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Unit II (Module 1)

Fundamental Rights are essential legal entitlements enshrined in the Indian Constitution to protect individual liberty, dignity, and equality. They encompass six categories, including the Right to Equality, Right to Freedom, and Right Against Exploitation, and are subject to reasonable restrictions for national interest. These rights are enforceable through the judiciary, ensuring accountability and safeguarding against arbitrary state actions.

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0% found this document useful (0 votes)
26 views35 pages

Unit II (Module 1)

Fundamental Rights are essential legal entitlements enshrined in the Indian Constitution to protect individual liberty, dignity, and equality. They encompass six categories, including the Right to Equality, Right to Freedom, and Right Against Exploitation, and are subject to reasonable restrictions for national interest. These rights are enforceable through the judiciary, ensuring accountability and safeguarding against arbitrary state actions.

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dipankar biswas
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Fundamental Rights; Rule of Law; Separa on of Powers

1. Fundamental Rights
Defini on and Concept
Fundamental Rights refer to a core group of legal en tlements conferred by the cons tu on
to safeguard the liberty, dignity, and equality of individuals. These rights are innate, non-
transferable, and judicially enforceable, forming the cornerstone of a democra c legal
framework. They func on as a shield against unjust or arbitrary ac ons by the state and help
maintain a fair and equitable society.
Key Features of Fundamental Rights
1. Universality – These rights are applicable to every ci zen regardless of religion, caste,
gender, or economic and social background.
2. Enforceability – Ci zens have the right to seek judicial interven on if these rights are
infringed upon.
3. Subject to Reasonable Restric ons – Although these rights are protected, they may
be regulated under circumstances involving na onal interest, public morality, public
order, or the protec on of others’ rights.
4. Roots in Natural Rights Philosophy – The no on of Fundamental Rights draws from
the philosophical idea of natural rights advocated by thinkers such as John Locke and
Jean-Jacques Rousseau.
5. Influence of Global Charters – The formula on of Fundamental Rights in India is
inspired by notable historical texts like the American Bill of Rights, Bri sh
cons tu onal tradi ons, and the Universal Declara on of Human Rights (1948).
Fundamental Rights Under the Indian Cons tu on
Enumerated in Part III (Ar cles 12 to 35) of the Cons tu on of India, six primary categories of
Fundamental Rights are recognized:
1. Right to Equality (Ar cles 14–18): Affirms legal equality and prohibits discrimina on
based on caste, race, religion, sex, or place of birth.
2. Right to Freedom (Ar cles 19–22): Protects civil liber es such as freedom of speech
and expression, assembly, associa on, movement, residence, and the right to personal
liberty.
3. Right Against Exploita on (Ar cles 23–24): Forbids prac ces like human trafficking,
bonded labor, and the employment of children in hazardous work.
4. Right to Freedom of Religion (Ar cles 25–28): Grants individuals the liberty to follow,
prac ce, and propagate any religion, reinforcing secularism.
5. Cultural and Educa onal Rights (Ar cles 29–30): Safeguards the cultural iden ty and
educa onal rights of minori es, allowing them to establish and administer their own
educa onal ins tu ons.
6. Right to Cons tu onal Remedies (Ar cle 32): Provides ci zens with the legal
authority to move the Supreme Court for the enforcement of Fundamental Rights
through writs such as Habeas Corpus, Mandamus, Prohibi on, Cer orari, and Quo
Warranto.

Cons tu onal Provisions on Fundamental Rights (Indian Cons tu on & Compara ve


Perspec ve)
1. Fundamental Rights in the Indian Cons tu on
The Indian Cons tu on, under Part III (Ar cles 12 to 35), lays down a detailed scheme of
Fundamental Rights designed to secure individual freedom, uphold human dignity, and
promote jus ce in a democra c framework.
Key Provisions Related to Fundamental Rights in India
• Ar cle 12 – Broadly defines the term "State" to include all branches of government,
such as the legislature, execu ve, local bodies, and any ins tu ons under government
control.
• Ar cle 13 – Establishes the principle that any law inconsistent with Fundamental
Rights is void, thereby laying the founda on for judicial review.
The Six Categories of Fundamental Rights (Ar cles 14–35)

Right Ar cles Core Provisions

Guarantees legal equality (14), prohibits discrimina on (15),


Right to Equality 14–18 ensures equal job opportuni es in public employment (16),
abolishes untouchability (17), and prohibits tles (18).

Includes freedoms such as speech, movement, and assembly


(19); protec on from ex post facto laws and double jeopardy
Right to Freedom 19–22
(20); personal liberty (21); and safeguards against arbitrary
deten on (22).
Right Ar cles Core Provisions

Right Against Forbids trafficking and forced labour (23); bans child labour in
23–24
Exploita on hazardous occupa ons (24).

Ensures freedom of conscience and religious prac ce (25),


Freedom of autonomy in managing religious affairs (26), no compulsory
25–28
Religion taxes for religion (27), and no religious instruc on in
government-funded ins tu ons (28).

Cultural & Protects minority communi es' right to preserve their


29–30
Educa onal Rights language and culture and establish educa onal ins tu ons.

Empowers individuals to directly approach the Supreme Court


Right to
to enforce Fundamental Rights through writs like Habeas
Cons tu onal 32
Corpus, Mandamus, Prohibi on, Cer orari, and Quo
Remedies
Warranto.

Key Amendments and Landmark Judgments


• 44th Cons tu onal Amendment (1978): The Right to Property was removed from the
list of Fundamental Rights and is now a legal right under Ar cle 300A.
• Kesavananda Bhara v. State of Kerala (1973): Introduced the Basic Structure Doctrine,
affirming that Parliament cannot amend the Cons tu on in a way that alters its core
features, including Fundamental Rights.

2. Compara ve Perspec ve: Fundamental Rights in Other Cons tu ons


Various countries recognize Fundamental Rights in different ways, with varia on in scope,
enforceability, and the legal mechanisms protec ng them.
(A) United States – Bill of Rights (1791)
• Influence: The Indian Cons tu on drew heavily from the American model, especially
in guaranteeing civil liber es and empowering courts to enforce them.
• Notable Rights:
o First Amendment: Protects freedom of speech, religion, and assembly.
o Fi h Amendment: Safeguards against self-incrimina on, double jeopardy, and
ensures due process.
o Fourteenth Amendment: Guarantees equal protec on under the law.
Comparison with India:
• Similari es: Both cons tu ons enshrine freedoms like speech, equality, and due
process.
• Differences: In the U.S., rights are generally absolute and limita ons are narrowly
interpreted; in India, Fundamental Rights come with cons tu onally permiEed
restric ons.
(B) United Kingdom – Common Law and Legisla ve Framework
• Legal Basis: The UK lacks a single wriEen cons tu on. Rights are derived from
historical charters and statutes such as:
o Magna Carta (1215)
o Habeas Corpus Act (1679)
o Human Rights Act (1998) (which incorporates the European Conven on on
Human Rights)
Comparison with India:
• The Indian Cons tu on explicitly codifies Fundamental Rights, whereas in the UK,
rights evolve through parliamentary enactments and judicial interpreta ons.
Parliamentary supremacy in the UK makes rights more adaptable but less
cons tu onally entrenched.
(C) France – Declara on of the Rights of Man and Ci zen (1789)
• France’s revolu onary document recognizes liberty, equality, and fraternity as
founda onal values.
• Rights such as freedom of expression, property ownership, and religious liberty are
emphasized.
• The French Declara on greatly influenced global human rights instruments, including
the Universal Declara on of Human Rights (1948).
Comparison with India:
• Commonali es: Both systems value equality, secularism, and individual freedoms.
• Differences: India’s rights are legally enforceable in court; in France, their scope and
implementa on rely heavily on legisla ve interpreta on.
(D) South Africa – Bill of Rights (1996)
• South Africa’s Cons tu on places strong emphasis on human dignity, equality, and
jus ce, including economic and social rights like housing, educa on, and health care.
• It also includes forward-looking rights such as environmental sustainability and
affirma ve ac on.
Comparison with India:
• While India treats socio-economic rights as Direc ve Principles of State Policy (Part IV),
South Africa makes these rights enforceable through the courts.

