ERCOT Planning Guide

Section 6: Data/Modeling

April 1, 2023

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 SECTION 6: TABLE OF CONTENTS

6 DATA/MODELING............................................................................................................................................1
6.1 STEADY-STATE MODEL DEVELOPMENT...........................................................................................................1
6.2 DYNAMICS MODEL DEVELOPMENT..................................................................................................................3
6.2.1 Dynamics Data Requirements for Generation Resources and Settlement Only Generators.................6
6.2.2 Dynamics Data Requirements for Load Resources................................................................................7
6.2.3 Dynamics Data Requirements for Transmission and/or Distribution Service Providers......................7
6.2.3 Dynamics Data Requirements for Transmission and/or Distribution Service Providers, Direct
Current Tie Facility Owners, and Direct Current Tie Operators........................................................................7
6.2.4 Dynamics Data Screening and Maintenance.........................................................................................8
6.3 PROCESS FOR DEVELOPING SHORT CIRCUIT CASES.........................................................................................8
6.4 TRANSMISSION PROJECT INFORMATION AND TRACKING REPORT AND DATA REQUIREMENTS.......................9
6.4.1 Transmission Project Information and Tracking Report.......................................................................9
6.4.2 ERCOT Responsibilities.......................................................................................................................10
6.4.3 TSP Responsibilities.............................................................................................................................10
6.4.4 Regional Transmission Plan Projects in Transmission Project Information and Tracking Report....10
6.4.5 Content of the Transmission Project Information and Tracking Report..............................................10
6.5 ANNUAL LOAD DATA REQUEST.....................................................................................................................11
6.6 INTENTIONALLY LEFT BLANK........................................................................................................................12
6.7 DATA DICTIONARY.........................................................................................................................................12
6.8 RESOURCE REGISTRATION PROCEDURES........................................................................................................13
6.8.1 Resource Registration..........................................................................................................................13
6.8.2 Resource Registration Process.............................................................................................................13
6.9 ADDITION OF PROPOSED GENERATION TO THE PLANNING MODELS........................................................14
6.10 CONTINGENCY FILING REQUIREMENTS......................................................................................................16
6.11 PROCESS FOR DEVELOPING GEOMAGNETICALLY-INDUCED CURRENT (GIC) SYSTEM MODELS..............17
6.12 ADDITION OF A PROPOSED DC TIE TO THE PLANNING MODELS...............................................................18

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6 DATA/MODELING

6.1 Steady-State Model Development

(1) To adequately simulate steady-state system conditions, it is necessary to establish and

maintain steady-state data and simulation ready study cases in accordance with the
ERCOT Steady State Working Group Procedure Manual. These case models, known as
steady-state base cases, shall contain appropriate equipment characteristics and system
data, and shall represent projected system conditions that provide a starting point for each
required season and year.

(a) The Annual Planning Model base cases, which represent the annual peak load
conditions, as prescribed in Protocol Section 3.10.2, Annual Planning Model,
shall be developed annually, updated on a biannual basis, and may be updated as
needed on an interim basis. Each Annual Planning Model base case, biannual
updates, and off-cycle updates shall be posted on the Market Information System
(MIS) Secure Area to ensure availability of the most accurate steady-state base
cases.

(b) Additional steady-state base cases, such as seasonal base cases, shall also be
developed annually, updated on a biannual basis, and may also be updated as
needed on an interim basis. These derivative base cases, biannual updates, and
off-cycle updates shall be posted on MIS Secure Area to ensure availability of the
most accurate steady-state base cases.

(c) Off-cycle updates not associated with the biannual update shall be posted in a
timely manner and include:

(i) Corrections to significant errors discovered in modeling or major

changes in operation configuration that affect the steady-state base
cases; or

(ii) A significant change in the scope or timing of a transmission project or the

development of a new transmission project that impacts either of the next
two summer base cases.

(d) Off-cycle updates that are posted as described in paragraphs (1)(a) through (c)
above shall be in the form of a Power System Simulator for Engineering (PSS/E)
formatted incremental change file.

(e) All steady-state base cases and incremental change files on the MIS Secure Area
shall be available for use by Market Participants.

(f) The ERCOT Steady State Working Group Procedure Manual describes each base
case that is required to be built. The schedule for posting all steady-state base
cases shall be made available on the MIS Secure Area.

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(2) Transmission Service Providers (TSPs) and ERCOT shall develop the steady-state base
cases. The steady-state base cases are derived from the Network Operations Model to
ensure consistency of key characteristics, including Ratings, impedance and connectivity
for Transmission Facilities that are common between the Network Operations Model and
each steady-state base case. Minor differences between the models will occur for several
reasons. For example:

(a) The Network Operations Model is converted from a “breaker, switch, and AC line
segment” convention to an equivalent steady-state base case “bus and branch”
convention. This conversion reduces the number of breakers/switches that may
be included in the steady-state base case model and may combine buses separated
by breakers/switches in the Network Operations Model.

