Reduction of Numerical Model in Some Geotechnical Problems: Artur Góral, Marek Lefik, Marek Wojciechowski
Reduction of Numerical Model in Some Geotechnical Problems: Artur Góral, Marek Lefik, Marek Wojciechowski
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334 Artur Góral, Marek Lefik, Marek Wojciechowski
parameters are basing on arbitrary assumptions, like for indicated as ANN-1. The inverse network ANN_2-1 is trained
example the depth of the soil’s active layer, and thus are by presenting the sets of values of the displacement in the
always disputable or uncertain. The same can be stated observation points obtained as a solution of the reduced
for the two-parameters model of Pasternak [22, 29, 30]. In theory at the input of the ANN_2-1 and the trial parameters
this model also the second parameter can be interpreted of the reduced model are elements of its output. This will
in two different manners: as a stiffness of a membrane- be explained in detail in Section 3.3.
like interface or Kirchhoff stiffness of the subgrade. The ANNs have been used in geotechnics for a long time.
situation becomes more difficult if the strength of the Most often, they are a tool for modeling constitutive
springs must be accounted for, like for piles or retaining relationships. The pioneering article here is the work
walls. In this last case, we need the surrogate of two [19], in which a classical neural network simulates the
Rankine’s coefficients and the Jaki’s type-parameter [35]. constitutive properties of a stratified soil medium based
Each of these parameters results from individual analysis on tests with the falling weight deflectometer (FWD)
requiring various “a priori” assumptions. In the complex dynamic test. A review of constitutive relationship
soil condition this reasoning requires a lot of engineering modeling strategies is a very interesting issue, but it is
intuition. A significant number of works are devoted to not related to the topic of this article. It seems that the
this issue. Recommendations regarding the values of formulation of the reduced model was not the subject of
these parameters can be found in each of the articles cited ANN application. If it is assumed that the homogenized
so far, some of which are devoted exclusively to this topic homogeneous medium is a model reduced in relation to
[14, 20, 21, 22, 23, 24, 25]. Winkler stiffness calculators the nonhomogeneous model, then the work [37] should
have been developed in programs used for engineering be mentioned, but there the classical neural network
calculations. The various hypotheses adopted in the serves only as a surrogate for the calculation of the
cited analyses regarding the physical nature of the soil effective modules of the homogenized medium performed
response, the depth to which the calculations are carried classically with the use of FEM. This network is trained
out, qualitative assumptions about the interaction of the in such a way that the periodicity cell described with the
soil with the structure lead to different estimates of the necessary number of parameters is assigned effective
physical parameters of traditional models (which can be modulus of elasticity. It seems that the concept of using
easily seen by analyzing any engineering problem). a complex neural network to evaluate the parameters of a
The subject of this article is to find the dependence of reduced model is a novelty.
the parameters of the reduced model on the parameters Even though the work deals with issues related to
of the full model in an automatic manner, via a numerical soil–structure interaction, we are convinced that the
procedure. First, we formalize the equivalence problem of general scheme of conduct may be useful in constructing
two different models, the initial (model of reference) and simplified models in a more general context. This
the reduced one. The algorithm of the procedure leading procedure seems to be novel and applicable in many
to the definition of the equivalent model will be described domains of engineering.
in turn. To obtain the equivalent properties of the reduced
model, the numerical tool involving a superposition of
two artificial neural networks (ANN) is developed. The
first neural network, called ANN_1, approximates a direct
2 Equivalence of the complex
solution of the model of reference. Here, the input will model (model of reference) and the
be soil and structure characteristics and mechanistic
properties of the materials. The output will contain some
reduced one
selected elements of solution of the reference problems
The main difficulty in the definition of the reduced
(e.g. beam deflection or pile settlement). The second
model is finding values of the parameters required by
neural network in this superposition, namely ANN_2-1,
the reduced theory. The values of these parameters are
approximates a solution of inverse problem related to the
obviously functions of the engineering properties of the
reduced model. This network is inverse with respect to the
soil and structure, and are given by algebraic formulas
ANN_2 - the network approximating the direct solution
only for elementary cases.
