FOSSsustainability 2019
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From Anderson, J.R., 2019. Concepts of Food Sustainability. In: Ferranti, P., Berry,
E.M., Anderson, J.R. (Eds.), Encyclopedia of Food Security and Sustainability, vol. 3,
pp. 1–8. Elsevier.
ISBN: 9780128126875
Copyright © 2019 Elsevier Inc. All rights reserved
Elsevier
Author's personal copy
Abstract 1
Introduction 1
The Global and Less-Developed-Country Demand for Food 2
The Issue to Date 2
Trends in Real Food Prices 2
Trends in Nutrition 3
Other Evidence Relevant to Equity 3
Trends in Environmental Costs 4
Land Degradation 4
Conclusion About the Sustainability of the GR Production System 5
The Future 5
Will the Quantity of Research Investments Be Enough? 6
What About the Direction of Agricultural Research? 6
Conclusion 7
References 7
Relevant Websites 8
Abstract
Food sustainability is a topic naturally and necessarily to be addressed in an Encyclopedia of Food Security and Sustainability, even if
precise definitions of it and the related concept of sustainable agriculture from which food is sourced are elusive. An agricultural
system can be said to be sustainable (a) if it can continue to meet demand for food (and fiber) indefinitely while incurring
farm-level economic and environmental costs that societies find acceptable, (b) if it incurs economic and environmental cost
beyond the farm gate that societies find acceptable, and (c) if it also meets some broad socially-agreed equity criteria, including
especially intergenerational equity. Such notions have been widely accepted in policy development in recent decades, from the
1987 UN Brundtland Commission, to the 2015 crafting and international agreement on the UN Sustainable Development Goals.
But practical application of such notions naturally must take analysts into the complexities of what environmental costs are accept-
able and just what equity criteria can be agreed upon in order to articulate concrete specific goals and indicators of phenomena that
are themselves challenging to conceptualize and measure, such as hunger and gender equity, for instance, as variously explained in
the diverse articles in this Encyclopedia.
Introduction
The Brundtland Commission declared in 1987, to wide acceptance, that Sustainable Development is development that meets
the needs of the present without compromising the ability of future generations to meet their own needs (World Commission,
1987). This places intergenerational equity at the conceptual center of such terminology. Libraries are now cogently stocked
with many books (e.g., Tisdell, 1993) and chapters in books (e.g., Graham-Tomasi, 1991), major reports (e.g., National
Research Council, 1999), and innumerable journals (e.g., Environment, Development and Sustainability and Nature Sustainability)
dealing with the many aspects of sustainable development, from earthy agriculture to polluted atmosphere. In this article the
focus is on sustainability of food systems and thus on sustainable agriculture (SA), a term apparently coined by Gordon (Bill)
McClymont, probably in the early 70s (Wikipedia). Many scholars in earlier decades had been pursuing the elements of SA
without the advantage of the term; for instance, Longworth (1992) makes an excellent case that prominent among these
was William J, Farrer, an early Australian wheat breeder. Pretty (2008) goes further noting that concerns about SA go back
at least to the oldest surviving writings from China, Greece and Rome. He argues that today sustainability in agricultural
systems incorporates concepts of both resilience (the capacity of systems to buffer shocks and stresses), as discussed in the
article on stability (Anderson, 2018a) and persistence (the capacity of systems to continue over long periods), and addresses
many wider economic, social and environmental outcomes. Into the 21st century, these concepts are being applied beyond
food and agriculture to the bioeconomy (e.g., Birner, 2018). Many agricultural companies have departments of sustainability
and strategic commitments to pursuing this objective, and many governments have crafted plans for sustainable agricultural
development, so in many ways it is now “big business”.
There are many different definitions of sustainable human activities such as agriculture (e.g., Pezzey, 1989; Pannell and Schilizzi,
1999). They aren’t right or wrong, only more or less useful. The following can serve as a pragmatic definition of sustainable agri-
culture: an agricultural production system that indefinitely meets demand for food and fiber while incurring economic and envi-
ronmental costs, both on-farm and beyond farms, that societies find acceptable, and that also meets some broad socially agreed
equity criterion. The definition immediately poses two questions: what are “acceptable” economic and environmental costs and
what is a “satisfactory equity criterion”? These questions have no precise answers. What constitutes acceptable costs and a generally
satisfactory equity criterion is, to some extent, in the eye of the beholder. If combined economic and environmental costs do not rise
over time, then that would seem to be acceptable.