(b) Additional detailed modeling may be added to the converted Network Operations
Model for planning purposes.

(c) Future projects are added to the converted Network Operations Model that do not
exist in the Network Operations Model past the model build date used to extract a
snapshot from the Network Operations Model.

(3) Using the Network Model Management System (NMMS), ERCOT and TSPs shall create
steady state models that represent current and planned system conditions from the
following data elements:

(a) Each TSP, or its Designated Agent, shall provide its respective transmission
network steady-state model data, including load data.

(b) Each TSP, or its Designated Agent, shall not include the impact of energy sources
connected to the Distribution System that are registered with ERCOT and
required to provide telemetry including, but not limited to, Distribution
Generation Resources (DGRs), Distribution Energy Storage Resources (DESRs),
or Settlement Only Distribution Generators (SODGs) in its submitted Load data
as negative loads or as embedded reductions in the submitted load forecast.

(c) Each TSP, or its Designated Agent, shall include the impact of energy sources
connected to the Distribution System that are not registered with ERCOT in its
submitted Load data. The methodology used shall be consistent across all TSPs
and described in the ERCOT Steady State Working Group Procedure Manual.

(d) ERCOT shall utilize the latest available Resource Entity and Private Use Network
model data submitted to ERCOT by the Resource Entity and the Private Use
Network owners through the Resource Registration process for Resource Entities.

(e) ERCOT shall utilize proposed Generation Resource model data provided by the
Interconnecting Entity (IE) during the generation interconnection process in
accordance with Section 5, Generator Interconnection or Modification.

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(f) ERCOT shall determine the operating state of Generation Resources (MW,
MVAr) using a security-constrained economic dispatch tool.

(g) ERCOT shall determine the import/export levels of asynchronous transmission

interconnections based on historical data.

6.2 Dynamics Model Development

(1) To adequately simulate dynamic and transient events in the ERCOT System, it is
necessary to establish and maintain dynamics data and simulation-ready study cases
representing the dynamic capability and frequency characteristics of machines and
equipment connected to the ERCOT System.

(2) Dynamics data is the network data and mathematical models required in accordance with
the Reliability and Operations Subcommittee (ROS)-approved Dynamics Working Group
Procedure Manual for simulation of dynamic and transient events in the ERCOT System.

(3) For Resource Entities, dynamics data includes the data needed to represent the dynamic
and transient response of Resource Entity-owned devices and/or Loads including but not
limited to generating units, plants, and other equipment when connected to the ERCOT
System including the data for any privately owned transmission system or collection
system used to connect the Resource to the ERCOT System.

(4) For Transmission Service Providers (TSPs), dynamics data needed to represent the
dynamic and transient capability of TSP-owned devices including but not limited to Load
shedding relays, protective relays, FACTS devices (e.g., SVC, STATCOMs), Direct
Current Ties (DC Ties), variable-frequency transformers, automatically switched shunts,
and transformers with automatic load tap changers.

[PGRR101: Replace paragraph (4) above with the following upon system implementation
of NPRR1133:]

(4) For Transmission Service Providers (TSPs) and owners of Direct Current Ties (DC
Ties), dynamics data includes the data needed to represent the dynamic and transient
capability of dynamic devices including but not limited to Load shedding relays,
protective relays, FACTS devices (e.g., SVC, STATCOMs), DC Ties, variable-
frequency transformers, automatically switched shunts, and transformers with
automatic load tap changers.

(5) The owner of a generator Facility or any dynamic device shall provide appropriate
dynamics data to ERCOT, including the data for a planned Facility, in accordance with
the Dynamics Working Group Procedure Manual. The dynamic data shall include the
following:

(a) A model with parameters that accurately represent the dynamics of the device and
that is compatible with the current version of the planning and operations model

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software as described in the Dynamics Working Group Procedure Manual. If a

user written model is provided:

(i) A model manual containing a technical description of the model

characteristics, including descriptions for all model parameters and
variables, a list of which parameters are commonly tuned for site-specific
settings, and a description of procedures and considerations for using the
model in dynamic simulations, including steady state representation and
limitations for model adequacy and usability in the planning and
operations model software; and

(ii) The user-written model shall allow the user to determine the allocation of
machine identifiers (bus numbers, bus names, machine IDs etc.) without
restriction.

(b) Verification reports that support the model data based on documented field
settings shall be provided as specified in the Dynamics Working Group Procedure
Manual for Generation Resources, Energy Storage Resources (ESRs), and for
Transmission Elements represented by a dynamic model. The reports shall
demonstrate that the model parameters which are commonly tuned match site-
specific settings implemented in the field. For new Generation Resources and
ESRs, these reports shall be provided as required in paragraph (2) of Section 5.5,
Generator Commissioning and Continuing Operations. For existing Generation
Resources and ESRs, these reports shall be provided as required in paragraph (3)
of Section 5.5. For Transmission Elements represented by a dynamic model,
these reports shall be provided no later than two years following energization of
new equipment and updated a minimum of every ten years.

