Prompt Optimization Via Evolutionary Algorithms
Prompt Optimization Via Evolutionary Algorithms
ON
PROMPT OPTIMIZATION VIA EVOLUTIONARY
ALGORITHMS
BACHELO R OF TECHNOLOGY IN
Mr. Praveen P
Associate Professor, Dept. of CSE
May-2025
i
DECLARATION
This is a record of bonafide work carried out by us and the results embodied in this
project have not been reproduced or copied from any source. The results embodied in
this project report have not been submitted to any other university or institute for the
award of any other degree or diploma.
i
Aushapur (V), Ghatkesar (M), Hyderabad, Medchal – Dist, Telangana – 501 301.
DEPARTMENT OF
COMPUTER SCIENCE AND ENGINEERING
CERTIFICATE
This is to certify that the mini project titled “Prompt Optimization via
Evolutionary Algorithms” Submitted by M.Sahithya Chandana (22P61A05E3),
N.Sriya (22P61A05G7), P.Laasyakshara (22P65A05J2) B. Tech, III - II semester,
Department of Computer Science & Engineering is a record of the bonafide work carried out by
them.
The Design embodied in this report have not been submitted to any other University
for the award of any degree.
EXTERNAL EXAMINER
ii
ACKNOWLEDGEMENT
We are extremely thankful to our beloved Chairman, Dr. N. Goutham Rao and
Secretary, Dr. G. Manohar Reddy who took keen interest to provide us the
infrastructural facilities for carrying out the project work.
Self-confidence, hard work, commitment and planning are essential to carry out any
task. Possessing these qualities is sheer waste, if an opportunity does not exist. So, we
whole - heartedly thank Dr. P.V.S. Srinivas, Principal, and Dr. Dara Raju, Head of the
Department, Computer Science and Engineering for their encouragement and support
and guidance in carrying out the project.
We would like to express our indebtedness to the Overall Project Coordinator, Dr. M.
Venkateswara Rao, Professor, and Section Coordinators, Ms. U. Kavya, Associate
Professor, Department of CSE, for their valuable guidance during the course of project
work.
We would like to express our sincere thanks to all the staff of Computer Science and
Engineering, VBIT, for their kind cooperation and timely help during the course of our
project. Finally, we would like to thank our parents and friends who have always stood
by us whenever we were in need of them.
ABSTRACT
Keywords:
Prompt optimization, genetic algorithms, large language models (LLMs), fitness function,
automated prompt engineering, relevance, coherence, informativeness, summarization,
question answering, code generation, Hugging Face Transformers, DEAP, PyGAD, Python.
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VISION
To become, a Center for Excellence in Computer Science and Engineering with a
focused Research, Innovation through Skill Development and Social Responsibility.
MISSION
DM-2: Impact the skills necessary to amplify the pedagogy to grow technically and to
meet interdisciplinary needs with collaborations.
DM-3: Inculcate the habit of attaining the professional knowledge, firm ethical
values,
innovative research abilities and societal needs.
v
PROGRAM SPECIFIC OUTCOMES (PSOs)
PSO-01: Ability to explore emerging technologies in the field of computer science and
engineering.
PSO-03: Ability to gain knowledge to work on various platforms to develop useful and
secured applications to the society.
PO-02: Problem analysis: Identify, formulate, review research literature, and analyze
complex engineering problems reaching substantiated conclusions using first principles
of mathematics, natural sciences, and engineering sciences.
PO-05: Modern tool usage: Create, select, and apply appropriate techniques, resources,
and modern engineering and IT tools including prediction and modelling to complex
engineering activities with an understanding of the limitations.
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PO-06: The engineer and society: Apply reasoning informed by the contextual
knowledge to assess societal, health, safety, legal and cultural issues and the consequent
responsibilities relevant to the professional engineering practice.
PO-08: Ethics: Apply ethical principles and commit to professional ethics and
responsibilities and norms of the engineering practice.
PO-12: Life-long learning: Recognize the need for, and have the preparation and ability
to engage in independent and life-long learning in the broadest context of technological
change.
a) PO Mapping:
P PO1 PO2 PO3 PO4 PO5 PO6 PO7 PO8 PO9 PO10 PO11 PO12
O
Title 3 3 3 2 3 1 1 2 2 2 2 3
b) PSO Mapping:
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viii
List of Figures
S.no. Title Page no.
ix
List of Tables
S.no. Title Page no.
