Prospective RCT Diseksi Lymph Node
Prospective RCT Diseksi Lymph Node
Surgery
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Article history: Background: The efficacy of prophylactic central compartment lymph node dissection for papillary
Accepted 29 March 2021 thyroid carcinoma remains controversial. We performed a randomized controlled trial to evaluate the
Available online xxx efficacy and safety of prophylactic central compartment lymph node dissection in patients with papillary
thyroid carcinoma.
Methods: In this parallel-group randomized controlled trial, we assessed 101 patients aged 20 to 70 years
with small/noninvasive papillary thyroid carcinoma and no clinical metastases or history of cervical
surgery/radiation exposure. Randomization ran from April 2015 to November 2017. Data were collected
between April 2015 and October 2020. Of the 101 enrolled patients, 50 underwent total thyroidectomy
(TTx group) and 51 underwent total thyroidectomy as well as prophylactic central compartment lymph
node dissection (TTxþpCND group). Surgical completeness, local recurrence, successful ablation, post-
operative complication, and papillary thyroid carcinoma upstaging were compared between the 2
groups.
Results: No patient showed structural recurrence after 46.6 ± 9.1 months of follow-up. Both groups had
similar rates of surgical completeness and successful ablation. There was no difference in the incidence of
complications. More patients were upstaged to pN1a in the TTxþpCND group compared to those in the
TTx group (P < .05).
Conclusions: Prophylactic central compartment lymph node dissection detected more lymph node me-
tastases but did not affect recurrence. The 2 groups showed similar outcomes with regard to surgical
completeness, successful ablation, and complications. In conclusion, for small/noninvasive papillary
thyroid carcinoma without clinical evidence of lymph node metastases, prophylactic central compart-
ment lymph node dissection may not be required if total thyroidectomy is planned.
© 2021 Published by Elsevier Inc.
Background
[Link]
0039-6060/© 2021 Published by Elsevier Inc.
2 J-h Ahn et al. / Surgery xxx (2021) 1e8
LNM in PTC is associated with local recurrence and increased with the largest tumor with confirmed PTC or suspicious PTC on
mortality and has been reported to be an independent risk factor preoperative biopsy. In cases where both tumors had similar
for decreased survival rate.3e5 Therefore, all guidelines recommend character and size, patients underwent bilateral pCND. All pro-
that patients with PTC cN1 undergo therapeutic cervical lymph cedures were performed by experienced endocrine surgeons in the
node dissection (tCND), as well as total thyroidectomy (TTx).1,6e8 same large-volume TC center.
In the absence of LNM (cN0) in PTC, up to 80% of the patients After confirming the pathologic results, patients were treated
were confirmed to present with micro-LNM.3 LNM is classified on with radioactive iodine (RAI) ablation, as recommended in the 2015
the basis of size as follows: (1) micro-LNM: 0.02 cm < size < 0.2 cm; ATA guidelines.6 If necessary, additional RAI ablation was imple-
(2) small LNM: 0.2 cm size < 1.0 cm; (3) intermediate-sized LNM: mented. Patients visited the outpatient clinic 2 weeks, 3 months,
1.0 cm size 3.0 cm; and (4) large LNM: size > 3.0 cm.9 Micro- and 6 months after surgery and once every year thereafter to
LNM, small LNM, small LNMs less than 5, as well as cN0 in PTC confirm thyroid function and loco-regional recurrence (LRR)
patients were reported to have a risk of recurrence of less than 5%, through the assessment of thyroglobulin (Tg), Tg antibodies, and
that is, low-risk stratification of N1 according to the 2015 American neck sonography. In addition to regular visits, patients scheduled to
Thyroid Association (ATA) guidelines.6,9 Therefore, the clinical ef- undergo RAI ablation visited the outpatient clinic according to RAI
ficacy of prophylactic central compartment lymph node dissection ablation schedules.
