SSED - CH 2 - Atoms and Electrons - v1
SSED - CH 2 - Atoms and Electrons - v1
Chapter 2
Refs:
1. Solid State Electronic Devices, Ben G. Streetman
and Sanjay Banerjee, Sixth Edition
1
Objectives
1. Understand the wave-particle duality of nature
in quantum mechanics
2. Study the Bohr model of atoms
3. Apply the Schrodinger equation to simple
problems
4. Understand the electronic structure of atoms
and the periodic table
5. Understand how semiconductor properties are
determined
2
Introduction
• The behavior of solid state devices is directly related
to atomic theory, quantum mechanics, and electron
models.
• In this chapter we shall investigate some of the
important properties of electrons, with special
emphasis on two points:
(1) the electronic structure of atoms and
(2) the interaction of atoms and electrons with
excitation, such as the absorption and emission of light.
• First, we shall investigate some of the experimental
observations which led to the modern concept of the
atom, and then we shall give a brief introduction to
the theory of quantum mechanics.
3
Outline
1. Introduction to Physical Models
2. Experimental Observations
3. The Bohr Model
4. Quantum Mechanics
5. Atomic Structure and the Periodic Table
4
2.1 Introduction to Physical Models
• In the 1920s it became necessary to
develop a new theory to describe
phenomena on the atomic scale.
• Physicists discovered that Newtonian
mechanics did not apply when objects
were very small or moved very fast.
– If things are confined to very small dimensions
(nanometer-scale), then QUANTUM
mechanics is necessary.
– If things move very fast (close to the speed of
light), then RELATIVISTIC mechanics is
necessary.
5
Classical Mechanics and Quantum Mechanics
Mechanics: the study of the behavior of
physical bodies when subjected to forces or
displacements
6
Outline
1. Introduction to Physical Models
2. Experimental Observations
3. The Bohr Model
4. Quantum Mechanics
5. Atomic Structure and the Periodic Table
7
2.2 Experimental Observations
• The experiments that led to the development of
quantum theory were concerned with the
interaction of light and matter.
• On the one hand, there were phenomena such as
interference or diffraction which clearly indicated
that light has a wave character as proposed by
Huygens, in contrast to the particle or corpuscular
view of light proposed by Newton.
• But on the other hand, many experiments at the
turn of the 20th century clearly showed that a
new theory of light was needed.
8
Photoelectric Effect
Tmax
frequency ν kinetic energy = T
Metal Plate νo ν
10
Energy Quanta
• Photoelectric experiment results suggest that the energy in a
light wave is contained in discrete energy packets, which are
called energy quanta or a photon
• The wave behaviors like particles. The particle is photon
11
Planck's Quantum Theory (1900)
Atoms and molecules can emit or absorb energy
only in discrete quantities
• Quantum (fixed amount): the smallest
quantity of energy that can be emitted (or
absorbed) in the form of electromagnetic
radiation.
E = hν E = hc
• Planck’s constant: h = 6.626 x 10-34 Js
Electron beam θ =0
Scattered θ =45º
beam
θ =90º
Detector
Wave-particle duality
Mathematical descriptions:
h
The momentum of a photon is: p
h
The wavelength of a particle is:
p
λ is called the de Broglie wavelength
18
2.2.2 Atomic Spectra
• Early in the 19th century, Fraunhofer saw dark bands
on the solar spectrum.
• In 1885, Balmer observed hydrogen spectrum and
saw colored lines :
– Found empirical formula for discrete wavelengths of lines.
– Formula generalized by Rydberg for all one-electron atoms.