1 Test cases 47
2 Accuracy Comparison 61
3 Precision Comparison 63
4 Recall Comparison 65
5 F-1 Score Comparison 67
6 Comparison of Accuracy 69
7 Comparison of Precision 70
8 Recall Comparison 72
9 F-1 Score Comparison 74
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Nomenclature
AI Artificial Intelligence
ML Machine learning
DL Deep Learning
ML Machine Learning
NLP Natural Language Processing
CNN Convolutional Neural Network
RNN Recurrent Neural Network
URL Uniform Resource Locator
HTTP HyperText Transfer Protocol
HTTPS HyperText Transfer Protocol Secure
x
TABLE OF CONTENTS
CONTENTS PAGE NO
Declaration ii
Certificate iii
Acknowledgements iv
Abstract v
Vision & Mission vi
List of Figures ix
List of Tables x
Nomenclature xi
Table of Contents xii
CHAPTER 1:
INTRODUCTION 1-7
1.1 Introduction to AI-Driven Phishing Detective tool 2
1.2 Motivation 4
1.3 Existing System 4
1.4 Proposed System 5
1.5 Problem definition 5
1.6 Objective 6
1.7 Scope 7
CHAPTER 2:
LITERATURE SURVEY 8-12
CHAPTER 3:
REQUIREMENT ANALYSIS 13-15
xi
3.3 Non-Functional Requirements 15
3.4 System Analysis 15
CHAPTER 4:
SYSTEM DESIGN 16-23
4.1 Technical Blueprint of AI-Driven Phishing 17
4.2 Sequence Diagram to represent Phishing URL Detection 19
4.3 Flow control of the system 21
CHAPTER 5:
IMPLEMENTATION 24
5.1 Explanation of key functions 25
5.3 MODULEs 33
xii
CHAPTER 6:
TESTING & VALIDATION 41-47
6.1 Testing process 42
6.1.1 Test planning 42
6.1.2 Test design 43
6.1.3 Test execution 44
6.1.4 Test reporting 44
6.2 Test cases 45
CHAPTER 7:
OUTPUT SCREENS 46-53
CHAPTER 8:
CONCLUSION AND FUTURE SCOPE 75-78
8.1 Conclusion 76
8.2 Future Enhancement 78
REFERENCES 79-80
xii
CHAPTER – 1
INTRODUCTION
1
CHAPTER – 1
INTRODUCTION
1.2 MOTIVATION
2
research, it becomes essential to improve their performance and ensure they produce
accurate and relevant results.
The goal of this research is to reduce the time, cost, and expertise needed to
create optimal prompts, enabling more accurate and contextually relevant responses
from LLMs. By automating prompt optimization, the proposed system will make
LLMs more accessible to a broader audience, allowing non-experts to leverage the
power of these models without the need for extensive knowledge of their inner
workings. This shift will pave the way for more efficient, scalable, and adaptable LLM
applications across various industries, from education to healthcare, finance, and
beyond.
Manual Prompt Engineering: Experts create and refine prompts based on intuition
and domain knowledge. While effective in specific scenarios, this method is not
scalable and often results in suboptimal solutions across a range of tasks [5].
3
Reinforcement Learning (RL): RL approaches can dynamically adjust prompts based
on model feedback. However, RL methods are computationally expensive and require
large datasets and substantial time to converge on an optimal solution [4].
Adaptive Learning: The system continuously adapts to new tasks and changing
requirements by evolving the prompts as new data becomes available [3].
Scalability: The evolutionary approach scales to a variety of tasks, from simple text
classification to complex mathematical reasoning, making it applicable across
industries and domains [2][5].
4
LLMs, the system offers an innovative and dynamic solution for prompt optimization,
automating the process and reducing the need for manual intervention.
1.6 OBJECTIVE
The primary objective of the proposed system is to enhance the performance
of LLMs by optimizing prompts using evolutionary algorithms. Specific objectives
include:
Improving Adaptability: Evolve prompts in response to new tasks and evolving LLM
capabilities, ensuring continued effectiveness [6].
Reducing Manual Intervention: Minimize the need for manual prompt engineering,
making prompt optimization more accessible to a broader audience [5].
5
Enhancing Task Accuracy: Optimize prompts for specific reasoning tasks, such as
mathematical problem-solving and few-shot learning, to improve model accuracy and
efficiency [2][4].
By achieving these objectives, the proposed system will facilitate the more
efficient use of LLMs, benefiting a wide range of applications from AI-based
conversational systems to domain-specific knowledge extraction.
1.7 SCOPE
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CHAPTER – 2
LITERATURE SURVEY
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CHAPTER – 2
LITERATURE SURVEY
2.1 A COMPREHENSIVE STUDY ON PROMPT
OPTIMIZATION VIA EVOLUTIONARY
ALGORITHMS
The rapid advancement of large language models (LLMs) has amplified the
importance of effective prompt optimization techniques. Traditional manual prompt
engineering methods are often labor-intensive, inefficient, and do not scale well
across various applications. To address these challenges, researchers have explored
advanced optimization techniques, including reinforcement learning, Bayesian
optimization, and, more recently, evolutionary algorithms (EAs). EAs, inspired by
natural evolution, provide a systematic and automated approach to explore the vast
prompt space, offering improvements in model performance, adaptability, and
scalability.
8
tuning to avoid convergence on suboptimal prompts.
Guo et al. (2024) discuss a novel framework that combines LLMs with evolutionary
algorithms to develop powerful prompt optimizers [3]. Their method uses iterative
mutation and crossover operations to evolve prompts, achieving state-of-the-art
results in prompt optimization tasks. Despite its effectiveness, computational
overhead remains an issue during large-scale optimization.
Zhou and Sun (2023) leverage reinforcement learning to optimize prompts through
adaptive feedback mechanisms [4]. While RL-based approaches show promise, they
require extensive training data and longer convergence times compared to
evolutionary methods. The study highlights the potential of combining reinforcement
learning with evolutionary strategies to enhance adaptability.
Liu et al. (2023) introduce Genetic Prompt Evolution for improving few-shot
learning performance in LLMs [5]. This approach uses genetic algorithms to evolve
prompt structures, significantly boosting task accuracy in low-data scenarios.
