “AND”ed together:


R.C=S.C AND R.D.S.D
 Result keeps only one attribute of each such pair:

Q(A,B,C,D,E)

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 45

Example of NATURAL JOIN operation

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 46

Complete Set of Relational Operations
 The set of operations including SELECT ,
PROJECT  , UNION , DIFFERENCE  ,
RENAME , and CARTESIAN PRODUCT X is
called a complete set because any other
relational algebra expression can be expressed
by a combination of these five operations.
 For example:
 R  S = (R  S ) – ((R  S)  (S  R))
R <join condition>S =  <join condition> (R X S)


Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 47

Binary Relational Operations: DIVISION
 DIVISION Operation
 The division operation is applied to two relations
 R(Z)  S(X), where X subset Z. Let Y = Z - X (and
hence Z = X  Y); that is, let Y be the set of attributes of R
that are not attributes of S.

 The result of DIVISION is a relation T(Y) that includes a

tuple t if tuples tR appear in R with tR [Y] = t, and with

tR [X] = ts for every tuple ts in S.

 For a tuple t to appear in the result T of the DIVISION, the

values in t must appear in R in combination with every tuple
in S.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 48

Example of DIVISION

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 49

Recap of Relational Algebra Operations

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 50

Additional Relational Operations:
Aggregate Functions and Grouping
 A type of request that cannot be expressed in the basic
relational algebra is to specify mathematical aggregate
functions on collections of values from the database.
 Examples of such functions include retrieving the average
or total salary of all employees or the total number of
employee tuples.

These functions are used in simple statistical queries that
summarize information from the database tuples.
 Common functions applied to collections of numeric
values include

SUM, AVERAGE, MAXIMUM, and MINIMUM.
 The COUNT function is used for counting tuples or
values.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 51

Aggregate Function Operation
 Use of the Aggregate Functional operation ℱ
 ℱMAX Salary (EMPLOYEE) retrieves the maximum salary value
from the EMPLOYEE relation
 ℱMIN Salary (EMPLOYEE) retrieves the minimum Salary value
from the EMPLOYEE relation
 ℱSUM Salary (EMPLOYEE) retrieves the sum of the Salary from
the EMPLOYEE relation
 ℱCOUNT SSN, AVERAGE Salary (EMPLOYEE) computes the count
(number) of employees and their average salary

Note: count just counts the number of rows, without removing
duplicates

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 52

Using Grouping with Aggregation
 The previous examples all summarized one or more
attributes for a set of tuples

Maximum Salary or Count (number of) Ssn
 Grouping can be combined with Aggregate Functions
 Example: For each department, retrieve the DNO,
COUNT SSN, and AVERAGE SALARY
 A variation of aggregate operation ℱ allows this:

Grouping attribute placed to left of symbol

Aggregate functions to right of symbol
DNO ℱCOUNT SSN, AVERAGE Salary (EMPLOYEE)


 Above operation groups employees by DNO (department

number) and computes the count of employees and
average salary per department

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 53

Examples of applying aggregate functions
and grouping

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 54

Illustrating aggregate functions and
grouping

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 55

Additional Relational Operations (cont.)
 Recursive Closure Operations

Another type of operation that, in general,
cannot be specified in the basic original
relational algebra is recursive closure.

This operation is applied to a recursive
relationship.

An example of a recursive operation is to
retrieve all SUPERVISEES of an EMPLOYEE
e at all levels — that is, all EMPLOYEE e’
directly supervised by e; all employees e’’
directly supervised by each employee e’; all
employees e’’’ directly supervised by each
employee e’’; and so on.
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 56
Additional Relational Operations (cont.)
 Although it is possible to retrieve employees at
each level and then take their union, we cannot,
in general, specify a query such as “retrieve the
supervisees of ‘James Borg’ at all levels” without
utilizing a looping mechanism.
 The SQL3 standard includes syntax for recursive
closure.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 57

 Additional Relational Operations (cont.)


Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 58

Additional Relational Operations (cont.)
 The OUTER JOIN Operation
 In NATURAL JOIN and EQUIJOIN, tuples without a
matching (or related) tuple are eliminated from the join
result

Tuples with null in the join attributes are also eliminated

This amounts to loss of information.
 A set of operations, called OUTER joins, can be used when
we want to keep all the tuples in R, or all those in S, or all
those in both relations in the result of the join, regardless of
whether or not they have matching tuples in the other
relation.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 59

Additional Relational Operations (cont.)
 The left outer join operation keeps every tuple in
the first or left relation R in R S; if no matching
tuple is found in S, then the attributes of S in the
join result are filled or “padded” with null values.
 A similar operation, right outer join, keeps every
tuple in the second or right relation S in the result
of R S.
 A third operation, full outer join, denoted by
keeps all tuples in both the left and the right
relations when no matching tuples are found,
padding them with null values as needed.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 60

Additional Relational Operations (cont.)

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 61

Additional Relational Operations (cont.)
 OUTER UNION Operations

The outer union operation was developed to take
the union of tuples from two relations if the
relations are not type compatible.

This operation will take the union of tuples in two
relations R(X, Y) and S(X, Z) that are partially
compatible, meaning that only some of their
attributes, say X, are type compatible.

The attributes that are type compatible are
represented only once in the result, and those
attributes that are not type compatible from either
relation are also kept in the result relation T(X, Y,
Z).

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 62

Additional Relational Operations (cont.)
 Example: An outer union can be applied to two relations
whose schemas are STUDENT(Name, SSN, Department,
Advisor) and INSTRUCTOR(Name, SSN, Department,
Rank).

Tuples from the two relations are matched based on having the
same combination of values of the shared attributes— Name,
SSN, Department.

If a student is also an instructor, both Advisor and Rank will
have a value; otherwise, one of these two attributes will be null.

The result relation STUDENT_OR_INSTRUCTOR will have the
following attributes:
STUDENT_OR_INSTRUCTOR (Name, SSN, Department,
Advisor, Rank)

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 63

 Examples of Queries in Relational Algebra

 Q1: Retrieve the name and address of all employees who work for the
‘Research’ department.
RESEARCH_DEPT   DNAME=’Research’ (DEPARTMENT)
RESEARCH_EMPS  (RESEARCH_DEPT DNUMBER= DNOEMPLOYEE EMPLOYEE)
RESULT   FNAME, LNAME, ADDRESS (RESEARCH_EMPS)

 Q6: Retrieve the names of employees who have no dependents.

ALL_EMPS   SSN(EMPLOYEE)
EMPS_WITH_DEPS(SSN)   ESSN(DEPENDENT)
EMPS_WITHOUT_DEPS  (ALL_EMPS - EMPS_WITH_DEPS)
RESULT   LNAME, FNAME (EMPS_WITHOUT_DEPS * EMPLOYEE)

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 64

Relational Calculus
 A relational calculus expression creates a
new relation, which is specified in terms of
variables that range over rows of the stored
database relations (in tuple calculus) or over
columns of the stored relations (in domain
calculus).
 In a calculus expression, there is no order of
operations to specify how to retrieve the query
result—a calculus expression specifies only
what information the result should contain.
 This is the main distinguishing feature between
relational algebra and relational calculus.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 65

Relational Calculus
 Relational calculus is considered to be
a nonprocedural language.
 This differs from relational algebra,
where we must write a sequence of
operations to specify a retrieval
request; hence relational algebra can
be considered as a procedural way
of stating a query.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 66

Tuple Relational Calculus
 The tuple relational calculus is based on specifying a
number of tuple variables.
 Each tuple variable usually ranges over a particular
database relation, meaning that the variable may
take as its value any individual tuple from that
relation.
 A simple tuple relational calculus query is of the form
{t | COND(t)}
 where t is a tuple variable and COND (t) is a conditional
expression involving t.
 The result of such a query is the set of all tuples t that
satisfy COND (t).

