Unit 1
Unit 1
PRELIMINARY INVESTIGATIONS,
LOCATION AND SITE SELECTION
Structure
1.0 Introduction
1.1 Objectives
1.2 Types of Buildings
1.3 Criteria for Location and Site Selection
1.3.1 Basic Requirements
1.3.2 Zoning and other Factors
1.3.3 Environmental Impact Study (EIS)
1.3.4 Need for expertise in Site Selection
1.4 Climatic Considerations
1.4.1 Global Climate
1.4.1 Site Climate
1.4.3 Urban Climate
1.4.4 Broad Guidelines
1.5 Topographic Considerations
1.5.1 Topographic Data
1.5.2 Ecological Information
1.5.3 Hydrology of the area
1.5.4 Soil Exploration
1.6 Planning Rules and Regulations
1.6.1 NBC Rules and Requirements
1.6.2 Master Plans and Municipal Rules
1.7 Impact on Environment
1.8 Summary
1.9 Answers to SAQs
1.0 INTRODUCTION
The first and most important part of the decision regarding a building project is about its location.
With increasing demand for land for a variety of developmental activities, locations which would
be ideal for different types of buildings, are becoming scarce. The criteria for the selection of a
suitable location are becoming more and more complex, due to developmental control rules
imposed by National, State and Local governments. Climatic considerations are equally important
not only for functional efficiency, but also because of the adverse impact of large scale building
constructions on the environment. In addition to the local topographic considerations, the engineer
will have to consider the above mentioned aspects at the very initial stages of a building project.
Such a detailed study is bound to help the engineer to choose an economical and appropriate
location in order to avoid costly rectification expenditure at a later stage.
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In these discussions, the term location is used with respect to a relatively large area, such as a
district, taluk or town. The term site will refer to the specific land, within such a location. where a
building or a project will be constructed.
1.1 OBJECTIVES
After studying this unit, you should be able to:
collect the required climatic data at global and local levels and make a decision on the
suitability of location, site, and orientation of building(s),
examine the topography of the site, and assess the possible areas where the buildings can
be built safely with a minimum of cut and fill and having adequate drainage,
study the basic hydrology of the site and plan for tapping the ground water, make provision
for drainage and also anticipate problems of excavation, if at all, due to higher ground water
table,
study the nature of underlying soil and its probable behavior underneath the foundations
and hence, decide on the type of foundation needed,
understand the development plans, controls, rules and regulations of the government and
local agencies, which may affect the very feasibility of a construction project. Final
location and orientation of a building at a particular site may be governed by these
overriding criteria, and
appreciate quality and extent of the environmental impact due to the project.
A thorough knowledge of the above aspects will enable you to anticipate problems and avoid costly
errors of judgment in locating, choosing the site and orienting your buildings.
Group A: Residential Buildings: Residential buildings include any building in which sleeping
accommodation is provided for normal residential purposes, with or without cooking or dining or
bathing facilities.
Subgroups have been identified as follows:
A 1 Lodging or rooming houses
A2 One- or two- family private dwellings
A3 Dormitories
A4 Apartment houses (flats)
A5 Hotels
Group B: Educational Buildings: These buildings include any building used for a school, college
or day-care purposes involving assembly for instruction, education and recreation.
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Group C: Institutional Buildings: These buildings shall include any building which is used for
medical treatment or care of persons suffering from physical or mental illness, disease or infirmity,
care of infants, convalescents or aged persons and for penal or correctional detention. Institutional
Buildings ordinarily provide sleeping accommodations for their occupants. Sub-groups areas
follow:
Cl Hospitals and Sanatoria
C2 Custodial institutions.
C3 Penal and mental institutions
Group D: Assembly Buildings: This group shall include any building where groups of people
congregate or gather for amusement, recreation, social, religious, patriotic, civil, travel and similar
purposes; examples are theatres, motion-picture houses, assembly halls, auditoria, exhibition halls,
museums, skating rinks, gymnasiums, restaurants, places of worship, club-rooms, passenger
stations and terminals of air, surface and marine transportation services, recreation halls and stadia.
Group E: Business Building: Such buildings are used for transaction of business, for keeping of
accounts and records, professional establishments, service facilities etc. Examples of this group
are city halls, town halls, court houses and public libraries. Business buildings shall be further
subdivided as under:
Group F: Mercantile Buildings: These shall include buildings that are used as shops, stores, and
markets for the display and sale of merchandise, either wholesale or retail. Sub-groups are as
follows:
F l Shops, stores, a market with an area up to 500 m2
F 2 Underground shopping centers, departmental stores with areas of more than
500 m2
Group G: Industrial Building: These are buildings in which products or materials of all kinds
and properties, excepting those which are hazardous, are fabricated, assembled, manufactured or
processed; examples under this category are assembly plants, laboratories, dry-cleaning plants,
power plants, pumping stations, laundries, gas plants, refineries, dairies and saw-mills.
Group H: Storage Buildings: Such buildings are primarily used for the storage or sheltering
(including servicing, processing or repairs, incidental to storage) of goods, wares or merchandise,
vehicles, or animals examples are warehouses, cold storages, freight depots, transit sheds, store
houses, truck and marine terminals, garages, hangers (other than aircraft repair hangers), grain
elevators, bars and stables. Storage buildings are characterized by the presence of relatively small
number of persons in proportion to the area.
Group J: Hazardous Buildings: These shall include ally building or part of a building which is
used for the storage, handling, manufacture or processing of highly combustible or explosive
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materials or products which are liable to burn with extreme rapidity and/or which may produce
poisonous fumes or explosions; for storage, handling, manufacturing or processing which involves
highly corrosive, toxic or noxious alkalis, acids, or other liquids or chemicals producing flame,
fumes, and explosive, poisonous, irritant or corrosive gases; and for the storage, handling or
processing of materials producing explosive mixtures of dust which results in the further division
of matter into fine particles subject to spontaneous ignition.