19
Atomic Spectra: Modern Physics Lab
High Voltage
Supply
Neon Tube (to “excite” atoms)
Diffraction
Eyepiece
Grating
(to observe lines)
(to separate light)
20
Continuous, emission line, and absorption line
spectra
21
Continuous Spectrum of Visible Light
Light of all colors is observed
• Line Spectra:
– Different atoms emit different combination of
line spectra
– Monochromatic: single wavelength
– Used to identify the elements
25
Some important line in the emission spectrum of hydrogen :
hc 1240
E h E[eV ]
[nm]
26
The various series in the spectrum were observed
to follow certain empirical forms :
Where
c is the speed of light, and
R (or RH) is a constant called the Rydberg
constant :
R = 109,678 cm–1 1.097 x 107 m–1 27
Each energy can be obtained by taking sums and
differences of other photon energies in the spectrum :
29
2.3 The Bohr Model
• Classical model of the electron “orbiting” nucleus is
unstable. Why unstable?
– Electron experiences centripetal acceleration.
– Accelerated electron emits radiation.
– Radiation leads to energy loss.
– Electron eventually “crashes” into nucleus.
• In 1913, Bohr proposed quantized model of the H
atom to predict the observed spectrum.
30
The Bohr Model
To develop the model, Bohr made several postulates :
1- Electrons exist in certain stable, circular orbits about the
nucleus. This assumption implies that the orbiting electron
does not give off radiation as classical electromagnetic
theory would normally require of a charge experiencing
angular acceleration; otherwise, the electron would not be
stable in the orbit but would spiral into the nucleus as it
lost energy by radiation.
2- The electron may shift to an orbit of higher or lower
energy, thereby gaining or losing energy equal to the
difference in the energy levels :
31
The Bohr Model
3- The angular momentum P of the electron in an orbit is
always an integral multiple of Planck's constant divided
by 2π (h / 2π is often abbreviated ħ for convenience) :
33
Orbital Radii and Energies of Hydrogen atom
• rn=0.0529n2 (nm)
• En=-13.6/n2 (eV)
• Energy difference between the levels DE
=13.6(1/nf2-1/ni2)
Initial State, ni
DE=10.2 eV
Final state, nf
For example, between n=1 and n=2 (as drawn in the picture)
DE=13.6(1/nf2-1/ni2)=13.6(1/12-1/22)=10.2 eV 34
Consider a single hydrogen atom:
35
The minimum energy state, quantum mechanically, can be
estimated by calculating the value of a=ao for which E(a) is
minimized:
E [eV]
AS A FUNCTION OF a
THE TOTAL ENERY
LOOKS LIKE THIS a [Å]
0.5
-13.6
36
Interpretation of Line Spectra
• Atoms which have gained or absorbed extra energy from
some excitation energy source (flame, electric discharge
etc.) release that energy in the form of light
38
Bohr’s Correspondence Principle
39
Successes of the Bohr Theory
• Explained several features of the hydrogen spectrum
– Accounts for Balmer and other series
– Predicts a value for RH that agrees with the experimental
value
– Gives an expression for the radius of the atom
– Predicts energy levels of hydrogen
– Gives a model of what the atom looks like and how it
behaves
• Can be extended to “hydrogen-like” atoms
– Those with one electron
– Ze2 needs to be substituted for e2 in the Bohr equations
• Z is the atomic number of the element (=number of protons)
40
Outline
1. Introduction to Physical Models
2. Experimental Observations
3. The Bohr Model
4. Quantum Mechanics
5. Atomic Structure and the Periodic Table
41
2.4 Quantum Mechanics
1924: de Broglie suggests particles are waves
Mid-1925: Werner Heisenberg introduces Matrix Mechanics
Semi-philosophical, it only considers observable quantities
It used matrices, which were not that familiar at the time
It refused to discuss what happens between measurements
In 1927 he derives uncertainty principles
43
44
Pioneers of Quantum Mechanics
45
Heisenberg Uncertainty Principle
p x
• It is impossible to simultaneously describe with absolute accuracy the
energy of a particle and the instant of time the particle has this energy
E t
The Heisenberg uncertainty principle applies to electrons and states
that we can not determine the exact position of an electron. Instead, we
could determine the probability of finding an electron at a particular
position.