of the reduced problem. Please note, that the symbol
Under the term “initial model” or “reference model”
denoting the inverse function has been adopted here: if
we will understand a complex, realistic description of soil
the network ANN approximates the function f, then the
and the structure interaction, formulated originally in the
network that approximates the function inverse to f is
Reduction of Numerical Model in Some Geotechnical Problems 335
form of a boundary value problem (BVP). Engineering this deflections fully characterize the pavement and the
approximations of the solutions of this BVP (with rare (possibly layered) subgrade, so the mechanical properties
exceptions) can only be efficiently obtained by discretizing of them can be computed by back analysis. More about
it, using the finite elements, the finite difference, or the this method can be found in [7, 21, 24, 28]. All sets of
discrete element method. We limit ourselves to the case, observation points in this article coincide with the ones
when the reference model is always FEM discretization from FWD test.
built for the analyzed engineering problem. Therefore, The equivalence criterion assures that a complex,
the reduced model parameters will be selected to imitate realistic behavior of the soil is taken into account in the
the FEM results. In this article, a Coulomb–Mohr model frame of the reduced model.
implemented by FEM is assumed to serve as a constitutive
model of soils. However, other constitutive models are also
possible to be applicable within the proposed framework.
The typical set of parameters (pCM1,…, pCMn) appearing
3 Scheme of the procedure
in the Coulomb–Mohr reference model of a layered soil
would consist of 5 elements by layer: 3.1 Approximator of direct problems
Minimization
of the
difference
Figure 1: Scheme of the approximation of known learning output data (targets) by the transformation of the input signal on input layer
by trained ANN. Segments between nodes are symbolic representations of weights (multipliers) that modify the nodal activities before
attributing it to the next node.
adjusted by the number of layers and number of nodes Both solutions are classical, direct solution of the BVP.
in the layers that results with a set of approximation’s In what follows, we will need a so-called inverse solution
parameters (weights and biases of the ANN), sufficiently of the reduced model.
rich. Detailed description of construction and operation
of ANN have already been published in many textbooks or
monographs [8, 9, 10, 13] and articles [14, 15, 16]. We refer 3.2 Approximator of inverse problem
to any of the above-listed manuals for details concerning
the ANN. The process of determining the parameters appearing
In Figure 2, the approximation by ANN_1 of the FE in the “direct” problem through the interpretation of
solution for the initial model and the approximation by measurement data obtained as a result of the conducted
ANN_2 of the direct solution for the reduced model are physical experiment in the real world, consists of
shown in parallel. the formulation and solution of the inverse problem.
The training scheme of these networks is shown Unknowns of the inverse problem are the parameters
in the example: the reference model is a two-layer soil occurring in the direct problem and should be selected so
characterized by Young’s modulus and Poisson’s ratio that the solution obtained then is the closest one to the
with indices denoting the layer’s number, and EJ – the given, observed values. In our case we need the values
stiffness of the beam resting on this substrate (Figure of the parameters of the reduced model, such that for
2.a.). The trial values of these parameters are directed to the given displacements in the observation points, the
the network input. The activation values of the network’s direct solution is the closest to them. The minimum of
output neurons are interpreted as the deflection values the distance is understood in terms of the sum of squared
at the observation points. The network is trained using deviations from the given data in observation points.
the deflection values at these points obtained by FEM For any given direct problem (any typical BVP), there
calculations. The scheme of training a network ANN_2 are various inverse problems, the mathematical nature
that approximates the direct solution of the reduced of which is different than that of the direct one. In our
model is presented in Figure 2.b. In this case, the three previous articles [15, 16], we described an application of
parameters of the model are the Winkler’s ground ANN for the solution of inverse problem.