However, the method requires continuous evaluation to maintain stability across
iterations.
Chen et al. (2024) analyze hybrid approaches for prompt optimization, combining
evolutionary algorithms with reinforcement learning [7]. This hybrid strategy
enhances both convergence speed and prompt quality, although it also introduces
complexity in the optimization process.
Wang et al. (2024) evaluate the impact of using evolutionary algorithms for domain-
specific prompt optimization in specialized settings, such as healthcare and legal
analysis [8]. The findings reveal significant improvements in contextual
9
understanding but identify computational costs and task-specific fine-tuning as
pressing challenges.
Huang et al. (2023) investigate adaptive prompt optimization techniques using hybrid
evolutionary models for large-scale applications [10]. The study highlights the
advantages of combining genetic algorithms with Bayesian methodologies, yielding
more stable and generalized results across multiple domains. However, model
interpretability remains a key issue.
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[7] Hybrid Combining Faster Increased Simplify Faster
Evolutionary- evolutionary convergence optimization hybrid adaptation
Reinforcement and RL with higher- complexity optimization across tasks
Techniques strategies quality
prompts
11
CHAPTER – 3
REQUIREMENT ANALYSIS
12
CHAPTER – 3
REQUIREMENT
ANALYSIS
RAM (Random Access Memory): Minimum 8GB; 16GB+ preferred for handling
large datasets or LLM API calls in parallel.
Storage: 20GB to 100GB, depending on local data storage needs (prompt logs,
evaluation results, etc.).
Programming Languages:
TensorFlow, Keras: Used for designing, training, and deploying deep learning models.
13
Scikit-learn, Pandas, NumPy: For classical ML algorithms, feature engineering, and data
manipulation.
Other Tools:
Prompt Generation: Ability to generate, mutate, and crossover prompt strings based
on predefined templates or seeds.
LLM Interaction: Interface with an LLM (e.g., GPT-3.5, GPT-4) to evaluate prompt
outputs and score their effectiveness.
Security: Secure handling of API keys (e.g., OpenAI key) and prevent leakage of
prompt data.
14
Maintainability: Modular design to easily adjust prompt templates, fitness criteria,
or evolution parameters.
15
CHAPTER - 4
SYSTEM ANALYSIS & DESIGN
16
CHAPTER – 4
At its core, the use case diagram outlines the primary functionalities of the system,
categorized into key use cases such as:
These processes are orchestrated within the Prompt Optimization System, where two
primary human actors—User and Researcher—interact with the system. The User
initiates the process by generating base prompts. These are then evaluated through
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interactions with the LLM API, which returns responses that are assessed for their
relevance, correctness, coherence, or any other task-specific metric that defines "fitness."
The Researcher, on the other hand, plays a supervisory and analytical role. They
evaluate prompt fitness scores, define the criteria for genetic operations (such as mutation
rate or crossover strategy), and fine-tune system parameters for optimized performance.
Their feedback and expertise ensure that the evolutionary loop remains aligned with the
research objectives or application-specific goals.
When a set of prompts is sent to the LLM, the system retrieves the responses, applies
a scoring function to evaluate their quality, and then selects the top-performing prompts.
These undergo genetic operations—mutation (altering parts of the prompt) and crossover
(combining segments of different prompts)—to generate a new generation of candidates.
This evolutionary cycle continues across multiple generations, gradually improving the
performance and fitness of the prompt population.
The system emphasizes automation, intelligent iteration, and adaptive learning. The
use of evolutionary techniques allows the system to explore a vast and complex search
space of possible prompts, identifying high-performing prompt structures that would be
nearly impossible to discover through manual trial-and-error. This process is critical in
applications such as few-shot learning, mathematical reasoning, summarization, and
classification, where the quality of a prompt can significantly influence LLM
performance.
Moreover, the use case diagram also reflects the integration of human-in-the-loop
AI, where expert oversight complements automated optimization. This hybrid system
design bridges the gap between computational power and human reasoning, ensuring that
the results remain interpretable, relevant, and controllable.
Beyond serving as a technical framework, the use case diagram also fosters
interdisciplinary collaboration. Developers can better understand system architecture and
data flow; AI researchers can explore model behavior under different prompt
configurations; and domain experts can analyze the effectiveness of prompts in real-
world scenarios.
Ultimately, the Prompt Optimization System use case diagram, as illustrated in Fig.
4.1, encapsulates the essence of evolutionary prompt engineering. It provides a
structured, scalable, and intelligent solution for optimizing interactions with LLMs. In an
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era where AI is rapidly expanding its reach across disciplines, such a system holds
immense potential for improving model alignment, reducing hallucination, and tailoring
LLMs to specific user goals.
The primary lifelines in this sequence diagram include the User, Prompt Engine,
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LLM API, and Fitness Evaluator. Each of these components plays a crucial role in the
overall workflow of the system, from prompt generation to iterative optimization using
evolutionary strategies such as mutation and crossover.
The sequence begins with the User initiating the optimization process. The Prompt
Engine generates an initial population of prompts which are then sent to the LLM API.
The responses returned from the LLM are evaluated by the Fitness Evaluator, which
assigns a fitness score to each prompt based on predefined criteria—such as accuracy,
fluency, or task-specific relevance.
