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THE LINGUISTIC
CEREBELLUM
Edited by
PETER MARIËN
Department of Neurology and Memory Clinic, ZNA
Middelheim General Hospital, Antwerp, Belgium; and
Clinical and Experimental Neurolinguistics (CLIN), Vrije
Universiteit Brussel, Brussels, Belgium
and
MARIO MANTO
Unité d’Etude du Mouvement
Université Libre de Bruxelles,
Brussels, Belgium; and Université de
Mons, Mons, Belgium
Hermann Ackermann
Department of Neurology and Stroke, Hertie Institute for Clinical Brain Research,
University of Tübingen, Tübingen, Germany
Michael Adamaszek
Department of Neurologic and Cognitive Rehabilitation, Bavaria Clinic Kreischa,
Kreischa, Germany
Louise Allen-Walker
School of Psychology, Bangor University, Wales, UK
Georgios P.D. Argyropoulos
Cognitive Neuroscience and Neuropsychiatry Section, Developmental Neurosciences
Programme, Institute of Child Health, University College London, London, UK
Lauren A. Barker
The Chicago School of Professional Psychology, Loyola University Chicago, Chicago, IL, USA
Lisa Bartha-Doering
Department of Pediatrics and Adolescent Medicine, Medical University Vienna,Vienna,
Austria
Alan A. Beaton
Department of Psychology, Aberystwyth University, Wales, UK; Department of Psychology,
Swansea University, Wales, UK
Florian Bodranghien
Laboratoire de Neurologie Expérimentale–ULB, Brussels, Belgium
R. Martyn Bracewell
School of Psychology, Bangor University, Wales, UK; School of Medical Sciences, Bangor
University, Wales, UK
Hyo-Jung De Smet
Clinical and Experimental Neurolinguistics (CLIN),Vrije Universiteit Brussel, Brussels,
Belgium
John E. Desmond
Departments of Neurology, Neuroscience and Cognitive Science, Johns Hopkins
University School of Medicine, Baltimore, MD, USA
Thora Gudrunardottir
Oncological Department, Hilleroed Hospital, Copenhagen, Denmark; Posterior Fossa Society
Christophe Habas
Service de NeuroImagerie, Hôpital des Quinze-Vingts, Université Pierre et Marie Curie,
Paris, France
Ingo Hertrich
Department of Neurology and Stroke, Hertie Institute for Clinical Brain Research,
University of Tübingen, Tübingen, Germany
xi
xii Contributors
Laura Jansons
Private Practice, Arlington Heights, IL, USA
Kenneth C. Kirkby
Department of Psychiatry, School of Medicine, University of Tasmania, Hobart, Australia
Leonard F. Koziol
Private Practice, Park Ridge, IL, USA
Maria Leggio
I.R.C.C.S. Santa Lucia Foundation, Rome, Italy; Department of Psychology Sapienza
University of Rome, Rome, Italy
Mario Manto
Unité d’Etude du Mouvement, Université Libre de Bruxelles, Brussels, Belgium;
Université de Mons, Mons, Belgium
Peter Mariën
Department of Neurology and Memory Clinic, ZNA Middelheim General Hospital,
Antwerp, Belgium; Clinical and Experimental Neurolinguistics (CLIN),Vrije Universiteit
Brussel, Brussels, Belgium
Cherie L. Marvel
Departments of Neurology and Psychiatry, Johns Hopkins University School of Medicine,
Baltimore, MD, USA
Klaus Mathiak
Department of Psychiatry, Psychotherapy and Psychosomatics, University Hospital
Aachen, RWTH Aachen University, Aachen, Germany; Jülich-Aachen Research Alliance,
JARA-Brain, Jülich, Germany
Marco Molinari
I.R.C.C.S. Santa Lucia Foundation, Rome, Italy
Philippe Paquier
Clinical and Experimental Neurolinguistics (CLIN),Vrije Universiteit Brussel, Brussels,
Belgium; Department of Neurology and Neuropsychology, University Hospital Erasme,
ULB, Brussels, Belgium; Unit of Translational Neurosciences, School of Medicine and
Health Sciences, Universiteit Antwerpen, Antwerp, Belgium
Jeremy D. Schmahmann
Ataxia Unit, Cognitive Behavioral Neurology Unit, Laboratory for Neuroanatomy and
Cerebellar Neurobiology, Department of Neurology, Massachusetts General Hospital and
Harvard Medical School, Boston, MA, USA
Catherine J. Stoodley
Department of Psychology and Center for Behavioral Neuroscience, American University,