(pCND) for PTC cN0 patients remains controversial.2 Some studies
have reported that pCND improved disease-specific survival and Primary endpoints and secondary endpoints
local recurrence rates.10,11 However, others showed that pCND did
not improve long-term results, but rather increased complica- The primary endpoint was the rate comparison of LRR, surgical
tions.12,13 Treatment guidelines recommend that pCND should be completeness, and successful ablation between the 2 groups. LRR
considered in patients with advanced PTC (T3 or T4), clinically was defined according to the definition of response to therapy in
lateral compartment LNM, or cases requiring further information in the 2015 ATA guidelines.6 LRR was classified into 4 types according
order for a treatment plan to be determined.1,6e8 to Tg and imaging tests as follows: (1) disease-free status, (2)
Treatment guidelines were based on retrospective research, biochemical recurrence, (3) indeterminate response, and (4)
meta-analyses and systematic reviews, and expert opinions.2 structural recurrence (Supplementary Table S2).
Therefore, a well-designed randomized controlled trial (RCT) is Surgical completeness was defined as the absence of recurrence
needed to analyze the efficacy and safety of pCND. We performed a on the first imaging examination after surgery along with the first
prospective RCT and hypothesized that pCND would not signifi- postoperative assessment of Tg showing the following: (1) for pa-
cantly alter oncological efficacy or adversely affect surgical safety. tients undergoing RAI ablation, stimulated Tg <1 ng/mL; and (2) for
patients not receiving RAI treatment, unstimulated Tg <0.2 ng/mL.
Methods Successful ablation was defined as stimulated Tg levels <1 ng/mL at
the last ablation.
Study design The secondary endpoint was assessment of the incidence of
postoperative complications and the effect of pCND on PTC
Patients aged 20 to 70 years who had small, noninvasive PTC upstaging. Postoperative complications were divided into transient
cN0 and were scheduled to receive TTx were enrolled in this study (<6 months) and permanent (6 months) depending on the
from among those who visited the research institute between April duration. Hypoparathyroidism was diagnosed when patients
2015 and November 2017. Subjects with suspected advanced PTC needed oral calcium supplementation to relieve hypocalcemia
(clinically T3 or T4) and a history of cervical surgery or radiation symptoms or when serum parathyroid hormone levels were lower
exposure were excluded. Detailed criteria for inclusion and exclu- than baseline. Recurrent laryngeal nerve (RLN) injury was diag-
sion are included in Supplementary Table S1. Data from electronic nosed with laryngeal ultrasonography or laryngoscopy when vocal
medical records were collected in a prospective manner between cord movement was hypomobile or fixed. The stage of PTC was
April 2, 2015, and October 8, 2020. Informed consent was obtained defined according to the eighth edition of the American Joint
from all the participants before they were enrolled in the study. Committee on Cancer (AJCC) TNM staging system.
This prospective parallel-group RCT randomly assigned patients
to 1 of 2 groups at a ratio of 1:1 as follows: the TTx group, which Statistical analysis
received TTx only or the TTxþpCND group, which received TTx and
pCND. A simple randomization method was performed using a All statistical analyses were performed using R 4.0.2. Categorical
web-based randomization program provided by the research variables were analyzed using the c2 or Fisher exact test. Contin-
institution, Seoul National University Hospital ([Link] uous variables with normal distribution were analyzed by inde-
org/). The randomization results were blinded to all participants pendent t test, and non-normally distributed continuous variables
and medical staff, with the exception of the surgeons. were analyzed using the Mann-Whitney U test.
This study was in accordance with the Consolidated Standards
of Reporting Trials 2010 reporting guidelines for RCT.14 This RCT Results
was registered on [Link] (identifier: NCT02418390,
[Link] on April 16, 2015 Epidemiological and clinicopathological characteristics of the study
and was approved by the Institutional Review Board (IRB no. cohort (Table I)
1404e050e571).
