Professional Ethics
Professional Ethics
MODULE 4
Definition
Contempt of Court refers to actions that disrespect or defy the authority, dignity, or orders of a court,
undermining the administration of justice.
Provisions
Article 129: Empowers the Supreme Court to punish for its contempt.
Types
1. Civil Contempt: Wilful disobedience to court orders, judgments, or decrees (e.g., ignoring an
injunction).
2. Criminal Contempt: Acts that scandalize or lower the court’s authority, interfere with
judicial proceedings, or obstruct justice (e.g., defamatory statements about judges).
Why Needed
Case Law
Rahul Gandhi Contempt Case (2019): BJP leader Meenakshi Lekhi filed a contempt plea
against Rahul Gandhi for misattributing his “Chowkidar chor hai” slogan to the Supreme
Court in the Rafale case. Gandhi offered an unconditional apology, accepted by the Court,
which closed the case, stressing accurate representation of court rulings.
Prashant Bhushan Contempt Case (2020): The Supreme Court took suo motu action
against Prashant Bhushan for two tweets: one alleging the last four Chief Justices contributed
to democracy’s destruction, and another criticizing the Chief Justice for riding a costly
motorcycle during a court “lockdown.” Bhushan was held guilty of criminal contempt for
scandalizing the judiciary, fined ₹1, with a default penalty of three months’ imprisonment and
a three-year practice ban. He paid the fine but upheld his tweets as bona fide criticism.
Punishment
Justification
The legal profession is noble due to its pivotal role in promoting justice, protecting rights, and serving
society. Key reasons include:
1. Upholding Justice: Lawyers ensure fairness by advocating for the innocent and
marginalized, as seen in public interest litigations, maintaining societal order.
2. Protecting Fundamental Rights: They safeguard constitutional rights, like equality and
liberty, as exemplified in Kesavananda Bharati v. State of Kerala (1973), preserving
individual dignity.
3. Ethical Duty and Integrity: Governed by the Bar Council of India Rules, lawyers uphold
honesty and confidentiality, earning public trust.
4. Service to Society: Through pro bono work and social reform advocacy, like in Prashant
Bhushan Contempt Case (2020), lawyers prioritize public welfare.
Professional ethics are essential rules that guide lawyers to act with honesty, fairness, and
responsibility. In India, these are outlined in the Bar Council of India Rules and Advocates Act,
1961. They ensure the legal profession remains respected and effective. The need for professional
ethics is explained below:
1. Promoting Justice: Ethics ensure lawyers work honestly to support fair outcomes, preventing
misuse of the law.
2. Building Public Trust: Ethical behavior, like keeping clients’ secrets, makes people trust
lawyers and the justice system.
3. Ensuring Fair Work: Ethics require lawyers to represent clients properly without cheating or
lying, leading to fair trials.
4. Maintaining Respect: Honest and respectful conduct keeps the legal profession honorable
and admired.
5. Guiding Tough Choices: Ethics help lawyers make right decisions in difficult situations, like
balancing client needs with public good.
6. Preventing Misconduct: Ethics stop lawyers from abusing their power, such as delaying
cases or acting unfairly.
7. Preventing Abuse of Power: Ethics curb misuse, like frivolous litigation, ensuring judicial
efficiency.
o Research: Advocates must study the facts, pleadings (e.g., plaints, written
statements), and applicable laws (e.g., IPC, CPC, CrPC, Evidence Act).
o Evidence: Analyze documentary and oral evidence; prepare for examination and
cross-examination of witnesses.
o Client Interaction: Regularly update clients, explain legal options, and obtain
instructions.
Fees of an Advocate:
o Determination:
Ethical Restrictions:
Refusal to accept briefs refers to a lawyer’s choice to decline a case or client representation. Governed
by professional ethics under the Bar Council of India Rules and Advocates Act, 1961, this decision
must align with fairness and justice. The need for ethical guidelines in refusal is critical for the
following reasons:
1. Freedom to Choose: Lawyers can refuse briefs unless court-appointed, giving them
autonomy to select cases that match their expertise or values, but this must be ethical.
2. Avoiding Conflicts: Ethics require refusal if a conflict of interest exists, like representing
opposing parties, to ensure impartial and loyal representation.
3. Ensuring Competence: Lawyers should decline cases beyond their skills to provide effective
representation, protecting clients’ rights and judicial fairness.
4. Moral Grounds: A lawyer may refuse a case that conflicts with personal ethics (e.g.,
defending unethical acts), but only if the refusal is non-discriminatory.
5. Preventing Frivolous Cases: Ethics discourage taking up baseless cases meant to harass or
delay, preserving court time and resources.
Under-Cutting
Definition: Deliberately charging lower fees than prevailing rates to gain a competitive edge
or attract clients.
Ethical Issue:
o It violates the principle that fees should reflect an advocate’s standing and the case’s
demands.
Prohibition: While not explicitly mentioned in BCI Rules, it is implied under the duty to
maintain professional dignity and fairness (Rule 36).