Other Classifications: While the above classification is based on the nature of occupancy, which
is important for the functional design of buildings, it is also necessary to have sub-classifications
on the basis of fire-resistance characteristics.
The selection of site for a particular building depends not only on its functional use and fire-rating
but also on climate (global and local), topography, and the developmental needs of the site. In
addition, socio-political aspects may also have to be considered. In the various sections that follow,
you will learn about the relevant rules and/or requirements.
The extent of local taxes, such as property tax, sales tax, and income tax must be considered in the
selection of location. Central government offers certain tax concessions including a tax holiday for
locating industries in certain not-so-well developed locations. Community acceptance is another
important factor.
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Building bye-laws of municipalities and development control rules of various government
authorities govern most of the building activities.
It is important to realize that the increasing tempo of the developmental activities of man has
started affecting the global environment itself (in an adverse manner) and many national and
international agencies are demanding the imposition of controls on development at national,
regional, and local levels. However, this is a topic beyond the scope of this text.
A study of the physical parameters that influence the climate will help us to choose locations
properly and site our buildings in the most effective manner, and to design our buildings and
services to take advantage of the natural climatic conditions and also to mitigate the negative
impact of such building activities on the environment.
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Climate is defined as, ‘that state of the atmospheric environment that results from the combined
processes of the elements of weather, averaged at any given place, over a period of years.’ Climate
is dependent on the geographical latitude, elevation above sea level, and the physical state of the
atmosphere such as its temperature, humidity, rainfall, wind conditions, and the terrain of the place.
Let us now proceed to study the various physical aspects of climate at the global and local levels
respectively.
a. Heat: The earth receives almost all its energy from the sun in the form of radiation and thus
the sun has the dominant influence on climate. This radiant energy is transmitted to the Earth
as ultra-violet radiation (short waves) and infra-red radiation (long waves). Most of this energy
is perceived as heat and only an insignificant part is visible as light (Figure 1.1).
The earth moves around the sun in a slightly elliptical orbit (Figure 1.2). One revolution is
completed in 365 days, 5 hours and 48 minutes. The solar distance varies from 152million
kilometers to 147 million kilometers. The earth rotates around its own axis, every24 hours, and the
axis is tilted to the plane of the elliptical orbit at an angle of 23.5' with respect to the vertical. Due
to this tilted position, the area receiving the maximum radiant intensity falls alternately to north
and south between the tropic of Cancer (Latitude 23.5 N) and the tropic of Capricorn (Latitude 23
S). This is the main cause of seasonal climatic changes.
The earth has an atmosphere which revolves along with it. As the earth rotates the length of the
Sun’s rays passing through the atmosphere changes and hence, the intensity of radiation, and
incidents on the Earth’s surface, from the Sun, also changes (Figure 1.3).
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Figure 1.2: Earth Revolving Around the Sun
Figure 1.4 illustrates the incoming radiation while Figure l.5 shows how the Earth’s surface release
heat and thus, achieves a heat balance, each year. Buildings and the surrounding vegetation affect
the heat balance and hence, the micro-climate of the site. Unless thermal balance is maintained,
the temperature of the earth and its atmosphere would keep increasing and would soon cease to be
favorable to most form of life.
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In fact, we are concerned about global warming and ozone depletion these days. There are alarming
indications of this imbalance which have arisen due to uncontrolled developmental activities and
use of dangerous chemicals. Temperature is measured in degrees Celsius by a maximum-minimum
thermometer. A simple sunshine recorder will register the duration of sunshine, expressed in
number of hours per day. The temperature which is reported usually is called dry bulb temperature
(DBT).
b. Winds
Winds abasically convection currents in the atmosphere, tending to even out the differential
heating of various zones. The pattern of movements is modified by the Earth’s rotation which bas
a speed of 27 km/min at the equator. At the maximum heating zone, which is somewhere between
the tropics of Cancer and Capricorn, air is heated by the hot surface of the earth; it expands and its
pressure is reduced, and thus, it becomes lighter. As a result, this air rises vertically and flows at a
high level towards colder regions, parts of this air having cooled down at the higher level; and it
descends to the surface in the sub-tropic regions from where the cooler, heavier air is drawn in
towards the equator from both the north and south regions.
The area where the air rises, and these northerly and southerly winds meet and where the tropical
calm is formed is called as the inter-tropical convergence zone. This area experiences either
completely calm conditions or light breezes (Figure 1.6).
The atmospheric envelope rotates along with the earth. As it is light in weight and behaves like a
fluid, it has a tendency to lag behind the earth at the equator, where the tangential speed of earth's
surface is the largest. Thus, there is a slippage at the boundary layer between the earth and its
atmosphere; and this is experienced as a wind blowing in a direction opposite to that of the earth's
rotation, which gives rise to the north easterly and south easterly winds. These are known as trade
winds (Koenigsbergar, et al, 1975).
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Around 30' N and S, there are two bands of continuously high barometric pressure zones
(descending air). Winds in these zones are typically light and variable. Between 300 N and 500 N
and similarly in the south. strong westerly winds prevail, blowing in the same direction as the
earth's rotation. The origin of these winds have been explained by the law of conservation of
angular momentum of the earth-atmosphere system.
Further, down the poles form 600 N and S the air flow pattern is similar to that of the equator.
Hence, the north easterly and south easterly polar winds.
The prevailing wind direction is a major factor in selecting a site for a populated place and the
allocation of functional zones. Account should be taken of the fact that the local topography has a
significant influence; for example, in the daytime, the earth is heated faster than water and hence
the air mass near the earth becomes less dense, creating a zone of low pressure. This gives rise to
a wind that blows from the sea towards the shore. At night, the temperature of the water is higher
than that of the air and this condition reverses the direction of the wind.