A total of 112 patients were enrolled in the study, of whom 11
Intervention and postoperative management were excluded from the outcome analysis due to intraoperative LN
enlargement (n ¼ 4), benign lesions in the final pathology (n ¼ 2),
All patients underwent traditional open TTx. The central having underwent robotic surgery (n ¼ 1), postoperative bleeding
compartment lymph nodes (CLNs) consist of prelaryngeal, pre- (n ¼ 1), and being lost to follow-up (n ¼ 3) (Fig 1).
tracheal, and paratracheal LNs.3 Patients with bilateral tumors Of the 101 patients enrolled in this study, 50 were allocated to
underwent unilateral pCND on the dominant side, that is, the side the TTx group and 51 to the TTxþpCND group. The total follow-up
J-h Ahn et al. / Surgery xxx (2021) 1e8 3
Table I
Epidemiological and clinicopathological characteristics of the study cohort
Fig. 1. Flow diagram of the randomized controlled trial. TTx, total thyroidectomy; TTxþpCND, prophylactic central compartment lymph node dissection with total thyroidectomy.
period was 46.6 ± 9.1 months (TTx 46.3 ± 9.7 versus TTxþpCND estimated blood loss between the 2 groups (P ¼ .748 and P ¼ .538,
46.8 ± 8.5 months [P ¼ .751]). There was no difference in age or sex respectively).
between the 2 groups (P ¼ .352 and P ¼ .859, respectively). The There was no difference between the 2 groups with regard to
results of fine-needle aspiration cytology and the number, location, the final pathological results (P ¼ .358, Table III). A total of 44
and size of malignant nodules on preoperative ultrasound were (88.0%) and 50 (98.0%) patients had confirmed PTC in the TTx and
similar between the 2 groups (P ¼ .366, P ¼ .439, P ¼ .470, and P ¼ TTxþpCND groups, respectively. Pathological results revealed that
.241, respectively). the number, location, and size of nodules were similar between the
Of the 51 patients in the TTxþpCND group, 46 (90.2%) under- 2 groups (P ¼ .355, P ¼ .350, and P ¼ .234, respectively). There was
went unilateral pCND and 5 (9.8%) underwent bilateral pCND no significant difference between the 2 groups in the number of
owing to multiple suspicious nodules on the preoperative ultra- patients with extrathyroidal extension (ETE), lymphatic invasion, or
sound (Table II). There was no difference in total operation time and angioinvasion (P ¼ .757, P ¼ .610, and P ¼ .368, respectively).
4 J-h Ahn et al. / Surgery xxx (2021) 1e8
Table II
Surgical outcomes of the study cohort
CND <.05
Bilateral 0 (0%) 5 (9.8%)
Left 0 (0%) 25 (49.0%)
Right 0 (0%) 21 (41.2%)
No 50 (100%) 0 (0%)
Total operation time (minutes) 75.7 ± 15.9 76.8 ± 17.8 .748
Estimated blood loss (mL) 17.5 ± 29.2 21.2 ± 31.3 .538
Table III
Pathologic outcomes of the study cohort
The TTxþpCND group had more patients with resected LNs (n ¼ 8 (15.7%) had micro-LNMs, 6 (11.8%) had small LNMs, and 2 (3.9%)
48, 94.1%) than the TTx group (n ¼ 35, 70.0%; P < .05). The number had LNMs with ENE.
of excised LNs was significantly higher in the TTxþpCND group
(5.2 ± 3.5 vs 2.1 ± 2.4 in the TTx group, P < .05). Metastatic CLN Primary endpoints: surgical completeness, local recurrence, and
(CLNM, pN1a) was confirmed more in the TTxþpCND group (n ¼ 14, successful ablation (Table IV)
27.5% vs 3 [6.0%] in the TTx group, P < .05). All 3 CLNMs in the TTx
group were identified as micrometastases without extranodal Surgical completeness was confirmed in 41 patients (82.0%) in
extension (ENE). Of the 14 CLNM patients in the TTxþpCND group, the TTx group and 42 (82.4%) in the TTxþpCND group (P ¼ 1.000).
