CCArules
CCArules
GOVERNMENT OF KARNATAKA
NOTIFICATION
PART-I GENERAL
(a) These rules may be called the Karnataka Civil Services (Classification,
Control and Appeal) Rules, 1957
(b) They shall come into force at once.
(i) The authority empowered to make appointments to the Service of which the
Government Servant is for the time being a member or to the grade of the
Service in which the Government Servant is for the time being included, or
(ii) The authority empowered to make appointments to the post which the
Government Servant for the time being holds, or
(iii) The authority which appointed the Government Servant to such service,
grade or post, as the case may be,
(d) “Government Servant” means a person who is a member of the Civil Services
of the State of Karnataka or who hold a Civil post in connection with the affairs of
3
the State of State of Karnataka and includes any person whose services are
temporarily placed at the disposal of the Government of India, the Government of
another State, a local authority, any person or persons whether incorporated or
not and also any person in the service of the Central or another State
Government or a local or other authority whose services are temporarily placed at
the disposal of the Government of Karnataka.
1[xxx ]
………………………………………………………………………………………………………………
1. Omitted by Notification No: GAD 28 SSR 1969, Dated: 12.12.1973, KGD 24.01.1974
3. Application, -
(1) These rules apply to all Government Servants except:-
(c) Persons subject to discharge from service on less than one month’s notice;
(d) Persons for whose appointment and other matters covered by these rules,
special provisions are made by or under any law for the time being in force, or
in any contract, in regard to the matters covered by such law or such contract;
and
(2) Notwithstanding anything contained in sub-rule (1), these rules shall apply to
other Government Servants temporarily transferred to a service or post coming
within exception (a) or (d) in sub-rule (1) to whom, but for such transfer, these
rules would apply.
whom the Governor shall declare that the rules cannot suitably be applied and
such rules shall there upon, to the extent of such exclusion, cease to apply;
……………………………………………………………………………………………………………..
PART-II CLASSIFICATION
(2) If a service consists of more than one grade, different grades may be included in
different groups.
(a) Group “A” shall consist of posts carrying the scale of pay of Rupees 52650-
1250-53900-1450-62600-1650-72500-1900-83900-2200-97100 and above;
(b) Group “B” shall consist of posts carrying the scale of pay of Rupees 40900-
1100-46400-1250-53900-1450-62600-1650-72500-1900-78200 and above, but
5
(c) Group “C” shall consist of posts carrying the scale of pay of Rupees 21400-
500-22400-550-24600-600-27000-650-29600-750-32600-850-36000-950-
39800-1100-42000 and above, but below the scale of pay of Rupees 40900-
1100-46400-1250-53900-1450-62600-1650-72500-1900-78200 but other than
the posts specified in Schedule-IV; and
(d) Group “D” shall consist of posts specified in Schedule – IV and the posts
carrying the scale of pay of Rupees 17000-400-18600-450-20400-500-22400-
550-24600-600-27000-650-28950 and above, but below the scale of pay of
Rupees 21400-500-22400-550-24600-600-27000-650-29600-750-32600-850-
36000-950-39800-1100-42000
Explanation:- For the purpose of this sub-rule scale of pay means the revised
scales of pay specified in respect of various posts in the Karnataka Civil
Services (Revised Pay) Rules, 2018 and related orders] 2
Note, - All references to State Civil Services Class I, Class II, Class III and Class
IV in these rules and in all other rules, orders, schedules, notifications,
regulations or instructions in force, immediately before the commencement of
these Rules, shall be construed as reference to the State Civil Group A, Group
B, Group C and Group D respectively and any reference to “Class or Classes”
therein in this context shall be construed as reference to “Group or Groups” as
the case may be.]1
………………………………………………………………………………………………………………………………………………………………………………
Provided that, where, in respect of any posts under State Civil Services
Group B, any other appointing authority is specified, first appointments to such
posts shall be made by the authority so specified.
