Scribd
Upload
268 views11 pages

Overview of SEBI: Functions and Objectives

The Securities and Exchange Board of India (SEBI) was established in 1988 as an executive body and was later upgraded to a statutory board in 1992 with the passing of the SEBI Act. SEBI is an autonomous regulatory body that regulates and develops the securities market in India. It aims to protect investors, promote market development, and regulate securities trading. SEBI oversees activities in the primary and secondary markets, mutual funds, foreign investments, and intermediaries like stock exchanges.

Uploaded by

shekhar_anand1235807
Copyright
© Attribution Non-Commercial (BY-NC)
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PPT, PDF, TXT or read online on Scribd
268 views11 pages

Overview of SEBI: Functions and Objectives

The Securities and Exchange Board of India (SEBI) was established in 1988 as an executive body and was later upgraded to a statutory board in 1992 with the passing of the SEBI Act. SEBI is an autonomous regulatory body that regulates and develops the securities market in India. It aims to protect investors, promote market development, and regulate securities trading. SEBI oversees activities in the primary and secondary markets, mutual funds, foreign investments, and intermediaries like stock exchanges.

Uploaded by

shekhar_anand1235807
Copyright
© Attribution Non-Commercial (BY-NC)
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PPT, PDF, TXT or read online on Scribd

THE SECURITIES AND

EXCHANGE BOARD
OF INDIA (SEBI)
In 1988 the Securities and Exchange Board of
India (SEBI) was established by the Government of
India through an executive resolution, and was
subsequently upgraded as a fully autonomous
body (a statutory Board) in the year 1992 with the
passing of the Securities and Exchange Board of
India Act (SEBI Act) on 30th January 1992. In
place of Government Control, a statutory and
autonomous regulatory board with defined
responsibilities, to cover both development &
regulation of the market, and independent powers
have been set up..
INTRODUCTION
•The Securities and Exchange Board of India set up
in 1988 under an administrative arrangement ,given
statutory powers with the enactment of the SEBI
Act
1992.
•The act provides for the establishment of the board
to protect the interest of investors in securities
market.
•The board consists of a chairman , two members
from the govt. Of India, ministries of law and
finance, one member from the RBI and two other
members.
Objectives of SEBI

• To protect the interest of the investors in securities


• To promote the development of securities market
• To regulate the securities market

4 12/09/21 SAPM
Functions of SEBI
Regulating the business in stock exchange and any
other securities market
Registering and regulating the workings of
intermediaries associated with securities market
Registering and regulating the working of collective
investment schemes including mutual funds
Promoting and regulating self-regulatory organizations
Prohibiting fraudulent and unfair trade practices in the
securities market

5 12/09/21 SAPM
Functions of SEBI
Promoting investors education and training of
intermediaries in securities market
Prohibiting insiders trading in securities
Regulating substantial acquisition of shares and
take-over of companies
Calling for information, undertaking inspection,
conducting enquiries and audits of the stock
exchanges, intermediaries and self-regulatory
organizations in the securities market

6 12/09/21 SAPM
Organization of SEBI
Primary Mkt. dept.

Issue Mgt. & Intermediaries Dept.


Departments

Secondary Mkt. dept.

Advisory Institutional Invt.


Committees

7 12/09/21 SAPM
SEBI Regulates……….

SEBI
regulates

Foreign
Primary Secondary Mutual
Institutional
Market Market Funds
Investment

8 12/09/21 SAPM
SEBI & Primary Market
Measures undertaken by SEBI:-
• Entry norms
• Promoters’ contribution
• Disclosure
• Allocation of shares
• Market intermediaries

9 12/09/21 SAPM
SEBI & Secondary Market
Reforms in the secondary market:-
1. Governing board
2. Infrastructure
3. Settlement & clearing
4. Price stabilization
5. Delisting

10 12/09/21 SAPM

You might also like