Washington, DC, USA
Kim van Dun
Clinical and Experimental Neurolinguistics (CLIN),Vrije Universiteit Brussel, Brussels,
Belgium
Contributors xiii
Dorien Vandenborre
Cepos, Rehabilitation Centre, Rooienberg, Duffel, Belgium; Clinical and
Experimental Neurolinguistics (CLIN),Vrije Universiteit Brussel, Brussels, Belgium
Jo Verhoeven
Language and Communication Science, City University London, Northampton Square,
London, UK; Computational Linguistics & Psycholinguistics Research Center (CLiPS),
University of Antwerp, Antwerp, Belgium
Wolfram Ziegler
EKN—Clinical Neuropsychology Research Group, Clinic for Neuropsychology, City
Hospital Munich, Munich, Germany; Institute for Phonetics and Speech Processing,
Ludwig-Maximilians-University Munich, Munich, Germany
INTRODUCTION
xv
xvi Introduction
DEVELOPMENT OF CONCEPTS
Two centuries of research on cerebellar function have been dominated by
the role of the cerebellum in motor control (see Manto et al., 2012 for a
review). However, from time to time, clinical case descriptions and experi-
mental evidence from animal studies dating back to the early part of the
nineteenth century, already suggested an association between cerebellar
pathology and a variety of nonmotor cognitive as well as affective dysfunc-
tions (see Schmahmann, 1991, 1997). As early as 1831, Combettes described
in the Bulletins de la Société Anatomique de Paris, the postmortem findings
of an 11-year-old girl, Alexandrine Labrosse, who presented with neurode-
velopmental disorders including a range of cognitive, affective, and motor
impairments resulting from a complete absence of the cerebellum (Figure 1).
Nevertheless, a causal connection between cerebellar disease and cogni-
tive and affective disturbances was dismissed for decades. In the mid-1900s,
investigators started to examine a possible link between the cerebellum and
cognition and emotion, exemplified by the work of Snider and Eldred
(1948), Snider (1950), Snider and Maiti (1976), Dow (1974), Heath (1977,
1997), Heath, Franklin, and Shraberg (1979), Cooper, Riklan, Amin, and
Cullinan (1978) and others (see Schmahmann, 1991 for a review). This laid
a foundation for the rediscovery of this concept by Leiner, Leiner, and Dow
(1986, 1991), who hypothesized that more recently evolved parts of the
cerebellum contribute to learning, cognition, and language, and by
Schmahmann (1991) and Schmahmann and Pandya (1987, 1989), who
introduced the dysmetria of thought hypothesis (Schmahmann, 1998).
These authors provided a historical, clinical, neuroanatomical, and theoreti-
cal framework within which a cerebellar role in higher cognitive and affec-
tive processes could be considered.That there may be a correlation between
the size of the cerebellum and aspects of general intelligence has been
known for some time (e.g., Allin et al., 2001; Ciesielski, Harris, Hart, &
Pabst, 1997; Mostofsky et al., 1998; Paradiso, Andreasen, O’Leary, Arndt, &
Robinson, 1997). From an evolutionary perspective, MacLeod, Zilles,
Schleicher, Rilling, and Gibson (2003) demonstrated a reliable linear regres-
sion contrast between volumes of whole brain, cerebellum, vermis, and
hemisphere of hominoids and monkeys and a striking increase in the lateral
cerebellum in hominoids (Beaton & Mariën, 2010). After controlling
Introduction xvii
statistically for age and sex, Pangelinan et al. (2011) showed with school-
aged children that total cerebellar volume correlates significantly with cog-
nitive ability (as measured by overall intelligence quotient) (but see Parker
et al. (2008) for negative findings). Posthuma et al. (2003) reported that
cerebellar volume in healthy adults (as well as total cerebral grey and white
matter volumes) correlates with working memory performance. Such find-
ings make it difficult to deny that the cerebellum is “an organ of cognition”
(Justus & Ivry, 2001).