(c) Results of model quality tests and associated simulation files that demonstrate
acceptable performance of the models in the planning model and operations
software as described in the Dynamics Working Group Procedure Manual. The
Facility owner shall provide updated information whenever it provides a new or
updated dynamic model to ERCOT representing a Generation Resource, ESR, or
Transmission Element. These tests ensure the quality of the provided dynamic
data and models for use in numerous system studies and consistency across
planning and operations software platforms. Therefore, the Facility owner shall
also assess sufficient sensitivities, including but not limited to Voltage Set Point
at the Point of Interconnection (POI), real power output, and Reactive Power
output to ensure acceptable model performance over the entire range of operating
conditions. The Facility owner shall provide an explanation if model responses
do not match.

(i) Facility owners shall include all site-specific dynamic models representing
the Facility in the model quality tests. Facility owners can perform the
tests in a simple test system without requiring ERCOT System
information.

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(ii) For Intermittent Renewable Resource (IRR) equipment aggregated

together to form an IRR in accordance with paragraph (13) of Protocol
Section 3.10.7.2, Modeling of Resources and Transmission Loads, the
dynamic model shall represent the aggregated IRR.

(iii) Results for the following model quality tests shall be provided to
demonstrate acceptable model performance. Additional details about each
test, including the set up and description of desirable response, are
included in the Dynamics Working Group Procedure Manual.

(A) Flat start test: A no-disturbance test shall be performed to

demonstrate appropriate model initialization and the Facility’s
dynamic response under a no-disturbance condition.

(B) Small voltage disturbance test: A voltage step increase and

decrease shall be applied to the POI to demonstrate the Facility’s
dynamic response.

(C) Large voltage disturbance test:

(1) For IRRs, ESRs, and inverter-based transmission

equipment, the high and low voltage ride-through profiles
as described in Nodal Operating Guide Section 2.9.1,
Voltage Ride-Through Requirements for Intermittent
Renewable Resources Connected to the ERCOT
Transmission Grid, shall be applied to the POI to
demonstrate the Facility’s dynamic response.

(2) For Resources other than IRRs, ESRs, and inverter-based

equipment, a fault shall be applied to the POI to
demonstrate the Facility’s dynamic response.

(D) Small frequency disturbance test: A frequency step increase and

decrease shall be applied to the POI to demonstrate the Facility’s
dynamic response.

(E) System strength test: The model for IRRs and inverter-based
Resources shall be tested under a few equivalent short circuit
ratios, as described in the Dynamics Working Group Procedure
Manual. This tests the robustness of the model to varying system
conditions.

(d) Inverter-Based Resources (IBRs) shall provide results of the unit model validation
to demonstrate that the PSCAD model, as described in the Dynamics Working
Group Procedure Manual, accurately represents the dynamic responses of all
inverter-based dynamic devices within the Facility. This validation is not
intended to be site-specific; rather it is intended to be a hardware type test, where
models representing different inverter hardware are benchmarked for accuracy.
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Validation results for a specific model of inverter can be submitted for multiple
uses of that model of inverter.

(i) The validation results shall be included when submitting a PSCAD model
to ERCOT.

(ii) Results for the following unit model validation tests shall be provided to
demonstrate model accuracy. Additional details about each test are
included in the Dynamics Working Group Procedure Manual.

(A) Step change in voltage;

(B) Large voltage disturbance (voltage ride-through tests);

(C) System strength test;

(D) Phase angle jump test; and

(E) Subsynchronous test.

(6) Dynamics data for a planned Facility will be updated by the Facility owner upon
completion of the design for the Facility.

(7) Updated dynamics data for an existing Facility shall be provided to ERCOT when field
tests, inspections, or other information demonstrates that the dynamics data should be
changed to accurately represent the dynamic characteristics of the Facility.

(8) Dynamics Data is considered Protected Information pursuant to Protocol Section 1.3,
Confidentiality.

(9) Dynamics data shall be provided with the legal authority to provide the information to all
TSPs. If any of the information is considered Protected Information, the Facility owner
shall indicate as such.

6.2.1 Dynamics Data Requirements for Generation Resources and Settlement Only
Generators

(1) A Resource Entity shall submit new or updated dynamics data in accordance with Section
5, Generator Interconnection or Modification. The Resource Entity shall provide all
dynamics data as described in paragraph (5) of Section 6.2, Dynamics Model
Development, and the Dynamics Working Group Procedure Manual.

(2) A Resource Entity is responsible for tuning and validating the parameters that go into
their models to ensure that the models produce an accurate representation of a device’s
capability and response. If ERCOT, the interconnecting TSP, or the Dynamics Working
Group (DWG) identifies inappropriate or incomplete dynamics data, ERCOT, in its sole
discretion, may reject the submitted dynamics data and will provide the Resource Entity

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an explanation for the rejection. The Resource Entity shall take action to resolve
discrepancies and provide updated dynamics data to ERCOT and the interconnecting TSP
within 30 days.

