Revision Note
Revision Note
Communication, a ubiquitous aspect of human existence, finds its etymological roots in the
Latin word communis or communicare, signifying "common," "to join," "to unite," or "to
share". Lunenberg (2010) specifically notes that communis translates to 'common'. This
linguistic origin underscores a fundamental aspect of communication: the establishment of
shared understanding or common ground among participants. Early conceptualisations of
communication often centred on the straightforward transfer of information. For instance,
Newstrom & Keith Davis define communication as "the transfer of information from one
person to another," encompassing the transmission of ideas, feelings, thoughts, facts, and
values. Similarly, Fred G. Meyer characterizes it as "intercourse by words, letters or
messages," while Theo Haiman describes it as "the process of passing information and
understanding from one person to another". William Rice-Johnson further elaborates,
stating that communication occurs when a sender transmits symbols to a receiver with the
aim of altering the receiver's actions.
- Denis McQuail,
• “Communication is the process of creating and sharing meaning through the use
of symbols.”— Judy C. Pearson & Paul E. Nelson, "An Introduction to Human
Communication"
• “Communication involves the transmission of information from a sender to a
receiver through a channel, with the presence of noise and the possibility of
feedback.”
The communication process typically involves a sender (source) and a receiver. The sender
initiates a "meaning intent" that is then conveyed to the receiver. Key elements identified in
this process include the sender, the message, encoding, and the channel. The sender is the
originator of the message, who needs to understand the purpose and desired outcome of the
communication. The message itself is the information intended for communication. Encoding
is the critical step where the speaker translates their thoughts and perceptions into a form,
such as words or other signals, that can be transmitted. The channel is the medium through
which the encoded message travels, which could be sound waves, sign language, or a video
recording. The process achieves completion when feedback occurs, involving the receiver's
response to the signal, initiating another cycle of meaning (Daniel, 2016). This reciprocal
exchange confirms that communication is fundamentally a two-way and continuous process.
The most fundamental components, often present in even the simplest linear models, are the
Sender (Source), the Message, the Channel, and the Receiver (Destination).
1. Sender (Source):
o Definition: The originator of the message, who initiates the communication
process. The sender must understand the purpose and desired outcome of the
communication. In some models, the sender is also referred to as the
"communicator".
o Examples:
▪ A speaker delivering a public address.
▪ A writer composing an email.
▪ A company creating an advertisement.
2. Message:
o Definition: The information, ideas, feelings, thoughts, facts, or values that the
sender intends to communicate. It is the physical product created by the
source, such as a speech, a letter, or a painting.
o Examples:
▪ The spoken words in a conversation.
▪ The text of a legal document.
▪ A visual advertisement.
3. Channel:
o Definition: The medium or means through which the encoded message travels
from the sender to the receiver. Berlo's SMCR model discusses channels in
terms of the five senses used to decode messages (seeing, hearing, touching,
smelling, tasting).
o Examples:
▪ Sound waves in a face-to-face conversation.
▪ Telephone cables or airwaves for a phone call.
▪ Paper for a written letter.
▪ Digital platforms like social media or email for online
communication.
4. Receiver (Destination):
o Definition: The individual or entity who receives and interprets the message.
The receiver's role is to decode the message to understand it and react to it.
o Examples:
▪ An audience listening to a speech.
▪ A colleague reading an email.
▪ A customer viewing an advertisement.
These elements, while not always explicitly present in the most basic linear models, are
crucial for effective and nuanced communication, particularly in more interactive and
complex contexts.
1. Encoding:
o Definition: The process by which the sender translates their thoughts,
perceptions, or "meaning intent" into a symbolic form (e.g., words, gestures,
signals) that can be transmitted. It is the transformation of an idea into an
understandable sign and symbol system.
o Examples:
▪ A speaker choosing specific words to articulate an idea.
▪ A graphic designer selecting images and colors for a visual message.
▪ A person using sign language to convey a thought.
2. Decoding:
o Definition: The process by which the receiver interprets the transmitted signal
back into the original message, attaching meaning to the signs based on their
own understanding and attempting to reconstruct the sender's original idea. It
is the reverse process of encoding.
o Examples:
▪ A listener making sense of spoken words.
▪ A reader comprehending the meaning of a written text.
▪ An individual interpreting facial expressions or body language.
3. Feedback:
o Definition: The receiver's response to the message, which completes the
communication cycle and initiates another cycle of meaning. It is a crucial
element that allows the original sender to confirm message receipt and assess
whether the message was understood as intended.
o Examples:
▪ A nod or verbal "yes" in response to a question.
▪ A written reply to an email.
▪ Audience applause after a speech (though less direct).
4. Noise:
o Definition: Any interference or distortion that can disrupt the communication
flow and make it difficult for the receiver to reconstruct the source's original
intention.
o Examples:
▪ Physical Noise: External interference like a loud video game during a
phone call or crackling sounds on a telephone line.
▪ Semantic Noise: Problems arising from the message's construction,
such as unfamiliar technical jargon or when sender and receiver apply
different meanings to the same message.
▪ Psychological Noise: Internal predispositions, biases, or prejudices
that shape how messages are constructed and interpreted.
▪ Physiological Noise: Occurs when a communicator is not at full
capacity due to factors like fatigue, hunger, or illness.
5. Context/Field of Experience:
o Definition: The circumstances, environment, and shared background that
influence how messages are encoded, transmitted, and decoded. A "field of
experience" refers to a communicator's past life experiences, attitudes, values,
and beliefs, which dictate how they interpret messages. For communication to
be successful, the message must fall within the overlap of both participants'
fields of experience.
o Examples:
▪ Cultural differences affecting the interpretation of a gesture.
▪ A shared professional background allowing for the use of specialized
terminology.