Wind velocity is measured by a cup-type propeller known as an anemometer, and its direction is
measured by a wind-vane.
c. Humidity
The air in the lowly layers of the atmosphere always contains a certain amount of water vapor
resulting from evaporation of water on and in the earth’s surface. The rate of evaporation depends
primarily on temperature and wind. It has been estimated that the surface of the ocean, in the
tropics, evaporates in a year a layer of water up to 3 meters in depth. This must be replenished by
rainfall and run-off from the rivers. The ability of air to absorb and retain the maximum amount
of water vapor is directly related to temperature.
Absolute Humidity is defined as the amount of water vapor in moist air at any given time and is
expressed in gm/m3 of air.
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Relative Humidity (RH) is defined as the ratio of water vapors in moist air to water vapor in
saturated air, expressed in percentage. For example, if the absolute humidity o fair, for any given
temperature is equal to 7gm/m3, and saturated air (at the same temperature) contains 10 gm/m3,
the ratio 7:10, expressed as a percentage will be the relative humidity.
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⸫ = × 100 = 70%
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Humidity is usually measured by wet- and dry-bulb hygrometer.
d. Precipitation (Rainfall)
Precipitation is the collective term used for rain, snow, hail, dew and frost, i.e. all forms of water
precipitated from the atmosphere. It is measured by rain gauges and snow gauges and is expressed
in millimeters per day or month.
e. Climate Data
It is important to note that climate at global/regional level is best described by measured data, over
a period of time, such as sunshine (hours per day), radiant heat (watts per meter square per day),
wind velocity (meter/sec) and wind direction (N, NE, E, SE, S, SW, W and NW), rainfall (mm per
month), relative humidity (percentage) and temperature (maximum and minimum in degrees
Celsius).
It is not easy to understand the nature of a particular climate by merely looking at the vast amount
of data collected by the nearest meteorological station. It is necessary to sort, summaries and
simplify the available data with reference to the objectives of site-selection exercise. This is the
best accomplished by adopting a standardized method of graphical representation. Figure 1.7
illustrates a graphical method that was developed for describing the climate of any location.
Figure 1.8 shows how wind speeds and directions are recorded for a specified period. Based on
such climatic data certain zones and belts of approximately uniform climates have been identified
and described as under (Koenigsberger, et al, 1975).
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f. Classification of Climates: Climates can be classified, broadly, as given below:
Air temperature is 270C to 350C during the day and 210 C to 270 C in the night. Relative humidity
remains high at about 75%; but it may vary from 55 to almost 100%. Rainfall is high throughout
the year. Annual rainfall can vary from 2000 mm to 5000 mm and monthly rainfall may exceed
500 mm. During severe storms the down pour may be also as high as 100 mm/hr.
Wind velocities are low, calm periods are frequent but strong winds exceeding 30 m/s can occur
during rain squalls. There are usually one or two dominant directions of wind.
Special characteristics of this region are that the high humidity accelerates mound and algae
growth, rusting and rotting. Organic building materials tiled to decay rapidly. Mosquitoes and
other insects abound. The thunder-storms are accompanied by frequent air-to-air electric
discharges. The subsoil water table is usually high and the ground may be water-logged.
Air temperature during day time may reach a maximum of 430 to 490 C in the summer. The night
temperature will range from 270 to 320C during summer. During the cool season the day time
temperature reaches 270 to 320 C. Night time temperature may vary from 00 C to 180 C. The relative
humidity varies from 10 to 55 percent. Rainfall is slight and variable throughout the year from 50
mm to 150 mm per minutes Flash storms may occur over limited areas with 50 mm rain in a few
hours. Winds are usually local and whirlwinds are often created. Winds are hot, carrying dust and
sand, and often develop into dust-storms.
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The soil is usually dusty and very dry. The sub-soil water table is very low. The high day time
temperatures and rapid cooling at night may cause materials to crack and break up since the daily
temperature variation reaches 170 to 220C.
Approximately one-third to two-thirds of the year is hot and dry and the other third may be warm
and humid or cool and dry as the latitude increases from the tropics; day-time temperatures in the
hot and dry seasons will vary from 320 to 430 C. Night time temperatures may be 210 to 270 C.
During the cool and dry seasons, the day time temperature may dip down to 4' to 10°C. Relative
humidity during dry period rises from 55 to 95%. Rainfall varies from 500 to 1300 mm per year
with 200 to 250 mm in the wettest month; there is little or no rain during the dry season.
Winds are hot and dusty during the dry period. Wind changes direction in the beginning of the
warm-humid seasons, but monsoon winds are fairly strong and steady.
There is a risk of soil erosion during monsoons. In the dry season. strong ground glare is
experienced. Seasonal changes in relative humidity cause rapid weakening of building materials.
Dust and sand storms may occur. Termites are common.
i. topography - Slope, orientation, exposure, elevation, hills and valleys at or near the site,
nearness to sea/lake etc.,
ii. ground surface (whether material or man-made) - IQ reflectivity, permeability and soil
temperature which affect vegetation.
iii. objects - Such as trees, tree belts, walls and other buildings; they influence air-movement
or may cast shadows.
A logical method will be lo follow the sequence of global climatic conditions, examined in the
previous section, and see how each of the above factors will affect them. Following guidelines are
available for guidance/decision making:
The air within 2 meters of the ground is significantly affected by solar radiation and reflection
from ground. If the lower layers become hot enough, upward movement of an eddy of warmer,
and hence, lighter air, will take place. At night the heat of the ground is lost faster than that of
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the air above. The direction of heat flow will be reversed from the air to the ground. The
reflection factor of the underlying surface is important in this regard. Reflectivity of concrete
is 30-45 %; of lime-stone is 50-65%; of rough gray asphalt is 25%; and of newly cut lemon
grass is 20%. Thus, providing lemongrass around large buildings is not a luxury, but a
necessity. The most difficult conditions are to be observed in urban areas where the surface of
buildings and; pavements provide additional sources of reflected heat. The mean ambient
temperature of cities, is higher by 80 C or so than in rural areas nearby.