6
(2) All first appointments to the State Civil Services Groups C and D shall be
made by the authorities mentioned in column 2 of Schedules II and III. 1[xxx]
………………………………………………………………………………………………………………
8. Nature of penalties, -
2[One or more of the following penalties] 2for good and sufficient reasons and as
hereinafter provided, may be imposed on Government servants, namely, -
(i) Fine in the case of Government servants belonging to State Civil Services,
Group-D;
(ii) Censure;
(iv) Recovery from pay of the whole or part of any pecuniary loss caused by
negligence or breach of orders to the State Government or to the Central
Government, any other State Government, any person, body or authority, to
whom the service of the Officer had been lent;
6[Note:The words “pecuniary loss” shall mean and include interest from the date
of causing such loss, at eight percent per annum on the loss caused by the
Government Servant.]6
4[(iv-a)Reduction to a lower stage in the time scale of pay for a period with a
specific direction as to whether or not the Government servant will earn
increments of pay during the period of such reduction with reference to the
reduced pay or whether the pay shall remain constant and with a further
direction whether on the expiry of the period of penalty the reduction will or will
not have the effect of postponing the future increments of his pay;] 4
2[(v)Reduction to a lower time scale of pay, grade, post or service which shall,
unless otherwise directed, be a bar to the promotion of the Government servant
to the time scale of pay, grade, post or service from which he was reduced, with
or without further directions regarding :-
(a) Seniority and pay in the scale of pay, grade, post or service to which the
Government servant is reduced.
7
(b) Conditions of restoration to the scale of pay grade or post of service from
which the Government servant was reduced and his seniority and pay on such
restoration to that scale of pay, grade, post or service;]2
(vii) Removal from service which shall not be a disqualification for future
employment;
(viii) Dismissal from service which shall ordinarily be a disqualification for future
employment.
3[Explanation 2]3, - The following shall not amount to a penalty within the
meaning of this rule:-
the period of his probation, in accordance with the terms of his appointment
or the rules and orders governing such probation; or
(c) Of a temporary Government servant in accordance with the provisions of
sub-rule (1) of rule 5 of the Karnataka State Civil Services (Temporary
Services) Rules, 1967]2
……………………………………………………………………………………………………………
1. Inserted by Notification No. GAD 41 SSR 1969, Dated: 27.2.1970, GSR 87,
w.e.f.26.03.1970
2. Substituted by Notification No. GAD 28 SSR 1969, Dated:12.12.1973, KGD
24.1.1974 (GSR 14)
3. Renumbered by Notification No. GAD 28 SSR 1969, Dated:12.12.1973, KGD
24.1.1974 (GSR 14)
4. Substituted by Notification No. DPAR 39 SDE 1981, Dated: 27.06.1984,
5. Substituted by Notification No. DPAR 16 SDE 1990, Dated: 23.10.1990, KGD
8.11.1990
6. Inserted by Notification No. DPAR 16 SDE 2004, Dated: 17.11.2005
9. Disciplinary Authorities, -
(1) The Governor may impose any of the penalties specified in rule 8 on any
Government servant.
(2) Without prejudice to the provisions of sub-rule (1) but subject to the provisions
of sub - rule (3):-
3[(a) xxx]3
6A & 9[(bb) The Heads of Departments not belonging to the All India Services but
who are in the scale of pay 12[90,500-1,23,300]12and above (or its
9
(bbb) The Heads of the Department not belonging to the All India Services but
who are in the scale of pay of less than Rupees 12[90,500-1,23,300]12(or
its equivalent as may be revised from time to time) and the Heads of
Departments belonging to All India Service may impose on a member of
the State Civil Service holding a Group-B post working in their
administrative control any of the penalties specified in clauses (ii), (iii), (iii-
a), (iv) and (iv-a) of rule 8.]6A & 9
7[(bbb-1)The Commissioner for Health and Family Welfare Services may impose
on any Government servant up to and inclusive of the level of Joint
Director pay scale of 12[74,400-1,09,600]12 (as may be revised from time to
time) belonging to the Health and Family Welfare Services any of the
penalties specified in clauses (ii), (iii) (iii-a), (iv) and (iv-a) of rule 8;
(bbb-2) The Chief Administrative Officer in the Office of the Director, Medical
Education may impose on any Government servant belonging to Medical
Education Services Group C and D cadres working in the Office of the
Director, Medical Education any of the penalties specified in clauses (i) to
(iv-a) of rule 8;
(bbb – 4) The Chief Administrative Officer in the Office of the Director, Health
and Family Welfare Services may impose on any of the Government
Servants belonging to Health and Family Welfare Services or Public
Health Services Group “c” and “D” cadres and working under his
administrative control in the office of the Director, any of the penalties
specified in clauses (i) to (iv-a) of rule 8;
1[Provided that the penalty of fine specified in clause(i) of rule 8 may also