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 67

 Tuple Relational Calculus

 Example: To find the first and last names of all

employees whose salary is above $50,000, we can
write the following tuple calculus expression:
{[Link], [Link] | EMPLOYEE(t) AND [Link] > 50000}
 The condition EMPLOYEE(t) specifies that the range
relation of tuple variable t is EMPLOYEE.
 The first and last name (PROJECTION FNAME, LNAME) of
each EMPLOYEE tuple t that satisfies the condition
[Link]>50000 (SELECTION SALARY >50000) will be
retrieved.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 68

The Existential and Universal Quantifiers
 Two special symbols called quantifiers can appear in
formulas; these are the universal quantifier  and the
existential quantifier 
 Informally, a tuple variable t is bound if it is quantified,
meaning that it appears in an t or t clause;
otherwise, it is free.
 If F is a formula, then so are t)(F) and t)(F), where t
is a tuple variable.

The formula t)(F) is true if the formula F evaluates to
true for some (at least one) tuple assigned to free
occurrences of t in F; otherwise t)(F) is false.

The formula  t)(F) is true if the formula F evaluates to
true for every tuple (in the universe) assigned to free
occurrences of t in F; otherwise t)(F) is false.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 69

The Existential and Universal Quantifiers
  is called the universal or “for all” quantifier
because every tuple in “the universe of” tuples
must make F true to make the quantified formula
true.
  is called the existential or “there exists”
quantifier because any tuple that exists in “the
universe of” tuples may make F true to make the
quantified formula true.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 70

Example Query Using Existential
Quantifier
 Retrieve the name and address of all employees who
work for the ‘Research’ department. The query can be
expressed as :
{[Link], [Link], [Link] | EMPLOYEE(t) and  d)
(DEPARTMENT(d) and [Link]=‘Research’ and [Link]=[Link]) }
 The only free tuple variables in a relational calculus expression
should be those that appear to the left of the bar ( | ).

In above query, t is the only free variable; it is then bound
successively to each tuple.
 If a tuple satisfies the conditions specified in the query, the
attributes FNAME, LNAME, and ADDRESS are retrieved for each
such tuple.

The conditions EMPLOYEE (t) and DEPARTMENT(d) specify the
range relations for t and d.

The condition [Link] = ‘Research’ is a selection condition
and corresponds to a SELECT operation in the relational
algebra, whereas the condition [Link] = [Link] is a JOIN
condition.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 71

Example Query Using Universal
Quantifier
 Find the names of employees who work on all the projects
controlled by department number 5. The query can be:
{[Link], [Link] | EMPLOYEE(e) and  x)(not(PROJECT(x)) or not([Link]=5)
OR  w)(WORKS_ON(w) and [Link]=[Link] and [Link]=[Link]))))}
 Exclude from the universal quantification all tuples that we
are not interested in by making the condition true for all such
tuples.

The first tuples to exclude (by making them evaluate automatically to
true) are those that are not in the relation R of interest.
 In query above, using the expression not(PROJECT(x))
inside the universally quantified formula evaluates to true all
tuples x that are not in the PROJECT relation.

Then we exclude the tuples we are not interested in from R itself. The
expression not([Link]=5) evaluates to true all tuples x that are in
the project relation but are not controlled by department 5.
 Finally, we specify a condition that must hold on all the
remaining tuples in R.
 w)(WORKS_ON(w) and [Link]=[Link] and [Link]=[Link])

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 72

Languages Based on Tuple Relational
Calculus
 The language SQL is based on tuple calculus. It uses the
basic block structure to express the queries in tuple
calculus:
 SELECT <list of attributes>
 FROM <list of relations>
 WHERE <conditions>
 SELECT clause mentions the attributes being projected,
the FROM clause mentions the relations needed in the
query, and the WHERE clause mentions the selection as
well as the join conditions.
 SQL syntax is expanded further to accommodate other
operations. (See Chapter 8).