▪ The physical setting of a conversation (e.g., a quiet office versus a
noisy street).
These primary and secondary elements, when considered together, provide a comprehensive
framework for understanding the intricate and dynamic nature of human communication.
• Physical noise: External interference, such as a loud video game playing during a
phone call.
• Semantic noise: Problems arising from the message's construction, such as the use of
unfamiliar technical jargon.
• Psychological noise: Internal predispositions, biases, or prejudices that shape how
messages are constructed and interpreted, like differing interpretations of "freedom"
between politicians and voters.
• Physiological noise: Occurs when a communicator is not at full capacity due to
factors like fatigue, hunger, or illness.
Culture plays an integral role, defined as "the world made meaningful; it is socially
constructed and maintained through communication". Culture both limits and liberates,
differentiates and unites, and defines realities, profoundly shaping thoughts, feelings, and
actions. It is learned, negotiated, transacted, constructed, and maintained through
communication. Culture significantly influences the processes of meaning-making and
perception.
Perception, the process of being aware of and creating meaning from the world around us,
involves selection (noticing specific stimuli), organization (grouping selected data), and
interpretation (assigning meaning). The Palo Alto Group argued that communication occurs
when a receiver draws meaning from interaction, implying that every human behaviour is
potentially communicative, making it impossible not to communicate.
Schemas, which are mental structures built from past experiences, are used to process new
information and organize new experiences. While schemas aid in quickly making meaning,
they can also lead to stereotypes.
Signs signal the presence of something specific, acting as an objective substitute; for
example, a stop sign directly means stop. In contrast, a
symbol is a more arbitrary indicator, with meanings that are more open to negotiation and
context-dependent; the word "dog," for instance, can symbolize laziness or hard work
depending on the context. The
triangle of meaning by Ogden and Richards (1923) illustrates the intricate relationship
between the referent (the actual object), its sign or symbol, and the reference (the thoughts
or meaning generated). This model highlights that communication is often
The evolution from early linear transmission models to a constitutive and contextual
understanding of communication is a significant development. While initial models focused
on a one-way flow from source to receiver , the incorporation of feedback marked a crucial
step towards recognizing the reciprocal nature of communication. The more profound shift is
evident in the move towards a "reciprocal, ongoing process" (Schramm, 1954) and the
transactional model , which explicitly states that communication transforms the
communicators. The constitutive view further asserts that communication actively
creates new realities and experiences. This progression signifies a fundamental reorientation
in communication studies, moving from an emphasis on efficient delivery to a focus on the
dynamic, co-creative, and transformative power of human interaction. This indicates that
communication is deeply embedded in, and constitutive of, social and cultural life, rather than
being a separate, technical process.
A critical observation is the pervasive influence of internal and external filters on meaning-
making. The concept of "noise" (physical, semantic, psychological, physiological) introduces
various barriers to message fidelity. Crucially, culture and perception act as powerful internal
filters. Individuals interpret messages through their schemas , which are mental structures
built from past experiences. This means that meaning is not inherent in the message itself but
is actively constructed by the receiver based on their unique background and context. The
presentational nature of communication (Ogden & Richards) further emphasizes this
subjective construction of meaning. Achieving effective communication therefore demands a
profound awareness of the diverse cultural, psychological, and physiological filters through
which messages are processed. Miscommunication often stems from a lack of shared context
or an inability to account for these internal interpretative frameworks, making empathy and
adaptive communication strategies paramount.
A conceptual diagram of the communication process would illustrate its dynamic and
reciprocal nature. It would feature two Communicators, each enveloped by a "Field of
Experience" bubble, visually representing their unique backgrounds, knowledge, and beliefs.
An arrow would extend from Communicator A to a Message (depicting text or symbols),
labeled "Encoding," signifying the transformation of thoughts into transmittable form. The
Message would then traverse a Channel, a line representing the medium of transmission.
Along this channel, a jagged line or cloud labeled "Noise" would indicate potential
disruptions to the message. Upon reaching Communicator B, an arrow labeled "Decoding"
would show the interpretation of the message. Within both Communicator bubbles, a smaller
internal loop or label for "Interpretation" would highlight the internal cognitive process of
making sense of the message. Finally, a prominent Feedback Loop would extend from
Communicator B, through encoding, the channel, and decoding, back to Communicator A,
completing the circular flow. This visual representation effectively summarizes the dynamic,
reciprocal nature of communication, explicitly incorporating key elements like encoding,
decoding, feedback, and noise, while critically illustrating the "Fields of Experience" for both
sender and receiver. The overlapping fields within the diagram can visually represent the
necessity of shared understanding for effective communication, and where semantic noise
might occur due to insufficient overlap. This holistic representation moves beyond simplistic
linear models to capture the inherent complexity of meaning-making in human interaction.
This chapter traces the evolution of human communication from its earliest forms to the
contemporary digital age, highlighting key milestones and technological advancements that
have reshaped human interaction and societal structures.
The earliest period of human communication is known as the Talking Era, spanning
approximately 180,000 BCE to 3500 BCE. During this extensive 150,000-year period,
spoken language was the primary medium of human interaction, supplemented by gestures.
Early human communication, possibly involving onomatopoetic words, provided a
significant evolutionary advantage. It facilitated cooperation within groups, enabled the
sharing of vital information, aided in the development and transfer of tool-making
knowledge, and allowed for the effective warning of dangers. This demonstrates the
fundamental role of verbal communication in early human survival and the organization of
nascent social structures.
Alongside spoken language, ancient signaling systems emerged to overcome the limitations
of distance. Smoke signals, for instance, were an early form of mediated communication.