stiffness, the beam stiffness, and the ground parameter It is to note, that in the algorithm we propose to
related to the Pasternak model. Output neurons have the construct the final, superposed neural network ANN_3
same interpretation as in Figure 2.a. (defined later in Section 3.3) we execute at once two
Reduction of Numerical Model in Some Geotechnical Problems 337
a.
h1 ,
E1, y1
y1
ν1, Hidden y2
layers of y2 kW
h2 , y3 Hidden
ANN_1 y3 layers of EJ
E2, …
…
ANN_2(-1) G
ν2, y9
y9
EJ
Figure 4: The complex ANN_1@(ANN_2-1) acts as a formula that assigns the parameters of the reduced model to the realistic parametric
descriptions of the problem that is used for its FE solution.
The application of complex network ANN_3 consists in Figure 5 shows a diagram of the considered models.
introducing parameters of the initial, exact model of the The concept of model corresponds to the finite concrete
problem at the network input. Then the parameters of pavement on subgrade. Model A subgrade is represented by
the reduced problem will be calculated at the networks one layer of natural soil. Model B subgrade is represented
output. by two layers of natural soil; each differ where thickness
Reduction of Numerical Model in Some Geotechnical Problems 339
ls
load
8 x dL reading points
x
(W0) Slab
y
l
ls
load
8 x dL reading points 3 x dL
x
(W0) Slab
y l
Figure 5: Diagram of the considered layered pavement models. From top: model A; model B, C.
of upper layer of natural soil change in a given range. depth where the effective stresses due to external loading
Model C subgrade is represented from top: by a layer of are less than 20% of the effective primary stresses due to
stabilized soil (soil–cement mixture) and natural soil. the soil’s own weight σy. The horizontal dimension of top
Model A will be associated with the Winkler model of the slab layer is ls=4 m. This condition ensures proper decay
plate. Model B and C will be associated with the Pasternak of deflection along the horizontal direction of subgrade.
model of soil, respectively. The extract of data for the As boundary condition horizontal displacements are
models are summarized in Table 1. Owing to the symmetry blocked in the axis of symmetry and on the right edge of
of the pavement model, only half of the geometry model the model. At the bottom of the model, a full displacement
was considered. Dimensions of the analyzed area of lock is used. A static constant load is on the top surface
subgrade are l=8 m in horizontal direction and h depends with width of 15 cm and value of 700 kPa. The value and
on the model. The last layer of natural soil across models range of the load corresponds to the static vertical contact
represents the last layer in elastic half-space theory and stresses apparent under the load plate of FWD vehicle.
meets it requirements. This dimension ensures decay of In engineering practice, the dynamic load from a falling
general stresses according to Eurocode 7 guidelines, for mass is commonly replaced with an evenly distributed,
example, recommends that integration be carried out to a equivalent static load [25]. Its realistic nonlinear course
340 Artur Góral, Marek Lefik, Marek Wojciechowski
Table 1: Summary of data for the applied model of the layered pavement.
leads to dynamic analysis, which is very interesting, to 15 cm at the bottom surface. The FEM model and the
but is beyond the scope of this article. Such an analysis calculations described below were performed using the
was presented in a conference keynote presentation [17]. fempy software [36].
Standard surface quality testing using FWD test is only For the models defined above, total 150 sets of data
inspiration. FWD device is used to apply a dynamic load were randomly generated. Total thickness hj for concrete
to the road, which simulates the pressure from the vehicle slab or subgrade layer and deformation modules EJ
tire. Pavement deflection is measured using geophones. for subgrade layers each time were random and it was
However, in this example, only the number and type of assumed all other parameters of the task as invariant.
measurement data and their distance from the point The sampling was carried out using the Latin hypercube
where the load is applied will be taken from the real FWD sampling (LHS) method. It is a statistical method of
test. generating samples with a multivariate distribution [13]. It
Figure 6 shows the finite element mesh adopted for ensures that the random set of samples is representative for
the analyzed boundary problem. Six-node triangular the given ranges of parameter variability (while the usual
elements were used. Edge size of equilateral triangle is random sampling is just a collection of random numbers
5 cm at the top surface of the model, evenly increased with no guarantees whatsoever). Then, calculations
Reduction of Numerical Model in Some Geotechnical Problems 341
Figure 7: Deflections of the pavement for the selected sets of stiffnesses. From left: model A, model B. Deflections between (from 2.4 to 4.0) [m]
are not recorded.