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 73

Languages Based on Tuple Relational
Calculus
 Another language which is based on tuple
calculus is QUEL which actually uses the range
variables as in tuple calculus. Its syntax includes:
 RANGE OF <variable name> IS <relation name>
 Then it uses
 RETRIEVE <list of attributes from range
variables>
 WHERE <conditions>
 This language was proposed in the relational
DBMS INGRES.
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 74
The Domain Relational Calculus
 Another variation of relational calculus called the domain
relational calculus, or simply, domain calculus is equivalent
to tuple calculus and to relational algebra.
 The language called QBE (Query-By-Example) that is related
to domain calculus was developed almost concurrently to
SQL at IBM Research, Yorktown Heights, New York.
 Domain calculus was thought of as a way to explain what
QBE does.
 Domain calculus differs from tuple calculus in the type of
variables used in formulas:
 Rather than having variables range over tuples, the
variables range over single values from domains of
attributes.
 To form a relation of degree n for a query result, we must
have n of these domain variables— one for each attribute.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 75

The Domain Relational Calculus
 An expression of the domain calculus is of the
form
{ x1, x2, . . ., xn |
COND(x1, x2, . . ., xn, xn+1, xn+2, . . ., xn+m)}
 where x1, x2, . . ., xn, xn+1, xn+2, . . ., xn+m are domain
variables that range over domains (of attributes)
 and COND is a condition or formula of the domain
relational calculus.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 76

Example Query Using Domain Calculus
 Retrieve the birthdate and address of the employee whose name is
‘John B. Smith’.
 Query :

{uv | (q) (r) (s) (t) (w) (x) (y) (z)

(EMPLOYEE(qrstuvwxyz) and q=’John’ and r=’B’ and s=’Smith’)}
 Ten variables for the employee relation are needed, one to range

over the domain of each attribute in order.


Of the ten variables q, r, s, . . ., z, only u and v are free.
 Specify the requested attributes, BDATE and ADDRESS, by the free

domain variables u for BDATE and v for ADDRESS.

 Specify the condition for selecting a tuple following the bar ( | )—

namely, that the sequence of values assigned to the variables
qrstuvwxyz be a tuple of the employee relation and that the values
for q (FNAME), r (MINIT), and s (LNAME) be ‘John’, ‘B’, and
‘Smith’, respectively.

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QBE: A Query Language Based on
Domain Calculus (Appendix C)
 This language is based on the idea of giving an example
of a query using example elements.
 An example element stands for a domain variable and is
specified as an example value preceded by the
underscore character.
 P. (called P dot) operator (for “print”) is placed in those
columns which are requested for the result of the query.
 A user may initially start giving actual values as examples,
but later can get used to providing a minimum number of
variables as example elements.

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QBE: A Query Language Based on
Domain Calculus (Appendix C)
 The language is very user-friendly, because it
uses minimal syntax.
 QBE was fully developed further with facilities for
grouping, aggregation, updating etc. and is
shown to be equivalent to SQL.
 The language is available under QMF (Query
Management Facility) of DB2 of IBM and has
been used in various ways by other products like
ACCESS of Microsoft, PARADOX.
 For details, see Appendix C in the text.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 79

QBE Examples
 QBE initially presents a relational schema as a
“blank schema” in which the user fills in the query
as an example:

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 80

QBE Examples
 The following domain calculus query can be successively
minimized by the user as shown:
 Query :

{uv | (q) (r) (s) (t) (w) (x) (y) (z)

(EMPLOYEE(qrstuvwxyz) and q=‘John’ and r=‘B’ and
s=‘Smith’)}

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 81

QBE Examples
 Specifying complex conditions in QBE:
 A technique called the “condition box” is used in
QBE to state more involved Boolean expressions
as conditions.
 The C.4(a) gives employees who work on either
project 1 or 2, whereas the query in C.4(b) gives
those who work on both the projects.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 82

QBE Examples
 Illustrating join in QBE. The join is simple
accomplished by using the same example
element in the columns being joined. Note that
the Result is set us as an independent table.

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 83

Chapter Summary
 Relational Algebra
 Unary Relational Operations
 Relational Algebra Operations From Set Theory
 Binary Relational Operations
 Additional Relational Operations
 Examples of Queries in Relational Algebra
 Relational Calculus
 Tuple Relational Calculus
 Domain Relational Calculus
 Overview of the QBE language (appendix C)

Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Slide 6- 84