3. Compara ve Analysis: Summary Table

Enforcement
Country Nature of Rights Key Differences with India
Mechanism

Codified
Judiciary (Ar cles 32 & Rights are subject to reasonable
India Fundamental
226) limita ons.
Rights

Judicial Review by Rights are more absolute;


USA Bill of Rights (1791)
Supreme Court limita ons are narrowly tailored.

Common Law & Parliament & Human Rights depend on legisla ve will
UK
Statutes Rights Act (1998) and judicial precedent.

Rights guided by equality and


Declara on of Cons tu onal Council
France secularism; less direct
Rights (1789) & Judiciary
enforceability.

South Jus ciable Bill of Socio-economic rights are


Cons tu onal Court
Africa Rights (1996) enforceable, unlike India.

India’s Fundamental Rights framework is both comprehensive and enforceable,


tailored to protect individual liber es within a diverse, democra c society. Drawing inspira on
from global models, the Indian Cons tu on balances personal freedoms with social
responsibili es through a system of reasonable restric ons and judicial oversight. This
approach ensures rights are meaningful and adapted to the unique social and poli cal context
of the country.
Importance of Fundamental Rights in a Democra c Society
Fundamental Rights are central to the func oning of a democra c system. They guarantee
personal freedom, equality, and dignity, while striking a balance between individual liberty
and collec ve welfare. These rights serve as vital constraints on arbitrary state power, deter
authoritarian tendencies, and promote inclusive and par cipatory development.
1. Safeguarding Individual Freedom
• A true democracy enables its ci zens to freely express their thoughts, follow their
beliefs, and live without fear or coercion.
• Illustra on: Ar cle 19 of the Indian Cons tu on secures the right to freedom of
speech and expression, empowering individuals to voice their views and cri que the
government.
• Democracies that lack strong rights protec ons oHen face authoritarian regression,
where dissent is suppressed and civil liber es are curtailed.
2. Advancing Equality and Social Jus ce
• Fundamental Rights act as a shield against discrimina on based on caste, religion,
gender, or socio-economic status.
• Illustra on: Ar cles 14 to 18 uphold the principle of equality before the law, and
prohibit prac ces such as untouchability.
• In pluralis c socie es like India, these rights help build an inclusive social structure by
ensuring fair opportuni es for all.
3. Upholding the Rule of Law
• A democra c polity rests on the principle that laws must apply uniformly to all
individuals, with no one above the legal framework.
• Illustra on: Ar cle 13 allows the judiciary to invalidate laws that violate Fundamental
Rights.
• Ar cle 32 further enables ci zens to seek direct redress from the Supreme Court if
their rights are infringed, reinforcing legal accountability.
4. Restraining Arbitrary State Ac on
• Concentra on of power without checks can lead to despo sm. Fundamental Rights
act as cons tu onal limits on such abuse.
• Illustra on: Ar cle 21 protects the right to life and personal liberty, ensuring that no
individual can be deprived of liberty without due process.
• In the absence of such protec ons, states may engage in unlawful deten on,
surveillance, and suppression of dissent.
5. Enabling Freedom of Thought and Open Dialogue
• Democra c governance thrives on public debate, cri cism, and the free flow of ideas.
• Illustra on: Freedom of the press, an essen al component of Ar cle 19, allows media
to hold authori es accountable.
• Case Reference: Romesh Thapar v. State of Madras (1950) affirmed that freedom of
speech is vital to the democra c process.
6. Protec ng Minori es and Marginalized Groups
• Fundamental Rights guarantee the cultural and religious autonomy of minority
communi es.
• Illustra on: Ar cles 29 and 30 allow minori es to preserve their cultural iden ty and
establish their own educa onal ins tu ons.
• Ensuring minority rights is essen al in avoiding majoritarian dominance and
preserving democra c pluralism.
7. Preven ng Exploita on and Safeguarding the Vulnerable
• A democra c society must ac vely protect children, labourers, and disadvantaged
groups from exploita on.
• Illustra on: Ar cles 23 and 24 outlaw prac ces such as human trafficking, bonded
labour, and child labour.
• Where these rights are weak, exploita on oHen goes unchecked, leading to systemic
human rights viola ons.
8. Encouraging Civic Par cipa on and Democra c Engagement
• Empowering ci zens to par cipate in poli cal and social affairs is fundamental to
democracy.
• Illustra on: Ar cle 19 grants the right to assemble peacefully and form associa ons,
enabling ac vism, unioniza on, and poli cal involvement.
• Democracies are strengthened when ci zens exercise their rights to advocate for
change and demand accountability.
9. Ensuring Religious Freedom and Secular Governance
• Democra c states must guarantee religious liberty without endorsing or imposing any
par cular faith.
• Illustra on: Ar cles 25 to 28 secure the freedom to profess, prac ce, and propagate
any religion.
• Secularism, backed by these rights, helps prevent communal conflict and ensures
equal treatment of all faiths.
10. Ar cle 32: The Cornerstone of Rights Enforcement
• Ar cle 32, oHen referred to by Dr. B.R. Ambedkar as the "heart and soul" of the
Cons tu on, grants ci zens the power to seek judicial remedies for rights viola ons.
• Illustra on: Individuals can approach the Supreme Court directly through writs such
as Habeas Corpus, Mandamus, Cer orari, Prohibi on, and Quo Warranto.
• The ability to seek jus ce reinforces democra c resilience and upholds the integrity of
the cons tu onal framework.
Fundamental Rights go beyond mere legal provisions—they are the moral and structural
founda on of a democra c society. By protec ng freedoms, ensuring jus ce, and enabling
inclusive par cipa on, these rights make democracy meaningful and sustainable. Socie es
that uphold Fundamental Rights foster fairness, security, and progress. On the contrary,
ignoring or undermining them oHen leads to autocracy, inequality, and social unrest.