E, ν, h x
y(x)
kw
0,000
0 0,3 0,6 0,9 1,2 1,5 1,8 2,1 2,4
-0,002
uy [m]
-0,004
-0,006
-0,008
-0,010
pavement alog x-axis [m]
Figure 11: Trial deflections computed in the frame of the reduced model.
4.1.4 Artificial Neural Networks that approximate the model is also excellent. Thus, the necessary condition for
inverse relation for reduced model constructing the complex neural network ANN_3 (1) are
fulfilled.
According to (3), the network ANN_2-1 has 9 input and 2
output neurons. The output parameters of pavement
mechanical properties are W0 for slab layer and k (Winkler 4.1.5 Quality of the solution
modulus) for subgrade layer. The network architecture
consists of five neurons in one hidden layer. Network In this section, the ANN1 net was verified with three
training was carried out on 125 sets of training data, the samples of input parameters. The output results will be
remaining 25 were used for network testing. used for ANN_2-1 net verification. Figure 14 shows testing
Figures 12 and 13 show the results of the pattern fits of the complex network.
and deflections determined by the trained ANN_2-1 for all It is seen from the Figure 14 that the deflections of the
150 samples. plate for reduced model and the reference model coincide.
As in the reference model (for direct dependence of
the displacements on the soil’s parameters), the quality of
the approximation of the inverse problem for the reduced 4.2 Identification of two parameters of
Pasternak model of soil–structure interaction
Quality of solution
0
-0,0005 0 0,3 0,6 0,9 1,2 1,5 1,8 2,1 2,4
-0,001
-0,0015
uy [m]
-0,002 ANN1_s1
ANN1_s2
-0,0025
ANN1_s3
-0,003
ANN2^(-1)_net_verif_s1
-0,0035
ANN2^(-1)_net_verif_s2
-0,004
pavement alog x-axis [m] ANN2^(-1)_net_verif_s3
Figure 14: Reference (target) and ANN_3 identified (net_approx.) deflections of the pavement for three random test cases.
Reduction of Numerical Model in Some Geotechnical Problems 345
8 x dL 3 x dL
E, ν, h x
G
elastic shear layer
w(x)
kw
Figure 15: Idealization of the interaction of the pavement and soil, the positive direction of the axis and load as well as the assumed material
parameters are marked. A detailed description of this scheme—in the text of the article.
40000
35000
E [MPa]
30000
25000
20000
0 20 40 60 80 100
sample number
100000
80000
60000
kw [kN/m]
40000
20000
0
0 20 40 60 80 100
sample number
60000
40000
20000
0
0 20 40 60 80 100
sample number
Figure 16: Comparison of the results of the network calculations with the known values of the material parameters of the Pasternak model:
in Fig. 16.a, it is the Young’s modulus of the stiffness of the E beam; in Figure 16.b it is the Winkler stiffness of the ground kW; in Figure 16.c
it is Pasternak’s constant G. These are the result of calculations in the reminder mode for a trained network with the structure of ANN_953,
for 100 datasets, nine deflections each.