Their use dates back to as early as 500-600 AD in the Americas, particularly among plains
and southwestern Indian tribes where open landscapes facilitated their visibility. Military
applications of obscurants, including smoke signals, have even older roots, dating back to
approximately 1500 BC in the Middle East. A notable and well-documented application was
along China's Great Wall, where around 200 BC, beacon towers utilized smoke signals
during the day (and fire signals at night) to transmit threat warnings to military outposts. The
Ming dynasty formalized this system in 1468 AD, codifying smoke columns to represent
specific enemy numbers (e.g., one column for up to 100 enemies, three for 1,000). These
examples illustrate early attempts at structured, coded long-distance communication,
demonstrating the human drive to extend communication beyond immediate proximity.
A pivotal shift occurred with the advent of the Manuscript Era, beginning around 3500 BCE
and lasting until 1450 CE. This period marked a fundamental transition from purely oral
cultures to those incorporating written communication, a development that coincided with the
rise of more settled, agrarian lifestyles. The increasing complexity of society necessitated
accounting systems to track materials and record transactions. This need spurred the initial
use of symbolic objects, which gradually evolved into carved symbols and, eventually,
written texts. The spread of written symbols was significantly driven by the emergence of
elite classes, spiritual leaders, and armies, all of whom required records and bookkeeping for
effective governance and organization. However, literacy remained largely confined to the
privileged few until the 1800s.
The foundations of communication study itself can be traced back to antiquity. The "Old
School" of communication study commenced with the Classical Period (500 BCE-400 CE),
which laid crucial groundwork for the field.
Plato (428-348 BCE) introduced the concept of dialectic, a method of philosophical inquiry.
His student,
Aristotle (384-322 BCE), profoundly influenced the field by defining rhetoric and its three
necessary proofs for persuasion: ethos, pathos, and logos. Aristotle's work emphasized the
importance of speech for civilizational progress, as articulated by Isocrates (353 BCE).
Cicero (106-43 BCE), a Roman orator, further contributed by outlining the canons of
rhetoric: invention, arrangement, expression/style, memory, and delivery. The European
rhetorical tradition, stemming from Greek and Roman antiquity, housed a long tradition of
implicit communication history, where the development of civilization was often cast in
terms of communication and media history. During the
Medieval Period (400-1400 CE), intellectual development was somewhat limited due to the
church's dominance, though figures like St. Augustine continued to develop rhetorical theory.
The
Renaissance (1400-1600 CE) saw a rebirth of these classical studies. Later, the
Enlightenment period (1600-1800) brought new intellectual trends, including Giambattista
Vico's
Scienza nuova (1725), which outlined three ages of national development, each with a
distinctive language: gesture/signs, heroic communication, and human language. Condillac's
Essai sur l'origine des connaissances humaines (1746) argued that speech not only transmits
ideas but also helps create them, a profound statement on the constitutive power of language.
This co-evolution of communication forms, social complexity, and cognitive development is
evident throughout this period. The transition from the Talking Era to the Manuscript Era
represents not merely a technological shift but a response to increasing societal complexity,
such as the emergence of agrarian lifestyles and the need for organized accounting. This
suggests a reciprocal relationship where societal needs drive communication innovation,
which in turn enables further social organization. Concurrently, the philosophical discussions
from ancient Greece about speech and thought indicate an early recognition of
communication's role in shaping human cognition itself. The development of rhetoric further
demonstrates how communication became a sophisticated tool for social influence and
organization. This historical trajectory reveals that communication is not a static human
capability but a dynamic force that evolves in tandem with human societies, influencing and
being influenced by social structures, economic needs, and cognitive capacities. Early
communication forms, like smoke signals, exemplify the fundamental human drive to
overcome distance and time in information exchange, laying the conceptual groundwork for
later, more complex media.
The Print Era, spanning from 1450 to 1850, was fundamentally shaped by the invention of
the printing press. This innovation enabled the mass production of written texts on an
unprecedented scale. Books, as a result, became the "first mass medium," leading to
significant cultural and social transformation by facilitating widespread literacy and the rapid
dissemination of information and ideas. Magazines also emerged during this period, with
colonial magazines appearing in 1741 and specialized publications catering to niche
audiences by the 1820s. The founding of the first women's magazine,
Ladies' Magazine, in 1828, marked a trend toward targeting specific demographics. By the
1850s, magazines pioneered the use of images in printed texts, though photographs were not
yet reproducible. In the 19th century, communication concepts became increasingly
intertwined with ideas of liberal progress and the free exchange of ideas, championed by
thinkers like John Stuart Mill (1836).
Following the Print Era, the Audiovisual Era (1850 to 1990) witnessed a rapid acceleration
in communication technology. This 140-year period saw the invention and widespread
adoption of new electronic media, including the radio, telegraph, telephone, and television.
Television, in particular, underwent significant development, from the invention of the
cathode ray tube in the late 1800s to the iconoscope in 1923, and the transmission of the first
live moving pictures in 1926. Its commercialization, following FCC standards in 1940, led to
television's "golden age" from the 1940s to the 1970s, during which it dominated the visual
medium market. The late 1970s and 1980s saw satellite and cable providers challenge
network television's dominance, further diversifying media consumption.
The accelerating pace of media innovation and its societal impact is a defining characteristic
of this historical period. The shift from the 400-year Print Era to the 140-year Audiovisual
Era demonstrates a significant acceleration in the development and adoption of
communication technologies. Each new medium—from the printing press to the telegraph,
radio, and television—not only expanded reach but also fundamentally altered information
dissemination, public discourse, and social interaction. For instance, the printing press
enabled mass literacy and the widespread distribution of ideas , while television fostered a
shared visual culture. This rapid succession of innovations suggests a trend of increasing
media saturation and its profound, often unforeseen, societal consequences. This historical
trajectory indicates that technological developments in media have consistently driven social,
political, and cultural transformations, necessitating continuous adaptation in how societies
organize, govern, and interact. This trend sets the stage for understanding the even more rapid
changes observed in the subsequent digital age.