Judicial Interpreta on and Landmark Cases on Fundamental Rights


The judiciary has a pivotal role in interpre ng and safeguarding Fundamental Rights within a
democra c system. The Supreme Court of India, through its judicial review power and
significant judgments, has broadened the scope of these rights, ensuring jus ce and
protec ng ci zens from arbitrary ac ons by the state.
1. Doctrine of Judicial Review (Ar cle 13)
• The Supreme Court holds the authority to declare laws uncons tu onal if they infringe
upon Fundamental Rights.
• Case: Kesavananda Bhara v. State of Kerala (1973)
o The "Basic Structure Doctrine" was established, affirming that Parliament
cannot alter the core principles of the Cons tu on, including Fundamental
Rights.
2. Right to Equality (Ar cles 14-18)
• Ar cle 14: Equality Before the Law & Equal Protec on of Laws
o Case: E.P. Royappa v. State of Tamil Nadu (1974)
 Introduced the "Test of Arbitrary Ac on", declaring that arbitrariness
violates Ar cle 14.
o Case: Maneka Gandhi v. Union of India (1978)
 Extended the concept of equality and personal liberty, linking them to
due process of law.
• Ar cle 15: Prohibi on of Discrimina on
o Case: Indra Sawhney v. Union of India (1992)
 Affirmed reserva ons for OBCs but set a cap of 50% to balance it with
the right to equality.
• Ar cle 16: Equality in Public Employment
o Case: M. Nagaraj v. Union of India (2006)
 Upheld reserva on in promo ons for SC/STs, subject to the
government providing substan al data on backwardness.
3. Right to Freedom (Ar cles 19-22)
• Ar cle 19: Freedom of Speech and Expression
o Case: Shreya Singhal v. Union of India (2015)
 The Court struck down Sec on 66A of the IT Act, which allowed
arbitrary arrests for online posts, on the grounds of freedom of speech.
o Case: BenneJ Coleman & Co. v. Union of India (1973)
 Declared that freedom of the press is integral to Ar cle 19.
• Ar cle 21: Right to Life and Personal Liberty
o Case: Maneka Gandhi v. Union of India (1978)
 Expanded Ar cle 21 to include "due process of law", ensuring fairness
in government ac ons.
o Case: Vishaka v. State of Rajasthan (1997)
 Recognized workplace sexual harassment as a viola on of fundamental
rights and issued the Vishaka Guidelines.
o Case: Jus ce K.S. PuJaswamy v. Union of India (2017)
 Declared the Right to Privacy as a Fundamental Right under Ar cle 21.
• Ar cle 22: Protec on Against Arbitrary Arrests
o Case: ADM Jabalpur v. Shivkant Shukla (1976) (Habeas Corpus Case)
 Ini ally held that the right to life could be suspended during
emergencies, but this ruling was later overturned in the PuEaswamy
case (2017).
4. Right Against Exploita on (Ar cles 23-24)
• Case: People’s Union for Democra c Rights v. Union of India (1982)
o Expanded the interpreta on of forced labor under Ar cle 23, including
situa ons of low wages.
• Case: MC Mehta v. State of Tamil Nadu (1996)
o Prohibited child labor in hazardous industries under Ar cle 24.
5. Right to Freedom of Religion (Ar cles 25-28)
• Case: Shirur MuJ Case (1954)
o Defined "essen al religious prac ces", sta ng that the court can determine
which prac ces are integral to a religion.
• Case: S.R. Bommai v. Union of India (1994)
o Affirmed that secularism is part of the Cons tu on's Basic Structure.
• Case: Indian Young Lawyers Associa on v. State of Kerala (2018) (Sabarimala Case)
o Allowed the entry of women into the Sabarimala temple, declaring that
religious customs cannot infringe upon gender equality.
6. Cultural and Educa onal Rights (Ar cles 29-30)
• Case: T.M.A. Pai Founda on v. State of Karnataka (2002)
o Ruled that minority ins tu ons have the right to self-governance, although
they can be regulated by the state for academic standards.
• Case: P.A. Inamdar v. State of Maharashtra (2005)
o Held that private unaided minority ins tu ons are not required to follow state-
imposed reserva ons.
7. Right to Cons tu onal Remedies (Ar cle 32)
• Case: D.K. Basu v. State of West Bengal (1997)
o Established guidelines for arrest procedures to prevent custodial violence and
safeguard personal liberty.
• Case: Olga Tellis v. Bombay Municipal Corpora on (1985)
o Recognized the right to livelihood as an integral part of the right to life (Ar cle
21), protec ng slum dwellers from forced evic on without proper
rehabilita on.
• Case: Bandhua Muk Morcha v. Union of India (1984)
o Broadened the scope of Public Interest Li ga on (PIL), allowing NGOs and third
par es to file cases for marginalized communi es.
The judiciary has played a transforma ve role in expanding and interpre ng Fundamental
Rights. Through landmark decisions, the courts have ensured that these rights evolve and
adapt to societal changes. From the protec on of personal liberty (as in the Maneka Gandhi
case) to the recogni on of new rights such as privacy (as in the PuEaswamy case), judicial
ac vism has reinforced democracy and human rights in India.
Limita ons and Reasonable Restric ons on Fundamental Rights
Fundamental Rights in India are essen al for safeguarding individual liberty, but they are not
absolute. The Cons tu on permits the imposi on of reasonable restric ons to preserve
public order, morality, na onal security, and sovereignty. These checks ensure that personal
freedoms do not undermine broader societal or na onal interests.
1. General Grounds for Imposing Restric ons
The State is cons tu onally empowered to restrict Fundamental Rights on specific grounds,
especially under Ar cle 19. These include:

Ground for Restric on Affected Rights Illustra ve Examples

Ar cle 19 (Speech & Sedi on laws targe ng incitement to


State Security
Expression) violence.

Ar cle 19 (Assembly Regula on of protests disrup ng normal life


Public Order
& Expression) (e.g., Shaheen Bagh protest, 2020).

Banning obscene content and offensive


Morality and Decency Ar cles 19, 25
adver sements.

Sovereignty and Prohibi on of separa st speech or


Ar cle 19
Integrity of India propaganda.
Ground for Restric on Affected Rights Illustra ve Examples

Punishment for lowering the dignity of the


Contempt of Court Ar cle 19 judiciary (e.g., Prashant Bhushan case,
2020).

Friendly Rela ons with Restric on on speech that may harm


Ar cle 19
Foreign Na ons diploma c rela ons.

Criminalizing hate speech and content


Incitement to Offences Ar cle 19
promo ng violence or terrorism.

Legal ac ons against speech that harms


Defama on Ar cle 19
personal reputa on.