From the stand point of site climate, asphalt is the most unfavorable material. It contains
noxious substances harmful to man; and it is air-tight and gas-tight. Thus, it has a negative
effect on soil; a harmful influence on vegetation, and in general raises the ambient temperature.
Also, accounting for higher temperatures in cities is the blanket of smoke over the cities which
retards the escape of reflected radiation. It is advisable-to minimize the use of asphalt and
smoke-emanating vehicles and industries in cities (Rimsha, 1976).
The phenomenon of heat flow from the air to ground which often occurs in the nights is referred
to as temperature inversion. Cold air tends to settle in the deepest depressions and down the
hill and along the floor of sloping valleys. Topography can thus, strongly influence air
temperature, a difference of 50C to O°C can occur in a height of 7 to 8 m.
It is better to avoid locating buildings in valleys and it is advisable to build large buildings on
level grounds.
Relative Humidity depends as much on the air temperature as on the actual amount of water
vapor in the air. During the day, as the lowest layer of air is being heated by the ground surface,
its relative humidity is rapidly decreased. The rate of evaporation is increased, if there is water
available to be evaporated. An open surface of water or rich vegetation would provide an
abundant supply of water. At night the situation is reversed as the lowest layer cools its relative
humidity increases, the point of saturation is soon reached, and with further cooling the excess
moisture condenses out in the form of dew. When the dew point temperature is reached, the
formation of fog wills tart, and if there is no air movement, a deep layer of (40 to 50 cm) fog
can develop nears the ground. This affects the visibility prevailing on transportation network,
particularly at the airports.
Where the ground changes level by more than 300 m, the wind-ward slope can be expected to
receive more than the regional average of rain fall and the lee-ward slope correspondingly less
(Figure 1.9). This is due to the phenomenon that the air mass is forced to rise up the hill by the
prevailing wind, and as it rises it cools and can no longer support the moisture carried by it and
hence, rainfall is induced.
Regarding the behavior of wind on a hilly site, the greatest wind speeds will be experienced
on the crest of the hills. Small valleys and depressions will normally experience low velocities,
except in valleys which are oriented in the direction of the wind.
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Figure 1.9: Precipitation on Hills
In regions where wind can provide a welcome relief from sultry weather, the crests and
wind-ward slopes are preferable as building sites, to the lee-ward sides of hills.
Large stretches of water can give rise to the local coastal breezes. On-shore breezes (from
water to land) during the day may lower the temperature by as much as 100C, but are likely to
increase the humidity.
It is obvious, buildings should be broadly spaced for adequate breeze penetration. As a rough
guide spacing between long roofs of buildings should not be less than 5 times their height.
a. Changed surface qualities - pavements and buildings increase the absorption of solar
radiation and reduce evaporation,
b. Buildings - they cast shadows, channelize winds, and store absorbed heat, and slowly
releasing it at night,
c. Energy seepage - it occurs through walls of heated buildings, out of A. C. plants, as heat
output of internal combustion engines, and due to electrical inefficiencies and as heat loss
from industry and factories, and
d. Atmospheric pollution - water vapors from boilers exhaust from domestic and industrial
chimneys exhaust air from motor vehicles, and fumes, vapor and dust in general.
The extent of deviations with respect to the site climate can be substantial. The air temperature can
be 80 to 110C higher than the surrounding countryside. The relative humidity is reduced by 5 to
10% due to quick run-off of rain water from paved areas, absence of vegetation and higher
temperature. Wind velocity can be reduced to less than half of that in the adjoining open country.
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to reduce the overall cost. Based on the climatic descriptions given in the earlier sections, it is
possible to lay down certain broad guide-lines as under:
a. In hot-dry climates, the walls of the largest dimension in a building should preferably face
north and south, as these elevations receive the lowest heat loads from solar radiation. The
worst orientation is the west-ward one. By aligning buildings close to each other, especially
if east-west walls are placed close together, mutual shading will decrease the heat gains of
external walls. For this reason, in hot-dry climates the tendency is to have close groupings
of buildings, narrow streets and small enclosed courtyards.
b. In warm-humid climates, natural ventilation is the predominant criterion for deciding about
orientation. The buildings tend to have long elongated shapes with single row of rooms to
allow for cross ventilation. It may often become necessary to elevate the building on stilts,
thereby avoiding stagnant or slowly moving air at the ground surface. The density of
development is less than that in hot dry climates so as to permit free air movement.
c. In monsoon climates, the weather changes from season to season and designers face a
difficult task. Experience shows that the buildings are best designed to meet the requirements
of the hot seasons, a moderately dense, courtyard type, low rise development is very suitable.
In this section, we have discussed the site selection and orientation of buildings on the basis of
climate.
A site is not simply a collection of buildings and streets, but it is surfaces, spaces, living things and
climatic parameters. It is a site plan whenever substantial groups of buildings are factories,
shopping centers, institutions, cultural planning.
Past experience indicates the categories of data that is most likely to be useful. For example,
foundation conditions and the water table are the key sub-surface conditions to be considered. The
rock or the earth below the ground level has importance primarily with regard to the way in which
they can be excavated, their drainage characteristics, and the manner in which they will support
the structures and plants. The engineering characteristics of the soil depend on its type and moisture
content. While critical problems must be studied by laboratory methods, a surprisingly good
picture can be gained from field reconnaissance also. Other sources of information include small
test pits, geological maps, existing cuttings and foundations, the types of vegetation at site and the
experience of previous builders and engineers.
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a. expensive site-preparation, (cut and fill, drainage of the sub-soil etc.),
b. rectification of damage caused to buildings (due to settling, sliding
and tilting), and
c. discomfort due to dampness, insanitation, flooding etc.
Plants and trees are particularly good indicators; they speak not only of the climate, but of
the soil, the water and the history of the place.