2.3 The Digital Age: Communication in the Era of Smartphones and Beyond
The Internet Era, beginning around 1990 and continuing to the present, is characterized by
the rapid dispersion of new communication methods, notably the Internet itself, and the
widespread expansion of digital and personal media. This period decisively marked the
beginning of the digital age.
The advent of smartphones has had a profound and multifaceted impact on communication.
These devices have evolved from simple communication tools into multipurpose gadgets that
significantly influence various facets of life, including interpersonal relationships (Johnson &
Turner, 2020). While offering undeniable convenience for staying in touch (Nosrati et al.,
2020) and enabling instant global connectivity , there are growing concerns about their
potential negative effects on interpersonal interactions (Sarwar & Soomro, 2013). Research
suggests a notable disconnect between the convenience of digital communication and the
depth of emotional connection (Taylor, 2022).
"always be accessible" culture (Chesley, 2005). This can lead to individuals feeling
obligated to be available and responsive at all times, which may disrupt quality time and
hinder the formation of deeper emotional ties in intimate relationships.
The reliance on digital communication also has implications for nonverbal cues and
misunderstandings. Text messages and phone conversations inherently lack the rich depth
of nonverbal cues—such as body language, tone of voice, and facial expressions—that are
crucial for accurately understanding and responding to others' feelings (Walther & Parks,
2002; Mehrabian, 1971). This absence can lead to misunderstandings, misinterpretations, and
emotional disconnection (Liu et al., 2019). For example, a sarcastic text message might be
misinterpreted as genuine frustration without the benefit of observing the sender's facial
expression or vocal inflection.
The influence on communication skills is another area of concern. The widespread adoption
of short, abbreviated text messages and the frequent use of emojis and GIFs for convenience
can limit the practice of long-form written communication, potentially affecting writing
skills. A 2017 study at the University of Peshawar found that students' writing skills suffered
as a result of their non-standard language use in texting. Similarly, speaking and listening
skills may be negatively affected, as in-person conversations benefit from visual cues that are
difficult to replicate fully in phone calls or even video conferencing due to the limitations of
small screens.
quantity of connection, they may compromise its quality and authenticity. This creates a
situation where technological advancement in communication leads to new forms of
relational challenges. This indicates that the digital age necessitates a critical examination of
how technology mediates human relationships. While offering unprecedented connectivity, it
also poses challenges to emotional authenticity, deep understanding, and the development of
robust communication skills, urging individuals and societies to find a balance between
digital convenience and meaningful face-to-face interaction.
• Talking Era: 180,000 BCE - 3500 BCE (Primary medium: spoken language,
gestures)
• Manuscript Era: 3500 BCE - 1450 CE (Key developments: Invention of writing,
early signaling systems like smoke signals (e.g., 1500 BC Middle East, 200 BC
China, 500-600 AD Americas))
• Print Era: 1450 - 1850 (Key development: Printing press, mass production of texts)
• Audiovisual Era: 1850 - 1990 (Key developments: Telegraph, Telephone, Radio,
Television)
• Internet Era: 1990 - Present (Key developments: Internet, Smartphones)
This timeline visually summarizes the evolution from millennia between major
communication shifts to mere decades, culminating in the rapid changes of the digital age.
This visual summary helps contextualize the evolution of communication theory and practice
by showing the increasing speed at which new communication paradigms emerge and
integrate into human society.
Human communication manifests in various forms, each with distinct characteristics and
applications, yet often interconnected in the process of meaning-making.
This is the most obvious kind: talking. Verbal communication happens through spoken
words, using tone, pitch, pace, and volume to help get the message across.
Examples:
• Face-to-face conversations
• Public speaking
In fields like healthcare or education, verbal communication is essential for building trust and
explaining things clearly. But words are only part of the story.
Example:
You say “I’m fine,” but your slumped shoulders and lack of eye contact say otherwise.
Interestingly, nonverbal cues often carry more weight than words—especially in emotionally
charged conversations. That’s why awareness of your own body language is so important.
Written Communication involves the use of written words, symbols, pictures, and
diagrams. Its applications span a wide spectrum, from informal types like texting, emailing,
and using emojis on social media platforms to more formal and scholarly forms. These
include letters, academic papers, legal documentation, peer-reviewed publications, protocols,
practice standards, and best practice guidelines.
Written communication involves writing words to convey meaning. It ranges from casual
and personal to formal and academic.
Informal examples:
• Text messages
• Social media posts
• Emails between friends
Formal examples:
• Academic papers
• Legal contracts
• Professional reports
Good writing helps ensure clarity, especially when face-to-face discussion isn’t possible. But
tone can be easily misunderstood in writing—so clarity and structure matter.
• Symbolic Content: Early art often focused on depicting symbols rather than realism,
as seen in Egyptian hieroglyphics. These symbols, while not pictures themselves due
to their potentially arbitrary relation to what they denote, have been incorporated into
many pictures from the beginning. This symbolic aspect highlights the "duplicitous
nature" of a picture, as it represents an alternative space while also existing as a flat
object at a fixed distance from the viewer.
• Computational Aspect: The creation of pictures involves computation, which
historically was a manual activity dependent on the artist's dexterity and observation.
This process has two separable parts: shaping and placement (defining underlying
geometry and rendering) and rendering (colouring and shading to depict depth, as
seen in Leonardo's studies of hands). The introduction of computer technology has
significantly expanded possibilities for creating pictures, offering a "new 3D canvas
on which to create dynamic synthetic universes".