Social Harmony and


Ar cle 25 Control over coercive religious conversions.
Minority Protec on

2. Specific Restric ons on Fundamental Rights


(A) Right to Equality (Ar cles 14–18)
• Permissible Excep ons:
o Ar cles 15(4) & (5) permit special provisions for socially and educa onally
disadvantaged groups.
o Ar cle 16(4) allows reserva ons in public employment.
• Key Case: Indra Sawhney v. Union of India (1992)
o The Court upheld OBC reserva ons but limited the total to 50%, ensuring a
balance between equity and merit.
(B) Right to Freedom (Ar cles 19–22)
• Freedom of Speech (Ar cle 19(1)(a))
o Defama on: Subramanian Swamy v. Union of India (2016) confirmed that
protec ng reputa on is a valid restric on.
o Sedi on: Kedar Nath Singh v. State of Bihar (1962) upheld the cons tu onality
of sedi on laws in cases of violent incitement.
o Obscenity: Ranjit Udeshi v. State of Maharashtra (1965) allowed restric ons on
explicit content.
• Freedom of Assembly (Ar cle 19(1)(b))
o Requires prior permission to ensure public order; Sec on 144 CrPC is oHen
invoked in vola le situa ons (e.g., Shaheen Bagh case).
• Freedom of Profession (Ar cle 19(1)(g))
o Subject to reasonable regula on, especially in the interest of public health,
safety, or morality.
o Case: Maneka Gandhi v. Union of India (1978) broadened personal liberty and
emphasized fairness in restric ons.
(C) Right Against Exploita on (Ar cles 23–24)
• Ar cle 23 allows compulsory service in certain cases, such as military or emergency
du es.
• Ar cle 24 prohibits child labour in hazardous jobs, though children may assist in family
businesses under regula on.
• Case: M.C. Mehta v. State of Tamil Nadu (1996) banned hazardous child labour.
(D) Freedom of Religion (Ar cles 25–28)
• Restric ons under Ar cle 25(1):
o Religious freedom is subject to public order, health, and morality.
o Social reform measures may override regressive religious prac ces.
o Case: Indian Young Lawyers Associa on v. State of Kerala (2018) (Sabarimala
case) ruled that gender-based temple entry restric ons violated equality.
(E) Cultural and Educa onal Rights (Ar cles 29–30)
• Minority ins tu ons must operate within the framework of na onal educa on
policies.
• Case:
o T.M.A. Pai Founda on v. State of Karnataka (2002) upheld administra ve rights
of minority ins tu ons, subject to academic standards.
o P.A. Inamdar v. State of Maharashtra (2005) ruled that unaided minority
ins tu ons are not bound by state reserva on policies.
(F) Right to Cons tu onal Remedies (Ar cle 32)
• During a na onal emergency, most Fundamental Rights (except under Ar cles 20 and
21) can be suspended under Ar cle 359.
• Judicial Delays: Though remedies exist, delays in the legal system oHen hinder mely
jus ce.
• Case:
o ADM Jabalpur v. Shivkant Shukla (1976) allowed suspension of rights during
emergencies.
o Overturned in Jus ce K.S. Pu=aswamy v. Union of India (2017), reaffirming that
the right to life cannot be suspended.
3. What Makes a Restric on “Reasonable”?
The Supreme Court has laid down principles to dis nguish between valid and arbitrary
restric ons:
• Valid Restric ons:
o Must serve a legi mate purpose (e.g., public order, safety).
o Must be propor onal—only the minimal necessary restric on is allowed.
o Must undergo judicial scru ny to ensure fairness.
• Invalid Restric ons:
o Vague or overly broad laws that criminalize general speech.
o Arbitrary government ac ons without due process.
o Excessive or violent suppression of peaceful protests.
• Case: Shreya Singhal v. Union of India (2015)
o Sec on 66A of the IT Act was struck down for being too vague and for enabling
abuse of free speech rights.
4. Suspension of Rights During Emergencies
• Under Ar cles 352, 356, and 360, Fundamental Rights may be restricted during
na onal emergencies.
o Ar cle 359 allows the suspension of rights like freedom of speech, movement,
and assembly.
o Excep on: Rights under Ar cles 20 and 21 (protec on in criminal proceedings
and life/personal liberty) remain inviolable.
• Historical Reference:
o During the Emergency (1975–77), rights were widely suspended, resul ng in
mass arrests without trials.
o Later, K.S. Pu=aswamy (2017) affirmed that the right to life cannot be
suspended, even in emergencies.
While Fundamental Rights empower ci zens, their exercise must align with collec ve welfare
and cons tu onal boundaries. Reasonable restric ons ensure that these rights are exercised
without disrup ng societal harmony. However, the judiciary serves as a crucial watchdog,
ensuring that limita ons are fair, propor onate, and just.

Rule of Law: Concept and Applica on


1. Understanding the Rule of Law: Origins and Meaning
The Rule of Law is a founda onal concept in democra c systems, ensuring that every
individual and ins tu on, including the state itself, operates within the bounds of law. This
principle guards against arbitrariness and ensures accountability under established legal
frameworks. The modern ar cula on of the Rule of Law was significantly shaped by A.V. Dicey,
a Bri sh cons tu onal theorist, in his seminal work “Introduc on to the Study of the Law of
the Cons tu on” (1885).
2. Defining the Rule of Law
The essence of the Rule of Law lies in the supremacy of legal principles over individual whims
or state overreach. It advocates for jus ce, equality, and predictability in legal affairs.
Key Defini ons:
• A.V. Dicey emphasized that no person should face punishment or suffer any loss unless
proven guilty through established legal channels in ordinary courts.
• Interna onal Commission of Jurists (1959) described the Rule of Law as a framework
where all governmental ac ons must be grounded in law, thereby shielding individuals
from arbitrary governance.
3. Dicey’s Core Tenets of the Rule of Law
A.V. Dicey iden fied three main features of this doctrine:
(A) Supremacy of Law
The law is the highest authority, and no person, including those in power, is above it. Legal
penal es must follow proper legal procedures.
Example: The writ of habeas corpus protects individuals from illegal deten on.
Case Reference: A.K. Gopalan v. State of Madras (1950) — affirmed that restric ons on
liberty must adhere to due process.
(B) Equality Before the Law
Every ci zen is subject to the same legal standards, regardless of rank or status. No one is
en tled to special legal privileges.
Example: Public officials are accountable under law just like any ordinary person.

Case Reference: Indira Nehru Gandhi v. Raj Narain (1975) — highlighted the applicability
of elec on laws to all individuals, including the Prime Minister.
(C) Predominance of Legal Spirit (Judicial Oversight)
An independent judiciary is crucial to safeguard ci zens’ rights and ensure fair enforcement
of the law.
Example: The judiciary acts as a cons tu onal guardian against abuse of power.

Case Reference: Kesavananda Bhara v. State of Kerala (1973) — introduced the Basic
Structure Doctrine to protect core cons tu onal values.
4. Historical Development of Rule of Law
(A) Classical Founda ons
• Greek Thought: Aristotle asserted that laws, not individuals, should govern.
• Roman Law: Introduced universal legal codes applicable across society.
(B) Magna Carta (1215, England)
This landmark document emphasized that even monarchs are subject to the law and
ins tu onalized habeas corpus.
(C) Modern Advancements
• U.S. Cons tu on (1787): Promoted the separa on of powers to enforce legal limits on
government.
• Indian Cons tu on (1950): Embedded Rule of Law through judicial review and
fundamental rights.
Case Reference: Maneka Gandhi v. Union of India (1978) — expanded Ar cle 21 to
include fairness and due process.
5. Cri que of Dicey’s Perspec ve
Limited Socio-Economic Focus: Dicey’s analysis emphasizes legal equality but overlooks
dispari es in social and economic rights.
Neglect of Administra ve Law: In today’s context, discre onary powers are vital for
policy implementa on and crisis management.
Judicial-Legisla ve Tension: Overac ve judiciary may challenge the balance between
judicial scru ny and legisla ve intent.
Example: The misuse of execu ve power during the 1975–77 Emergency revealed
vulnerabili es in legal safeguards.
6. Rule of Law in the Indian Cons tu onal Framework
India’s Cons tu on reflects Dicey’s principles while adap ng them to local needs and
governance requirements:

Dicey’s Principle Indian Cons tu onal Provision

Supremacy of Law Ar cle 14 – Equality before Law

Equality Before Law Ar cle 15 – Prohibi on of discrimina on

Judicial Independence Ar cle 32 – Right to Cons tu onal Remedies

Fundamental Rights Part III (Ar cles 12–35)

Judicial Review Ar cles 13, 32, 226 – Courts empowered to review laws

Case Reference: Minerva Mills v. Union of India (1980) — reaffirmed that Rule of Law is
part of the Cons tu on’s Basic Structure.
7. Compara ve View: Rule of Law Around the World

Country Key Characteris cs

United
Emphasizes parliamentary supremacy; judicial review is minimal.
Kingdom

Rule of Law is supported by strong judicial review and separa on of


United States
powers.