Following the initial evaluation, the system enters an iterative evolutionary loop. For
each generation, the Prompt Engine:
This loop continues for a defined number of generations or until convergence criteria
are met. Once the evolutionary process concludes, the system delivers the optimized
prompt(s) back to the user.
The sequence diagram thus highlights the dynamic interplay between intelligent
agents and evaluation mechanisms to progressively refine prompts over time. The
inclusion of evolutionary algorithms allows the system to automatically discover high-
quality prompt formulations that might otherwise require extensive human expertise and
manual tuning.
From a systems design perspective, this sequence diagram (as shown in Fig. 4.2)
offers a clear roadmap of functional interactions. It facilitates a better understanding of
how genetic algorithms can be harnessed in the field of prompt engineering, especially
when dealing with black-box LLMs where direct internal modifications are not feasible.
This representation is not only instrumental for system developers but also for
researchers seeking insights into automated prompt optimization workflows. It supports
20
debugging, enhances modular development, and ensures that each stage of the
optimization pipeline is transparent and well-documented.
Fig 4.2: Sequence Diagram representing Prompt Optimization via Evolutionary Algorithms
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The workflow begins with the initialization of a prompt population. These are
potential candidate prompts generated based on task requirements. Each prompt is passed
through a fitness evaluation phase, where responses from an LLM are analyzed based on
performance metrics such as coherence, accuracy, fluency, and task alignment.
Following evaluation, the top-performing prompts are selected for the next phase.
The system checks for convergence, i.e., whether the prompt quality has plateaued or met
desired criteria. If convergence is achieved, the process terminates with outputting the
optimized prompts. Otherwise, genetic operators—specifically mutation and crossover—
are applied to generate a new population of prompts. This new generation is then cycled
back through the evaluation loop.
This activity diagram (as shown in Fig. 4.3) effectively captures both the control
flow and decision logic. The convergence decision node is a critical element, ensuring
the system does not run indefinitely and only terminates once an optimal or near-optimal
solution is found. Additionally, the structured sequence of tasks ensures that the
optimization process remains efficient, adaptive, and scalable across different prompting
scenarios.
By adhering to UML conventions, the activity diagram ensures standardized
representation, which helps bridge the communication gap between developers,
researchers, and stakeholders. It also supports simulation and analysis of different
evolutionary configurations—such as varying mutation rates, population sizes, or fitness
evaluation strategies—allowing the system to be fine-tuned for performance and
generalizability.
Overall, the activity diagram serves as a blueprint for understanding how the
system dynamically transforms suboptimal prompts into high-performing ones using
evolutionary principles. It aids not only in the design and documentation of the system
but also in evaluating potential improvements and preparing for future scalability. The
clarity and detail offered by this diagram are instrumental in ensuring that the system is
robust, interpretable, and capable of delivering optimized prompts in real-world
applications.
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Fig 4.3: Activity Diagram
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CHAPTER - 5
IMPLEMENTATION
24
CHAPTER – 5
IMPLEMENTION
5.1 EXPLANATION OF KEY FUNCTIONS
Users interact with a minimalistic and intuitive client interface that allows
them to define parameters such as task type, goal specification, and input constraints.
The backend system then initializes a population of prompt candidates and iteratively
evolves them using selection, crossover, and mutation operators.
Each prompt is evaluated based on feedback obtained from LLMs via API
responses. The fitness of a prompt is determined using performance metrics such as
relevance, fluency, or task accuracy. The evolutionary loop continues until
convergence criteria are met or a set number of iterations is reached, upon which the
optimized prompts are output to the user.
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5.1.1 OPERATIONAL WORKFLOW
The operational workflow of the system can be broken down into the following stages:
1. User Interaction and Prompt Configuration
Users interact with the system through a Client Interface, which allows them to define
the task type (e.g., summarization, Q&A), set prompt structure constraints (e.g.,
mandatory keywords, output style), and specify evaluation preferences (e.g., BLEU
score, accuracy, coherence). The UI ensures users can configure optimization
objectives without needing to interact directly with the underlying model or algorithm.
Component:
UI - Prompt Configuration: Frontend form that captures user-defined parameters.
2. Prompt Generation
Once configuration is submitted, the Prompt Generator in the backend initializes the
first generation of prompts. This initial population may be:
Randomly generated using task-specific keywords or templates.
Seeded from existing known prompts.
These prompts are saved in the Prompt Store, a structured repository that enables
version tracking and future reference.
Components:
Prompt Generator: Module responsible for initializing and mutating prompt sets.
Prompt Store: Persistent database or file system to track prompt evolution history.
3. Genetic Algorithm Handler
This module runs the evolutionary loop that improves prompt quality through iterative
refinement. Key functions include:
Selection: Chooses top-performing prompts based on fitness scores.
Crossover: Combines elements from two parent prompts to produce offspring.
Mutation: Randomly alters parts of prompts (e.g., verbs, sentence structures) to
maintain diversity.
This stage simulates biological evolution, adapting prompts over multiple generations
for optimal performance.
Component:
GA Algorithm Handler: Executes the Genetic Algorithm, managing selection,
crossover, mutation, and elitism.
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4. Fitness Evaluation
Each prompt in the current generation is evaluated by submitting it to the LLM API.
The system analyzes the LLM’s response and computes a fitness score based on user-
defined metrics. These may include:
Correctness or factual accuracy (for QA tasks).