We shall study in the following Sections, the methods of collecting data: and reaching broad
conclusions. In the case of large-scale projects, the services of experts will have to be utilized.
Topographic Maps
The contour map is the basis for the preparation of other kinds of topographic when found
necessary.
Figure 1.10: Contour Map of an Island Drawn from its Profile Section
Contours are sets of imaginary lines that connect all points of same elevation on the ground (Figure
1.10). The sets of ground points to be connected by these lines (each set of points corresponding
to one particular elevation) are separated by some regular interval: 0.25, 0.50, or 1 m. Contour
lines are always continuous within the space of anyone map and do not merge or cross each other
except at vertical or over-hanging surfaces. The closer they are together, the steeper the ground is.
The more nearly parallel they are, the more regular the ground surface slope prevails. In rolling
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land, they take the shape of flowing curves; over plane surfaces they run in straight lines. One
easily identifies the contour patterns of typical topographic features: stream, valley, ridge, bowl,
depression, flat, grade, escarpment, pass, the peak etc. Contours are easily sketched or adjusted to
describe the required ground form. An easy familiarity with these patterns is essential fora site
planner.
While contour maps are the standard way of representing ground form, there are other methods.
One is to record the spot elevations of key points on the ground: the crests, valley bottoms, breaks
in grade, floor levels of structures etc. This record may be made more useful by giving the elevation
of every intersection point of some imaginary grid, a method often used for precise calculations in
small areas.
The old method of hachures is still sometimes used in which short lines, perpendicular, rather than
parallel to the slope, are drawn side by side the curving runs. Their direction points directly up or
down the hill, their length indicates the length of the slope, and their closeness together shows the
steepness. They demand skillful drafting. If well done, they give a vivid picture of the general
terrain.
The visual exposure of a single point or the relative exposure of a land area can be analyzed and
plotted. Figure 1.10 is a single point analysis that displays with dark gridlines areas that can be
seen in 360 degrees. When one is standing at a point of observation. Such diagrams have been
utilized to locate restaurants and water-towers in hill areas (Joseph De Chiara, et al, 1978).
Topographic surface, the boundary between earth and air is the richest in living things. It has a
particular implication for site development. The gradient of paths, the flow of utilities, the use of
areas, the disposition of buildings and the visual aspect are all affected by it. The designer must
grasp the character of the land form as a whole and identity its key points for the purpose he has
in mind. In most cases, the existing topography has an underlying order brought about by the flow
of surface water (Kevin Lynch, 1971).
Slope can be classified according to their potential use, such as, a flat ground, can be used for
intensive activity. Slopes over 10 percent require considerable effort to climb; and to erect
buildings on them, more complicated form and foundations and more difficult utility connections
are required.
Another critical aspect of ground form is the way in which it limits orientation by means of roads,
gravity based utilities, such as sewers. Grades under 1 percent are difficult to drain naturally by
gravity.
The topography, geology of the bedrock and surface deposits, and the hydrology are factors which
are to be considered in planning, designing and construction of engineering structures. In this
section, we will study the geological aspects that govern the site-selection process, such as:
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a. Ground stability and its relevance to the foundation design for various structures,
b. Ease and cost of excavating different kinds of formations/ground
c. Susceptibility of various kinds of pound to erosion
Determining the geology of an area for engineering purposes involves more than merely locating
and indicating the kind of surface deposits and rock formations. The relationships between these
must be determined in order to learn about their geological history.
The earth's crust began solidifying, some four and a half billions of years ago. As the crust
developed into a solid formation, water vapor, nitrogen, carbon dioxide, and other gases gradually
escaped from the earth's interior through vents in the slowly cooling crust. Water vapor formed
clouds and when the rains did come some four billion years ago, water running off the high ground
collected to form the first streams, lakes and seas.
It was in the seas that life began and not until the photo-synthesizing organisms evolved did oxygen
become a constituent of the atmosphere. The gradual evolution of life was of increasing diversity
and complexity. In the course of the next three and a half billions of years, slabs of the earth's crust
thickened and broadened to form the present continents. The evolution of higher forms of life and
the development of the bio-chemical process, so important today in weathering and soil formation,
took place in the last half billion years. Most of the surface deposits and soils which are of interest
to the engineers were formed in the past few million years and many influences upon these
materials date back to less than ten thousand years (Hunt, 1972).
The loose deposits covering the bedrock are called surface deposits. They are composed largely of
mineral matter, like the bedrock from which they are derived. Their thickness may vary from 3 to
30 meters. Most surface deposits are sediments weathered from bedrock in one area and
transported by water, wind or ice to another area. Because of this, they are often unrelated
mineralogical to the underlying bedrock. Some surface deposits are non-transported layers and
they are, as such, called residual deposits. Still other non-transported deposits are formed by the
accumulation of organic matter at the location; accumulation of plant material forms peat.
Weathering of surface deposits causes the development of layers of different types of soil. Thus,
at a building site, we may find surface deposits as well as weathered soils which are relatively
modem. The engineering properties of the soil layers depend upon the nature of weathering,
moisture content, degree of fragmentation and to a certain extent the chemical nature of salts
present in them. Soil engineering is the subject which deals with such phenomena. Apart from this,
the stability of large structures, such as dams, is influenced by geological features like faults in the
earth's crust. Changes in the crust really occur on a gigantic scale resulting in earthquakes, eruption
of volcanoes, faults and creation or disappearance of large land masses. The ground on which we
build is, geologically speaking, really unstable, but then human knowledge is growing steadily to
cater, to some extent, to such extraordinary forces of nature.
Structure of the Rocks: Bed rock, the parent material of surface deposits (and ultimately of soils),
is classified according to mode of their formation: igneous, sedimentary and metamorphic. There
are many varieties of each kind depending on the minerals in them, and their texture.
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Igneous rocks were once molten lava; granite is a typical example.
Sedimentary rocks were once unconsolidated sediments and subsequently these became
compacted and firmly adhered to each other to form a rock. Some such rocks are chemical
precipitates like limestone and dolomite. Sandstones and shale are other examples.
Metamorphic rocks are those that were once either igneous or sedimentary, but were subsequently
altered or re-crystallized by heat and/or pressure at great depth in the earth’s crust. Marble, the
metamorphic equivalent of limestone or dolomite is widely used in building construction for
ornamental purposes.
Based on the structure of rocks certain physical behaviors can be predicted as under:
i. Permeability - it is the degree to which water can enter and flow through the interstices
within the rock. It is high in sandstone, at 10 percent. But it is 14% for igneous rocks such
as granite. Water absorption by small specimens is an indirect test for permeability.
Specimens of igneous rocks may absorb water only up to 1 to 2 percent of water of its
weight.
ii. Fractures are structural characteristics of a rock that influence its weather ability.
Fractures in massive igneous rocks (fissures and cracks) have preferred directions, and
water which may carry dissolved acids seeps into such cracks and reacts with rock walls
causing chemical alterations. Few sedimentary or metamorphic rocks are massive, and
most of them are stratified. Water can seep along the bedding planes and open up further
fractures and damage these rocks faster.
iii. Freezing and thawing of water and hydration of minerals are major factors in the
weathering of all types of rocks.
iv. Erosion of rocks takes place by the action of wind and water. Shale is easily eroded, and
sandstones are susceptible to erosion by rain.
Ground Stability: Ground stability is dependent on numerous variables, one of which is slope.
Rocks in which bedding planes or fractures dip in the same direction as the slope of the hill are
dangerously subject to landslides, particularly if water can enter these fractures. When a cutting is
made in rocks for roads and foundations, horizontal bedding planes even in poorly frosted
sandstone often give near-vertical faces, which are stable. Heavy rain, especially after a drought,
saturates the material forming the slope, and thus, increasing its mass and the gravitational pull;
and the reduced friction between the joints, due to water thus, initiate a rock slide in hilly regions.
Constructions at Rocky Sites: Dams are meant to hold water and the rocks at the ground and
those below them must be impervious. The consequences of increase in water table elevation and
the deposition of sediments on the foundation rock must be studied. Fault zones filled with
pervious deposits as well as open joints may serve as paths for leakage to occur.
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In the case of tunneling, the feasibility, planning, design, the techniques used and the risk of serious
accidents during construction are all dependent on the geology of the site.
Location of quarries for production of building stones, crushed stone aggregates etc., also requires
geological studies. However, a detailed study of geology is beyond the scope of this text.
Engineering Geology
The systematic study of geology, including testing of engineering properties of rocks and surface
deposits, which fall within its scope (that covers areas between classical geology and older
disciplines of Civil Engineering such as tunneling, dam construction, bridge construction etc.) is
called engineering geology. In a major engineering project, the following stages of geological
investigations are essential:
These tasks are performed by experts but it is necessary to appreciate the situations wherein the
advice of these experts is needed.
Flood Plains and Flood Protection: Many structures and potential building sites are located in
flood plains and thus, are susceptible to flooding.
Studies about the use of flood plain by the building industry show that some encroachment is
undertaken in ignorance of the consequent hazard; most of the encroachment takes place because
it is profitable for private owners to undertake such development and shift the cost of eventual
hazard to the society. To escape this dismal cycle of losses, partial protection, further induced
development and further, unnecessary losses, careful building regulations and development
policies will have to be laid down.
Gathering and dissemination of data on past floods, making estimates of future floods and
investigating alternate methods of dealing with flood losses in areas where intensive development
is envisaged, should be all be done before major actions are taken.
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Flood protection requires adjustments both in structures and in building utilization practice and it
involves keeping water out as well as reducing the effects of water entry into a building. It is better
to avoid the construction of important buildings in flood plains (Joseph De Chiara, 1978).
Ground Water and Drainage: Essential factors (in site selection) include a water table low
enough to protect buildings against basement flooding and interference with sewerage, the absence
of swamps and marshes, and sufficient scope to permit surface drainage of normal rainfall and a
free flow of sanitary sewers. Periodic flooding due to high ground water table should disqualify a
site,
For drainage of a relatively flat site, it must be remembered that the minimum slope for paved
gutters is 1 in 200.
Surface and subsurface drainage systems are to be provided by the engineers for the collection and
disposal of storm drainage and subsurface water. The selection of a site should thus be based on
drainage requirements also.
Water Supply Requirements: One of the first steps in the selection of a suitable water supply:
source is determining the water demand based the average daily water consumption and the peak
rate of demand. Protected water supply, under pressure, from municipal sources is not to be taken
for granted, supply from shallow or deep wells has to be planned for.
The importance of a sanitary survey of water sources cannot be over emphasized. Persons trained
and competent in public health engineering and in the epidemiology of waterborne diseases should
conduct this sanitary survey.
If ground water is proposed to be utilized, the character of local geology, nature of soil and
underlying porous strata, sc e of water table, extent of drainage area likely to contribute water to
the supply, and the type and cost of the wells required are all to be studied at the planning and site
selection stage itself.
Structures are heavy and their heavy weight must be borne by the land upon which they are built.
But the substructure of the soil and earth is not always what it seems to be from the surface.
Therefore, before the construction of a building can begin, samples of the soil, through borings,
will have to be taken and analyzed. No matter what the structure is, it must be supported by a
sturdy foundation. This foundation links the structure to the earth. A well-designed and well-built
foundation will always help protect the structure from shifting or sagging. It will be thus, realized
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that soil exploration in respect of a site is an important activity which is bound to influence the site
selection.
General Considerations
The type of site explorations to be carried out is dependent on the loads transmitted to the ground
and the functions of a building. These factors can vary widely. The following are presented as
guidelines (Krymineand Judol, 1957) in this regard:
Generally, for lighter structures, the depth to which the investigations are carried is limited,
whereas for heavier structures it is generally necessary to explore the entire depth of soil
covering the rock and even to penetrate into the rock, if necessary.