Follows Droit Administra f, where administra ve courts examine


France
government ac ons.

Features a wriJen Cons tu on, judicial review, and enforceable


India
Fundamental Rights.
The Rule of Law stands as a pillar of democra c governance, ensuring lawful conduct by
individuals and state authori es alike. While A.V. Dicey laid the theore cal groundwork,
contemporary legal systems—including India’s—have enriched this concept by including
human rights protec ons, judicial independence, and mechanisms for social jus ce.

Principles of Rule of Law


The Rule of Law is the founda on of a democra c and just society. It ensures that governance
is based on laws, not on the whims of individuals. The principles of Rule of Law ensure jus ce,
equality, and accountability in a legal system.

1. Supremacy of Law
• No one is above the law, including the government, lawmakers, and officials.
• Arbitrary power is prohibited; ac ons must be based on legal authority.
Example: In India, even the Prime Minister and President are subject to legal scru ny.

Case Law: Indira Nehru Gandhi v. Raj Narain (1975) – The Supreme Court struck down
the elec on of the PM under the principle of legal equality.

2. Equality Before the Law


• All individuals, regardless of rank, status, or power, must be treated equally under the
law.
• The legal system must not discriminate based on race, gender, caste, or religion.
Example: Ar cle 14 of the Indian Cons tu on guarantees Equality Before Law and Equal
Protec on of Laws.
Case Law: E.P. Royappa v. State of Tamil Nadu (1974) – The Supreme Court held that
arbitrary state ac on violates the Rule of Law.

3. Legal Certainty and Predictability


• Laws must be clear, publicized, and stable to guide behavior.
• Laws cannot be applied retroac vely to punish past ac ons.
Example: Ar cle 20(1) of the Indian Cons tu on prohibits ex post facto laws, ensuring
legal certainty.
Case Law: Keshavananda Bhara v. State of Kerala (1973) – The Supreme Court ruled
that the Basic Structure of the Cons tu on must remain unchanged.

4. Fairness and Due Process


• Every person must be given a fair hearing before being punished.
• Judicial independence ensures fair trials and prevents bias.
Example: Ar cle 21 guarantees Right to Life and Personal Liberty, which includes due
process of law.
Case Law: Maneka Gandhi v. Union of India (1978) – Expanded the meaning of due
process, ruling that laws must be just, fair, and reasonable.

5. Judicial Independence and Access to Jus ce


• The judiciary must be independent from poli cal or execu ve influence.
• Every ci zen must have equal access to jus ce, regardless of social status.
Example: Ar cle 39A provides free legal aid to the poor to ensure equal access to jus ce.

Case Law: S.P. Gupta v. Union of India (1981) – Affirmed the independence of the judiciary
from execu ve interference.

6. No Arbitrary Use of Power


• Government authori es must act within legal limits.
• Any misuse of power can be challenged through judicial review.
Example: Ar cle 32 allows ci zens to challenge uncons tu onal ac ons before the
Supreme Court.
Case Law: Minerva Mills v. Union of India (1980) – The Supreme Court held that the
government cannot amend the Cons tu on to destroy its basic structure.

7. Accountability and Transparency


• Government officials must be accountable for their ac ons.
• The legal system must be transparent and open to public scru ny.
Example: The Right to Informa on (RTI) Act, 2005 ensures government transparency and
accountability.
Case Law: Vineet Narain v. Union of India (1998) – Led to reforms in an -corrup on
laws and the strengthening of inves ga ve agencies.
The principles of Rule of Law uphold democracy, human rights, and jus ce. While A.V. Dicey
laid the founda on, modern legal systems have expanded these principles to include human
rights, fair governance, and judicial oversight.