The Bar Council of India (BCI) Rules, specifically Rule 36, prohibit advocates from soliciting work
or advertising their services, ensuring the legal profession remains a noble pursuit focused on justice
rather than commercial gain. Rule 36 (BCI Rules): Advocates are barred from soliciting work or
advertising, whether directly (e.g., personal appeals, circulars) or indirectly (e.g., through agents,
media, or touts). Restrictions include:
Modern Context: A 2008 amendment to Rule 36 allows advocates to maintain websites with basic
details like name, contact, qualifications, and areas of practice, subject to BCI approval and a
disclaimer. However, social media promotions, paid advertisements, or influencer endorsements are
strictly prohibited to prevent commercialization.
DSK Legal Case (2025): The BCI issued a show-cause notice to DSK Legal for a promotional video
featuring Bollywood actor Rahul Bose, posted on Instagram to mark the firm’s 20th anniversary. The
video included staff statements and Bose’s endorsement, claiming clients’ “blind faith” in the firm.
The BCI cited a violation of Rule 36, as the video constituted indirect advertising through celebrity
endorsement. The notice demanded immediate removal of the video, proof of compliance, a written
explanation within 10 days, and an undertaking to avoid future violations. Non-compliance could lead
to disciplinary action under Section 35 of the Advocates Act, 1961, including suspension or
cancellation of licenses. DSK Legal removed the video, highlighting the BCI’s strict stance against
modern marketing tactics.
MODULE -1
HISTORY
India’s legal system has a long and complex history shaped by religion, culture, and politics. In
ancient times, laws were tied to religious texts and community customs. Later, British rule brought
Western legal principles and structures. After gaining independence in 1947, India adopted a
democratic constitution and created a strong judicial system. The Supreme Court became the highest
authority, and the Advocates Act, 1961 and Bar Council of India were introduced to regulate legal
education and the legal profession.
1. Ancient Period
Based on Religion: Laws came from texts like the Vedas, Upanishads, and Manusmriti.
Brahmins advised rulers on legal and ethical issues.
Justice by Kings and Panchayats: Kings and local leaders (like village panchayats) settled
disputes using customs and moral values.
No Formal Legal System: There were no licensed lawyers or judges; respected individuals
handled legal matters informally.
In India during the earlier period, people live in small groups. The head of these groups or
tribes delivered justice under the open sky before all the members. There was no specialist
like a lawyer during those days. When kingship was established, the king delivered justice.
King was advised by his councilors. The law of those days was rooted in Hindu religion and
custom.
From the stories of Maryada Ramayana and Vikramaditya, we are well aware of the wise
men who solved the critical cases of those days. During those days, the sufferer presented
complaints before the king and the king with the help of his religious heads and wise courtier
delivered the judgment.
2. Medieval Period
Islamic Influence: Sharia law was introduced during the Delhi Sultanate and Mughal Empire.
Introduced Qazis system(Islamic judges) handled many cases
Mughal Reforms: Emperors like Akbar established centralized courts and promoted fairness
through policies like Sulh-i-Kul (universal tolerance).
During the British period, the model legal system was developed in India. Before 1726, the courts
derived their power, not from the British Crown but the East India Company.
1. Charter of 1726
1. Charter of 1726:
The year 1726 marked the beginning of a new phase in the evolution of
judicial institutions in India. The mayor's courts were established in the
presiding towns of Bombay, Calcutta, and Madras, they were the royal courts.
The courts heard all civil suits, action pleas between parties, they followed the
procedure based on English law. But there were no facilities to get the legal
training. Many persons who do not know law were used to practice before the
said courts. The Mayor's court has no jurisdiction in criminal cases. The
criminal jurisdiction was conferred on the governor.
2. Charter of 1753:
It was issued to modify the charter of 1726. This charter also ignored
significant provisions for legal training and education relating to legal
practitioners and as such, after this charter also the legal profession was not
organized.
3. Charter of 1774:
The British crown issued a charter in 1774 by which the Supreme Court of
judicature was established at Calcutta. Clause 2 of the Charter empowered
the said Supreme Court to approve and enroll advocates and Attorney-at-law.
The Supreme Court had powers to remove any advocate or Attorney on
reasonable cause.
Even the Charter of 1774 didn't provide for the appearance of the Indian Legal
Practitioners to appear and to plead before the Supreme Court.
'Advocate' means British and Irish Barristers.
'Attorney' means the British Attorney or Solicitor.
These Acts were passed to reduce conflicts between the Supreme Court and the Company’s council.
4. Clearly defined the jurisdiction of the courts and ensured a better balance of power.
RECOMMENDATIONS
Advocates would have the right to practice in all courts throughout India.
Proposed the establishment of an All India Bar Council and State Bar Councils.
These councils would regulate legal education, enrollment, conduct, and discipline of
advocates.
Each State Bar Council would maintain a roll of advocates, and the Bar Council of India would
have a common roll.
Bar Councils would be autonomous bodies, free from governmental control, run by elected
advocates.
Advocates must hold a law degree from a recognized university and pass the Bar Council
examination.