6.2.2 Dynamics Data Requirements for Load Resources

(1) ERCOT shall provide the updated Load Resource relay models.

(2) Load Resource relay models shall be updated as described in the Dynamics Working
Group Procedure Manual.

6.2.3 Dynamics Data Requirements for Transmission and/or Distribution Service

Providers

[PGRR101: Replace the title for Section 6.2.3 above with the following upon system
implementation of NPRR1133:]

6.2.3 Dynamics Data Requirements for Transmission and/or Distribution Service

Providers, Direct Current Tie Facility Owners, and Direct Current Tie Operators

(1) The owner of under-frequency Load shedding equipment shall provide necessary data to
model under frequency Load shedding relays for their portion of the ERCOT System as
described in the Dynamics Working Group Procedure Manual.

(2) The owner of under voltage Load shedding equipment shall provide necessary data to
model under voltage Load shedding relays for their portion of the ERCOT System as
described in the Dynamics Working Group Procedure Manual.

(3) When requested by ERCOT or a Transmission and/or Distribution Service Provider

(TDSP), the owner of protective relays, control systems, and Remedial Action Schemes
(RASs) shall provide dynamics data needed to simulate their action.

(4) The DWG shall document appropriate Load model data as described in the Dynamics
Working Group Procedure Manual for use in dynamic simulations.

(5) The owner of a dynamic element connected to the transmission system shall provide the
dynamic data needed to simulate the action of the device in dynamic simulations to
ERCOT and the TDSP to which the element is connected.

[PGRR101: Insert paragraph (6) below with the following upon system implementation of
NPRR1133 and renumber accordingly:]

(6) Each DC Tie Facility owner shall provide the dynamic data needed to simulate the
action of any dynamic elements located at its Facility in dynamic simulations to its
DCTO, and the DCTO shall submit the data to ERCOT. The DC Tie Facility owner is

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responsible for the accuracy and completeness of the data submitted to ERCOT
through its DCTO.

(6) The owner of a dynamic element connected to the transmission system shall verify the
dynamic models through comparison with operational data of actual events or test results
within five years of energization and a minimum of every ten years thereafter. Industry
accepted testing techniques shall be used for testing, measuring and calculating the
modeling parameters. The owner of the dynamic element shall document and retain
results for the model verification effort. Documentation shall include the operational data
used to verify the modeling parameters.

6.2.4 Dynamics Data Screening and Maintenance

(1) In order to maintain simulation-ready base cases and associated dynamics data files for
use in dynamic simulations, ERCOT, in consultation with the DWG, shall perform
dynamic simulations called flat-start simulations as described in the Dynamics Working
Group Procedure Manual.

(2) The schedule for producing the flat start simulations will be reviewed annually and
submitted to the ROS.

(3) Transmission owners shall review the completeness and applicability of dynamics data
used in the flat start simulation for equipment connected to their system. The model
should be appropriate for the equipment and the data shall be appropriate for the model.

(4) ERCOT shall contact the appropriate TSP or Resource Entity to resolve any dynamics
data problems, incomplete or missing data, encountered while preparing the flat start
simulation.

(5) Upon completion of each flat start simulation, ERCOT shall distribute an electronic copy
of all files necessary to replicate the flat start simulation as described in the Dynamics
Working Group Procedure Manual to the DWG.

(6) ERCOT and the DWG shall document assumptions made, data created, and data changed
during the creation of a flat start simulation.

(7) ERCOT shall be responsible for storing all of the dynamics data and shall maintain a
repository of dynamics data with tuned parameters and any submitted revisions.

(8) Within 30 days of receipt, ERCOT shall forward all dynamics data received to the TSP to
which the dynamics device is connected.

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6.3 Process for Developing Short Circuit Cases

(1) This Section describes the process for the development of the short circuit cases used for
planning purposes. Nodal Operating Guide Section 6, Disturbance Monitoring and
System Protection, describes other non-planning aspects relating to system protection and
disturbance monitoring requirements.

(a) ERCOT shall collect the short circuit data sets or data updates developed by each
Transmission Service Provider (TSP) and shall compile and maintain the short
circuit cases.

(b) During the first quarter of each calendar year, ERCOT shall compile and
distribute the Current Year (CY) short circuit case to the System Protection
Working Group (SPWG).

(c) During the second quarter of each calendar year, ERCOT shall compile and
distribute the Future Year (FY) short circuit cases for years two through five to
the SPWG.

(d) The transmission and generation systems of each Facility owner in ERCOT shall
be represented completely including positive and zero sequence data. Generation
Resource data shall be provided by the Resource Entity.

(e) Each common bus within both the short circuit case and the corresponding steady-
state load flow case shall have a matching bus name and matching bus number.
Each additional bus added to the short circuit case as necessary to perform short
circuit studies shall be assigned a name and bus number that does not conflict
with pre-existing names and bus numbers used in the current set of load flow
cases.

(f) The positive sequence impedance of Transmission Elements used in both the load
flow and short circuit cases shall be the same.

(g) Zero sequence data shall include mutual impedance of multi-circuit transmission
lines and of adjacent circuits within the same right-of-way, unless the TSP
considers such impedance to be insignificant for studies made from this data.

6.4 Transmission Project Information and Tracking Report and Data Requirements

6.4.1 Transmission Project Information and Tracking Report

(1) The ERCOT Transmission Project and Information Tracking (TPIT) report contains the
status of the transmission projects (60 kV and above) that have a material impact to the
flow of power in the ERCOT System updated by the Steady State Working Group
(SSWG).

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(2) The transmission projects listed in the TPIT report are typically projects that are planned
for completion by a Transmission Service Provider (TSP) within the near-term planning
horizon. Projects that may not be listed in the TPIT report include:

(a) Any project that requires Regional Planning Group (RPG) review and has not
completed the review process;

(b) Any project with a projected in-service date beyond the last year for which an
ERCOT SSWG case is posted; or

(c) Any project that consists of only a Remedial Action Scheme (RAS) or an
Automatic Mitigation Plan (AMP) (which is not typically modeled).

6.4.2 ERCOT Responsibilities

(1) ERCOT shall prepare the TPIT report using data supplied by each TSP, or its Designated
Agent.

(2) ERCOT shall update the TPIT report with updated information provided through the
SSWG case build or SSWG update process.

(3) ERCOT shall publish the TPIT report on the ERCOT website on a triannual basis.

6.4.3 TSP Responsibilities

(1) The TSP responsible for submitting model data used in the SSWG case build or SSWG
case update shall provide information for its transmission projects to ERCOT.

(2) The TSP shall provide transmission project data for inclusion in the TPIT report as
specified in the ERCOT Steady State Working Group Procedure Manual.

6.4.4 Regional Transmission Plan Projects in Transmission Project Information and

Tracking Report

(1) Each year, with input from stakeholders, ERCOT develops a Regional Transmission Plan
that identifies a set of reliability-driven and economic-driven transmission projects based
on the current steady-state base cases. Transmission projects identified in the Regional
Transmission Plan are typically at varying stages within the planning process and thus,
are subject to change. When a Regional Transmission Plan project is deemed appropriate
for inclusion in the steady-state base cases, the TSP shall initiate inclusion of the project
in the Future Projects section of TPIT, and ERCOT shall assign a TPIT project number.
The project shall also remain in the Regional Transmission Plan section of the TPIT.

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6.4.5 Content of the Transmission Project Information and Tracking Report

(1) The TPIT report shall contain:

(a) A section that describes each data field and the Entity responsible for providing
the data within each field;

(b) A section for future projects;

(c) A section for completed projects;

(d) A section for cancelled projects;

(e) A section for projects approved in the ERCOT Regional Transmission Plan;

(f) A section containing transmission owner project contact information; and

(g) A section summarizing cost information.

6.5 Annual Load Data Request

(1) The Transmission and/or Distribution Service Provider (TDSP) or its Designated Agent
must provide Load data each year to allow necessary ERCOT System reliability analysis
and planning and to meet requirements of North American Electric Reliability
Corporation (NERC). Each TDSP or its Designated Agent is responsible for providing
historical and forecasted Load data to ERCOT for all Loads connected to its system as
outlined in the Annual Load Data Request Form Instructions. Data supplied in the
Annual Load Data Request (ALDR) is considered Protected Information.

(2) Some or all of the following factors may be considered when developing Load forecast
data:

(a) Economic;

(b) Demographic;

(c) Customer trends;

(d) Conservation;

(e) Improvements in the efficiency of electrical energy uses;

(f) Other changes in the end uses of electricity; and

(g) Weather effects.

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(3) Each Distribution Service Provider (DSP) or its Designated Agent directly interconnected
with the ERCOT Transmission Grid shall provide annual Load forecasts to ERCOT as
outlined in the Annual Load Data Request Form Instructions.

(4) For each substation not owned by either a Transmission Service Provider (TSP) or a
DSP, the owner shall provide a substation Load forecast to the directly-connected TSP
sufficient to allow it to adequately include that substation in its ALDR response.

(5) ERCOT shall annually provide each DSP with a list of registered Distributed Generation
(DG) facilities in the DSP’s territory, including information about how each facility is
mapped to its designated Load in the Network Operations Model. This list will be posted
to the Market Information System (MIS) Certified Area. In conjunction with the ALDR
process, the DSP shall verify that each DG facility on the list is correctly mapped to its
Load in the Network Operations Model. TSPs shall cooperate with ERCOT and the DSP
to verify that each DG facility on the list is correctly mapped to its Load in the Network
Operations Model.