A generally acceptable equity criterion is more difficult to specify. The criterion suggested here for agriculturally-based commu-
nities is that, over time, the incomes of poor farm families must rise enough to permit significant improvements in nutrition for all
members of the family and in access to health and educational services.
The main focus here is on the sustainability issue at the farm level. This focus is limited, since it excludes sustainability issues that
may arise in the food distribution system, i.e., that part of the agricultural system between the farm and the ultimate food consumer.
Consideration of distribution issues would take this article far beyond the limits on the space available but some such are taken up
in other articles, such as concerning standards (e.g., Swinnen and Vandevelde, 2018), and those articles variously dealing with
Climate Smart Agriculture, Structural Transformation of Agriculture, and The Concept of Food Security (Peng and Berry, 2018).
Studies around the world including at the International Food Policy Research Institute (IFPRI) indicate that between 2015 and
2030, about 90% of the increase in global demand for food is expected to be in the less-developed countries (LDCs) of Asia, Africa,
and Latin America. The assumption is based on predictions that LDCs will host almost all of the world’s increase in population,
much of it urban, during that period and the average per capita income in those countries is so low that, when it increases, a signif-
icant portion of the increase will be spent on food. In contrast, per capita income in the more-developed countries is high enough
that most people are so well fed (increasingly “too well” fed) that increases in income add almost nothing to demand for food as
registered at the farm gate. For these reasons, most of the problems of achieving a sustainable agricultural production system almost
surely will arise in the developing countries. Accordingly, the discussion here is focused on those countries.
Much attention is given to agricultural sustainability in tracking efforts to feed the world adequately (e.g., Bhullar and Bhullar,
2012). There is increasing focus on sustainable intensification (SI) (e.g., Pretty and Bharucha, 2014, and the article on Irrigation in
this MRW), given that most future growth in food production must come from intensification (increased yields per unit of crop-
land) of existing cropping systems rather than expansion of cropping into present pasture and forest lands (e.g., Kuyper and Struik,
2014 and the Themed Issue they summarize).
Nominal
200
150
Real*
100
50
0
61 65 70 75 80 85 90 95 00 05 10 15 18
* The real price index is the nominal price index deflated by the World Bank Manufactures Unit Value Index (MUV)
Figure 1 Global food prices over recent decades aggregated by FAO (2018). http://www.fao.org/worldfoodsituation/foodpricesindex/en/.
(GR) in production of the major food staples: rice, wheat, and maize (e.g., Anderson et al., 1988; Djurfeldt, 2018). The GR tech-
nologies were widely adopted across Asia and Latin America, mostly in places where irrigation water was provided. The technologies
were not as well adapted to most production conditions in Sub-Saharan Africa; consequently, they were little adopted there, much
to the detriment of African agriculture, as is elaborated below.
The general declines in prices of rice, wheat, and maize have two important implications for the sustainability issue:
(1) In the world as it has existed since the end of World War II, long-term declines in agricultural prices reflect declines in the
economic costs of production. Thus, the mostly continuing price declines recorded indicate that, over that period, global and
LDC agriculture mostly met any reasonable sustainability criterion for the economic costs of production; trade policy issues
such as foodgrain export bans somewhat compromised that positive observation in the years around the 2008 food crisis, as
explained in the article on International Trade (Anderson, 2018b). The future evolution of food prices is naturally rather
uncertain but Baldos and Hertel (2016, p. 28) argue persuasively that the long-run downward trend in real prices will most
likely resume, notwithstanding climate change inevitabilities and possibilities.
(2) Because poor people spend proportionally more on food than nonpoor people, the general declines in food prices benefited
poor people proportionally more than the nonpoor. The decline in prices, therefore, tends to support the argument that, in the
LDCs, the GR technologies promoted more equity in the distribution of income between the poor and the nonpoor (Lipton and
Longhurst, 1989).