Rule of Law in the Indian Cons tu on


The Rule of Law is a cornerstone of the Indian democra c framework, manda ng that
governance operates strictly within the boundaries of law. It ensures that all individuals and
authori es, including the state, remain accountable under a common legal framework,
thereby fostering jus ce, equality, and transparency.
1. Cons tu onal Provisions Reflec ng the Rule of Law
Several provisions across the Cons tu on of India reinforce the Rule of Law, par cularly in
Part III (Fundamental Rights), Part IV (Direc ve Principles), and Part V (The Union Judiciary).
(A) Ar cle 14 – Equality Before Law
• Ensures that every individual is treated equally before the law and enjoys equal legal
protec on.
• Forbids arbitrary ac ons and unjust discrimina on by the state.
• Case Reference: E.P. Royappa v. State of Tamil Nadu (1974) – the Court held that
arbitrariness is an the cal to equality and thereby violates the Rule of Law.
(B) Ar cle 21 – Protec on of Life and Personal Liberty
• Safeguards individuals against depriva on of life or personal liberty, except through a
procedure that is just, fair, and reasonable.
• Case Reference: Maneka Gandhi v. Union of India (1978) – broadened the
understanding of "procedure established by law" to include elements of fairness and
jus ce.
(C) Ar cles 32 & 226 – Enforcement of Fundamental Rights
• Empower the Supreme Court and High Courts to issue writs for the protec on of rights
and against unlawful state ac ons.
• Judicial review is embedded in these provisions, allowing scru ny of legisla ve and
execu ve measures.
• Case Reference: Kesavananda Bhara v. State of Kerala (1973) – affirmed that the Rule
of Law forms part of the Cons tu on's basic structure.
(D) Ar cle 50 – Separa on of Judiciary from Execu ve
• Advocates for judicial independence to ensure impar ality in the administra on of
jus ce.
(E) Ar cle 141 – Binding Nature of Supreme Court Judgments
• Ensures that rulings of the apex court serve as binding legal precedents across all
subordinate courts, thereby upholding consistency and predictability in law.
2. Judicial Interpreta ons and Rule of Law
The judiciary has ac vely interpreted the Rule of Law as an inviolable principle of the Indian
legal system.
• Kesavananda Bhara Case (1973): Enshrined the Basic Structure Doctrine,
emphasizing that even Parliament cannot alter the Rule of Law.
• Indira Nehru Gandhi v. Raj Narain (1975): Reaffirmed that no one, not even the Prime
Minister, is beyond judicial scru ny.
• A.D.M. Jabalpur v. Shiv Kant Shukla (1976): Temporarily weakened Rule of Law during
the Emergency but was later overturned by K.S. Pu=aswamy v. Union of India (2017),
reinsta ng its centrality.
• Olga Tellis v. BMC (1985): Recognized the right to livelihood as part of the right to life
under Ar cle 21.
3. Rule of Law in Governance and Administra on
• Judicial Review: Acts as a check against uncons tu onal laws and execu ve excesses.
• RTI Act, 2005: Facilitates transparency and public access to informa on, promo ng
accountability.
• Preven on of Corrup on Act, 1988: Aims to curb misuse of power by public
authori es.
4. Challenges to Rule of Law in India
• Delayed Jus ce: Prolonged legal proceedings dilute access to jus ce.
• Corrup on: Weakens the principle of equal applica on of law.
• Misuse of Legisla on: Arbitrary arrests under sedi on or an -terror laws.
• Execu ve Dominance: AEempts to bypass or influence judicial processes.
• Example: The opacity surrounding electoral bonds has raised concerns about
transparency and fair governance.
Despite these issues, cons tu onal safeguards and ac ve judicial interven ons con nue to
uphold the Rule of Law in India.
Judicial Precedents and the Enforcement of Rule of Law
1. Understanding Judicial Precedents
Judicial precedent refers to the doctrine that decisions by higher courts are binding on lower
courts, as per Ar cle 141 of the Cons tu on. This ensures consistency and reliability in the
interpreta on of laws.
2. Role of Precedents in Upholding Rule of Law
(A) Cons tu onal Supremacy
• Courts ensure that all statutes and administra ve ac ons conform to cons tu onal
mandates.
• Case Law: Kesavananda Bhara – Basic Structure cannot be compromised.
(B) Fundamental Rights Protec on
• Judiciary acts as a sen nel guarding ci zens’ rights against arbitrary state interference.
• Case Law: Maneka Gandhi – broadened Ar cle 21.
(C) Judicial Review as a Cons tu onal Tool
• Courts can invalidate laws or ac ons that contravene the Cons tu on.
• Case Law: Minerva Mills v. Union of India (1980) – reaffirmed that Parliament cannot
override core cons tu onal rights.
(D) Ensuring Legal Equality
• Judiciary prevents discriminatory governance.
• Case Law: E.P. Royappa – introduced the test of arbitrariness.
(E) Safeguard Against Unlawful Deten on
• Courts protect individuals from illegal depriva on of liberty.
• Case Law:
o A.K. Gopalan v. State of Madras (1950) – laid ini al principles.
o K.S. Pu=aswamy (2017) – recognized privacy as a facet of liberty.
3. Mechanisms for Enforcing Rule of Law
(A) Judicial Review (Ar cles 13, 32, 226)
• Provides courts authority to nullify uncons tu onal ac ons.
• Case Law: Shreya Singhal v. Union of India (2015) – invalidated Sec on 66A of the IT
Act.
(B) Writ Powers
• Writs such as Habeas Corpus, Mandamus, Cer orari, Prohibi on, and Quo Warranto
are used to protect legal rights.
(C) Contempt Powers
• Courts can penalize individuals for defying judicial authority.
• Example: Prashant Bhushan Contempt Case (2020) – highlighted the limits of public
commentary on judiciary.
(D) Human Rights Commissions
• NHRC and SHRCs monitor rights viola ons and recommend ac ons, especially in cases
of custodial violence and abuse of authority.
(E) RTI Act
• Ensures ci zen access to government records, reinforcing par cipatory governance.
4. Barriers to Effec ve Enforcement
• Backlog in Courts: Reduces the efficacy of judicial mechanisms.
• Corrup on: Erodes trust and undermines legal neutrality.
• Uneven Law Enforcement: Poli cal or bureaucra c bias can affect outcomes.
• Lack of Legal Awareness: Ci zens oHen remain unaware of their en tlements under
the Rule of Law.
Judicial precedents significantly strengthen the Rule of Law by upholding cons tu onal
supremacy, ensuring fair governance, and protec ng ci zens from arbitrary ac ons. However,
addressing systemic challenges like delays and corrup on is vital to fully realize its promise in
India’s democra c setup.
Challenges and Cri cism of Rule of Law in India
While the Rule of Law is a fundamental principle in India’s cons tu onal framework, its
prac cal implementa on faces several challenges. Despite strong legal provisions, various
socio-poli cal and ins tu onal issues hinder its effec ve enforcement.
1. Judicial Delays and Backlog of Cases
Issue:
• Over 4.5 crore cases are pending in Indian courts (as of 2024).
• Delayed jus ce weakens public confidence in the legal system.
• Many undertrials languish in jails for years without convic on.
Example:
• The Nirbhaya rape case (2012) took over 7 years for final execu on of jus ce.
• Hussainara Khatoon v. State of Bihar (1979) highlighted the suffering of undertrial
prisoners due to delays.
Cri cism:
• “Jus ce delayed is jus ce denied.”
• Slow judicial processes reduce the effec veness of legal protec ons.
2. Corrup on in Law Enforcement and Judiciary
Issue:
• Corrup on in police, lower courts, and bureaucracy weakens Rule of Law.
• Bribery, poli cal interference, and nepo sm influence judicial outcomes.
Example:
• VYAPAM Scam (Madhya Pradesh) – Corrup on in recruitment exams exposed deep
flaws in the system.
• Prakash Singh v. Union of India (2006) – Supreme Court directed police reforms to
reduce poli cal interference, but implementa on remains weak.
Cri cism:
• Corrupt officials escape legal accountability, undermining legal equality.
3. Selec ve Law Enforcement & Poli cal Influence
Issue:
• Laws are oHen applied selec vely based on poli cal or economic status.
• Poli cal leaders and elites evade prosecu on while ordinary ci zens face strict legal
ac on.
Example:
• Electoral Bond Case: Allega ons that poli cal funding laws favor ruling par es.
• Sedi on Law (Sec on 124A IPC) – Used against dissenters but not against hate speech
by poli cal figures.
• Arnab Goswami case (2020) – Fast-tracked bail raised ques ons about differen al
treatment in the judicial system.
Cri cism:
• “Rule of Law must apply equally to all, or it ceases to be Rule of Law.”
4. Execu ve Overreach and Weak Implementa on
Issue:
• The government some mes bypasses judicial oversight using ordinances and
emergency powers.
• Weak law enforcement results in impunity for powerful individuals.
Example:
• Use of Preven ve Deten on Laws like UAPA, NSA to detain individuals without trial.
• Farmers' Protests (2020-21): Blockades and sedi on cases raised concerns about
misuse of laws against democra c dissent.
Cri cism:
• Judicial independence is crucial, but execu ve overreach weakens it.
5. Rising Cases of Mob Jus ce and Vigilan sm
Issue:
• Weak enforcement leads to mob lynching and vigilante ac ons.
• Communal and caste-based violence threatens legal jus ce.
Example:
• Dadri Lynching Case (2015) – A man was killed on suspicion of ea ng beef.
• Cow Vigilan sm Cases – Violent mobs taking law into their own hands.
Cri cism:
• When public confidence in courts declines, people resort to extrajudicial means.
6. Misuse of Laws and Arbitrary Deten ons
Issue:
• Laws like Sedi on (124A IPC), UAPA (An -terror law) and NSA (Na onal Security Act)
are misused to silence dissent.
• Cri cs argue that such laws violate the principles of Rule of Law and democracy.
Example:
• Sedi on Cases Against Protesters (CAA, Farmers, etc.) – Courts later dismissed them
as arbitrary and uncons tu onal.
Cri cism:
• “Rule of Law must protect ci zens, not suppress them.”
7. Lack of Legal Awareness Among Ci zens
Issue:
• Many people, especially in rural areas, are unaware of their legal rights.
• This leads to exploita on by landlords, employers, and even law enforcement.
Example:
• Women oHen don’t report domes c violence due to lack of awareness about legal
protec ons.
• Bonded labor s ll exists despite being illegal under the Bonded Labour Aboli on Act,
1976.
Cri cism:
• Without legal literacy, Rule of Law remains ineffec ve.
8. Parallel Legal Systems: Khap Panchayats & Religious Courts
Issue:
• Informal jus ce systems like Khap Panchayats (in rural areas) and Sharia courts
operate outside legal frameworks.
• They oQen violate fundamental rights, especially of women and marginalized groups.
Example:
• Honour Killings Ordered by Khaps in Haryana & UP.
• Triple Talaq Case (2017) – Supreme Court declared it uncons tu onal, ending instant
divorce prac ce in Islam.
Cri cism:
• Unofficial legal systems cannot override cons tu onal law.

