Reliability of Methods For Determination of Stress History Parameters in Soils
Reliability of Methods For Determination of Stress History Parameters in Soils
Open Access. © 2023 Małgorzata Wdowska, Mirosław J. Lipiński, published by Sciendo. This work is licensed under the Creative
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Reliability of Methods for Determination of Stress History Parameters in Soils 351
accurate determination of stress history parameters is Figure 2: Common approach to determine preconsolidation stress of
one of the most important tasks in engineering geology or soil on the basis of oedometer test.
geotechnical engineering issues.
In areas of Poland that experienced a few glaciations,
majority of soil were overloaded with ice sheet. Reliable The concept of yield stress determination visualized
knowledge of this period could have been a premise to in Fig. 2 was proposed by Casagrande in 1936. Originally,
evaluate stress history parameters. Unfortunately, up-to-date he named it preconsolidation load. Since that time the
research of geologists is focused on evaluation of the extent name of this parameter changed. At the beginning (and
of glaciations (Marks, 2005). There is no reliable quantitative later up to the 1980s) it was referred to as preconsolidation
information concerning the map of thickness of ice sheet in pressure, often marked with symbol σʹp. Later, in order to
areas of Poland. Therefore, data concerning stress history of distinguish between vertical and horizontal components,
soil must be collected in another, indirect way. engineers started to use the term preconsolidation stress.
As mentioned, granular materials are capable of To make the difference between preconsolidation stress σʹp
memorizing the biggest load ever experienced. This is due caused by simple preloading and stress history acquired
to the elastoplastic nature of stress–strain characteristic. not only mechanically but also by other mechanisms (e.g.
Elastic strain is recoverable but plastic is not. Range desiccation, cementation, and creep), Burland (1990)
of elastic strain in soil is very small, especially with proposed the term yield stress marked with symbol σʹY,
regard to soft soils. Therefore, an achievement of plastic which is commonly accepted. Previously, Casagrande
strain during the first loading leaves a trace in the form proposed yield stress to be a criterion to distinguish
of yielding on the stress–strain curve. Such a test can be between normally consolidated (NC; first time loaded)
carried out in the laboratory using oedometer apparatus. and overconsolidated (OC; already acquired loading–
Oedometer ring confines soil sample, so with respect to unloading cycle) soils. It is just a commonly accepted
strain state the test is one-dimensional. For this reason, nomenclature that the soil is normally consolidated when
it is convenient to present stress–strain characteristic in the yield stress σʹY just equals the existing effective vertical
the form of compressibility curve where axis of strain is overburden pressure σ’V0 (i.e. σʹY = σ’V0). If one considers
represented by void ratio and vertical effective stress is in the soil in which yield stress is greater than the existing
log scale. Example of such a chart is shown in Fig. 2. At the overburden effective stress (that is, σʹY > σ’V0), then we
point that corresponds to the largest stress experienced say the soil is overconsolidated (or preconsolidated).
by tested soil in the field, there is a breakdown observed. Having these two values of stress the overconsolidation
When stress applied in the laboratory exceeds the highest ratio (OCR) (or yield stress ratio YSR) is defined, as the
stress that the soil acquired in situ, then compressibility ratio of the yield stress to the existing vertical effective
of soil increases. overburden stress. Thus, in order to describe stress history
352 Małgorzata Wdowska, Mirosław J. Lipiński
in soil, usually both values are used: yield stress σʹY and,
resulting from it, OCR (YSR). virgin compression curve
Void ratio e
This article presents a critical review of the common
approach for determination of stress history in cohesive horizontal line
soils. Evolution of view on factors affecting the value of
A bisect line
yield stress is presented. Weak points of assumption of the α
α
general method are indicated and exemplified by various
test results. Constraints of standard methods are depicted. tangent
Some alternative approaches for determination of yield line
stress are presented. Comparison of the effectiveness of
various approaches is shown with the use of material
sampled from deep subsoil.