• Spatial Instruments: Pictures can function as spatial displays (dynamic, synthetic
mapping of one space onto another, like a photograph) or spatial instruments (displays
enhanced to ensure communicative intent, such as an analog clock where angle is
proportional to time). These instruments are often interactive, with information
flowing both to and from the viewer. Pictorial communication is generally most
effective when combined with verbal captions as "anchors".
• Signs: A sign designates something other than itself and has a direct, inherent
connection with what it represents. Signs form the foundation of all communication,
with meaning being the link between an object or idea and a sign. Charles Saunders
Peirce, the founder of modern semiotics, defined semiosis as the relationship among a
sign, an object, and a meaning. An interpretant is the representation of an object by a
sign; for example, a blush is a sign of embarrassment, and a bear track is a sign of a
bear's passage. Charles Morris viewed a sign as a stimulus that elicits a readiness to
respond.
• Symbols: In contrast to signs, the relationship between a word and a thing is
arbitrary; various written letters or spoken sounds can refer to the same thing.
Symbols are "vehicles for the conception of objects" (Langer) and constitute our
communication system, including both verbal and non-verbal components. Ogden and
Richards' model suggests that without symbols, ideas cannot be transported. Symbols
are generally considered more complex than signs.
• Semantics: The study of how signs are associated with things, focusing on how a sign
designates the affiliation between the world of signs and the world of things.
• Syntactics: The study of how signs relate to other signs, examining grammar and
system structure to show how signs are organized into larger sign systems.
• Pragmatics: Involved in the actual use of codes in everyday life, including the effects
of signs on human behaviour and how people use signs and meanings in their
interactions.
Overlaps would be explicitly shown, for instance, between "Written" and "Pictorial" (as
written communication can include pictures and diagrams) , and between "Written" and
"Signs & Symbols" (as written words are symbols). Pictorial communication often relies on
verbal captions. This visual organization helps readers grasp the breadth of human expression
and how different modalities contribute to the overall communication process.
Communication occurs at various levels, each defined by the number of participants and the
context of the interaction.
1. Number of Participants:
o Intrapersonal communication involves communication with oneself,
occurring solely within an individual's mind.
o Interpersonal communication is defined as communication between two
people whose lives mutually influence one another.
2. Intended Audience/Perception:
o Intrapersonal communication is not created with the intention that another
person will perceive it; it takes place only inside one's head.
o In contrast, interpersonal communication requires that the message be
perceived by someone else to be considered communication, and the
communicator anticipates the consumption of their message by another
individual.
3. Primary Purpose/Function:
o Intrapersonal communication serves internal functions such as aiding in
social adjustment (e.g., self-talk to calm oneself) and building or maintaining
one's self-concept.
o Interpersonal communication is fundamental to building, maintaining, and
ending relationships, and it is often goal-oriented, fulfilling both instrumental
and relational needs
4. Context and Modality:
o Intrapersonal communication is exclusively internal, occurring "only inside
our heads". Examples include reflective thinking, self-talk, or even creating to-
do lists and journal entries.
o Interpersonal communication, in contrast, takes place in diverse external
contexts and modalities, such as face-to-face conversations, telephone calls,
video conferencing, and is studied within subfields like intercultural,
organizational, health, and computer-mediated communication.
5. Academic Focus and Study:
o Intrapersonal communication has received "the least amount of formal
study" among the various levels of communication, and courses specifically
devoted to it are rare.
o Interpersonal communication is a widely studied area within
communication, with numerous subfields dedicated to its various contexts and
dynamics.
Group Communication refers to communication among three or more people who are
working towards a shared goal. While group work in academic settings can sometimes be
frustrating, it provides valuable experience and preparation for professional environments,
especially given the trend towards team-based work models in organizations.
Public Communication occurs in a large context, typically involving one person or a small
group speaking to a larger audience. This level is characterized by a less direct, immediate
feedback loop compared to interpersonal or group communication.
• Level Five: Cliché Conversation: This is the most superficial level, characterized by
shallow conversations and generic questions like "How are you?" or "What's
happening with the weather?" There is very little personal sharing, and participants
remain safe and disconnected.
• Level Four: Reports Facts About the Other: At this level, individuals talk about
other people or external events, exposing almost nothing about themselves. As Powell
notes, "We give nothing of ourselves and invite nothing from others in return".
• Level Three: My Ideas and Judgements: Here, some genuine communication
begins, as individuals start to communicate their ideas, opinions, and decisions.
However, communication remains guarded.
• Level Two: My Feelings (emotions) 'Gut Level': This level involves sharing what is
going on internally—how one feels about a situation, experience, or person. Sharing
feelings can be quite challenging, as these are deeply owned by the individual.
• Level One: Peak Communication: This is the deepest level, where deep and
authentic relationships occur. Peak communication experiences involve emotional
openness and honesty with the other person. Powell suggests that, in the human
condition, this level cannot be a permanent experience.
The progression through these levels represents a continuum of communication depth, from
internal monologue to mass influence. These levels represent increasing complexity and
participant numbers, but also a varying degree of personal revelation and relational depth.
Powell's model provides a framework for understanding this emotional and psychological
depth, moving from superficial exchanges to profound, authentic connections.
Communication models serve as theoretical frameworks that simplify and visualize the
complex process of communication, highlighting key components and their interactions. Over
time, these models have evolved to reflect a more nuanced understanding of human
interaction.
One of the earliest and most influential models of communication was developed by the
ancient Greek philosopher Aristotle in the 4th century BCE. His model is fundamentally a
linear, one-way transmission model, focusing on a speaker delivering a message to a passive
audience. It is also known as the "rhetorical triangle" or the "speaker-audience-message"
model.
