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Prospectus

The document outlines various types of securities offerings, including public offers and private placements, and details the requirements for prospectuses under SEBI regulations. It discusses the necessary disclosures, liabilities for misleading statements, and the processes for issuing shares and refunding application money. Additionally, it addresses the implications of non-compliance and the penalties associated with fraudulent activities in securities offerings.

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Shreyas Bansal
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0% found this document useful (0 votes)
13 views9 pages

Prospectus

The document outlines various types of securities offerings, including public offers and private placements, and details the requirements for prospectuses under SEBI regulations. It discusses the necessary disclosures, liabilities for misleading statements, and the processes for issuing shares and refunding application money. Additionally, it addresses the implications of non-compliance and the penalties associated with fraudulent activities in securities offerings.

Uploaded by

Shreyas Bansal
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

Allotment securities

Prospectus
of
1 1
Public offer Private Placement
Sec 23 41 See42

23 kinds
of offer
PO
Public Co PP
Right
Bonus

Private Co POX
PP
Right
Bonus

Se Listed Co SEBI Regulation


Process
of listing
S6 Matters to be stated in Prospectus
Dated signed
Heemed
Date
of
Publication MT.tt Authorise

Financial Reports SEBI CG


SEBE Regulation comply
Declaration Compliance
Contravention
Exception sec 26 N A

Issuettoexisting Issue is uniform


lung 1
members DH with existing quotedshares

Prospectus
Tik Tatays
Validity

Expert
Not engaged in PFM Co
of
Not
Written consent withdrawn
statement in the prospectus

Sec 27 variation TRC Prospectus


of object of
Issue
tunffffffsedtafhfg.ro
PASI
stal Ballot
website
Newspaper
forTrading of listed
Cannot use ES
DSA exit option
rigestRegulation
IPO Initial public offer
FPO further public
offer at existing SH
Ofs sale
offer for Company
have Ñ at IT
apne.gs

sec28
offerforsal groupof.SK
Prospectus
Authorises

G.COM mffgf
Reimburse the
group of 511
Expenses
by
Ethnium subscription see39
Minimum App Money 5
2
of Fy
3 Report on use
of Money
Prospectus
t
Shelf Red Herring Abridged Deemed
Prospectus Prospects Prospects Prospects
SEC31 33 25
32

31
ShefP speph od one or more issue
without issue
of further prospectus
P
EBI prescribed 6
1 year
Validityupto
commence
Second Subsequent
opening of 1st offer
offer
IM Prospectin
ROE.mn
ECharges financial
created
Changes that are material
form PASZ other Changes

Refundavance
payment
Intimate co to Refund shall be processed
within 75 Days
Section 32 Red Herring Prospectus

Tetum Book Building offer


RHP
Fastbaypei

Price
Taming at
1
2 Prospectus
Qty
Variations in RHP
to be highlighted

Section 33
Abridged Prospects

Sailent Features
Application Form Abridged prospects

Exception i underwriting Agreement


Not a public offer
where the
offer is made to existing members
Every application form is to be accompanied by abridged prospectus. It is a prospectus that contains

the salient feature of the main prospectus.

Sec25
DeemedProspect_
House
Co Intermediary Issue
Document Sec26

Public
When a company issues, it shares to an intermediary with the view or an intent to issue it to the
public at large, the document through which such an offer for sale is made is deemed to be a

prospectus.

Presumption Rebuttable

1 where the consideration is not recieved


or
full
2 Issue to public is made within 6months

Matterstobestated i see 26
2 Net Amt consideration
of
I long aspect

Signature Cot 2Directors


Partners
Firm Majtity
Alteast 112

30 Advertisement
Object Name of Signatories
Subscribers
Liability
AuthorisedShare Capital Capital structure

1
Section34 Section 35
criminal Liability Civil Liability
PeekusGurney

untrue subscribe
1 statement statement't
misleading misleading
Liabletuls 447 loss
Integrity sustained
Exception If he proves that 7H Liable to ICompensate
Unlimited
w̅ fact is Immaterial Liability
Directors Authorise
E urls
RUTB
Fishy hypylonoterstexts
1 Director consent withdraw
W o knowledge
2 Issue
w o consent
publtic notice
3 Basis
of exports report
TIF representation
comment
Consent Not withdraw
447 Penalty
forFraud
3 Fraud
fine upto Public ant
Book
gail ontologo sy loye
1
of 10
or
Fine upto 50L 10 Lakh
chota or
Jail upto syr
or Both

Sec37 Class Action Suits

Sec38Punishmentforpersonations
Liable v s 447
cheque
Min Min OtherInstrument
subscription separate Band
App Money scheduledBan

15 of NominalAmt
PAS 1 See27
Variation Newsp
Playford
PA
Allotment
PAS 2 Sec31
B Faye 15 Days of close of
f
shelf Prospectus
p Issue
PAs ETA
Name No shares
of Int 15 p.cn
C Directors liable
Hot L
than Cash
only content
Imena
mm
Reg valuer Report
Bonus Resolution Passed
LORI
Ask RValue Report

s
jfhpftff.fi obtain permission
rse
state name

prostatches

Relegfferwritingcommission

2 Proceeds out
ofIssue
Profit
3 Rate
Shares 5 or AO At
Ao At of IP
Debentures 2.5 of
Debentures 2 of
4 Disclose Nancy a prospectus
No securities
of
5 No Commission No Public
Contract
If offer
6
tongwitpays with Reg
Section 42 Private Placement

to P elected
group of person
BOD
Najigginess IP FY
Each kind
of security
make
Exclude
p FIFE
HFC
1 Pass SR
14
j timed
Borrowing Borrowing
like.ir
Limit exceeds 180 1 s SR once in a
fy

Offer Person Land Border Share


Obthin
Approval Attached with PPO
of G
such person
In this No Right to Renounce
case
Deemed Public offer exceed limit
DD
_of
Mode Cheque
NotCash
Banking Channel
App money
ROA
separate BankhI
Allotment Refund
PAS 3 15h 9nterest 12i.pa
Golys ofApp Money t
today is Day tomfy
Tatment fund
No fresh offer
Complete
Pp
withdraw fresh PPX
Abandon

Yp bntr
Contravention PP

LL
Promoter tin foisted
Company
on

Refund
at
It 12 p a

PP Record PAS 5 PAST 27


PASZ IM
DPQ 07 010 PAS 3 ROA 39 4
PAS4 PPOCA
PAS 51 RecordPP

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