Figure 4: Examples of methods for determination of preconsolidation stress: a) Sällfors (1975), b) Tavenas (1979), and c) Janbu (1969).
strain (CRS). Since it is strain-controlled method, a test the case of the first group, it is convenient to assume
is relatively fast and is intended for soft soils. Another (for simplicity) that horizontally layered deposits are
method shown in Fig. 4 was proposed by Janbu (1969). considered. In such case, one can focus on the actual
It represents direct methods, and it is also intended causes of preconsolidation. The first one is associated
for soft soils. In this method, the scale of effective with a nature of the phenomenon i.e. acquired stress
vertical stress axis is linear and yield stress corresponds history caused by vertical preloading existing in the past
to irregularity of curvature on the compressibility curve overburden (e.g. glacier). In the case of the latter, reliable
and apparent dropdown in distribution of constrained knowledge concerning the thickness of ice sheet would be
modulus is shown against vertical effective stress. The very useful, but this kind of data is usually not available
third method shown in Fig. 4 is the Tavenas method in in geological text books or articles. The second factor
which strain energy is represented along the vertical contributing to the actual value of yield stress are all
axis. In the case of all methods presented in Tab. 1, with postdiagenesis processes, which can considerably change
emphasis put on graphical ones, the kernel part is to find the compressibility characteristic of soil. Characterization
the point of maximum curvature of compressibility line. of major mechanisms that determine the actual stress
This issue will be addressed in the following paragraphs. history profile was given by Jamiolkowski et al. (1985). The
essence of these information is presented in Tab. 2.
From the results shown in the table, a value
Table 2: Characterization of mechanisms contributing to distribution of yield stress in a soil profile (on the basis on Jamiolkowski et al. (1985)).
A) Mechanical One-Dimensional 1) Changes in total vertical stress (overburden, glaciers, etc.) Uniform with constant
2) Changes in pore pressure (water table, seepage conditions, etc.) s’p-s’v0 (except with seepage)
C) Drained Creep (Aging) 1) Long-term secondary compression Uniform with constant s’p/s’v0
1 tydzień
∆σv = 1
σ'v 20
∆σv > 1 30
σ'v
Figure 5. Influence of a test procedure on determination of value of preconsolidation stress (a-Das, 1983, b-Crawford, 1964).
semantic order in nomenclature. Burland (1990) proposed doubled. If load increment ratio (LIR) is less than 1, thus
that the term “preconsolidation pressure” should be used obtained compressibility curves move to the right side,
for situations in which the magnitude of overburden might which results in bigger value of determined yield stress.
be established by geological means. Similarly the term When LIR is bigger than 1, the time required to do the test
“overconsolidation ratio” (OCR) should be reserved for is smaller, compressibility curve moves to the left, thus
describing a known stress history. In the case of natural yield stress is underestimated.
soils, where cumulative effect of mechanical preloading The second aspect regarding loading refers to the
and other postdepositional phenomena is unknown, the duration of each loading step (Fig. 5b, Crawford 1964).
relevant term for stress corresponding to breakdown in The reference time of loading corresponds to the end
the stress–strain curve is yield stress σ’Y. In this case, OCR of primary (EOP) consolidation. Depending on the
should be substituted by YSR (yield stress ratio) (Burland, permeability of tested cohesive soil, it can be from several
1990, Boone, 2010, Grønbech et. al, 2015, Kootahi and minutes to couple of days. For this reason, in many
Mayne, 2018). laboratories, standard time for each loading is 24 hours
The second group of factors affecting the determined (one day). In general, the longer the duration of loading,
value of yield stress are of epistemic nature. The most the smaller the value of determined yield stress. So, it can
important of them refer to test procedure. As an example, be summarized, that loading conditions can significantly
two aspects regarding incremental loading during change a determined value of yield stress.