xviii Introduction
SCHMAHMANN SYNDROME
Only a few years after the introduction of the dysmetria of thought theory,
Schmahmann and Sherman (1998) described in a seminal study of patients
with focal cerebellar lesions a consistent pattern of cognitive and affective
deficits and coined the term “cerebellar cognitive affective syndrome” to
describe this condition. Schmahmann syndrome, the eponym of cerebellar
cognitive affective syndrome (Manto & Mariën, 2015), was characterized as a
cluster of multimodal disturbances including: (1) executive deficits (deficient
planning, set-shifting, abstract reasoning, working memory, and decreased ver-
bal fluency), (2) disruption of visuospatial cognition (visuospatial disorganiza-
tion and impaired visuospatial memory), (3) personality changes (flattening or
blunting of affect, and disinhibited or inappropriate behavior), and (4) a range
of linguistic impairments among which were dysprosodia, agrammatism, and
mild anomia. However, analysis of the clinical data revealed that not all deficits
occurred in each patient, but that certain symptoms were particularly promi-
nent. Decreased verbal fluency, which did not relate to dysarthria, was said to
be present in 18 of the 20 patients.Visuospatial disintegration, mainly consist-
ing of disruption of the sequential approach to drawing and conceptualization
of figures was found in 19 cases. Eighteen of the 20 patients presented with
executive dysfunctions involving working memory, motor, and mental set-
shifting and perseverations of actions and drawing. In 15 patients, frontal-like
behavioral and affective changes were evident. Flattening of affect or disinhi-
bition occurred, taking the form of overfamiliarity, flamboyant and impulsive
actions, and humorous but inappropriate comments. Behavior was character-
ized as regressive and child-like in some cases and obsessive–compulsive traits
were occasionally observed. Deficits in mental arithmetic were evident in 14
patients. Visual confrontation naming was impaired in 13 patients. Eight
patients developed abnormal prosody characterized by high-pitched, whin-
ing, and a hypophonic speech quality. Mnestic deficits (verbal and visual learn-
ing and recall) were observed in some cases.The cluster of symptoms defining
Schmahmann syndrome was associated with a decrease of general intellectual
capacity. From an anatomoclinical perspective, cognitive and affective impair-
ments were more prominent and generalized in patients with large, bilateral,
or pancerebellar disorders, especially in a context of an acute onset of cerebel-
lar disease. Posterior lobe damage was particularly important in the genesis of
this novel syndrome. Damage of the vermal regions was consistently present
in patients with disruption of affect. Anterior lobe damage was found to be
less important to cause cognitive and behavioral deficits. Schmahmann
Introduction xix
syndrome in patients with stroke improved over time, but executive function
remained abnormal. Schmahmann and Sherman (1998) pointed out that on
the basis of their observations, it was not possible to distinguish the contribu-
tion of the lesioned cerebellum to these abnormal behaviors from that of the
cerebral regions newly deprived of their connections with the cerebellum.
Indeed, the clinical features of the cognitive and affective impairments consti-
tuting Schmahmann syndrome are identical to those usually identified in
patients with supratentorial lesions affecting the cortical association areas and
paralimbic regions and their interconnections. Reciprocal connections link-
ing the cerebral association areas and paralimbic regions with the cerebellum
constitute the neuroanatomical basis to explain the pathophysiological mech-
anisms of the cerebellar induced cognitive and affective deficits. As pointed
out by Schmahmann and coworkers in an influential series of neuroanatomi-
cal studies, the cerebrocerebellar anatomical circuitry consists of a feedforward
limb (the corticopontine and pontocerebellar pathways) and a feedback limb
(the cerebellothalamic and thalamocortical systems) reciprocally connecting
the cerebellum with the supratentorial regions crucially implicated in cogni-
tive and affective processing. Since then, cerebellar involvement in linguistic
processes has been studied by advanced neuroimaging methods in healthy
subjects and several studies have been published focusing on a variety of lin-
guistic dysfunctions following cerebellar lesions of different etiologies in chil-
dren as well as adults. Reviews of the role of the cerebellum in nonmotor
language functions are provided by Gordon (1996), Mariën, Engelborghs,
Fabbro, and De Deyn (2001), Mariën et al. (2014), Paquier and Mariën (2005),
De Smet, Baillieux, De Deyn, Mariën, and Paquier (2007), Beaton and
Mariën (2010), Murdoch (2010), Highnam and Bleile (2011) and De
Smet, Paquier, Verhoeven and Mariën (2013).