9. Lack of Police Reforms and Excessive Force


Issue:
• Police oHen use brutality, custodial torture, and fake encounters.
• Lack of training and poli cal interference weaken law enforcement.
Example:
• Jayaraj & Bennix Case (2020, Tamil Nadu) – Custodial death due to police brutality
sparked na onal outrage.
Cri cism:
• The police must be independent and accountable, not poli cally controlled.
10. Weak Whistleblower Protec on & Fear of Retalia on
Issue:
• Whistleblowers face threats and even death for exposing corrup on.
• The Whistleblower Protec on Act (2014) is not properly enforced.
Example:
• Satyendra Dubey (2003) – Murdered for exposing corrup on in highway projects.
• RTI Ac vists AJacked – Over 100 ac vists have been killed for seeking informa on.
Cri cism:
• Without whistleblower safety, corrup on cannot be curbed.
Need for Reforms
Faster Judicial Process – Speedy trials and digital courts can reduce delays.

Police Reforms – Implement Prakash Singh (2006) guidelines to ensure independent


policing.
Stronger An -Corrup on Measures – Strengthen Lokpal, Lokayuktas, and RTI
enforcement.
Legal Awareness Campaigns – Educate ci zens on their fundamental rights and legal
protec ons.
Stronger Whistleblower Protec on – Protect those who expose corrup on.

“Rule of Law must be a reality, not just a cons tu onal promise.”


1. Separa on of Powers
1. Meaning of Separa on of Powers
The doctrine of separa on of powers is a fundamental principle in poli cal science and
cons tu onal law that ensures no single organ of government exercises absolute
power. It divides government responsibili es into three dis nct branches:
1. Legisla ve – Makes laws (Parliament/Congress)

2. Execu ve – Implements laws (President/Prime Minister & Bureaucracy)

3. Judiciary – Interprets laws (Supreme Court & other courts)


The goal is to prevent concentra on of power, protect individual liberty, and
ensure checks and balances.
2. Historical Background: Montesquieu’s Doctrine
(A) Ancient Origins
The concept of dividing government powers can be traced back to:
• Aristotle (384–322 BCE) – Iden fied three func ons of government: delibera ve
(legisla ve), magisterial (execu ve), and judicial.
• Polybius (200 BCE) – Roman thinker who discussed the mixed government system
balancing monarchy, aristocracy, and democracy.
(B) John Locke’s Early Ideas (17th Century)
• In Two Trea ses of Government (1690), Locke proposed the idea of separa ng
legisla ve and execu ve powers.
• He emphasized that absolute power leads to tyranny.
(C) Montesquieu’s Classical Theory (18th Century)
Baron de Montesquieu (1689–1755), a French poli cal philosopher, fully
developed the modern concept of Separa on of Powers.
• In The Spirit of the Laws (1748), he argued that liberty is best protected when
government power is divided into three branches.
• He observed England’s poli cal system, where Parliament made laws, the King
executed them, and the courts interpreted them.
• His famous quote:
“When the legisla ve and execu ve powers are united in the same person… there can
be no liberty.”
(D) Influence on Modern Democracies
United States Cons tu on (1787) – Adopted a strict separa on of powers with
checks and balances.
French Revolu on (1789) – Montesquieu’s ideas influenced the demand for
cons tu onal government.
Indian Cons tu on (1950) – Ensured separa on of powers with some flexibility,
balancing parliamentary sovereignty and judicial independence.
3. Importance of Montesquieu’s Doctrine
Prevents dictatorship and abuse of power.

Ensures government accountability and efficiency.

Protects fundamental rights and democracy.

Separa on of Powers in Different Countries: India, USA, and UK


The concept of separa on of powers, rooted in Montesquieu’s poli cal theory, manifests
differently across democra c na ons due to dis nct cons tu onal structures. While the
United States implements a rigid model, both India and the United Kingdom adopt a more
adaptable approach within their parliamentary systems.
1. United States: A Model of Strict Separa on
(A) Key Features
The U.S. Cons tu on of 1787 ins tu onalizes a rigid division among the three principal
organs of government:
• Legislature (Congress): Comprised of the Senate and House of Representa ves, it is
tasked with enac ng laws.
• Execu ve (President): Operates independently to enforce laws without legisla ve
interference.
• Judiciary (Supreme Court): Possesses autonomy in interpre ng laws.
A system of checks and balances ensures that each branch exercises oversight over the others
to prevent misuse of authority.
(B) Illustra ve Examples
• The President is not subordinate to Congress and cannot dissolve it.
• Congressional decisions do not impede the President’s execu ve autonomy.
• The judiciary can invalidate laws that contravene the Cons tu on, as established in
Marbury v. Madison (1803).
(C) Cri cisms
• Ins tu onal deadlock can arise when branches oppose one another, leading to
incidents like federal shutdowns.
• Judicial review, while protec ve of the Cons tu on, can centralize power within the
judiciary.
2. United Kingdom: Parliamentary Sovereignty and Overlapping Func ons
(A) Key Features
Unlike the U.S., the UK emphasizes parliamentary supremacy with minimal separa on among
the organs:
• Parliament (Legislature): Holds ul mate law-making authority.
• Execu ve (Prime Minister & Cabinet): Drawn from Parliament and answerable to it.
• Judiciary: Independent in func on but lacks the power to overturn parliamentary
legisla on.
There is a fusion of powers, par cularly between the legisla ve and execu ve branches.
(B) Structural Examples
• The Prime Minister concurrently serves as a Member of Parliament.
• Un l 2009, judicial authority rested with the House of Lords before the establishment
of the UK Supreme Court.
• In the absence of a codified cons tu on, Parliament can legislate without legal
restric on.
(C) Cri cisms
• The lack of judicial review empowers Parliament excessively.
• Execu ve majori es can lead to legisla ve domina on, undermining checks and
balances.
3. India: A Hybrid and Balanced Framework
(A) Key Features
India’s Cons tu on incorporates a flexible division of powers, tailored to a parliamentary
democracy:
• Parliament (Legislature): Consists of the Lok Sabha and Rajya Sabha, responsible for
law-making.
• Execu ve (President, Prime Minister & Council of Ministers): Executes laws while
remaining accountable to Parliament.
• Judiciary (Supreme Court, High Courts, Subordinate Courts): Has the power of judicial
review to uphold cons tu onal supremacy.
India maintains a system of checks and balances with some ins tu onal overlaps.
(B) Func onal Interac ons
• The President can dissolve the Lok Sabha upon the Prime Minister’s advice.
• The judiciary can invalidate uncons tu onal ac ons, as seen in Kesavananda Bhara
v. State of Kerala (1973).
• Ministers oHen belong to both the execu ve and legisla ve branches.
• While judges can be impeached by Parliament, the judiciary generally func ons
independently.
(C) Cri cisms
• A strong ruling majority can lead to execu ve dominance over the legisla ve process.
• Instances of judicial ac vism have drawn cri cism for encroaching upon policy
domains (e.g., Vishaka Guidelines, 1997).
4. Compara ve Overview