BLEU or ROUGE scores (for translation or summarization).
Semantic similarity (using embedding-based comparison).
Task-specific accuracy or relevance.
Component:
Fitness Evaluator: Applies fitness functions to evaluate and rank prompt
performance.
5. LLM Interaction
The system integrates with cloud-hosted LLMs (e.g., OpenAI GPT, Claude, or
LLaMA) through a standardized API layer. This layer handles the formatting of prompt
calls, submission of requests, and retrieval of responses from the language model.
Component:
LLM Interface (LLM Cloud API): Abstracts and manages communication with
external LLMs.
6. Iterative Optimization and Output
This evolutionary loop continues for a fixed number of generations or until
convergence (i.e., minimal improvement across generations). Once the optimal
prompts are identified, they are returned to the user for deployment in downstream
tasks.
Final prompts are stored in the Prompt Store for traceability.
Users can download or export the top-N prompts with associated scores.
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Fig 5.1: System Architecture Diagram
The above figure illustrates the end-to-end architecture of the system, showing the
interaction between client interface, backend processing modules, prompt storage, and
LLM cloud APIs. The design promotes modularity, scalability, and ease of integration.
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5.2 METHOD OF IMPLEMENTATION
The implementation of the Prompt Optimization via Evolutionary Algorithms
project is designed to improve the effectiveness of prompts submitted to Large
Language Models (LLMs), such as OpenAI’s GPT-4, by leveraging Genetic
Algorithms (GAs). The system is developed using Python and integrates NLP
preprocessing, fitness-based evaluation of LLM outputs, and evolutionary strategies
such as selection, crossover, and mutation. The optimized prompts generated by this
method can significantly enhance downstream tasks like summarization, question
answering, or reasoning. This section provides a detailed step-by-step breakdown of
the implementation, covering prompt preprocessing, fitness evaluation, evolutionary
operations, and convergence tracking. Libraries such as openai, transformers, numpy,
scikit-learn, and matplotlib are employed throughout the pipeline.
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instance, and its response is evaluated to calculate a fitness score.
LLM Invocation:
Prompts are sent via API calls using Python's openai.ChatCompletion or equivalent
method.
Output Collection:
Responses are stored along with the corresponding prompts and metadata (e.g., tokens
used, generation time).
Fitness Evaluation:
Depending on the task, different evaluation strategies are used:
The fitness score determines how effective each prompt is at eliciting the desired
response.
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Crossover:
Example:
Mutation:
Techniques:
Adding or removing modifiers (e.g., "in simple terms", "in bullet points")
These operations ensure exploration of the prompt space and prevent convergence to
local optima.
Re-Evaluation:
New prompts are scored again using the LLM and the same fitness functions.
Stopping Criteria:
The best prompt(s) from the final generation are considered optimized.
Metrics Used:
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ROUGE/BLEU for summarization
Performance Benchmarks:
Baseline prompts (unoptimized) are compared against evolved prompts to
demonstrate improvement.
Limitations:
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Fig 5.2: Workflow of prompt optimization via evolutionary algorithms
5.3 MODULEs
The Prompt Optimization via Evolutionary Algorithms system is structured
into multiple functional modules. Each module performs a critical task in the
pipeline—from generating and evaluating prompts to evolving them using
genetic techniques, and finally identifying optimized prompts for enhanced
LLM performance. The modular architecture ensures flexibility, reusability, and
clarity in the design and implementation of the optimization process.
5.3.1 MODULE A: INITIALIZATION AND PROMPT GENERATION
Key Tasks:
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Prompt Pool Creation
Generates an initial set of prompts using random sampling, templates, or heuristic rules.
Diversity Assurance
Ensures a wide range of semantic and syntactic structures to promote broad exploration
during optimization.
Key Function:
def initialize_population(size: int) -> List[str]:
# Generates a list of diverse prompts to begin the optimization process.
This module assesses each prompt by querying the LLM and scoring its
output based on predefined metrics.
Key Tasks:
Prompt Execution
Sends each prompt to the LLM and collects responses.
Scoring Function
Calculates a fitness score based on response quality (e.g., accuracy, relevance,
BLEU score, or task-specific metrics).
Key Function:
Key Tasks:
Selection
Applies strategies like tournament selection or roulette wheel to choose elite
prompts.
Crossover Operation
Combines parts of two parent prompts to produce offspring prompts.
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Mutation Operation
Introduces random variations to prompts by altering words, structure, or syntax.
Key Function:
Key Tasks:
Loop Management
Controls the number of generations or convergence threshold.
Population Update
Replaces the old population with a new, fitter set of prompts after each iteration.
Key Function:
def optimize_prompts(generations: int, population_size: int) -> List[str]:
# Runs the full evolutionary optimization loop and returns the best prompts.
Key Tasks:
Best Prompt Identification
Retrieves the highest-scoring prompts from the final generation
for downstream use.