J-h Ahn et al. / Surgery xxx (2021) 1e8 5
Table IV
Primary endpoints of patients in the TTx and TTxþpCND groups
During the follow-up period, no patients from either group devel- Discussion
oped structural recurrence. There was no significant difference in
the number of patients with LRR at the last assessment (P ¼ .945). PTC is the most common histologic type of TC, and approxi-
A total of 22 patients were treated with RAI ablation (TTx, n ¼ 11, mately 35% of PTC are diagnosed with CLNM before surgery.3,15,16
22.0% versus TTxþpCND, n ¼ 11, 21.6%, P ¼ 1.000). The number of Guidelines recommend that PTC cN1 patients on preoperative
RAI ablation treatments and the total RAI dose did not differ be- evaluation should undergo thyroidectomy with tCND because LNM
tween the 2 groups (P ¼ .484 and .409, respectively). After the last is associated with LRR and increased mortality.1,3e8
ablation, the number of patients with Tg levels <1 ng/mL was 9 However, the efficacy of pCND for PTC cN0 patients is contro-
(81.8%) in the TTx group and 10 (90.9%) in the TTxþpCND group versial.2 Treatment guidelines have recommended that pCND
(P ¼ .328). should be considered in patients with advanced PTC (T3 or T4),
clinically lateral compartment LNM, or when further information is
Secondary endpoints: postoperative complications (Table V) and required in order to develop a treatment plan.1,6e8 Meta-analysis
TNM stage (Table III) studies investigating the efficacy of pCND have reported that
pCND lowered the risk of LRR but increased the rate of post-
The number of patients with postoperative transient hypo- operative complications.17e19 Some studies have suggested risk
parathyroidism was 13 (26.0%) in the TTx group and 7 (13.7%) in the factors for CLNM, such as male sex, age under 45 years, and tumor
TTxþpCND group (P ¼ .194) (Table V). Transient postoperative RLN size, and recommended that pCND should be considered for pa-
injury was diagnosed in 3 patients (6.0%) in the TTx group and 5 tients with PTC cN0 and further risk factors.20,21 However, other
patients (9.8%) in the TTxþpCND group (P ¼ .734). All complications studies have shown that pCND did not improve long-term results,
were transient, all patients with hypoparathyroidism had normal but rather increased complications, suggesting that pCND had no
calcium test results within 6 months after surgery, and all patients clinical significance in PTC cN0 patients.12,13
with postoperative RLN injury had no hoarseness within 6 months Studies evaluating the efficacy of pCND for PTC cN0 patients
after surgery. have primarily included retrospective studies, meta-analyses, sys-
There was no difference in voice function test changes (voice tematic reviews, and expert opinions.2 To our knowledge, 3 RCTs
range profiles and voice handicap index) or the number of patients have evaluated the effectiveness of pCND for PTC cN0 patients2,22,23
complaining of at least 1 voice change symptom after surgery (P ¼ as follows: one reported that pCND for PTC cN0 patients who un-
.444, P ¼ .288, and P ¼ .751, respectively). derwent TTx could reduce the need for RAI ablation but could in-
ETE, lymphatic invasion, and angioinvasion status were similar crease the incidence of permanent hypoparathyroidism2; another
between the 2 groups (P ¼ .757, P ¼ .610, and P ¼ .368, respectively) reported that pCND enabled higher discovery of microscopic nodes
(Table III). T-stage PTC showed similar outcomes between the 2 in subjects, but the postoperative complication rate and 1-year
groups (P ¼ .721). When comparing the 2 groups for N-stage, the follow-up oncological outcomes, including sonographic evalua-
TTxþpCND group had 14 patients (27.5%) with pN1a compared to 3 tion and serum Tg levels, were similar between the TTx and the
(6.0%) in the TTx group (P < .05). According to the criteria detailed TTxþpCND group22; and the third showed that pCND for PTC cN0
in the eighth edition of the AJCC TNM staging system, 2 (4.0%) patients who underwent thyroid lobectomy enabled higher
patients were upstaged to stage II in the TTx group, whereas 6 detection of cases of occult LNM but was of no oncological
(11.8%) were upstaged in the TTxþpCND group; however, this did benefit.23 Herein, we performed the first RCT in patients with small,