48
Probability and the Uncertainty Principle (3)
One implication of the uncertainty principle is that we
cannot properly speak of the position of an electron ,
for example, but must look for the probability of
finding an electron at a certain position. Thus one of
the important results of quantum mechanics is that a
probability density function can be obtained for a
particle in a certain environment, and this function can
be used to find the expectation value of important
quantities such as position, momentum, and energy.
Given a probability density function P(x) for a one-
dimensional problem, the probability of finding the
particle in a range from x to x + dx is P(x) dx. Since
the particle will be somewhere, this definition implies
that :
(2–20)
51
Quantum Theory for Semiconductors
52
Schrӧdinger’s Wave Equation
Text Equation 2.6 which we will now derive
2 2 ( x, t ) ( x, t )
V ( x ) ( x, t ) j
2m x 2
t
( x, t ) : Wave function
2
( x, t ) dx , the probability to find a particle in (x, x+dx) at time t
2
( x, t ) , the probability density at location x and time t
V (x) : Potential function
53
2.4.2 The Schrödinger Wave Equation
• De Broglie had said that electron formed standing
waves in the Hydrogen atom
• In 1926 Schrodinger wrote an equation that
described both the particle and wave nature of the e-
Wave function ( ) describes:
1 . energy of e- with a given
2 . probability of finding e- in a volume of space
• Schrodinger’s equation can only be solved exactly
for the hydrogen atom. Must approximate its solution
for multi-electron systems.
54
The Dual Nature of the Electron:
Matter Waves
Louis de Broglie
(1923)
• If light (wave) behaves
as particles (photons),
then particles should
behave as waves.
• Postulated matter
waves
• Wavelength related to
momentum
• Matter waves in atoms
are standing waves
• The length of the
wave must fit the
orbital of the 55
55
The de Broglie Wavelength
l = h /mu
E = Aexp(jkx – jt)
58
The Schrödinger wave Equation
(derivation
pp.43-44)
59
General Solution of the Schrödinger Wave
Equation
The general form of the solution of the
Schrödinger wave equation is given by:
60
Normalization and Probability
The probability P(x) dx of a particle being between x
and X + dx was given in the equation
61
Problem
A wave function is A(eix + e-ix) in the region -<x< and zero elsewhere. Normalize the wave function
and find the probability that the particle is (a) between x=0 and x=/4 and (b) between x=0 and x=/8.
(a)
1. Using the Euler relations between exponential and trig functions, we find
A eix e ix 2 A cos x .
1
dx 4 A cos x dx 4 A 1 . Thus A
* 2 2 2
Normalization: .
2
The probability of being in the interval [0, / 8] is
/8
/8 1 /8 1x 1
P * dx cos 2 x dx sin(2 x)
0 0 2 4 0
1 1
0.119 .
16 4 2
63
Solutions & Meaning of Schrödinger Equation
86
The Meaning of the Wave Function in
Quantum Mechanics
87
Outline
1. Introduction to Physical Models
2. Experimental Observations
3. The Bohr Model
4. Quantum Mechanics
5. Atomic Structure and the Periodic Table
88
2.5 Atomic Structure and the Periodic
Table
• The Schrödinger equation describes accurately the
interactions of particles with potential fields, such as
electrons within atoms.
• However, the problem of solving the Schrödinger
equation directly for complicated atoms is extremely
difficult.
– In fact, only the hydrogen atom is generally solved directly;
atoms of atomic number greater than one are usually
handled by techniques involving approximations.
• The hydrogen atom solution is also important in
identifying the basic selection rules for describing
allowed electron energy levels.
• Without actually working through the mathematics for
the hydrogen atom, in this section we shall investigate
the energy level schemes dictated by the wave equation.