Metric Aggregation
Computes and logs metrics such as:
Maximum fitness per generation
Average fitness per generation
Improvement trends over generations
Performance Summary Generation
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Outputs a textual summary of the optimization process, detailing
how prompt performance changed over time.
client = OpenAI(
api_key=DEEPSEEK_API_KEY,
base_url=DEEPSEEK_BASE_URL
)
# GA parameters
POPULATION_SIZE = 15
GENERATIONS = 5
CX_PROB = 0.6
MUT_PROB = 0.3
# ROUGE scorer
rouge_scorer = rouge_scorer.RougeScorer(['rougeL'], use_stemmer=True)
class PromptOptimizer:
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def __init__(self, initial_prompt, task_type="general"):
self.initial_prompt = initial_prompt
self.task_type = task_type
self.best_prompt = None
self.best_score = 0
self.evolution_history = []
self.start_time = None
# DEAP Setup
creator.create("FitnessMax", base.Fitness, weights=(1.0,))
creator.create("Individual", list, fitness=creator.FitnessMax)
self.toolbox = base.Toolbox()
self.toolbox.register("attr_word", self.random_word)
self.toolbox.register("individual", tools.initRepeat, creator.Individual,
self.toolbox.attr_word, n=len(initial_prompt.split()))
self.toolbox.register("population", tools.initRepeat, list, self.toolbox.individual)
self.toolbox.register("evaluate", self.evaluate_prompt)
self.toolbox.register("mate", self.crossover_prompt)
self.toolbox.register("mutate", self.mutate_prompt, indpb=0.1)
self.toolbox.register("select", tools.selTournament, tournsize=3)
def random_word(self):
word_pool = ["summarize", "explain", "describe", "write", "create",
"analyze", "compare", "list", "what", "how", "why",
"briefly", "clearly", "in detail", "with examples"]
return random.choice(word_pool)
37
try:
response = client.chat.completions.create(
model="deepseek-chat",
messages=[
{"role": "system", "content": "You are a helpful assistant."},
{"role": "user", "content": f"{prompt}\nInput: {test_input}"}
],
temperature=0.7,
max_tokens=200
)
output = response.choices[0].message.content.strip()
# Scoring
length_score = min(len(output.split()) / 50, 1)
clarity_score = 1 if len(output.split()) > 5 else 0.3
if self.task_type == "summarization":
rouge_scores = rouge_scorer.score(target_summary, output)
rouge_score = rouge_scores['rougeL'].fmeasure
return (rouge_score * 0.7 + clarity_score * 0.3),
else:
return (length_score * 0.5 + clarity_score * 0.5),
except Exception as e:
print(f"\n API Error for prompt '{prompt[:30]}...': {str(e)[:100]}")
return (0.0,)
38
individual[i] = self.random_word()
return individual,
def optimize(self):
"""Run the genetic algorithm optimization."""
self.start_time = time.time()
pop = self.toolbox.population(n=POPULATION_SIZE)
39
ind.fitness.values = fit
# Replace population
pop[:] = offspring
self.evolution_history.append({
'generation': gen,
'best_score': self.best_score,
'best_prompt': self.best_prompt
})
return self
def get_results(self):
"""Return optimization results."""
original_score = self.toolbox.evaluate(self.initial_prompt.split())[0]
return {
'original_prompt': self.initial_prompt,
'optimized_prompt': self.best_prompt,
'accuracy_score': round(self.best_score, 3),
'efficiency_sec': round(time.time() - self.start_time, 2),
'improvement_percent': round((self.best_score - original_score) / original_score *
100, 2),
'evolution_history': self.evolution_history
}
if __name__ == "__main__":
user_prompt = "Explain this text"
try:
print(" Starting DeepSeek Prompt Optimization...")
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optimizer = PromptOptimizer(user_prompt, task_type="summarization")
results = optimizer.optimize().get_results()
except Exception as e:
print(f"\n Critical Error: {str(e)}")
5.4.1 Explanation of the sample code
This script presents a DeepSeek-powered prompt optimization system using
Genetic Algorithms (GAs) to enhance the performance of natural language prompts,
particularly for summarization tasks. It integrates libraries such as DEAP for evolutionary
computation, OpenAI’s client interface for accessing DeepSeek’s API, the ROUGE
scoring library for output evaluation, and NLTK for natural language processing support.
The main objective is to iteratively refine a user-provided prompt by evolving new variants
that maximize the quality of generated responses from the DeepSeek model. A GA-based
optimizer is employed where each individual in the population represents a possible
prompt, and through multiple generations of selection, crossover, and mutation, the best-
performing prompt is identified. The fitness of each prompt is evaluated by sending a fixed
input (a test sentence) to the DeepSeek API and analyzing the model's output using a
scoring function based on ROUGE-L, output length, and clarity. Prompts that produce
clearer, longer, and more accurate summaries are scored higher, allowing the GA to evolve
toward more effective phrasing.
The optimizer starts with a population of randomly generated prompts built from
a curated set of command and modifier words. It applies tournament selection to retain the
fittest prompts and uses two-point crossover and mutation operations to explore the search
space. The process is repeated over a series of generations, during which the best-scoring
prompts are tracked and updated. At the end of the optimization loop, the script compares
the performance of the optimized prompt with the original one, reporting improvements in
accuracy, efficiency, and clarity. The final output includes the best evolved prompt, its
41
evaluation score, the time taken for optimization, and the percentage improvement over the
original prompt. This approach demonstrates how evolutionary algorithms, when
combined with large language models, can yield powerful prompt optimizers capable of
adapting instruction formats to better suit the requirements of specific NLP tasks.
42
CHAPTER - 6
TESTING & VALIDATION
43
CHAPTER – 6
TESTING &
VALIDATION
3. Identify and fix defects in the system to ensure it meets the defined
requirements.
Test Planning is the first and essential phase in the testing process, as it defines the
overall strategy and roadmap for the subsequent testing activities. The planning phase
identifies all the features, components, and functionalities that need to be tested,
along with resource allocation and timelines. It ensures that the testing process is
structured and organized to address all critical aspects of the Prompt Optimization via
Evolutionary Algorithms system.
Objectives of Test Planning:
Define the scope of testing and components to be evaluated.
Allocate resources (team members, tools, environment) and define roles.
Develop a timeline for the testing process, including deadlines and milestones.
44
Identify potential risks and challenges that could impact testing.
Key Elements:
Scope: Testing will focus on the following components:
Genetic Algorithm Initialization (parameters, population size, mutation/crossover
rates)
Evolution of Prompts (applying genetic operators to optimize prompts)
Fitness Evaluation (validating the fitness function used to evaluate prompt quality)
LLM Evaluation (testing optimized prompts on large language models)
System Performance (handling large data sets and edge cases)
Report Generation (validating the creation of optimization reports)
Resources:
Human Resources: Testers, algorithm specialists, and LLM integrators.
Tools:
Test management tools (e.g., Microsoft Excel, Jira for defect tracking).
Performance testing tools for LLM integration.
Testing Environment: A cloud or local environment with sufficient computational
power for running genetic algorithms and LLMs.
Timeline: Develop a testing schedule that outlines:
Duration of each testing phase.
Time allocated for regression testing.
A contingency plan for unforeseen issues.
Risk and Contingency: Identify possible risks such as:
Delays in running the evolutionary algorithm due to large datasets.
System performance degradation with large numbers of generations or prompts.
Issues with LLM integration.
Test Design focuses on the creation of detailed test cases that will evaluate the
various functionalities and performance metrics of the system. The goal is to ensure
that the system behaves as expected under different scenarios, including edge cases.
Objectives of Test Design:
Develop comprehensive and structured test cases based on real-world scenarios and
edge cases.
Ensure that all critical functionalities of the system are covered.
45
Identify and prepare the test data required for validation.
Key Elements:
Test Scenarios: Based on the system requirements, the following test scenarios will
be covered:
Genetic algorithm initialization (e.g., parameters, population size).
Evolution of prompts through mutation and crossover.
Fitness evaluation of prompts (accuracy, relevance, diversity).
Performance testing with large sets of prompts and generations.
LLM evaluation (accuracy and relevance of results based on optimized prompts).
Edge-case handling (short prompts, conflicting instructions, etc.).
Test Cases: Test cases will be created for each identified scenario, such as:
Test Case 1: Verify genetic algorithm parameters are initialized correctly.
Test Case 2: Test if genetic operators (mutation/crossover) evolve diverse and
optimized prompts.
Test Case 3: Validate the fitness function's correct performance.
Test Case 4: Test if the system converges toward an optimal prompt over
generations.
Test Case 5: Verify the effectiveness of evolved prompts when tested on an LLM.
Test Case 6: Ensure the system handles edge cases effectively.
Test Data: Data will be selected from various real-world prompt datasets and
synthetic datasets to ensure comprehensive testing. The data will include a variety of
prompt formats, lengths, and patterns to simulate real-world use cases.
Documentation Tools: Use tools like Microsoft Excel for organizing and tracking
test cases, expected outcomes, and actual results.
Run the test cases and observe the system’s response to various inputs.
46
Key Elements:
Configure the testing environment, including the algorithm parameters and LLM
setup.
Prepare the datasets (e.g., sets of initial prompts, mutation/crossover operators, etc.).
Ensure all functionalities are tested, including genetic algorithm evolution, fitness
function, LLM integration, and performance under load.
Logging Defects:
Document any deviations from the expected results (e.g., if the fitness function is
incorrect or the LLM fails to generate relevant responses).
Regression Testing:
After defects are fixed, conduct regression testing to ensure that new changes haven’t
introduced any new issues.
Summarize the results of all executed tests, including successes and failures.
Provide key performance metrics, such as execution time, accuracy, and effectiveness
of the optimized prompts.
Key Elements:
Test Summary:
47
Include a summary of the total number of test cases executed, the number of
passed/failed tests, and the overall success rate.
Defect Analysis:
Provide insights into defect resolution and any areas requiring improvement.
Performance Metrics:
Include performance data, such as the system's efficiency in handling large datasets,
prompt evolution time, and LLM evaluation performance.
Recommendations:
Provide recommendations based on the test results, such as optimizing the genetic
algorithm parameters, refining the fitness function, or improving LLM integration for
better prompt responses.
48
Apply crossover and mutation operators to generate new prompts.
Evaluate the newly generated prompts based on optimization criteria.
Expected Result: The new prompts should show diversity and meet the optimization
criteria, improving over generations.
Actual Outcome: The evolved prompts exhibited variation and met the optimization
criteria.
Status: Pass
Test Case 3: Fitness Function Evaluation
Objective: Verify the correct functioning of the fitness evaluation function.
Steps:
Input prompts into the fitness evaluation function.
Observe if the system evaluates the fitness based on predefined criteria (e.g.,
relevance, coherence, and diversity).
Expected Result: The system should correctly calculate and assign fitness scores to
each prompt.
Actual Outcome: The fitness function correctly calculated and assigned scores.
Status: Pass
Test Case 4: Convergence of the Genetic Algorithm
Objective: Test if the genetic algorithm converges toward an optimal solution over
generations.
Steps:
Run the genetic algorithm for multiple generations.
Track the fitness scores of the best prompts in each generation.
Expected Result: The fitness scores should show a steady increase over generations,
indicating convergence toward optimal prompts.
Actual Outcome: Fitness scores increased consistently across generations, indicating
the algorithm's convergence.
Status: Pass
Test Case 5: Evaluation on LLM Performance
Objective: Verify that the evolved prompts perform well when tested on a large
language model (LLM).
Steps:
Input the optimized prompts into the LLM.
Record the performance of the LLM, evaluating its responses for accuracy and
relevance.
Expected Result: The LLM should generate accurate, coherent, and relevant
responses for the optimized prompts.
49
Actual Outcome: The LLM produced relevant and accurate responses for the
optimized prompts.
Status: Pass
Test Case 6: Handling Edge Cases
Objective: Ensure the system handles edge cases such as very short or ambiguous
prompts.
Steps:
Input edge-case prompts (e.g., one-word prompts, prompts with conflicting
instructions).
Observe the system’s behavior and output.
Expected Result: The system should handle edge cases appropriately, without
errors, and provide meaningful outputs.
Actual Outcome: The system handled edge cases effectively, providing meaningful
results for ambiguous or short prompts.
Status: Pass
Test Case 7: System Performance with Large Data Sets
Objective: Test the system’s performance when handling a large number of prompts
and generations.
Steps:
Input a large dataset of prompts (e.g., 1000+ prompts).
Run the genetic algorithm and measure the time taken to process the dataset.
Expected Result: The system should process the large dataset efficiently without
significant delays or performance issues.
Actual Outcome: The system processed the large dataset efficiently within an
acceptable time frame.
Status: Pass
Test Case 8: Optimization Report Generation
Objective: Validate the generation of a detailed report summarizing the optimization
results.
Steps:
After running the optimization process, initiate the report generation function.
Verify that the report includes a summary of the best prompts, fitness scores, and
other relevant optimization metrics.
Expected Result: A PDF report should be generated, summarizing the optimization
results with all relevant data.
Actual Outcome: The system successfully generated the optimization report,
including prompt summaries, fitness scores, and other relevant details.
Status: Pass
50
Test Case Component Input Expected Actual Status
Outcome Outcome
Initialization of Genetic Population size, Correct Correct Pass
Genetic Algorithm mutation rate initialization of initialization of
Algorithm algorithm parameters
Parameters parameters
Prompt Evolution Genetic Initial set of Evolved Evolved Pass
via Genetic Algorithm prompts prompts with prompts met
Operators variations the criteria
based on
genetic
operators
Fitness Function Fitness Set of prompts Correct fitness Correct fitness Pass
Evaluation Evaluation evaluation scores
based on calculated
defined criteria
Convergence of Genetic Multiple Increasing Fitness scores Pass
the Genetic Algorithm generations fitness scores showed
Algorithm over increasing trend
generations
Evaluation on LLM Optimized LLM generates LLM produced Pass
LLM Integration prompts accurate and accurate
Performance relevant responses
responses
Handling Edge System Edge-case System System handled Pass
Cases Robustness prompts handles edge edge cases
cases without correctly
errors
System Performance Large dataset of Efficient System Pass
Performance with prompts processing of processed large
Large Data Sets large datasets dataset
efficiently
Optimization Report Optimization PDF report PDF report Pass
Report Generation results summarizing generated
Generation results with correctly
prompts,
scores, etc.
Table 6.1: Test Cases for Prompt Optimization via Evolutionary Algorithms
51
CHAPTER - 7
OUTPUT SCREENS
52
CHAPTER - 7
OUTPUT SCREENS
In the Prompt Optimization via Evolutionary Algorithms project, the output
screens serve as textual reports that display the results of each phase in the
optimization process. These outputs provide key insights into the progress and
outcomes of the algorithm’s operation, ensuring that the optimization process is
transparent, interpretable, and accurate. The output screens are designed to guide the
user through each stage of the evolutionary process, from initial prompt evaluation to
the final optimized prompt.
53
These logs offer transparency into the inner workings of the algorithm and are
valuable for troubleshooting or enhancing the optimization process.
OUTPUT
54
CHAPTER - 8
CONCLUSION AND FUTURE SCOPE
55
CHAPTER – 8
8.1 CONCLUSION
56
model-agnostic optimization, making it applicable to diverse LLMs without altering
their internal architectures [9].
57
visualizing prompt mutation paths and performance trajectories—will support user
trust and human-AI collaboration [1].
Cross-Domain Benchmarking
Validating performance on standardized NLP benchmarks (e.g., HELM, BIG-Bench)
can establish the generalizability of the approach across diverse reasoning,
summarization, and generation tasks [3], [5].
Incorporation of Context-Aware Features
Future models could use context-aware mutation strategies, such as domain knowledge
embeddings or semantic similarity checks, to evolve more intelligent and task-specific
prompts [1], [6].
58
59
REFERENCES
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