oedometer test can be recalled here. They are illustrated Besides the procedure of loading conditions, there is
in Fig. 5. The first one (Fig. 5a, Das 1983) refers to load another issue that considerably diminish the reliability of
increment ratio ΔP/P. In standard procedure this value is determined value of σ’Y. It refers to sample disturbance.
equal to unity, which means that in each stage a load is This phenomenon is inevitable during sampling procedure
Reliability of Methods for Determination of Stress History Parameters in Soils 355
1000
Casagrande (1936)
900
Tavenas et al. (1979)
800
preconsolidation pressure σ'Y, kPa
600
500
400
300
200
100
0
IL= 0.23 IL= 0.28 IL= 0.19 IL= 0.1 IL= -0.18
1
σ'Y ? stress. If it is so, in a simple case as mechanical preloading
mechanism, it is probably less efficient in the case of soil
0.8 with unknown stress history where tests are carried out on
undisturbed material. Analogous charts to these shown in
void ratio e, -
0.6
Fig. 9 presenting compressibility curves for reconstituted
0.4
materials are shown in Fig. 10 for undisturbed samples.
0.2 Both characteristics, for low (Fig. 10a) and high (Fig.
10b) plasticity clays are very obscure with respect to
0
0 200 400 600 800 1000
searching the point of maximum curvature. In both cases,
compressibility curves are less “susceptible” to successful
σ', linear scale
interpretation than in the case of characteristic shown in
Fig. 9b. This statement can be supported by many working
1
examples of yield stress determination for low- and high-
σ'Y?
0.8 plasticity clays.
void ratio e, -
a) 0.5 b) 1.3
A Ip=10.8%, IL=0.91
0.48 A Ip=49.6%, IL=0.42
1.2
0.46
1.1
0.44 D D
void ratio e, -
void ratio e, -
0.42 B 1
0.4 0.9 B
0.38
0.8 `
0.36
0.7
0.34 C
C
0.32 0.6
0.3 0.5
10 100 1000 10000 10 100 1000 10000
vertical effective stress σ'v, kPa vertical effective stress σ'v, kPa
Figure 9: Compressibility curves for reconstituted samples: a) low-plasticity clay, b) high-plasticity clay.
a) 0.45 b) 0.9
Ip=10.8%, IL=0.28 Ip=40.1%, IL=-0.18
0.85
0.4
0.8
void ratio e, -
void ratio e, -
0.35 0.75
0.7
0.3 0.65
0.6
0.25
0.55
0.2 0.5
10 100 1000 10000 10 100 1000 10000
vertical effective stress σ'v, kPa vertical effective stress σ'v, kPa
Figure 10: Compressibility curves for undisturbed samples: a) low-plasticity clay, b) high-plasticity clay.
Figure 11: Examples of determination of preconsolidation stress on reconstituted material of low (a) and high (b) plasticity clays (Wdowska,
2010).
358 Małgorzata Wdowska, Mirosław J. Lipiński
′0.420
𝜎𝜎𝜎𝜎𝑝𝑝𝑝𝑝′ = 0.101 ∙ 𝜎𝜎𝜎𝜎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎
0.102 0.478
∙ 𝐺𝐺𝐺𝐺𝑎𝑎𝑎𝑎 𝑎𝑎𝑎𝑎𝑚𝑚𝑚𝑚 ∙ 𝜎𝜎𝜎𝜎𝑣𝑣𝑣𝑣0
5 Alternative approaches to (1)
determination of yield stress σʹY where σʹV and σʹatm are respectively vertical effective stress
(in MPa) and atmospheric (reference) pressure.