6. Disciplinary Control
Bar Councils to have exclusive jurisdiction over professional misconduct cases, with the right
to appeal to a Tribunal or the Supreme Court.
The Advocates Act, 1961 was passed largely based on the AIBC's recommendations.
It unified the legal profession and created a common structure for lawyers across India.
The BCI became the apex statutory body to regulate legal education, standards of
professional conduct, and advocate discipline.
The earlier fragmented system of vakils, pleaders, and advocates was abolished.
All legal practitioners became “advocates”, with uniform rights and duties.
BCI took charge of approving law colleges, designing curriculum standards, and overseeing
exams.
Through the Bar Councils, norms for ethics, dress code, client confidentiality, and court
decorum were enforced.
Enacted by the Parliament of India and came into effect on 19th May 1961.
It was introduced to unify and regulate the legal profession across the country.
Based largely on the recommendations of the All India Bar Committee (1951).
o Abolish distinctions between various types of legal practitioners like vakils, pleaders,
mukhtars, etc.
o Establish Bar Councils at the national and state level to supervise and manage the
profession.
o Ensure uniform standards in legal education across India through the Bar Council of
India (BCI).
o Lay down a code of conduct for advocates and mechanisms to deal with
professional misconduct.
o Give advocates the right to practice anywhere in India, including in the Supreme
Court.
o Sets up the Bar Council of India (BCI) at the national level and State Bar Councils to
regulate and represent the legal profession.
o Abolishes various categories like pleaders and vakils, and creates a single class of
legal practitioners called "Advocates".
3. Right to Practice:
o Provides advocates the right to practice in any court or tribunal across India,
including the Supreme Court.
4. Enrollment of Advocates:
o Lays down eligibility criteria and procedures for enrolling advocates on the State Bar
Council rolls.
5. Disciplinary Control:
o Authorizes the BCI to set standards for legal education and recognize law
colleges/universities across India.
Promoted legal aid and helped strengthen democracy by ensuring rights are protected.
Before the Act, there was no central regulatory body to supervise legal education or the
conduct of advocates.
Legal education was poorly regulated and varied across universities and states.
4. Colonial Hangover
The profession was governed by colonial laws like the Legal Practitioners Act, 1879, and
the Indian Bar Councils Act, 1926, which were outdated.
composition, powers, duties, and functions of the State Bar Council (SBC) and the Bar Council of
India (BCI) under the Advocates Act, 1961,
🔹 Section 3 – Composition:
Ex-Officio Member:
Elected Members:
Elected from among the elected members of the State Bar Council.
Section 17, 20: Maintains and updates the list of practicing advocates. Can remove names
from the roll in cases of disqualification or death.
Section 35: Inquires into complaints of professional misconduct against advocates. May take
disciplinary actions, such as reprimand, suspension, or disbarment.
Promotes legal education and reforms the curriculum in coordination with universities and
the Bar Council of India.
Protects professional rights and interests of advocates, ensuring their dignity and
independence.
Provides welfare schemes for advocates, such as pensions and medical aid. Also, organizes
free legal aid for the underprivileged.
Section 15: Frames rules for elections, governance, and conduct of meetings within the State
Bar Council.
Section 6: Manages funds from enrollment fees and advocates’ contributions. Can create and
manage an Advocates’ Welfare Fund.
🔹 Section 4 – Composition:
Ex-Officio Members:
Elected Members:
o One member is elected by each State Bar Council from among its elected members.
The total number of members depends on the number of State Bar Councils in existence.
However, only those elected by State Bar Councils participate in decisions (ex-officio
members do not vote).
A. Regulatory Functions:
Frame rules for standards of professional conduct, dress code, and ethics for advocates.
Prescribe standards of legal education in consultation with universities and State Bar
Councils.
Lay down curriculum for legal studies and Recognize law degrees from Indian and foreign
universities for enrollment purposes.
B. Disciplinary Functions:
Constitute a Disciplinary Committee to hear appeals against State Bar Council decisions.
Organize seminars, legal aid programs, moot courts, and law reform initiatives.
Make rules governing the Minimum qualifications and standards for law colleges.
Conduct All India Bar Examination (AIBE) for law graduates before they are allowed to
practice.
Act as a central appellate authority for disciplinary cases from State Bar Councils.
Frame rules for professional ethics, dress code, and legal practice (Section 49).
The Bar Council of India, under Section 7 of the Advocates Act, 1961, is empowered to constitute
various standing and special committees to carry out its multifaceted functions
1. Disciplinary Committee
Composition:
Exercises quasi-judicial powers, similar to those of a civil court under the Civil Procedure
Code.
Composition:
5 members:
3. Executive Committee
Composition:
4. Rules Committee
Draft and revise rules and regulations under the Advocates Act.
o Disciplinary procedures
o Enrollment criteria
o Insurance
o Pension
o Disability assistance
Allocate grants and loans to State Bar Councils for welfare-related expenses.
Encourage law students and young advocates to take up pro bono work.
1. Disciplinary Committee
Composition:
o Dismiss complaints,
2. Enrollment Committee
Composition:
3. Executive Committee
Composition: