RISK MANAGEMENT IN INVESTMENT BANKING
A FIELD PROJECT REPORT SUBMITTED TO
SAVITRIBAI PHULE PUNE UNIVERSITY
IN THE PARTIAL FULFILMENT OF
THE REQUIREMENT FOR THE DEGREE OF
BACHELOR OF COMMERCE
IN THE COURSE OF
BANKING, FINANCE AND INSURANCE
SUBMITTED BY
KOTHULE SAI SACHIN
Class : S.Y.B.COM. SEM-III
DIVISION: A
Roll No./ Seat No. 29
UNDER THE GUIDANCE OF
PROF. R.M.GAIKWAD
COMMERCE DEPARTMENT
PUNE VIDYARTHI GRIHA’S
SHRIRAM SADASHIV DHAMANKAR COLLEGE OF COMMERCE,
SCIENCE & ARTS, NASHIK
OCT-2025
FIELD PROJECT COMPLETION CERTIFICATE
This is to certify that the project report entitled “_______________________________ in the
course (Specialization) ____________ was prepared by _________________ , Class: SY B.Com.,
Sem-III, Div. ______ Roll No. _______ , University Seat No. ___________ under my guidance
and supervision for the Academic Year _________ .
This Project Report is based on original study / field work carried out by him / her. Material /
Notes obtained from sources has been duly acknowledged in the Field Project.
This Field Project is submitted to Savitribai Phule Pune University in partial fulfilment of
requirement of SY B.Com. for the Academic Year _________.
Place: Signature
Date: Name of the Field Project Supervisor
Place: Signature
Date: Head of the Department
VIVA-VOCE EXAMINATION
Date of Viva-Voce Exam: ____________ University Seat No. __________
Name & Signature of Internal Examiner Name & Signature of External Examiner
DECLARATION BY THE CANDIDATE
I declare that the Field Project entitled ______________________________________ submitted
by me for the Degree of Bachelor of Commerce in Banking, Finance and Insurance is the record
of work carried out by me during the period from __________to __________ under the guidance
of ________________________________ and has not formed the basis for the award of any
degree, diploma, associateship, fellowship, titles in this or any other University or other
Institution of Higher Learning.
I further declare that the material obtained from other sources has been duly acknowledged in the
Project.
Place: Name and Signature of the Student
Date:
CERTIFICATE OF THE FIELD PROJECT SUPERVISOR
CERTIFIED that the work incorporated in the Field Project _______________
_____________________________________________________ (Title) submitted by Mr. /
Ms._______________________________ _______________ was carried out by the candidate
under my supervision. Such material has been obtained from other sources has been duly
acknowledged in the Field Project.
Place: Name and Signature of the Field Project Supervisor
Date:
CERTIFICATE FROM THE COMPANY / ORGANISATION
This is to certify that ________________________________________(Student Name) of S.Y.
B.Com. Sem-III, Roll No. ______ of _________________________________ (College Name)
has successfully completed the Field Project as per the guidelines of Savitribai Phule Pune
University in our Organization from _______ to _________ during the work the student was
sincere, hardworking and showed a keen interest in learning. The involvement and sustained
efforts put in by the student are highly appreciable. I recommend this Field Project for evaluation
and consideration for the award of credits to the student. We wish him all the best in his future
endeavours.
Place: Authorized Name, Signature and Stamp
TABLE OF CONTENTS
Sr. No Title Page No
1 Title Cover Page
2 Field Project Completion Certificate
3 Declaration by the Candidate
4 Certificate of the Field Project Supervisor
5 Certificate from the Organization
6 Acknowledgement
7 Table of Contents
8 List of Tables
9 List of Diagrams/Charts/Diagrams
10 Chapter NO: 1 Introduction
11 Chapter No: 2 Profile of the organization
12 Chapter No: 3 Review of Literature
13 Chapter No: 4 Research Methodology
14 Chapter No: 5 Analysis and Interpretation of Data
15 Chapter No: 6 Findings and Recommendations
16 Appendices :
A References/Bibliography
b Questionnaires
LIST OF TABLES
Sr. No Title of the Table Page No
*1.1
*2.1
*The first number of serial number indicates the chapter number;
the second number following the dot indicates the number of the
table in the chapter.
LIST OF FIGURES/CHARTS/DIAGRAMS
Sr. No Title of the Table Page No
*1.1
*2.1
The first number of serial number indicates the chapter number; the
second number following the dot indicates the number of the figures
/ graphs / charts in the chapter.
STUDENT-SUPERVISOR INTERACTION DIARY CERTIFICATE
I, the undersigned Mr./Ms. _______________________________________________ Roll No.
__________ University Seat No. _____________ studying in the _____________ Year of
_____________ of Full Time Course is doing my field project work under the supervision of
Dr./Mr./Ms. _________________________________ , wish to state that I have met my
Supervisor on the following dates mentioned below for Field Project Guidance and reporting of
progress of theb Field Project:
Date Points discussed Signature of the
Supervisor
Place : Signature of the Student Signature of the Supervisor
Date :