be imposed on members of the State Civil Services Class D by Gazetted Officers
who are in-charge of the ministerial establishment of the office and other Non-
Gazetted Officers who are in charge of such establishments.]1
11[(g)The Chief Executive Officer of the Zilla Panchayat may impose any of
the penalties specified in clause (ii) to (iii-a) of rule 8 on any employee of the
State Civil Services belonging to Group – B of any department (other than
Karnataka Judicial Department) and also may impose penalties specified in
clauses (i) to (iv-a) of rule 8 on an employee of the State Civil Services belonging
to Group C and Group D of any department (other than Karnataka Judicial
Department) working within the jurisdiction of the Zilla Panchayat, Taluk
Panchayat and Gram Panchayat of the District. An appeal against the order of
the Chief Executive Officer shall lie to the Head of the Department to which
such employee belongs.]11
(2A) Without prejudice to sub-rule (1) and subject to sub-rule (3) where a
Government servant who is a member of any class or grade of a State
Service (hereinafter in this sub-rule referred to as the “parent service”) is
deputed for service of any class or grade of another State Service
(hereinafter in this sub-rule referred to as the “deputed service”) the
authority which appointed him in the class or grade of the deputed
service shall have the powers of the Appointing Authority for placing him
under suspension and of the Disciplinary Authority for the purpose of
taking a disciplinary proceedings against him;
“Provided that the authority which appointed in the deputed service shall
as soon as possible inform the appointing authority in the parent service the
circumstances leading to the order of his suspension or the commencement of
the disciplinary proceedings, as the case may be.”
………………………………………………………………………………………………………………
10. Inserted by Notification No. DPAR 10 SDE 2006, Dated: 25.01.2007, KGD
25.01.2007
11. Inserted by Notification No. DPAR 67 SDE 2013, Dated: 05.11.2014, KGD
18.12.2014
12. Substituted by Notification No. DPAR 27 SDE 2018, Dated: 08.04.2019
10. Suspension, -
(1) The Appointing Authority or any authority to which it is sub-ordinate or any other
authority empowered by the Government in this behalf may place a Government
servant under suspension.
7[(a)Where there is prima facie evidence to show that he was caught red-
handed while accepting gratification other than legal remuneration by the
persons authorized to investigate under the provisions of the Prevention of
Corruption Act, 1988 or under any other law;
(b) Where a charge sheet is filed before competent court against him for any
offence involving moral turpitude committed in the course of his duty; or
(c) Where a charge sheet is filed before the competent court against him on
charges of corruption, embezzlement or criminal misappropriation of
Government money;
(d) Where there is prima facie evidence of gross dereliction of duty against him.] 7
3[“Provided
that, where the order of suspension is made by an authority
empowered by Government in this behalf which is lower than the appointing
authority, such authority shall forthwith report to the appointing authority the
circumstances in which the order was made.]3
1[(2)
A Government servant shall be deemed to have been placed under suspension by
an order of appointing authority –
(a) with effect from the date of his detention, if he is detained in custody,
whether on a criminal charge or otherwise for a period exceeding forty-eight
hours;
(b) with effect from the date of his conviction, if in the event of a conviction for
an offence, he is sentenced to a term of imprisonment exceeding forty-eight
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8[(4) xxx]8
1&20[(5)
(a) Subject to sub-rule (3), where a competent authority in an
organization authorized to investigate cases against Government servants under the
provisions of the Prevention of Corruption Act, 1988 (Central Act No.49 of 1988) or the
Karnataka Lokayukta Act, 1984 (Karnataka Act 4 of 1985) finds during investigation
that there is a prima facie evidence against a Government servant and recommends
that he may be placed under suspension, the authority competent to place such a
Government servant under suspension may place him under suspension.
21[(6) xxx]21
2[(7) xxx]2
Class of member of the State Civil Service Authority which may impose
suspension
(i) Members of the Karnataka Judicial Service High Court of Karnataka
14[(ii) Group B officers of the Karnataka Regional Commissioner]14
Administrative Service i.e., Tahasildars and
officers holding equivalent posts in the allied
Departments under the Administrative
control of the Regional Commissioners
power to place under suspension a Member of the State Civil Services belonging
to Group C and Group D of any department (other than Karnataka Judicial
Department) working in the jurisdiction of the Zilla Panchayat, Taluk Panchayat
and Grama Panchayat of the district.]18
(3) Divisional Joint Directors of Agriculture are delegated power of suspension of
grama sevakas vide GAD 37 SSR 76, Dated 4th August 1976.
(4) Secretaries to Government are delegated the power of suspension of Group C
and D officials of the Karnataka Secretariat Service working under their
administrative control vide Notification No. DPAR 34 SSR 74, Dated 3 rd
September 76.
(5) Major Head of Departments specified in Appendix I of KCSR are empowered to
suspend Group B officers vide Notification No. DPAR 34 SSR 74, Dated 3 rd
September 76.
3A&3B[Special
Deputy Commissioner and District Registrar is empowered to place
under suspension Sub-registrars and other staff of the Department of Registration
and Stamps.]3A&3B
(b) Empowers the officers specified in Table I and II below to place under
suspension the Government servants holding Group “C” and Group “D” posts
working under their administrative control :-
Table I
Table – II
[16. Superintendent, SDS Tuberculosis and Chest diseases Hospital, Hosur Road,
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Bangalore
………………………………………………………………………………………………………………
(2) A Disciplinary Authority competent under these rules to impose any of the
penalties specified in clauses (i) to (iv-a) of rule 8 may institute disciplinary
proceedings against any Government servant for the imposition of any of the
penalties specified in clauses (v) to (viii) of rule 8 notwithstanding that such
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disciplinary authority is not competent under these rules to impose any of the
latter penalties.]1
……………………………………………………………………………………………………………….
1. Inserted by Notification No: GAD 28 SSR 1969, Dated: 12.12.1973. Under rule 10A,
Secretaries to Government are empowered for the purpose of the said rule vide
Notification No. GAD 38 SSR 74(ii) Dated: 19.10.1974
(2) Whenever the Disciplinary Authority is of the opinion that there are grounds
for inquiring into the truth of any imputation of misconduct or misbehavior
against a Government servant, it may itself inquire into or appoint under this
rule an authority to inquire into the truth thereof.
2&4[Proviso-xxx]2&4
Explanation, - Where the Disciplinary Authority itself holds the inquiry, any
reference in sub-rule (7) to sub-rule (20) and in the sub-rule (22) to the Inquiring
Authority shall be construed as a reference to the Disciplinary Authority.
(3) Where it is proposed to hold an inquiry against a Government servant under this
rule and rule 11A, the Disciplinary Authority shall draw up or cause to be drawn up.-
(4) The Disciplinary Authority shall deliver or cause to be delivered to the Government
servant a copy of the article of charges, the statement of imputations of misconduct or
misbehavior and a list of documents and witnesses by which each article of charge is
proposed to be sustained and shall require the Government servant to submit within
such time as may be specified a written statement of his defence and to state whether
he desires to be heard in person.
19
(5)(a) On receipt of the written statement of defence the Disciplinary Authority may
itself inquire into such of the articles of charge as are not admitted or if it
considers it necessary so to do appoint under sub-rule (2) an Inquiring
Authority for the purpose and where all the articles of charge have been
admitted by the Government servant in his written statement of defence, the
Disciplinary Authority shall record its findings on each charge after taking such
evidence as it may think fit and shall act in the manner laid down in rule 11A.
(c) Where the Disciplinary Authority itself inquires into any articles of charge or
appoints an Inquiring Authority for holding an inquiry into such charge it may
by an order, appoint a Government servant or a legal practitioner to be known
as “Presenting Officer” to present on its behalf the case in support of the articles
of charge.
(6) The Disciplinary Authority shall, where it is not the Inquiring Authority, forward to
the Inquiring Authority, -
(i) a copy of the article of charge and the statement of imputations of misconduct
or misbehavior;
(ii) a copy of the written statement of defence, if any, submitted by the Government
servant;
(iv) evidence proving the delivery of the documents referred to in sub-rule (3) to the
Government servant; and
(7) The Government Servant shall appear in person before the Inquiring Authority on
such day and at such time within ten working days from the date of receipt by him of
the article of charge and the statement of the imputations of misconduct or
misbehavior, as the Inquiring Authority may, by a notice in writing specify in this
behalf or within such further time, not exceeding ten days, as the Inquiring Authority
may allow.
(8) The Government servant may take the assistance of any other Government servant
6[or a retired Government servant] 6 to present the case on his behalf, but may not
engage a legal practitioner for the purpose unless the Presenting Officer appointed by
20
(9) If the Government servant who has not admitted any of the article of charge in his
written statement of defence or has not submitted any written statements of defence,
appears before the Inquiring Authority, such authority shall ask him whether he is
guilty or has any defence to make and if he pleads guilty to any of the articles of
charge, the Inquiring Authority shall record the plea, sign the record and obtain the
signature of the Government servant thereon.
(10) The Inquiring Authority shall return a finding of guilt in respect of those articles of
charge to which the Government servant pleads guilty.
(11) The Inquiring Authority shall, if the Government servant fails to appear within the
specified time or refuses or omits to plead require the Presenting Officer to produce the
evidence by which he proposes to prove the article of charge and shall adjourn the
case to a later date not exceeding thirty days after recording an order that the
Government servant may, for the purpose of preparing his defence;
(i) inspect within five days of the order or within such further time not exceeding five
days as the Inquiring Authority may allow, the documents specified in the list
referred to in sub-rule (3);
(iii) apply orally or in writing to inspect and take extracts of the statements, if any,
of witnesses mentioned in the list referred to in sub rule (3) and the Inquiring
Authority shall permit him to take such extracts as early as possible and in any
case not later than three days before the commencement of the examination of
the witnesses on behalf of the Disciplinary Authority.
(iv) give a notice within ten days of the order or within such further time not
exceeding ten days as the Inquiring Authority may allow for the discovery or
production of any documents which are in the possession of Government but
not mentioned in the list referred to in sub-rule (3):-
Provided that the Government servant shall indicate the relevance of the
documents required by him to be discovered or produced by the Government.
(12) The Inquiring Authority shall, on receipt of the notice for the discovery or
production of documents, forward the same or copies thereof to the authority in whose
21
custody or possession the documents are kept, with a requisition for the production of
the documents by such date as may be specified in such requisition:
(13) On receipt of the requisition referred to in sub-rule (12), every authority having
the custody or possession of the requisitioned documents shall produce the same
before the Inquiring Authority:-
(14) On the date fixed for the inquiry, the oral and documentary evidence by which the
articles of charge are proposed to be proved shall be produced by or on behalf of the
Disciplinary Authority. The witnesses shall be examined by or on behalf of the
Presenting Officer and may be cross-examined by or on behalf of the Government
servant. The Presenting Officer shall be entitled to re-examine the witnesses on any
points on which they have been cross-examined, but not on any new matter, without
the leave of the Inquiring Authority. The Inquiring Authority may also put such
questions to the witnesses as it thinks fit.
(15) If it shall appear necessary before the close of the case on behalf of the
Disciplinary Authority, the Inquiring Authority may, in its discretion, allow the
Presenting Officer to produce evidence not included in the list given to the Government
servant or may itself call for new evidence or recall and re-examine any witness and in
such case the Government servant shall be entitled to have, if he demands it, a copy of
the list of further evidence proposed to be produced and an adjournment of the inquiry
for three clear days before the production of such new evidence, exclusive of the day of
adjournment and day to which the inquiry is adjourned. The Inquiring Authority shall
give the Government servant an opportunity of inspecting such documents before they
are taken on the record. The Inquiring Authority may also allow the Government
servant to produce new evidence, if it is of the opinion that the production of such
evidence is necessary in the interests of justice.
Note, - New evidence shall not be permitted or called for or any witness shall
not be recalled to fill up any gap in the evidence. Such evidence may be called to only
when there is an inherent lacuna or defect in the evidence which has been produced
originally.
22
(16) When the case for the Disciplinary Authority is closed, the Government servant
shall be required to state his defence, orally or in writing as he may prefer. If the
defence is made orally, it shall be recorded and the Government servant shall be
required to sign the record. In either case a copy of the statement of defence shall be
given to the Presenting Officer, if any, appointed.
(17) The evidence on behalf of the Government servant shall then be produced. The
Government servant may examine himself in his own behalf if he so prefers. The
witnesses produced by the Government servant shall then be examined and shall be
liable to cross-examination re-examination and examination by the Inquiring
Authority according to the provisions applicable to the witnesses for the Disciplinary
Authority.