not reach statistical significance (P ¼ .282). noninvasive PTC cN0. Our study has a strength over previously
6 J-h Ahn et al. / Surgery xxx (2021) 1e8
Table V
Surgical complications of patients in the TTx group and TTxþpCND group
Hypoparathyroidism .194
Transient (POD <6 mo) 13 (26.0%) 7 (13.7%)
Permanent (POD 6 mo) 0 (0%) 0 (0%)
No 37 (74.0%) 44 (86.3%)
Recurrent laryngeal nerve injury .734
Transient (POD <6 mo) 3 (6.0%) 5 (9.8%)
Permanent (POD 6 mo) 0 (0%) 0 (0%)
No 47 (94.0%) 46 (90.2%)
Vocal cord sonography .319
Normal 47 (94.0%) 46 (90.2%)
Hypomobility 2 (4.0%) 5 (9.8%)
Fixed 1 (2.0%) 0 (0%)
Change of VRP e158.9 ± 234.3 e124.1 ± 183.7 .444
Change of VHI e9.3 ± 11.8 e6.9 ± 9.1 .288
Voice change (at least 1 of following Sx) 30 (60.0%) 28 (54.9%) .751
Hoarseness 5 (10.0%) 5 (9.8%) 1.000
Thickened voice 9 (18.0%) 8 (15.7%) .964
Difficulty in making high-pitched voice 19 (38.0%) 19 (37.3%) 1.000
Voice fatigue 8 (16.0%) 10 (19.6%) .831
Aspiration 1 (2.0%) 0 (0%) .922
Dyspnea 1 (2.0%) 0 (0%) .922
published studies in that we judged LRR in more detail and to either group was diagnosed with permanent hypoparathyroidism.
stricter criteria, including the criterion pertaining to Tg levels, ac- A previous study reported that the incidence of hypoparathyroid-
cording to the 2015 ATA guidelines and imaging evaluation.2,23 Our ism may be higher when pCND is performed by surgeons with less
study has the advantage of including 3 RLN injury evaluations, experience.3,25 The lack of difference between the TTx group and
namely, laryngeal imaging (sonography or laryngoscopy), voice TTxþpCND group might be attributable to the fact that the sur-
function test, and subjective complaints of voice change. geons who participated in this study were highly skilled with more
Tg is a protein produced by the thyroid gland that may help than 10 years of thyroid surgery experience in high-volume TC
assess thyroid tissue remnants, as well as disease persistence and centers. It is possible that this study underestimated the incidence
potential future disease recurrence.24 As a result of assessing Tg of hypoparathyroidism and, as such, pCND needs to be performed
levels as an indicator for complete resection, both groups were very carefully in nonspecialized or low-volume TC centers.
found to have similar results with regard to surgical completeness. The number of patients with RLN injury did not differ between
When comparing the surgical incompleteness and surgical the 2 groups. There was also no patient with permanent RLN in-
completeness group, more aggressive pathological diagnosis and juries, which is consistent with the findings of a previous study.2 In
bilateral tumor location were identified in the surgical incom- addition, there was no difference in the number of patients com-
pleteness group. The variables associated with poor prognosis plaining of subjective voice change and the change in voice function
tended to have higher values in the surgical incompleteness group. test. These results suggest that pCND is less associated with RLN
Although pCND administration had no effect on surgical injury and vocal cord paralysis.
completeness, the aggressiveness of the tumor may affect surgical A total of 8 patients were upstaged to stage II. The number of
completeness, and further study is needed in this regard. patients upstaged to stage II was not different between the 2
There were no differences in rates of LRR between the 2 groups, groups. Moreover, because only patients over 55 years of age have
including disease-free status, indeterminate response, biochemical TNM stage elevation, less than the expected number of patients (up
recurrence, and structural disease recurrence. During the follow-up to 80%) will be upstaged when performing pCND.2,3,25 So in this
period, no patient from either group confirmed structural disease study, 11 of 17 patients with LNM and 1 of 3 patients with gross ETE
recurrence. According to the 2015 ATA guidelines, less than 2% of were confirmed as stage I, not stage II, due to age. Therefore, per-
low-risk patients and 8% of intermediate-risk patients had struc- forming pCND in small, noninvasive PTC cN0 patients had little
tural disease recurrence 5 to 10 years after thyroid surgery without clinical importance for the upstaging of PTC.