With the introduction of Schmahmann syndrome, neuroscientists deal-
ing with the cerebellum have now a better idea of the topography of cere-
bellar deficits. Maps of lesion symptoms have been identified, clarifying the
roles of cerebellar lobules in motor, cognitive, or behavioral operations.
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CHAPTER 1
Munich, Germany; 2Institute for Phonetics and Speech Processing, Ludwig-Maximilians-University Munich,
Munich, Germany
INTRODUCTION
The processes dealing with the production of speech sounds for words and
sentences are commonly broken down into several subcomponents.
Depending on which theoretical framework is chosen, different process-
ing stages are distinguished. A prominent psycholinguistic model devel-
oped by Levelt, Roelofs, and Meyer (1999), for instance, makes a distinction
between four discrete processing steps by which (1) word forms are
retrieved from a mental lexicon, (2) the phonemes constituting a word are
mapped onto the word’s rhythmical frame (“phonological encoding”), (3)
motor plans are retrieved for syllabified phonological forms (“phonetic
planning”), and (4) these motor plans are implemented in the neuromus-
cular system controlling speech movements (“articulation”). Otherwise,
models focusing on the lower levels of speech production are less elabo-
rate regarding abstract lexical and phonological processes, but are more
concerned with control subsystems of the speech motor apparatus (e.g.,
Guenther, Ghosh, & Tourville, 2006; Hickok, 2014). Clinically, distinc-
tions between different stages of speech production are reflected in a
widely accepted taxonomy of neurogenic speech sound disorders, with a
classification into lexical and postlexical phonological impairments (Schwartz,
2014), motor planning impairment (apraxia of speech; cf. Ziegler, Aichert,
& Staiger, 2012), motor execution disorders (dysarthria; cf. Duffy, 2013),
and impairments of motivational or emotional aspects of speaking and
speech initiation (Ackermann & Ziegler, 2010).
Assuming that different parts of the brain are engaged in the different
processing stages translating stored word forms into fully specified
1 However, there is no universal consensus about the view of the cerebellum as a cognitive organ (e.g.,
Glickstein, 2006; Schlerf,Verstynen, Ivry, & Spencer, 2010).
The Phonetic Cerebellum 3
By conclusion, these data do not provide clear evidence that the (non-
human) primate cerebellum may serve as a model of human cerebellar
function in speaking. As a side note: In songbirds, which are considered to
constitute an important animal precursor model of especially the vocal imi-
tation and vocal learning aspects of human speech, there is also no evidence
so far of any significant contribution of the avian homologue of the cere-
bellum to birdsong (Ackermann & Ziegler, 2013). Therefore, speculating
about the possible specificity of a cerebellar contribution to vocal commu-
nication in our species, Ackermann (2008, p. 269) claimed that during
hominine evolution expression of the human-specific variant of the FOXP2
gene created a “permissive environment” within the primate cerebellar
motor circuit through which the extant motor computational resources of
the cerebellum could be harnessed for the vocal apparatus in the generation
of the sequential motor patterns involved in articulation (for a similar argu-
ment relating to the basal ganglia, see Ackermann et al., 2014).
humans that efferent cerebellar signals effectuate motor responses not via a
cerebral cortical feedback loop, but rather more directly through a descend-
ing subcortical cerebelloreticular pathway.
By analogy to limb motor control, the described system constitutes the
substrate of the contribution of the cerebellum in oral motor control and
motor speech. A rather specific cerebellar mechanism in speech motor con-
trol was disclosed by Golfinopoulos et al. (2011), who performed a jaw-
perturbation experiment in the functional magnetic resonance imaging
(fMRI) scanner to examine the neural substrate of somatosensory feedback
control. Increased activation in bilateral lobule VIII was found in perturbed
versus unperturbed speech, which was interpreted as an indication that this
region facilitates somatosensory cortex in the monitoring and correction of
unexpected perturbations in the periphery.
The data described so far leave several unanswered questions, such as (1)
whether the motor loop involving the vocal tract and laryngeal muscles in
humans is lateralized for speech motor control; (2) whether the cerebrocer-
ebellar motor system composes two separate loops, one for the planning and
the other for the coordination of speech movements, separated by their
respective premotor and motor target regions in the cerebral cortex; or (3)
whether there are differential contributions of the repeated body represen-
tations in the cerebellum to speech. The functional imaging and clinical
data reported later will shed some light on these questions.
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