The first step in looking for a different approach than It should be emphasized that the above formula was
the standard one based on division between recoverable set on the basis of data collected for wide range of soils i.e.
and irrecoverable strains might refer to the concept of sands, silts, and clays.
mechanical preconsolidation. Since preconsolidation Another approach, which is seemingly very much
stress is defined as the biggest stress experienced by soil alike the one based on initial stiffness, uses unloading–
at given depth, it is conceivable that if a soil sample is reloading deformation modulus Eur with the resulting
loaded to stress considerably higher than predicted value formula in the following form (Józsa, 2016):
of σʹp, then compressibility line will be much alike the
′0.059
compressibility curve for reconstituted material. It might 𝜎𝜎𝜎𝜎𝑝𝑝𝑝𝑝′ = 0.325 ∙ 𝜎𝜎𝜎𝜎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎
0.506 0.435
∙ 𝐸𝐸𝐸𝐸𝑢𝑢𝑢𝑢𝑢𝑢𝑢𝑢 ∙ 𝜎𝜎𝜎𝜎𝑣𝑣𝑣𝑣0 (2)
be that for some reasons (e.g. due to a sample disturbance)
the two characteristics will not be collinear. In such a In spite of the fact that Eur is as G0 (in MPa), also a measure
case, we can assume that at the point on vertical effective of stiffness, it should be emphasized that both moduli refer
stress where they become parallel, both compressibility to different strain range. The process of unloading and
characteristics are intrinsic ones and thus determine reloading has nothing in common with initial state (very
preconsolidation stress. Example of such comparison of initial part of the first loading). This poses a question if
compressibility characteristics for medium-plasticity clay stiffness at second cycle of loading can characterize state
(Ip = 26%) and with liquidity indices, respectively IL = -0.01 prior the first loading. On the other hand, existence of
and IL = 0.61, is shown in Fig. 12. This approach is associated empirical relation between Eur and E50 justify this proposal
with some difficulties among which the most important to some degree; however, it can’t be treated as an approach
seems to refer to the selection of criterion, which could be derived on the basis of initial stiffness.
accepted for sufficient alignment of two compressibility Another possibility of the derivation of stress history
curves. This method can be used for data obtained on parameters is indirect method based on the comparison of
the basis of incremental loading (IL) oedometer test and normalized parameters of soil. SHANSEP method proposed
also in test carried out in consolidometer with constant by Ladd & Foot (1974) links normalized parameters of OC
rate of loading (CRL). Since two constrained moduli are soil and NC with OCR. Although SHANSEP method applies
Reliability of Methods for Determination of Stress History Parameters in Soils 359
to various kinds of parameters, it is most often used for Symbol ΔAE denotes the difference between extreme (max
undrained shear strength SU. In this case, the formula Ap and min As) value of A while ΔAEN means normalized
takes the following form: differential pore pressure parameter. Owing to the fact
that the defined parameter refers to an advanced part of
𝑂𝑂𝑂𝑂𝑂𝑂𝑂𝑂 shearing, it overcomes problems of sample disturbance to
𝑆𝑆𝑆𝑆
� ′𝑢𝑢𝑢𝑢 � a large extent.
𝜎𝜎𝜎𝜎𝑣𝑣𝑣𝑣0
𝑁𝑁𝑁𝑁𝑂𝑂𝑂𝑂 = 𝑂𝑂𝑂𝑂𝑂𝑂𝑂𝑂𝑂𝑂𝑂𝑂𝑎𝑎𝑎𝑎 (3) (3)
𝑆𝑆𝑆𝑆
� ′𝑢𝑢𝑢𝑢 �
𝜎𝜎𝜎𝜎𝑣𝑣𝑣𝑣0
strength for normally consolidated soil (OCR = 1); m - Apart from drawbacks and advantages of each method of
empirical exponent. yield stress determination, the real check of effectiveness
Such form is convenient to plot data in log–log of each approach is the coherence of stress history
axes, which gives essentially a straight line. It should parameters profile. In Fig. 13, profile of yield stress
be emphasized that SHANSEP was developed for determined by various methods is shown. From among
mechanically OC soil. The test conditions are also important the methods based on one-dimensional compression
as imposed anisotropy during consolidation prior to (oedometer) tests in which evaluation of yield stress
shearing and kind of shearing (triaxial compression, is derived from the shape of a compressibility curve,
triaxial extension, or simple shear). However, if one has Casagrande, Janbu, and Senolʼs methods were selected.