Trends in Nutrition
Other evidence supports the argument that the GR technologies were consistent with the equity criterion for sustainability adopted
here, but only in Asia and Latin America, not in Africa. Data collected by the U.N. Food and Agriculture Organization (FAO) show
significant improvements in nutrition among the populations of Asia and Latin America but not of Africa. The FAO defines
malnourished people as those whose average annual food energy consumption is insufficient to maintain body weight and support
light activity. The blinkered focus on food energy arises from data difficulties with protein and other nutrients. FAO found that, since
early in the present century, the prevalence of malnourished people in the LDCs as a group fell from about 35% to 20%, and that the
number of malnourished people declined from nearly 950 million to around 800 million (and likely rising given several persistent
conflicts), according to (FAO et al., 2017, p. 7). The improvement, however, was largely confined to Asia and Latin America. In Sub-
Saharan Africa, the nutritional status of the people deteriorated, with the prevalence of the malnourished falling from around 30%
to around 20% (still the highest regionally) but the absolute number increasing from around 190 million to something consider-
ably more than 200 million.
The recent apparent increase in food energy deficiency is cause for great concern and poses a significant challenge for interna-
tional commitments to end hunger by 2030. In today’s world, there is growing over-nutrition and obesity (Peng and Berry,
2018) but the primary reason people are under-nourished is that they do not have enough income to buy the food they need.
In Africa, especially, political instability and prolonged and widespread violence also are big part of the problem, as emphasized
by FAO et al. (2017) in The State of Food Security and Nutrition in the World: Building Resilience for Peace and Food Security, and IFPRI
(2018) in its flagship report. The substantial improvement in overall human nutrition in Asia and Latin America from the late 1960s
to the late 1980s and since implies that the income of the poor in those regions increased substantially in that period, providing
evidence that agriculture in Asia and Latin America moved significantly toward meeting the equity criterion of sustainability. The
decline in the nutritional status of people across much of Africa implies the contrary, and is strong evidence that, in those challenged
countries, agriculture has not yet met the equity criterion for sustainability.
International food trade is essential to nutrient access. Wood et al. (2018) have shown how trade enables some poorer countries
to be able to nourish hundreds of millions of people, and how protectionist trade policies could therefore have serious negative
consequences for food security, as detailed in the article by Kym Anderson (2018b).
• damages to surface-water quality from eroded farm-field sediment, which increase the cost of cleaning the water for residential
and other uses;
• the cost of dredging sediment from rivers and harbors to maintain shipping services; and
• the public health costs and costs of damage to ecological systems because of nitrogen fertilizers, animal wastes, and pesticides in
ground and surface waters.
Further, the economic costs of declining soil productivity (due to land degradation) are often treated as environmental costs (e.g.,
Anderson and Thampapillai, 1990). However, where farmers have secure, enforceable property rights in the land, these degradation
costs are not true environmental costs because the farmers incur and bear them through the way they manage their land. Where the
property rights condition is not met, as it is clearly not in much of the LDCs, damages to on-farm productivity from land degrada-
tion can be regarded as true environmental costs. In any case, in much of the literature dealing with sustainable agriculture, these
costs are treated as environmental costs, and so they are treated as such here.
Environmental costs are particularly hard to measure, whether in more developed countries (MDCs) or LDCs, because the trans-
actions through which the costs are incurred are not registered in markets. Consequently, costs are not expressed in prices. For
example, when farmers drain wetlands to plant a crop such as oil palm, they may destroy wildlife habitat on which hunters,
bird watchers, and others who just like wildlife place a high value. This loss of value is a real social cost, but it is not priced because
there is yet little of a market for the wildlife habitat services. Consequently, farmers have no incentive to take these values into
account when deciding whether or not to drain the wetland and, correspondingly, those who value habitat services have no way
of extracting compensation from the farmers responsible for their loss.
In the LDCs, there is much concern about the environmental costs of agricultural production, especially from the loss of bio-
logical diversity resulting from clearing of land in tropical forests (e.g., Byerlee et al., 2017). The clogging of irrigation canals
and reservoirs by soil eroded from farmers’ fields is also widely seen as a threat to the capacity of affected farming systems. Despite
these concerns, there are no reliable, global-scale estimates of these costs, or of others imposed by agriculture, such as the public
health and ecological costs of pesticides and fertilizers in ground and surface waters. This lack of well-grounded information means
that, with respect to these particular environmental issues, there is no sound basis for judging whether production with the GR and
other modern technologies has or has not met the environmental cost criterion of sustainability. However, the criterion adopted
here is that, over time, the combination of economic and environmental costs should not rise. Although the movement of environ-
mental costs cannot be well judged, the decline in economic costs, noted above, indicates that an offsetting rise in environmental
costs could well be consistent with sustainability.
Although there is insufficient information to make a judgment about changes in total environmental costs, there are data that
permit tentative judgments about the effects of land degradation on agricultural production capacity. One data set permits such
estimates on a global scale. Another set deals with the production impacts of rice grown in Asia using GR technologies.
Land Degradation
A global-scale study of agricultural land degradation by Oldeman et al. (1991) at Wageningen University in the Netherlands is dated
but still instructive. They found that there are some 8.7 billion hectares (ha) of land in crops, permanent pasture, forests, and wood-
lands. The study showed that about 2 billion ha of this land (23%) has been degraded to some extent (slightly, moderately, and
strongly) in the period since the end of World War II to 1990. Eighty-four percent of this land had been degraded by wind and water
erosion.
Oldeman and colleagues did not estimate the cumulative, degradation-imposed productivity loss in each of the three degrada-
tion categories. Crosson (1995) did this by combining the data compiled at Wageningen with data from another global-scale study
done by Harold Dregne and Nan-Ting Chou (1992) at Texas Tech University. Using these two data sets, Crosson calculated the
weighted average cumulative loss on the 8.7 billion hectares of land in crops, permanent pasture, and forest and woodland to
be 4.6% (slightly less than 0.1 percent annually over the 45 years to 1990).
This estimate of global-scale, land degradation-imposed losses of agricultural productivity is much lower than others that have
been presented (e.g., by Lester Brown when he was at the World Watch Institute, and David Pimentel and associates at Cornell
University). Oldeman and colleagues emphasize the weaknesses in their data but those data are still the most credible available,
and that they indicate that, on a global scale, cumulative degradation-imposed losses of land productivity are small. This, in
turn, suggests that the GR technologies adopted by farmers around the world since the end of World War II have not significantly
damaged the capacity of the Earth’s land to support global agricultural production.
Although land degradation damages may have been small on a global scale, based on their impact on rice production, they
appear to have been significant in Asia. Pingali and Rosegrant (2001) concluded that intensive cropping of rice in South and South-
east Asia, and of rice and wheat in a rotation in South Asia, have significantly impaired the productivity of the land. This has
occurred because the production systems employed have resulted in a salt build-up and water-logging of the soil, declining soil
nutrient status, increased soil toxicities, and increased pest build-up, especially of soil pests. Pingali and Rosegrant note that, in the
decade from the mid-1980s, rice yield growth in those areas was about half of what it had been in the preceding couple of decades.
They attribute a substantial part of this decline in yield growth to the problems induced by the intensive rice production practices. In
this part of their discussion, Pingali and Rosegrant make the important point that practice in intensive production in rice and rice/
wheat rotations is not itself the root cause of the resulting degradation in land quality and problems of pest control. The difficulties
arose from faulty policies that send the wrong signals to farmers about how to best manage their land, and from lack of farmer
knowledge with respect to superior management practices. It follows, as advocated by Crosson and Anderson (2002) that the solu-
tion to the land degradation and pest problems in GR rice and rice/wheat production is improved policymaking and investment in
the education of farmers.
The Future
As noted earlier, almost all of the future increases in global demand for food will be in the LDCs including, of course, that which is
lost post-harvest or wasted post acquisition by consumers. There is a broad consensus among students of the world food situation
that most of the increased food demand in the LDCs will be met by production in those countries. The consensus also includes the
belief that most of the production increase will have to be through increased crop and animal yields, in short sustainable intensi-
fication. The belief is based on evidence that both the economic and environmental costs of production would rise to unsustainable
levels if the main pattern of production growth were toward bringing more land into crop production rather than toward increasing
yields.
This raises the issue of measurement of (un)sustainability as a necessary step toward developing better policy and better artic-
ulating priorities for investment that is most relevant to achieving more sustainable food systems. There has been much activity in
this domain of conceptualizing and quantifying pertinent indicators, although it is still something of an emerging field (e.g.,
Pannell and Glenn, 2000; Bell and Morse, 2008; Pezzey and Burke, 2014).
This perspective on the future of sustainable agriculture in the LDCs suggests that the key question about that future is whether
agricultural research, in the LDCs themselves, in the system of international agricultural research institutions, and in some of the
MDCs, particularly the USA, can succeed in developing the higher-yield technologies necessary to do the job. But this perspective
poses another question: why assume that the task rests on such research? What about government policies and other factors, such as
market access that affect farmers’ incentives to adopt the new technologies, even assuming they become available? (Jayne and
Rashid, 2013; IFAD, 2016; Alston and Pardey, 2017).
The answer is that research is the key factor, and it rests on what has been seen in the past half-century when, whatever the policy
and other limitations affecting farmers’ incentives, Asia and Latin America adopted the GR technologies on a wide geographic scale
(e.g., Anderson et al., 1988). But note again that Africa did not share in this favorable experience because the climatic, water
resources, soil conditions and farmers’ knowledge across much of that continent were not as favorable as in Asia and Latin America
to the kinds of technologies making up the GR (e.g., Pardey, 2011). But much of the reason for the failure of the GR to take hold in
Africa was unfavorable government policies, including the failure to invest sufficiently in transport and communication systems that
would better link farmers to markets, not only in Africa but to the rest of the world. It is to be hoped that those unfavorable policy
conditions are being overcome in Africa’s future. The focus here, then, is on prospects that agricultural research will successfully
develop the yield-increasing technologies that the LDCs will need over the next several decades if they are to achieve a sustainable
production response to future demands for food. There is growing concern that the research enterprise may fall short. In recent years
grain yields have stopped rising as fast as they did earlier (e.g., Fischer et al., 2014).
Perhaps it is time to question the practice of stating average annual rates of yield growth as percentages when making judgments
about the adequacy of future yield growth. The reason is that the United Nations’ projections of population growth in the LDCs over
the next few decades show continuously declining rates of increase. Add to this the prospect that, as per capita income in the LDCs
continues to grow, more and more of them will reach income levels that are high enough that additional income will add little to
food demand registered at the farm gate. The combined impact of slowing percentage population growth in the LDCs and dimin-
ishing impacts of per capita income growth on the demand for food in those countries suggests that declining percentage increases
in crop yields may not be as serious a threat to future food supplies as many seem to think.
But there is reason to question whether the rate of even absolute yield increase can be maintained. The questioning arises from
two aspects of recent trends in investments in agricultural research on a global scale. One aspect concerns the quantity of such
research. The other concerns the direction of the research.
There is reason to doubt whether agricultural research institutions around the world are well positioned to do the kind of insti-
tutional research needed to adequately increase the supply of environmental services. By long tradition, those institutions have
devoted themselves to developing new technologies that would contain the on-farm economic costs of production. They are staffed
mostly by scientists who have demonstrated they are good at developing such technologies. It is very unlikely they would be equally
good at devising the institutional innovations that will be needed to adequately increase the supply of environmental services.
Achieving that goal will probably require a major restructuring of the present agricultural research institutions. The considerable
institutional challenges facing agricultural research in the LDCs were charted by Crosson and Anderson (1993); advances in meeting
those challenges since then have not been particularly encouraging (e.g., Barrett, 2003). Whether the LDCs will succeed in meeting
the future environmental-cost criterion for agricultural sustainability, regrettably, remains in doubt for many of them.
Conclusion
Concepts of food sustainability continue to be highly important to bear in mind in pondering food issues, and thus relevant to
include in this Encyclopedia, notwithstanding the frustrations surrounding operational definitions of just what constitutes sustain-
able agriculture. Concerns about sustainable environmental management should rightly be to the forefront of any thinking about
policy making for the future of the planet and its food consumers and producers (e.g., Matson et al., 2016). Agriculture clearly has
important roles to play in mitigation of climate change, not to mention vital challenges to face in adaptation to such change around
the globe and thus successfully meeting the challenges of achieving food security and sustainability for all of humanity.
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Relevant Websites
http://www.fao.org/climate-smart-agriculture-sourcebook/en/.
http://www.fao.org/3/a-i4332e/i4332e01.pdf.
http://web.stanford.edu/mburke/papers/Chap8_adaptation.pdf.
https://en.wikipedia.org/wiki/Sustainable_agriculture#History_of_the_term.