The drilling work should be limited to a strictly necessary number of holes of reasonable
depth.
Laboratory soil and rock testing are to be considered as integral part of the exploratory
programme.
Besides the soil and rock exploration proper, all information is to be obtained concerning
the earth work to be done in connection with the building.
The magnitude and especially, the cost of the exploratory prograqmme depend on the
importance and cost of the building.
The nature of exploration will depend on the proposed type of foundation such as spread
footings, mat or raft, caissons, piles etc.
The safe bearing capacity may have to be obtained from load tests for important structures,
if the behavior of underlying soil is suspected, even if these be expensive.
Some foundation problems are common to all kinds of buildings such as excavation
problems: unstable foundation material and ground water problems. These may have to be
considered at the very initial stages.
Extensive geotechnical investigations for ordinary residential buildings may not be
necessary. Simple trial pits or bore holes are adequate along with the observation of
adjoining buildings.
Commercial buildings are characterized by a heavy concentration of loads, generally
transmitted to the foundation by columns. Many of them have, deep basements, a fact that
calls for a careful ground water investigation. The ideal programme would be to have one
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bore hole at every column location, but ordinarily sufficient information about stratification
may be obtained from the bore holes drilled at the building comers and at the locations of
the interior columns which will carry the heaviest loads. In soils, suspected to be of highly
variable nature, additional holes for exact correlation of the data should be drilled.
Industrial buildings include warehouses, factories and garages. In such buildings floor
loads may be very heavy and individual footings for heavy machines may be required. In
manufacturing plants, besides the usual dead and live loads, it may be necessary to consider
vibration effects. Particularly sensitive to vibrations are relatively loose sands and gravels,
and compaction of these materials by vibrations is responsible for settlement of footings
placed on them. Because of the large site of these buildings sufficient bore holes should be
drilled to locate possible critical changes in sub-surface materials. High water table is of
concern, since it may cause uplift on the floor slabs when they are placed directly on the
soil, and cause buoyancy on the footings or interfere with excavation.
In the case of power plants and pumping stations, intense influence of vibrations, and their
sensitivity to relative settlements are important. Subsurface investigations should be very
detailed and thorough. All bore holes should go to a depth equivalent to if times the width
of a power plant. All faults, shear- zones, weathered zones, closely spaced changes in rock
type etc., should be studied thoroughly with the help of sufficient number of bore holes.
Building foundations on fills have become necessary because of shortage of desirable sites
in urban areas. Bed fills, including city dumps, reclaimed lands at the ocean shores and
swamps and shallow water areas, permanently or periodically flooded, are to be carefully
investigated. Old fills generally have a hard crust and may support a very light building; it
is advisable to remove the crust and some of the underlying material to a depth of at least
1 meter and then place a new fill. Generally, field explorations should provide samples to
test for shear failure and possible settlement of the fill. If piles are used to support a
building, they should be driven through the fill to a firm bearing stratum.
Gravels, greater than (4.75 mm particle size) and sands (4.75 to 0.75 mm) are known as coarse
grained soils, while silts (0.75 to 0.002 mm) and clays are fine grained soils. Clay is predominantly
an aggregate of microscopic and sub-microscopic flaky shaped crystalline minerals. It is
characterized by the typical colloidal properties of plasticity, cohesion and the ability to absorb
ions. These properties are exhibited over a wide range of water content. Clay particles are less than
0.002 mm in size.
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Sands do not swell or shrink too much, in comparison, when moisture content changes. Sand is a
good foundation material when it is dense and confined (prevented from flowing out).
Silt has a slight tendency to swell or shrink. Foundation on silty soil is likely to settle significantly.
Clay cannot be drained off easily. Settlement takes place gradually and may persist for years. Clay
shrinks when dried. Capillary action is significant in clayey soils and it is, difficult to construct
and support foundation of buildings in a purely clayey soil.
When there are layers of these soil types underneath building foundations the resultant behavior is
complex and requires the services of a soil mechanics specialist to predict the behaviors.
In this section, the NBC requirements will be emphasized. Engineers will have to consult the other
relevant documents which are applicable to their local areas.
All development projects have values attached to them and a wrong site selection may adversely
affect the value of the project. Value of a construction is the price a prospective buyer is willing to
pay and seller is willing to accept. The purchase price of a site is really only the beginning; part of
the value analysis is a real estate parcel. Every parcel of property is subject to property tax which,
although levied by the local government body having jurisdiction over the property, may include,
in addition to the local municipal (authority), state and regional authority for taxes and levies. This
aspect must be given adequate attention by the owner, while relevant control rules will influence
the planning and development of the project by the engineer.
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1.6.1 NBC Rules and Requirements (NBC, 1983)
Such rules and regulations which affect the selection of site alone are listed as follows:
Limitations of build-up areas and heights of buildings are achieved by specifying them in
terms of Floor Area Ratio (FAR). The FAR is the quotient obtained by dividing the total
covered area (Plinth area) at all the floors by the area of the plot.
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Total Covered area of all floors
FAR =
Plot area
Certain guide lines are given in the NBC and the local authority is likely to modify them,
by taking into account other aspects like density of population of any area, parking facilities
required, traffic load (road width) and the services available etc. The height of buildings
may be regulated, in addition, keeping in view the local firefighting facilities.
Land use is controlled by zoning and the classification of zones is given as under:
a. Residential zone, including residential with shop lines at ground floor,
b. Commercial zone, both local and district areas,
c. Industrial zone, consisting of service, general and special industries,
d. Green zone, including ribbon development along roads,
e. Special reservations for governmental, defense and transportation purposes.
The various building uses and occupancies permitted in the various zones shall be as given in the
master plan of the area, which is to be consulted before the selection of a site.