in hand the characteristics for various stress levels for OC Other methods are those that were referred to in the
and NC materials, it is possible (with certain assumption) preceded paragraph as the alternative approaches to
to determine OCR and then calculate preconsolidation determine yield stress, i.e.:
stress. In the light of previous explanation concerning – convergence of constrained NC/OC moduli,
mechanical and actual overconsolidation, the resulting • incremental loading test (IL MOC/MNC),
obtained parameters would be YSR and yield stress σ’Y. • constant rate of loading (CRL MOC/MNC),
There is another recently developed approach to yield – initial shear modulus G0,
stress determination based on data from shearing of soil – unloading–reloading deformation modulus Eur,
sample in standard triaxial test (Lipiński , Wdowska, – derivation σʹY from SHANSEP method,
2017). It rests on the tendency for dilation in OC soil. Test – dilatancy method.
procedure is based on triaxial consolidated undrained
tests. Pore pressure is measured with mid-height suction For reference, vertical component of effective stress
probe, which considerably enhances precision of resulting from gravitational forces is also shown in the
measurement. A new parameter reflecting stress history is chart. The profile down to around 70 m consist of OC (by
derived from Skempton΄s parameter A. However, it doesn’t glacier in the past) cohesive soil of various plasticity index
refer to its value Af during failure, as usually encountered IP, ranging from medium (16%) to high-plasticity (57%)
in the geotechnical literature. The proposed parameter clays. In general, tested soils are stiff or firm. Liquidity
is based on the whole pore pressure response during index for medium-plasticity materials is slightly above
shearing. Consolidation is isotropic in order to magnify zero while for high-plasticity clay is around zero or slightly
pore pressure response. The parameter is based on that negative.
part of shearing characteristics when specimen dilates; As it results from the chart, there is considerably
therefore, the actual parameter reflecting stress history scatter of data not only among methods but also within
ΔAEN is the ratio of Skempton’s pore pressure parameter A the same method. Points that delivered values smaller
change during dilation phase (Ap-As) to the change of this than geostatic stress at the same depth should certainly
parameter during prefailure stage (Ap-A0): be neglected. Even at first glance, it is quite clear from
the chart that alternative methods give higher values of
yield stress. Taking into account that the sampling area
Ap − As ∆AE
∆AEN = = (4) was subjected to Plejstocen
(4) glaciation (Mindel and Riss),
Ap − A0 Ap − A0 the higher values are more probable. Since accurate
values of preconsolidation stress is unknown, important
360 Małgorzata Wdowska, Mirosław J. Lipiński
10 CRS Moc/Mnc
IL_Casagrande
20
depth, m
Mayne
30 Józsa
OED-Casagrande
60 OED-Janbu
OED-Silva
70
Figure 13: Comparison of determined preconsolidation (yield) stress with various methods.
criterion for evaluating reliability of a given method is the preconsolidated medium plasticity soil, was proved to be
coherence of distribution of σʹY within one procedure. As of small effectiveness in soils of higher plasticity and more
it results from the chart, the best consistency of results complex stress history record. The examples supporting
is obtained for dilatancy method (Lipiński & Wdowska this hypothesis were presented in this article. The reasons
2017). One of the possible explanations for that consist in of poor quality of prediction of preconsolidation stress
the fact that this approach uses characteristics consisting have inherent and epistemic nature as well. Various
of several points and not a single point. Besides, it rests on alternative approaches to determine yield stress, which
the response of soil at various stresses at phase when soil were briefly characterized in this article, appeared to
dilates during shearing; thus, the method seems to be less deliver more reliable stress history profile than standard
sensitive to sample disturbance. methods. Especially dilatancy method, which is based on
pore pressure response during undrained shearing, gives
repeatable results and consistent stress history profile.
7 Conclusions
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