• Speaker: This is the central and most active element, responsible for organizing the
speech beforehand, taking into account the target audience and the specific occasion.
• Speech/Message: This refers to the content being delivered by the speaker, with the
primary aim of influencing the audience.
• Audience: The recipients of the message, who are considered passive listeners. Their
role is to receive the message, and feedback is not a component of this model.
• Occasion: This element refers to the context in which the speech is delivered,
categorized into three settings:
o Legal Setting: Used in courts for legal proceedings, requiring legal language.
o Ceremonial Setting: Used to commemorate events, with the speech tailored to
the occasion and audience.
o Deliberative Setting: Used in political debates, aiming to persuade the
audience to agree with the speaker.
• Effect: This is the impact of the speech on the audience, specifically how the
audience is influenced.
Central to Aristotle's approach are the three modes of persuasion, which guide the speaker
in crafting an effective message :
The strengths of Aristotle's model lie in its emphasis on understanding the audience and
adapting the message to their needs and interests. The three elements of ethos, logos, and
pathos provide a solid guide for speakers to effectively communicate and persuade their
audience. However, the model has significant limitations. It is primarily focused on
persuasion and may not be as useful in non-persuasive communication contexts. A major
criticism is its linear, one-way nature, which does not account for feedback from the receiver,
rendering the audience passive listeners. This makes the model primarily applicable to public
speaking contexts where immediate audience response is not expected.
Both the Source and Receiver share four key attributes that influence communication
effectiveness :
The Message is the physical product created by the source, such as a speech, a letter, or a
painting. It has three main factors, each analyzable by its elements and structure :
The Channel is the medium and process through which the message is transmitted. Berlo
primarily discusses it in terms of the five senses used to decode messages: seeing, hearing,
touching, smelling, and tasting. The transmission can use multiple channels simultaneously,
which tends to increase effectiveness. The choice of channel depends on the message and the
receiver's decoding skills.
Berlo's SMCR model is described as a linear transmission model, implying a one-way flow of
information from source to receiver. A key assumption is that effective communication will
take place, meaning the model presupposes that the source and receiver are sufficiently
similar in their communication skills, attitudes, knowledge, and social-cultural system for the
communication to succeed. This implies that the model does not explicitly account for
"noise" or other barriers that might inhibit or distort the message during transmission. Berlo
also posits that the ultimate goal of all communication is to influence the behaviour of the
audience, arguing that other goals like informing or entertaining are ultimately forms of
influence. The fidelity or effectiveness of communication is measured by how well the
receiver's reaction aligns with the source's intended purpose.
A diagram of Berlo's SMCR model would present a clear linear flow. It would start with the
Source, explicitly listing its four attributes: Communication Skills, Attitudes, Knowledge,
and Social-Cultural System. An arrow would extend from the Source to the Message, which
would be depicted with its three factors: Code, Content, and Treatment. Another arrow would
lead from the Message to the Channel, representing the medium of transmission. Finally, an
arrow would connect the Channel to the Receiver, also listing its four attributes:
Communication Skills, Attitudes, Knowledge, and Social-Cultural System. The diagram
would emphasize the one-way progression of the message, highlighting how the
characteristics of each component influence the overall communication process.
• Information Source: This is the originator of the message, which decides what
message to send.
• Transmitter (Encoder): This component translates the message into a signal suitable
for transmission. For example, in a telephone, the voice is converted into electrical
wave signals.
• Channel: This is the medium through which the signal is transmitted, such as
airwaves, fiber optics, or telephone cables.
• Receiver (Decoder): This component translates the signal back into the original
message, making it available to the destination. It performs a reverse process of
encoding.
• Destination: This is the ultimate recipient of the message.
• Noise: The messages are transferred from encoder to decoder through channel. During
this process the messages may distracted or affected by physical noise like horn
sounds, thunder and crowd noise or encoded signals may distract in the channel
during the transmission process which affect the communication flow or the receiver
may not receive the correct message.
Note : The model is clearly deals with external noises only which affect the messages
or signals from external sources. For example: If there is any problems occur in
network which directly affect the mobile phone communication or distract the
messages.
A key innovation of this model is the concept of Noise, which refers to anything that can
distort or interfere with the transmission of a message. The model primarily focuses on
external noises that physically interfere with the message or signal transmission, such as horn
sounds, thunder, crowd noise, or technical issues like network problems affecting mobile
phone communication.
• Technical Problem (Level A): Concerns how accurately a signal can be reproduced
from one point to another. This was the prime focus of their model.
• Semantic Problem (Level B): Concerns how precisely the transmitted symbols
convey the desired meaning.
• Effectiveness Problem (Level C): Concerns how successfully the meaning conveyed
to the receiver leads to the desired conduct on their part.
However, the model has faced criticism for its simplicity and its oversimplification of human
communication. It treats communication as a purely mechanical process, focusing solely on
whether the message is successfully transmitted, rather than its meaning or interpretation. It is
largely a one-way process, lacking an explicit feedback loop, which is vital in human
interaction. It also largely ignores cultural, emotional, and contextual factors that influence
message understanding. The receiver is often seen as passive. Despite these limitations, its
concept of noise and focus on efficient transmission remain foundational in communication
systems.
A diagram of the Shannon and Weaver model would illustrate a linear flow of information. It
would begin with the Information Source, leading to the Transmitter (or Encoder). An
arrow would then extend from the Transmitter to the Channel. Crucially, a separate box or
symbol labeled Noise Source would be shown affecting the Channel, indicating interference
with the signal. The signal, now potentially affected by noise, would then proceed to the
Receiver (or Decoder), and finally to the Destination. This visual representation highlights
the model's emphasis on the technical aspects of signal transmission and the impact of noise
on message fidelity, portraying communication as a largely one-way process.