89
The Hydrogen Atom 2.5.1
90
Function Quantum Number Possible values Names of Quantum numbers
91
Quantum Numbers for the H-atom
Principal quantum number n =1, 2, 3 …
Z 2 E0
Energy En where E0=13.6eV
n2
Orbital quantum number l =0, 1, 2, 3 …, n-1
92
Quantum Numbers for the H-atom (2)
93
Meaning of Quantum Numbers
Principle Quantum Number
S P D F G
l=0 1 2 3 4
n=5 Degenerate states
n=4
n=3
hf E3 E2
n=2
hf E2 E1
n=1
94
Meaning of Quantum Numbers
Orbital Quantum Number
95
Meaning of Quantum Numbers
Magnetic Quantum Number m (or ml)
96
Meaning of Quantum Numbers
Electron Spin Quantum Number, s (or m s)
• Electron has an intrinsic angular momentum, or spin (1928,
Fermi).
• In a magnetic field, the rotation axis has only two possible
orientations: clockwise and counterclockwise. Can have 2 values
only.
• either +1/2 or -1/2
97
and
and
98
99
Quantum Numbers and Electron Configuration
• Schrödinger’s equation gives a set of state
functions that depend on three quantum numbers
– n,
– l,
– ml.
· n,l,ml2 maps out the probability of locating the
electron. We refer to these functions as orbitals
(electron density).
ml
n l 100
A diagram of principal energy levels 1 and 2
showing the shapes of orbitals that compose the
sublevels.
101
5.1
Atomic Orbitals
• An atomic orbital is often thought of as a region
of space in which there is a high probability of
finding an electron.
• Different atomic orbitals are denoted by letters.
The s orbitals are spherical, and p orbitals are
dumbbell-shaped.
102
5.1
Atomic Orbitals
• Four of the five d orbitals have the same shape but
different orientations in space.
103
Atomic Orbitals
F orbitals are weird.
104
105
2.5.2 The Periodic Table
• The quantum numbers discussed in Section 2.5.1
arise from the solutions to the hydrogen atom
problem. Thus the energies obtainable from the
wave functions are unique to the hydrogen atom
and cannot be extended to more complicated
atoms without appropriate alterations.
• However, the quantum number selection rules are
valid for more complicated structures, and we can
use these rules to gain an understanding of the
arrangement of atoms in the periodic table of
chemical elements.
• Without these selection rules, it is difficult to
understand why only two electrons fit into the first
Bohr orbit of an atom, whereas eight electrons are
allowed in the second orbit. 106
Pauli exclusion principle
• an important principle of quantum theory
• This rule states that no two electrons in an interacting
system can have the same set of quantum numbers n, l,
m, s.
– In other words, only two electrons can have the same
three quantum numbers n, l, m, and those two must
have opposite spin (s).
• One implication of this principle is that by listing the
various combinations of quantum numbers, we can
determine into which shell each electron of a complicated
atom fits, and how many electrons are allowed per shell.
• The quantum states summarized in Table 2– 1 can be
used to indicate the electronic configurations for atoms in
the lowest energy state.
107
Atomic Structure and Atomic Number
108
Atomic Structure and Atomic Number (2)
109
Atomic Structure and Atomic Number (3/3)
110
Atomic Mass and Mole
111
Shorthand notation for electronic structures
• There is a simple shorthand notation for electronic
structures which is commonly used instead of such a
[Link] only new convention to remember in this
notation is the naming of the l values:
114
Element Shorthand notation Element Shorthand notation
115
116
Figure 2—8
Electronic structure and energy levels in a Si atom: (a) The orbital model of a Si atom
showing the 10 core electrons (n = 1 and 2), and the 4 valence electrons (n = 3);
117
Figure 2—8
Electronic structure and energy levels in a Si atom: (b) energy levels in the coulombic
potential of the nucleus are also shown schematically. 118
Periodic Table Basics
• Period
– Row on the periodic table
– Tells energy level
• Principal Quantum Number
• Family or Group
– Column on the periodic table
– For columns 1-2and 13-18,the number in the
one’s place represents number of valence
electrons
119
Number columns and indicate # of valence
electrons
1 18
1 2 13 17
2
3 3 12
4
5
6
7
120
Noble Gas
Group IV
Group VI
Group III
Periodic Table
Halogen
Group V
l = 0 (s)
n
l = 1 (p)
1
2 l = 2 (d)
3
4
5
6
7
l = 3 (f)
121