(6) The TDSP or its Designated Agent shall coordinate with the appropriate working group
as described in the Annual Load Data Request Form Instructions for issues with data
submissions.

(7) Load data that is incomplete, not timely submitted on the schedule, or not in the format
defined in the Annual Load Data Request Form Instructions will be considered missing
data. For these missing Load data, ERCOT shall calculate Loads based on historical data
and insert these Loads into the Load flow cases during Data Set A and Data Set B annual
updates.

6.6 Intentionally Left Blank

6.7 Data Dictionary

(1) The Data Dictionary provides additional bus data that is not included in the steady-state
base cases or network model data. The ERCOT Steady State Working Group Procedure
Manual defines the requirements for the planning portion of the Data Dictionary.

(2) The following items pertain to data updates:

(a) Transmission Service Providers (TSPs) shall submit all pertinent Data Dictionary
data for each bus in its transmission system for Steady State Working Group
(SSWG) models as specified in the ERCOT Steady State Working Group
Procedure Manual.

(b) ERCOT shall provide pertinent Resource Entity data for the Data Dictionary.

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(c) Interim information is provided pursuant to Section 6.4.1, Transmission Project

Information and Tracking Report. TSPs may revise bus data for the Data
Dictionary as necessary to reflect changes.

(3) ERCOT shall make available a copy of the ERCOT Steady State Planning Data
Dictionary and contingency files on the Market Information System (MIS) Secure Area
per the ERCOT Steady State Working Group Procedure Manual and in accordance with
the schedule posted on the MIS Secure Area for Annual Planning Model Data Submittal.

6.8 Resource Registration Procedures

(1) In accordance with Protocol Sections 3.7, Resource Parameters, 3.10, Network
Operations Modeling and Telemetry, and 16.5, Registration of a Resource Entity, a
Resource Entity shall register each Generation Resource, Settlement Only Generator
(SOG), or Load Resource with ERCOT. The Resource Entity shall submit Resource
Registration data and information through the Resource Registration process pursuant to
Section 6.8.2, Resource Registration Process, and made available on the ERCOT website.

6.8.1 Resource Registration

(1) A Resource Entity shall submit complete Resource Registration data pursuant to Section
6.8.2, for each Generation Resource, SOG, or Load Resource prior to inclusion in
applicable ERCOT systems.

(2) All data elements requested in the Resource Registration process will be contained in the
Resource Registration Glossary. Changes, deletions or additions to the data elements in
the Resource Registration Glossary will be made in accordance with the revision process
specified for the Resource Registration Glossary.

(3) ERCOT shall post the Resource Registration Glossary on the ERCOT website.

(4) ERCOT shall post a detailed Resource Registration Guide on the ERCOT website that
provides detailed instructions and explanations required for Resource Registration data
and shall conform to the Resource Registration Glossary.

(5) ERCOT shall make available related documents for Resource Registration on the
ERCOT website and shall notify Market Participants when changes are made to the
Resource Registration process and requirements, including Resource Registration forms,
the Resource Registration Glossary, and the Resource Registration Guide.

(6) As required by Section 5, Generator Interconnection or Modification, Generation

Resources shall provide accurate initial data for inclusion in the ERCOT Network
Operations Model. The data will be used to model future generation for Steady State
Working Group (SSWG), Dynamics Working Group (DWG), and System Protection
Working Group (SPWG) base cases.

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6.8.2 Resource Registration Process

(1) A Resource Entity shall submit the Resource Registration data for Generation Resources,
SOGs, or Load Resources as described in the Resource Registration Glossary.

(2) Upon receipt of the Resource Registration data, ERCOT shall review the completeness
and accuracy of the data submission. ERCOT shall provide notice of acceptance and/or
deficiencies to the Resource Entity.

(3) ERCOT shall provide notice to the Resource Entity if the Resource Registration data is
accepted, which is not the same as an approved Network Operations Model Change
Request (NOMCR). The acceptance of the Resource Registration data only means that
the registered data moves to the next step of being converted to a NOMCR. After
acceptance and/or approval, the data is still subject to various and continuous validation
processes.

(4) If ERCOT’s notice reports deficiencies through the data submission process or through
subsequent validation processes, the Resource Entity shall make necessary changes
specified and re-submit the Resource Registration data as necessary, until acceptance of
the total set of registered data is granted.

(5) Upon acceptance of the Resource Registration data, ERCOT shall provide the Resource
Entity with the model ready date on which the Resource Registration data will be
implemented in production. Although a model ready date has been provided, subsequent
data corrections may be required as a result of validation processes.

(6) If a Resource Entity desires that the submitted Resource Registration data become
effective earlier than the schedule established in Protocol Section 3.10.1, Time Line for
Network Operations Model Changes, it may submit a request for interim update as
described in the Resource Registration Guide.

(7) ERCOT shall notify each Resource Entity when applicable changes to the model are
processed and implemented in accordance with Protocol Section 3.10.1.