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Layouts shall provide for facilities such as nursery and primary schools and higher
educational facilities, health facilities, commercial & communication facilities etc.
It is evident from the foregoing that development control rules, while restricting to some extent
the freedom of the owner in developing his site towards maximum utilization, ensure ventilation,
insulation, natural lighting, prevention of shadows on streets, good access and facilities for
firefighting, and good living.
For example, Madras Metropolitan Development Authority (MMDA) has documented the
following:
1. The authority who is to issue permission for development as also the various requirements
for site approval.
2. Specified ten types of zones.
3. Specified certain general provisions.
MMDA has divided its 1170 sq. km into various divisions, townships and panchayats and allocated
Survey Nos. for appropriate zonal development.
On the other hand, the Tamil Nadu Municipal Building Rules have specified the form of
application for construction, specified extensive regulations for sites, location of foundations,
plinths, substructures, spaces around buildings and height of buildings, parking spaces, dimensions
of rooms, and ventilation of building stairs, chimneys and drains and sanitary conveniences.
Similar rules are found in Bombay Municipal Corporation Building Rules or those of Delhi,
Calcutta and other cities.
Engineers are advised to get familiar with the above rules, regulations and guide lines for the area;
they govern the planning and construction of buildings. It is not enough to acquire analysis and
design capabilities to raise a structure in the village, town or city.
Furthermore, it must be realized that we, in this country, have adequate rules and regulations for
orderly development of all types of building projects and services which are considered adequate
for orderly development of human habitats.
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We, now dominate the earth which earlier man could not do, or burn a forest, wash away a field,
foul a river, exhaust a mine, or extinguish local species etc. Today, we can pollute great lakes and
even dirty the ocean, the global air and diffuse chemicals throughout the living world.
A new road, for example, may block natural rain drainage, induce erosion of soil, overturn soil
dunes, destroy hill plants and animals, displace residents, bring in new builders, scar the hill sides,
pollute air and water and import exotic chemicals into the environment. The more developed a site
becomes, the more these manmade features obstruct circulation of air and surface water. Utilities
become more important over-riding factors of soil topography and plant cover.
We live in an ocean of air, constantly subjected to the variations of temperature, humidity and
purity to the light and sound transmitted through it. All construction activities affect this ocean of
air and hence all of us. Polluted air has a harmful effect on respiratory tract, a depressing effect on
the psychics, injurious to plants, animals and to the very buildings and structures we build. Equally
serious are our contributions to the pollution of water and the land, we use.
If we continue like this without adequate checks and measures, we may inadvertently initiate an
irrevocable process of permanent damage to our ecology and hence, ensure our extinction.
Engineers must lead to save this planet earth by initiating environmental impact studies (EIS) for
each one of their projects. In a simple manner, an engineer should avoid dust pollution, discharge
of contaminated water, and due to construction activity into habitable areas, and also hazardous
disposal of building wastes. He should take every possible measure to avoid noise pollution as
well during construction.
1.8 SUMMARY
In this unit, we have noted the basic objective of the subject matter to enable you, as an engineer,
to locate and site important constructions and buildings, taking into account the considerations of
climate, site drainage, nature of foundation required, planning and control regulations of
authorities, tax implications and the environmental impact of such constructions.
First, we have noted the various types of buildings classified on the basis of their occupancy.
For the location of a project in a state, or district, or town, it is necessary to consider zonal climate,
taxation regulations, availability of transportation including railways, zoning regulations of the
competent authority and community acceptance.
Site selection depends upon local climate, site drainage and availability of physical resources such
as water, materials and labor, and also the local topography.
We have noted how different climates come about which is due to the tilting of the earth’s axis in
its revolution around the sun, the differential heating of the tropics and consequent winds. We have
also noted how much of solar radiation reaches earth at different times.
The climates in tropical zones have been classified as: warm humid climate, hot dry climate and
monsoon climate, and we have understood their broad features. Elevated places have special
climates.
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We have noted that site climate and urban climate can be different from zonal climate of the area
due to topographical features (hilly, deep depressions, man-made surfaces, heavily built-up,
wooded). Wind speeds register a decrease, and air temperatures register a rise in built-up areas
where industries are present, etc.
We have noted the broad guide-lines for the orientation of buildings in the three tropical climates.
We have also noted how topographical features are represented on paper, e.g. contours, slopes so
that we can note the implications of cut and fill, and drainage.
We have looked at the importance of geological considerations when large and critical structures
such as dams are being planned. Rocks have been classified and some elementary but important
characteristics of rocks have been identified, such as water absorption and fracture.
The implications of identifying and planning buildings in flood prone plains have been seen. Flood
protections measures are needed as well as measures for draining the accumulated rain water are
essential.
Water supply requirements from a very essential part of location and site planning exercise.
Ground water sources should be investigated for purity, adequacy, depth of availability and type
of wells needed.
Soil below the surface where a building is going to be built should be investigated thoroughly for
all projects except ordinary ones. Observations normally to be made at site include water-table
depths, drainage features, suitability for septic tank construction, suitability as foundation soil,
erodability, consolidating nature, alkalinity or salt-proneness, and fertility.
For important projects a geotechnical investigation is required, for which bores are made, and
expert assessment is done. The extent to which bore holes are to be made is noted.
A brief description of different types of soil is given. Safe bearing capacity of soil is defined.
Typical safe bearing capacity values of different types of soils are available from tables. Brief
introduction on the role of bye-laws and regulations of local authorities are noted.
A little more detailed presentation of National Building Code prescriptions is noted in terms of
FAR, Land-use zoning, access-related controls for construction, amenity areas to be provided in
land-zoning to different types of occupancy, height regulations etc. More detailed rules and
regulations are to be obtained from locally governing bye-laws.
We have noted the possible impact of constructions and structures on the environment and the
engineer’s obligation to minimize air, water and land pollution.
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