RAI ablation therapy.6 Our study prescribed RAI ablation treatment An accurate assessment of LN in PTC cN0 patients should be
to patients in accordance with the 2015 ATA guidelines6; therefore, performed with pCND. In this study, 27.5% of patient in TTxþpCND
clinical outcomes associated with recurrence were superior to group were confirmed to have LNM, which is consistent with pre-
those of previous reports. vious studies.3,26 However, the clinical significance of accurate LN
The number of patients with successful ablation was similar assessment in PTC cN0 should be considered. In our study, of the 14
between the 2 groups with no difference in the number of times RAI patients with LNMs in the TTxþpCND group, 8 had micro-LNMs
ablation therapy was received, the total cumulative RAI dose, and and 6 had small LNMs. A previous study reporting on LNM risk
the whole-body scan results after the last RAI ablation treatment. In stratification for recurrence showed that small and micro-LNMs are
this study, implementation of pCND had no effect on RAI ablation stratified as low-risk in patients with PTC pN1 with a recurrence
treatment, which is different from that of a previous RCT.2 Further risk of <5%.9 Therefore, implementing pCND in patients with PTC
research is needed to clarify the effect of pCND on RAI ablation. cN0 has the advantage of accurate assessment of the nodal status,
There was no difference in the number of patients with transient but the clinical importance of pCND appears to be insignificant with
hypoparathyroidism between the 2 groups, and no patient from regard to LN risk stratification.
J-h Ahn et al. / Surgery xxx (2021) 1e8 7
Discussant
Dr. Elizabeth Grubbs (Houston): For your central lymph node Dr. Jong-Hyuk Ahn: We tried to perform unilateral prophylactic
dissections, were those bilateral, meaning both the right and left CND, but in cases where the bilateral tumor had the same charac-
central neck, or were they just unilateral on the side of the known teristics and size or where bilateral tumors were confirmed as PTC
tumor? preoperatively by fine needle aspiration, we performed bilateral CND.
8 J-h Ahn et al. / Surgery xxx (2021) 1e8
Dr. Ashok Shaha (New York): What were your indications for with T1 or T2 papillary thyroid cancer with microscopic lymph
radioactive iodine, especially when the stimulated thyroglobulin node metastases in the central neck?
was less than 1 ng/mL? Dr. Jong-Hyuk Ahn: I think it is not necessary in general, but if a
Dr. Jong-Hyuk Ahn: We performed our RAI ablation according patient is an intermediate or high-risk patient, I think it would be
to ATA guidelines. If first ablation was successful with a stimulated good to perform RAI ablation for them.
level under 1 ng/mL, we did not perform further ablation. Dr. Richard Prinz (Evanston): Randomized controlled trials are
Dr. Elizabeth Grubbs (Houston): Was there a standard protocol difficult to do. However, do you have enough patients in your study
that you used to decide who got radioactive iodine, or was that at to come to a conclusion?
the discretion of individual clinicians? Dr. Jong-Hyuk Ahn: Yes, I think RCTs for PTC cN0 patients are
Dr. Jong-Hyuk Ahn: We followed the risk stratification of ATA very difficult. During the 46-month follow-up period, there was no
guidelines, and we discussed the decision with the specialists patient confirmed with recurrence, we ignored the small and non-
responsible for the ablation. invasive PTC cN0 patients, and we performed the RAI ablation when
Dr. Christopher McHenry (Cleveland): Your study reinforces treatment was indicated. We thought that further follow-up and
that although micrometastases are common in lymph nodes in the additional patient enrollment would not have a significant effect on
central neck, recurrence is uncommon, whether or not prophylactic the results. We thought that a 46-month follow-up period was
central neck dissection is done. Do you recommend RAI for patients enough, so we decided to end our study.