Harold Lasswell's model of communication, first published in his 1948 essay The Structure
and Function of Communication in Society, is one of the earliest and most influential
frameworks for analyzing communication. Often referred to as the "5W model," it analyzes
communication by answering five basic questions: "Who?", "Says What?", "In What
Channel?", "To Whom?", and "With What Effect?".
• Who? (Communicator): This element refers to the person or entity formulating the
message. Its corresponding field of study is Control Analysis, which investigates the
factors influencing the sender's message formulation.
• Says What? (Message): This refers to the content of the communication. Its analysis
field is Content Analysis, which involves studying the actual message being
conveyed.
• In What Channel? (Medium): This identifies the way the message is conveyed.
Media Analysis focuses on the characteristics of the channel used for transmission.
• To Whom? (Audience): This refers to the recipient of the message, which can be an
individual or a larger group, as in mass communication. Audience Analysis examines
the characteristics of the receivers and how they interpret the message.
• With What Effect? (Effect): This is the outcome of the communication,
encompassing both intended and unintended consequences. Effects Analysis
investigates the impact of the message on the audience.
Lasswell's model was initially formulated specifically for the analysis of mass
communication, such as radio, television, and newspapers. However, its versatility has led to
its application in various other fields and forms of communication, including the analysis of
new media like the internet, computer animations, and video games. It is also widely utilized
in pedagogical settings as a starting point for teaching the major elements of the
communication process and for developing hypotheses.
Despite its influence, Lasswell's model has faced several criticisms. It is often described as a
linear and one-way process, primarily because it does not explicitly discuss a feedback loop,
meaning the receiver's response back to the original sender. This implies that the model, in its
simplified visual form, does not fully account for the dynamic nature of communication
where participants can act as both senders and receivers. Another common objection is that it
does not take the effects of noise into account, referring to influences that distort the message.
Furthermore, critics point out its limited consideration of contextual influences, such as
physical surroundings, emotional aspects, and social/cultural factors, which can be crucial for
understanding how a conversation evolves. Some theorists argue that its simplicity makes it
better characterized as a "questioning device" rather than a comprehensive model of
communication.
• Encoder: The person who initiates the communication by encoding or sending the
message.
• Decoder: The person who receives the message.
• Interpreter: This crucial function involves the person trying to understand, analyze,
or perceive the message. The model highlights that interpretation is an ongoing
process throughout the entire communication, from its inception to its reception, and
the message is received based on this interpretation. In this model, each participant
acts as both an encoder, interpreter, and decoder simultaneously.
A central concept in the Osgood-Schramm model is the Shared Field of Experience. Each
participant possesses their own unique background, knowledge, and beliefs, which
significantly influence how they interpret messages. Messages are created and interpreted
based on what communicators already know and have experienced. For communication to be
successful, the message must fall within the overlap of both participants' fields of experience.
This implies that a common set of experiences is necessary for effective communication.
The model also introduces the concept of Semantic Noise, which occurs "when sender and
receiver apply different meaning to the same message". This often arises from the use of
specific words and phrases, such as technical language, which can cause a deviation from the
actual meaning of the communication. When semantic noise is present, decoding and
interpretation become difficult, hindering effective communication.
The helical shape illustrates the evolutionary aspect of communication. It suggests that a
person's communication begins at birth and continues throughout life, generally moving
forward, though past memories and impressions can also influence the present. This
perspective considers all activities in a person's life from day one up to a specific point in
time, as these activities contribute to and influence their communication sphere.
Time and Growth are crucial factors in Dance's model. The helix thread starts small at the
bottom and gradually widens as time and communication advance. This visual metaphor
represents that, initially, individuals share limited information about themselves, much like a
baby's first cries are their sole form of communication. As individuals gain more experiences
and their vocabulary expands with age, their communication becomes more complex and
open, causing the screw thread to widen. All acquired knowledge and its practical application
are linked to past experiences, which are integrated into an individual's ongoing
communication. The model posits that communication is a continuous and typically non-
repetitive process that constantly expands, with every activity influencing its evolution.
Communication errors, for instance, often serve as learning experiences, indicating what
needs to be changed for more effective future communication.
A key innovation of Schramm's model, distinguishing it from earlier linear models, is the
explicit inclusion of Feedback. Schramm views communication as a dynamic interaction
where two participants continuously exchange messages. The process does not end with the
receiver; instead, the receiver becomes a sender, formulating a new message (feedback) and
conveying it back to the original sender, making communication an endless process of
decoding, interpreting, and encoding responses. Feedback is crucial for confirming message
receipt and mitigating the influence of noise or errors. Schramm also identified a form of
feedback where the sender pays attention to their own message (e.g., reviewing a written
letter).
Schramm outlined four conditions necessary for communication to achieve its intended effect
:
Communication can fail due to external noise, errors in encoding or decoding, or if the
original information is faulty. Schramm's model, unlike the Shannon-Weaver model, focuses
more on the behaviour of senders and receivers rather than a detailed technical discussion of
the channel and noise.
A diagram of Schramm's model would illustrate a circular flow, emphasizing interaction and
shared understanding. It would feature two main circles, representing the Source and the
Destination (Receiver). Each circle would contain a smaller, internal circle labeled "Field of
Experience," with the two "Field of Experience" circles overlapping in the center. Arrows
would show the flow: Source -> Encoding -> Message -> Channel -> Decoding ->
Destination. A prominent Feedback Loop would connect the Destination back to the Source,
indicating continuous interaction. The overlapping area of the "Field of Experience" circles
would represent the common ground necessary for successful communication, visually
demonstrating that communication occurs only when there is shared understanding within
these fields. This visual structure highlights the dynamic, reciprocal nature of communication
and the importance of shared context.