Reduction of Numerical Model in Some Geotechnical Problems 347
The adopted designations are defined as follows: 4.3 Possible applications and limitations
of the proposed method of formulation of
1 1 1 1 1 1 k k4W kW reduced models
α = α =α4λ=2 4+λG24+
/λEJ
2
β = β =β4=λ 2 4−λG42 λ−/ 2G
G+/GEJ/ EJ / EJλ = λ4 =λW4=
− /GEJ
EJ (7) (7) (7) (7)
2 2 2 2 2 2 4 EJ4 EJ4 EJ The aim of this work is to present the method of determining
the parameters of the reduced model rather than to
Two sets of 150 pairs (3) were generated for random present spectacular engineering applications. Therefore,
values of all three parameters of the Pasternak model. The the presented examples have the value of illustrating
sampling ranges of the parameter values are as follows: the proposed procedure. However, they illustrate three
E in the range from 20 000 to 45000 MPa, kW in the range important elements of this procedure. Its success depends
from 20 000 to 110 000 kPa. on the ability of the ANN_1 network to synthetically
replace the FEM solution at several representative points,
on the possibility of well-trained ANN_2-1 inverse network.
4.2.3 Artificial Neural Networks that approximate the The third, most important advantage of this procedure is
inverse relation for reduced model (the Pasternak one) the fact that it takes into account a very wide context of
real ground conditions to determine the parameters of
In this section, we discuss the training results of the the reduced model. The examples show that the ANN_1
network ANN_2-1—the second part of the complex network is a very good surrogate for the FEN solution in
network ANN_3 (3). For a three-layer network with nine the scope we need. It was also shown that the ANN_2-1
input neurons (for nine values of measured deflections), inverse network can be trained very well. In order to create
five neurons in the hidden layer and three output the ANN_3 network, which generates the constitutive
neurons, very good training results were obtained for all parameters of the reduced model as an output, it should
three parameters of the reduced model. The value of the be trained for a situation in which the FEM model is
correlation coefficient of the training set with the network described by a large number of parameters describing, for
response was at the level of 0.997, while the mean square example, a system of layers not parallel to the surface. This
error of the calculated parameter values was of the order was not done in this article, but we are sure that ANN_1,
of 0.02. The network was not optimized; however, it seems even for an input composed of a large number of neurons,
that the adopted ANN variant is very simple. You can is a good approximation of the “straight” FEM solution at
certainly limit the number of neurons in the input layer. selected points [37]. The biggest limitation of the method
Nothing is lost in the precision of the approximation with is the ability to precisely train the inverse network. The
six input neurons with the values of the first six measured inverse relationship is often not a one-to-one function and
deflections. Discussion regarding the necessary minimum problems may arise with effective training of the network.
number of experimental deflection data is omitted here. We are convinced, however, that in a situation where a
Figures 16.a, 16.b, and 16.c show a comparison of the properly constructed reduced model is described with few
network calculation results with the known values of parameters and each of these parameters characterizes
material parameters E, G, and kW. These comparisons are a different aspect of the soil–structure interaction—the
done in the recall mode for new, 200 verification datasets. inverse network will always be a good approximator of the
None of these sequences were used during training. Only inverse relationship.
100 such comparisons are presented, for the sake of In the light of what was written above, the excellent
clarity. agreement of the FEM solution with the approximate
solution obtained using the reduced model was obtained
only in a simple case built to illustrate the presented
4.2.4 Quality of the reduced model method. We are well aware of the fact that in the case
of the subgrade under the slab, a model with variable
It should be stated that the obtained ANNs: ANN_1 and Winkler stiffness should be adopted [20, 35]. We are
ANN_2-1 are very accurate approximation of the direct convinced that also much more difficult and important
and inverse relation, i.e. the dependence of the model problems can be solved using the developed method. For
parameters on the parameters of the reference model. The example, pile-bearing capacity calculation methods that
parameters of Pasternak’s model can therefore be easily require the use of transfer functions describing pile–soil
calculated via ANN_3, without resorting to speculative interactions are, in our understanding, reduced models.
theoretical formulas. The parameters of the transfer functions depend on the
348 Artur Góral, Marek Lefik, Marek Wojciechowski
5 Conclusions
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