India (Parliamentary with


Feature USA (Presiden al) UK (Parliamentary)
Judicial Review)

Separa on of
Complete Minimal Par al
Powers

Independent Parliament with


Legislature Sovereign Parliament
Congress cons tu onal limits

Independent Prime Minister from


Execu ve Execu ve from Parliament
President Parliament

Powerful Supreme Strong Supreme Court with


Judiciary Limited Supreme Court
Court review powers

Yes (since
Judicial Review No Yes (since 1950)
1803)

Checks and
Strong Weak Moderate
Balances

5. Evalua on: Compara ve Strengths


• The U.S. model limits concentra on of power but may paralyze governance due to
inter-branch conflict.
• The UK’s flexible approach facilitates swiH decision-making but may compromise
ins tu onal oversight.
• India’s hybrid structure offers a cons tu onal balance, albeit with opera onal
challenges such as poli cal overreach and judicial ac vism.
Roles of Government Organs in India
1. Legislature: Law-Making Authority
(A) Structure
India's Parliament consists of:
• Lok Sabha: Elected directly by ci zens.
• Rajya Sabha: Elected by state legislatures.
At the state level:
• Legisla ve Assemblies (Vidhan Sabhas) operate across all states.
• Legisla ve Councils (Vidhan Parishads) exist in a few states.
(B) Func ons
• Legisla ve Role: Enacts laws over Union, State, and Concurrent Lists.
• Execu ve Oversight: Holds the Council of Ministers accountable via debates, mo ons,
and commiEees.
• Fiscal Responsibili es: Sanc ons budgetary provisions and taxa on policies.
• Cons tu onal Amendments: Alters the Cons tu on under Ar cle 368.
• Public Representa on: Channels public concerns into na onal policy.
• Emergency Powers: Alters legisla ve tenure during emergencies.
2. Execu ve: Law-Enforcing Authority
(A) Structure
• President (Ar cles 52–62): Ceremonial head with func ons including bill assent,
appointments, and emergency declara ons.
• Prime Minister and Council of Ministers (Ar cles 74–75): The real execu ve,
responsible for governance.
• Governor (Ar cles 153–162): State-level cons tu onal head.
• Civil Services: IAS, IPS, and other bureaucrats administer policy execu on.
(B) Key Func ons
• Policy-making and implementa on (e.g., Atmanirbhar Bharat ini a ve).
• Enforcing legisla ve statutes through departments and ministries.
• Managing interna onal rela ons and na onal security.
• Enforcing law and order, including implementa on of acts like CAA and NRC.
• Emergency governance via Ar cles 352, 356, and 360.
• Ordinance-making powers (Ar cle 123).
3. Judiciary: Law-Interpre ng Authority
(A) Structure
• Supreme Court (Ar cles 124–147): Apex cons tu onal body.
• High Courts (Ar cles 214–231): State-level superior courts.
• Subordinate Courts: District and local civil/criminal courts.
(B) Responsibili es
• Interpreta on: Ensures all laws conform to the Cons tu on (Kesavananda Bhara ).
• Judicial Review: Strikes down uncons tu onal legisla on (e.g., Sec on 66A case).
• Rights Protec on: Issues writs under Ar cles 32 and 226 (e.g., Navtej Singh Johar
case).
• Dispute Resolu on: Mediates inter-state and federal conflicts (e.g., Cauvery water
dispute).
• Advisory Role: Offers legal opinions to the President (Ar cle 143).
• Judicial Ac vism: Advances public interest through proac ve rulings (e.g., Vishaka
Guidelines).
(C) Judicial Independence
• Judges enjoy security of tenure and cannot be arbitrarily removed.
• No external influence is permiEed over judicial proceedings.
Checks and Balances in India

Control Legislature → Execu ve Execu ve → Legislature Judiciary → Both

No-confidence mo on, Ordinances, Lok Sabha


Methods Judicial review
inquiries dissolu on

Impeachment, approval Appoints Governors, Invalidates


Appointments
of key posts suggests judges uncons tu onal acts

Limita ons Cannot enforce policies Cannot legislate Cannot make laws

Challenges and Contemporary Issues


1. Legislature
• Declining Debate Quality: Frequent disrup ons hinder produc vity.
• Criminaliza on of Poli cs: A substan al por on of MPs face legal charges.
• Gender Gap: Inadequate representa on of women despite legisla ve proposals.
• Party Centraliza on: Lack of internal democracy within major par es.
• Opaque Funding: Electoral Bonds lacked transparency (struck down in 2024).
• Weak An -Defec on Law: Frequent party switching undermines democracy.
2. Execu ve
• Bureaucra c Interference: Poli cal pressures impair administra ve neutrality.
• Corrup on: Historical scams (e.g., 2G, Coal) eroded public trust.
• Excessive Ordinances: Circumvent parliamentary scru ny (e.g., 2020 Farm Laws).
• Agency Misuse: CBI and ED oHen used against poli cal opposi on.
• Centre-State Tensions: Issues of autonomy and resource alloca on persist.
3. Judiciary
• Case Backlogs: Over 4.5 crore cases await resolu on.
• Judicial Vacancies: Shortage of judges impacts efficiency.
• Lack of Transparency: Concerns over appointments and asset disclosures.
• Collegium Cri que: Judicial appointments lack public accountability.
• Undertrial Crisis: Long deten on periods for minor offenses.
• PIL Misuse: Li ga ons driven by ulterior mo ves.
4. Emerging Trends and Legal Developments
• Electoral Reforms: Push for publicly funded elec ons.
• Federal Disputes: Governor-state conflicts and GST compensa on issues.
• Judicial Reform Movement: Calls for transparency and live-streaming hearings.
• Social Jus ce Issues: Debate on EWS quota, caste census, and private sector
reserva ons.
• Digital Privacy: Legal baEles over surveillance and IT regula on.
• Free Speech Tensions: Sedi on law under judicial scru ny; internet shutdown
concerns.
5. The Way Forward: Reform Impera ves
Legisla ve Reforms
• Strengthening an -defec on laws.
• Enhancing funding transparency.
• Promo ng inclusive poli cal par cipa on.
Execu ve Reforms
• Ensuring non-par san inves ga ve agencies.
• Fixed bureaucra c tenures for stability.
• Strengthening grassroots policy execu on.
Judicial Reforms
• Addressing judicial delays with fast-track mechanisms.
• Filling vacancies systema cally.
• Replacing the Collegium with a Judicial Appointments Commission.
6. Conclusion: Sustaining Democra c Governance
India’s democra c health relies on the harmonious opera on of the Legislature, Execu ve,
and Judiciary. While cons tu onal design offers separa on and accountability, ins tu onal
resilience must be reinforced through reform. Addressing corrup on, inefficiency, and poli cal
overreach is cri cal to strengthening democra c values and ensuring jus ce, equity, and
transparency in governance.

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