This is the simplest model, often used to describe how communication works in
environments like radio broadcasts or public speeches, where one person sends a message
and the other just receives it.
How it works:
The sender encodes a message, sends it through a channel (e.g., sound waves, text, airwaves),
and the receiver decodes it.
Example:
A teacher gives a lecture to students who simply listen.
Or a politician delivers a televised address.
Limitations:
• No feedback
• Doesn’t reflect real conversation dynamics
• Assumes the message is received exactly as intended (which often isn’t true)
These models describe a one-way flow of information, from a sender to a receiver, without
an explicit feedback loop. The audience is considered passive.
This type of model improves on the linear one by adding feedback, acknowledging that
receivers are not passive. They respond, creating a more two-way interaction.
How it works:
Example:
An email exchange where you respond after thinking about someone’s message.
Or a Q&A session after a presentation.
Interactive Communication
This type of model improves upon linear models by including a feedback loop, suggesting
that communication is a two-way process. However, it still often depicts participants as either
a sender or a receiver at any given time.
This is the most complete and realistic model. It views communication as a dynamic,
ongoing process where both people are senders and receivers at the same time.
Key ideas:
Example:
A face-to-face conversation where you’re nodding, making eye contact, and adjusting your
tone in real time—all while listening and responding.
Transactional Communication
A central tenet is the cultural transmission of knowledge. Language serves as the primary
vehicle through which cultural knowledge, values, and practices are passed down across
generations. This transmission occurs through both formal instruction and informal
interactions, shaping individuals' understanding of the world and their place within it.
Language is not merely a tool for communication; it is a powerful tool for
Vygotsky differentiated between three forms of language, highlighting their progression from
social to internalized thought :
• Social Speech: The initial form of language, serving as the primary means for
children to engage with others, establish shared meanings, and participate in cultural
activities.
• Private Speech: Overt and audible speech directed to the self, serving an intellectual
function. Vygotsky considered this as the transition point between social and inner
speech, where language and thought unite to form verbal thinking. It acts as a tool for
children to plan activities and strategies, aiding their development and self-regulation
of behaviour.
• Inner Speech: Private speech transforms into silent inner speech, a silent, internal
language of thought used to reason, plan, and regulate behaviour. This capacity for
silent thought is not innate but a developmental achievement emerging from our
social world, where early experiences with language and dialogue shape internal
thought processes.
Beyond individual development, communication is intricately linked to social order and the
broader structure of society. Golding and Murdock (1978) argue that mass communication
research requires a "theory of society" to generate guiding propositions. They critique the
theoretical immaturity of early mass communication studies, noting a "neglect of theory" and
an "aimless refinement of research methods" at the expense of conceptual clarity. Early
research, often driven by pragmatic intentions like charting commercial radio audiences or
wartime propaganda, focused on manipulation and effects, favoring quantitative techniques
over broader theoretical elucidation.
Despite these criticisms, Golding and Murdock contend that mass communication research
implicitly operated with underlying perspectives. The Theory of Mass Society viewed social
structure as an "amorphous mass" susceptible to elite manipulation through modern media,
leading to research on propaganda and persuasion. In contrast,
Cultural Studies Approach focuses on the general relations between social order and
symbolic forms, situating media within a broader cultural context. However, it faced criticism
for its methodology, particularly semiotic analysis, which sometimes offered an "asymmetric
analysis" with elaborate anatomy of symbolic forms but schematic accounts of social
processes, underscoring the need for direct analysis of social contexts.
Golding and Murdock propose a framework that recognizes the "radically, though variably,
inegalitarian" nature of social relations in modern societies. This framework focuses on the
sources of social dissent and political struggle, acknowledging that communication systems
are sites of both challenge and incorporation. This proposed framework aims to ground
research more solidly in general social theory, providing a coherent basis for a
comprehensive social analysis of mass communications systems.
This extensive discussion demonstrates that communication is not merely a tool within
society but a fundamental process that constitutes society and shapes individuals within it.
This includes how language structures thought and how media systems reflect and reinforce
power dynamics. The interplay between communication and socialization is a continuous,
reciprocal process, where societal structures influence communication patterns, and these
patterns, in turn, shape individual development and the very fabric of social order.
Agents of Socialization:
• Family: The primary agent, where foundational social skills and values are learned.
• School/Education: Plays a crucial role in formal socialization, teaching academic
skills, societal norms, and fostering interaction with diverse peers (EBSCO Research
Starters; Vikas The Concept School).
• Peer Groups: Provide opportunities for developing social skills, negotiating
relationships, and exploring identities outside of adult supervision.
• Mass Media: Shapes perceptions, influences attitudes, and transmits cultural values
and norms through various forms (e.g., news, entertainment).
• Religion: Instills moral values, ethical frameworks, and community identity.
• Workplace: Socializes individuals into professional norms, hierarchies, and specific
communicative practices
Types of Socialization:
Conclusions
In sum, the study of communication is not merely an academic exercise but a vital endeavor
for comprehending the intricate fabric of human experience. As societies continue to evolve
and become increasingly mediated, a nuanced understanding of communication's concepts,
processes, history, forms, levels, and models remains paramount for fostering effective
interactions, navigating complex social landscapes, and shaping a more connected and
comprehensible world.
Reference:
• Baran, S. J., & Davis, D. K. (2009). Mass communication theory: Foundations, ferment,
and future (5th ed.). Wadsworth.
• McQuail, D. (2005). McQuail’s mass communication theory (5th ed.). Sage Publications.
• Oxford University Press. (2004). Oxford advanced learner’s dictionary of current English
(6th ed.). Oxford University Press.
• Pearce, W. B., & Cronen, V. E. (1980). Communication, action, and meaning: The
creation of social realities. Praeger.