(8) A Resource Entity shall revise the Resource Registration data as required by this Section
to reflect changes in any data related to a Generation Resource, SOG, or Load Resource.

(9) The Resource Entity must submit updated Resource Registration data containing changes
made for the reasons below for a Generation Resource, SOG, or Load Resource:

(a) Within ten Business Days of ERCOT approval of a Net Dependable Capability
test to reflect the results of the test;

(b) Within ten Business Days of ERCOT approval of a reactive capability test to
reflect the results of the test;

(c) Within ten Business Days of a request by ERCOT to check or update specific
Resource Registration data; and

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(d) Within ten Business Days of a known change to any Resource Registration data.

6.9 Addition of Proposed Generation to the Planning Models

(1) For large generators meeting the conditions of paragraph (1) of Section 5.2.1,
Applicability, ERCOT will include applicable generation in the base cases created and
maintained by the Steady State Working Group (SSWG) once each of the following has
occurred:

(a) The Interconnecting Entity (IE) has posted to the online Resource Integration and
Ongoing Operations (RIOO) systems all data required in the Security Screening
Study, if the Full Interconnection Study (FIS) has not started, or the FIS, if the
FIS has started;

(b) The IE has posted to the online RIOO system documentation that it has received
all necessary Texas Commission on Environmental Quality (TCEQ)-approved air
permits or that no such permits are required and ERCOT has accepted the IE’s
submission;

(c) The IE has submitted via the online RIOO system a completed Declaration of
Adequate Water Supplies (Section 8, Attachment B, Declaration of Adequate
Water Supplies; generation types exempt from this requirement are cited in
Attachment B); and

(d) ERCOT receives one of the following via the online RIOO system:

(i) A signed Standard Generation Interconnection Agreement (SGIA) from

the Transmission Service Provider (TSP) and a written notice from the
TSP that the IE has provided:

(A) A notice to proceed with the construction of the interconnection;

and

(B) The financial security required to fund the interconnection

facilities; or

(ii) A public, financially binding agreement between the IE and the TSP under
which the interconnection for the applicable generation will be constructed
along with:

(A) A written notice from the TSP that the IE has provided notice to
proceed with the construction of the interconnection; and

(B) The required financial security; or

(iii) A letter from a duly authorized official from a Municipally Owned Utility
(MOU) or Electric Cooperative (EC) confirming the Entity’s intent to

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construct and operate applicable generation and interconnect such

generation to its own transmission system.

(2) Upon receiving notice from ERCOT that the large generator has met the requirements of
paragraph (1) above, the IE shall provide within 60 days the remaining required data as
specified in the Resource Registration Glossary, Planning Model column, using the
applicable Resource Registration process. The purpose of submitting the data is for
modeling of the applicable generation in the base cases created and maintained by the
System Protection Working Group (SPWG) and the Dynamics Working Group (DWG).

(3) For small generators meeting the conditions of paragraph (1) of Section 5.2.1, ERCOT
will include applicable generation in the base cases created and maintained by the SSWG,
SPWG, and DWG once ERCOT has determined that the IE has submitted all data
required on the Resource Registration form and after inclusion of the generator in the
Network Operations Model.

(4) Once the IE has met these requirements, ERCOT will notify the SSWG, SPWG, and
DWG that the applicable generation will be included in the base cases created and
maintained by these working groups.

6.10 Contingency Filing Requirements

(1) Each Transmission Service Provider (TSP), or the entity designated as its modeling entity
in Appendix A to the ERCOT Steady State Working Group Procedure Manual, shall
provide updates to the ERCOT contingency list corresponding to the steady-state base
cases for the TSP’s existing system and planned future Transmission Facilities. ERCOT
shall post the list to the Market Information System (MIS) Secure Area. The list shall be
reviewed and updated as described in the ERCOT Steady State Working Group
Procedure Manual. At a minimum, the list shall contain all required category P1, P2, P4,
P5, and P7 contingencies, as described in the North American Electric Reliability
Corporation (NERC) Reliability Standard addressing Transmission System Planning
Performance Requirements, all contingencies representing the Forced Outage of a double
circuit (two circuits on the same structures in excess of 0.5 miles in length), and any other
contingencies described in the ERCOT Steady State Working Group Procedure Manual.

[PGRR098: Replace paragraph (1) above with the following upon system implementation:]

(1) Each Transmission Service Provider (TSP), or the entity designated as its modeling
entity in Appendix A to the ERCOT Steady State Working Group Procedure Manual,
shall provide updates to the ERCOT contingency list corresponding to the steady-state
base cases for the TSP’s existing system and planned future Transmission Facilities.
ERCOT shall post the list to the Market Information System (MIS) Secure Area. The
list shall be reviewed and updated as described in the ERCOT Steady State Working
Group Procedure Manual. At a minimum, the list shall contain all required category
P1, P2, P4, P5, and P7 contingencies, as described in the North American Electric
Reliability Corporation (NERC) Reliability Standard addressing Transmission System
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Planning Performance Requirements, all contingencies representing the Forced Outage

of a double circuit (two circuits on the same structures in excess of 0.5 miles in length),
all contingencies representing the Outage of a double circuit (two circuits on the same
structure in excess of 0.5 miles in length) where both circuits must be taken out for a
maintenance outage, and any other contingencies described in the ERCOT Steady State
Working Group Procedure Manual.

6.11 Process for Developing Geomagnetically-Induced Current (GIC) System Models

(1) To adequately simulate Geomagnetic Disturbance (GMD) events, it is necessary to

establish and maintain Geomagnetically-Induced Current (GIC) system models and
conduct geomagnetic disturbance vulnerability assessments to determine whether the
ERCOT System can meet the performance requirements of the benchmark and
supplemental geomagnetic disturbance event described in North American Electric
Reliability Corporation (NERC) Reliability Standards. These GIC system models shall
contain appropriate system data, and shall represent projected system conditions that
provide a starting point for the required year(s).

(a) ERCOT, in collaboration with Transmission Service Providers (TSPs) and

Resource Entities, shall develop and maintain the GIC system models. The GIC
system models are derived from the steady-state base cases developed by Steady
State Working Group (SSWG) for the near-term transmission planning horizon to
ensure consistency between the system topology in the SSWG base cases and GIC
system models.

(b) ERCOT, in collaboration with TSPs and Resource Entities, may set a Generation
Resource to out of service prior to receiving a Notification of Suspension of
Operations (NSO) if the Resource Entity notifies ERCOT of its intent to
retire/mothball the Generation Resource and/or makes a public statement of its
intent to retire/mothball the Generation Resource.

(i) ERCOT will post and maintain the current list of Generation Resources
that will be set to out of service pursuant to paragraph (1)(b) above on the
ERCOT website.

(c) Each TSP, or its Designated Agent, shall provide its respective transmission
network GIC model data in accordance with the GIC System Model Procedure
Manual.

(d) Each Resource Entity, or its Designated Agent, shall provide its respective
Resource Entity-owned generating units, plants, transmission lines, shunt devices,
Main Power Transformers (MPTs), and Generator Step-Ups (GSUs) connected to
the ERCOT System in accordance with the GIC System Model Procedure Manual
and the Resource Registration Glossary.

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(e) ERCOT shall aggregate the GIC system model data supplied by each TSP and
Resource Entity and shall compile the data to form the GIC system models. Upon
completion of compiling the data for the GIC system models, ERCOT and the
TSPs shall review and finalize the GIC system models. Upon completion of the
review of the GIC system models, ERCOT shall post these models on the ERCOT
Market Information System (MIS) Certified Transmission Service Provider
Information page.

(f) Guidelines and formats for the GIC system model data and model maintenance
can be found in the GIC System Model Procedure Manual.

(g) GIC data is considered Protected Information pursuant to Protocol Section 1.3,
Confidentiality.

(2) Each TSP and Resource Entity shall provide ERCOT for use in the GMD vulnerability
assessments as outlined in Section 3.1.8, Planning Geomagnetic Disturbance (GMD)
Activities:

(a) A list of equipment potentially removed from service as a result of protection

system operation or misoperation due to harmonics that could result from the
benchmark GMD event.

(b) A list of equipment potentially removed from service as a result of protection

system operation or misoperation due to harmonics that could result from the
supplemental GMD event.

(3) TSPs and Resource Entities may refer to a Reliability and Operations Subcommittee
(ROS)-approved methodology for developing the equipment lists described in paragraph
(2) above. TSPs and Resource Entities are not required to submit the equipment lists
described in paragraph (2) above until 30 days after ROS approves a methodology.

6.12 Addition of a Proposed DC Tie to the Planning Models

(1) For a proposed Direct Current Tie (DC Tie) that will not be owned by a Transmission
Service Provider (TSP), ERCOT will include the applicable DC Tie in the base cases
created and maintained by the Steady State Working Group (SSWG), System Protection
Working Group (SPWG), and the Dynamics Working Group (DWG), and will notify the
SSWG, SPWG, and DWG once ERCOT receives:

(a) A signed interconnection agreement from the TSP and a written notice from the
TSP that the DC Tie developer has provided:

(i) A notice to proceed with the construction of the interconnection;

(ii) The financial security required to fund the interconnection facilities; and

(b) The data required under paragraph (2) below.

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(2) ERCOT will provide notice to the DC Tie developer of the specific data ERCOT requires
to model the DC Tie after ERCOT receives the information required under paragraph (1)
(a) above.

(a) ERCOT retains discretion to request any data it deems necessary to model the
new DC Tie.

(b) The DC Tie developer shall provide the data to ERCOT within 60 days of
receiving the notice from ERCOT specifying the data required.

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