(18) The Inquiring Authority may, after the Government servant closes his case and
shall, if the Government servant has not examined himself, generally question him on
the circumstances appearing against him in the evidence for the purpose of enabling
the Government servant to explain any circumstances appearing in the evidence
against him.
(19) The Inquiring Authority may, after the completion of the production of evidence,
hear the Presenting Officer, if any, appointed and the Government servant or permit
them to file written briefs of their respective case, if they so desire.
(20) If the Government servant to whom a copy of the articles of charge has been
delivered, does not submit the written statement of defence on or before the date
specified for the purpose or does not appear in person before the Inquiring Authority
or otherwise fails or refuses to comply with the provisions of this rule at any stage of
the enquiry the Inquiring Authority may hold the inquiry ex-parte.
(21) (a) Where a Disciplinary Authority competent to impose any of the penalties
specified in clauses (i) to (iv-a) of rule 8 but not competent to impose any of the
penalties specified in clauses (v) to (viii) of rule 8, has itself inquired into or
caused to be inquired into the articles of any charge and that authority having
regard to its own findings or having regard to its decision on any of the findings
of any Inquiring Authority appointed by it, is of the opinion that the penalties
specified in clauses (v) to (viii) of rule 8 should be imposed on the Government
servant, that authority shall forward the records of the inquiry to such
Disciplinary Authority as is competent to impose the last mentioned penalties.
(b) The Disciplinary Authority to which the records are so forwarded may act on the
evidence on the record or may, if it is of the opinion that further examination of
any of the witnesses is necessary in the interest of justice, recall the witness
and examine, cross-examine and re-examine the witness and may impose on
the Government servant such penalty as it may deem fit in accordance with
these rules.
23
(22) Whenever any Inquiring Authority, after having heard and recorded the whole or
any part of the evidence in an inquiry ceases to exercise jurisdiction therein and is
succeeded by another Inquiring Authority which has and which exercises, such
jurisdiction, the Inquiring Authority so succeeding may act on the evidence so
recorded by its predecessor or partly recorded by its predecessor and partly recorded
by itself;
Provided that if the succeeding Inquiring Authority is of the opinion that further
examination of any witnesses whose evidence has already been recorded is necessary
in the interest of justice, it may recall, examine, cross examine and re-examine any
such witnesses as herein before provided.
(23)(i) After the conclusion of the inquiry, a report shall be prepared and it shall
contain-
Provided that the findings on such article of charge shall not be recorded unless
the Government servant has either admitted the facts on which such article of charge
is based or has had a reasonable opportunity of defending himself against such article
of charge.
24
(ii) The Inquiring Authority, where it is not itself the Disciplinary Authority shall
forward to the Disciplinary Authority the record of inquiry which shall include-
……………………………………………………………………………………………………………….
(a) informing the Government servant in writing of the proposal to take action
against him and of the imputations of misconduct or misbehavior on which it is
proposed to be taken and giving him a reasonable opportunity of making such
representation as he may wish to make against the proposal;
(b) holding an inquiry in the manner laid down in sub-rule (3) to (23) of rule 11, in
every case in which the Disciplinary Authority is of the opinion that such inquiry
is necessary:-
(i) a copy of the intimation to the Government servant of the proposal to take
action against him;
(vii) the orders on the case together with the reasons therefor.] 1
………………………………………………………………………………………………………………………………………………………………………………
2[Provided
that it shall not be necessary to supply copies of the said documents
where the Disciplinary Authority exonerates the Government servant or where
such documents have already been supplied to the Government servant.] 2
………………………………………………………………………………………………………………
3. Substituted by Notification No: DPAR 5 SDE 1986, Dated: 7.5.1986 KGD 7.5.86
1[Provided
that if the authorities competent to impose the penalty of dismissal
on such Government servants are different, an order for taking disciplinary action in a
27
common proceeding may be made by the highest of such authorities with the consent
of the others.]1
(2) Subject to the provisions of sub-rule (3) of rule 9 any such order shall specify –
(i) the authority which may function as the Disciplinary Authority for the
purpose of such common proceeding;
(ii) the penalties specified in rule 8 which such Disciplinary Authority shall be
competent to impose; and
(iii) whether the procedure prescribed in 2[rules 11 and 11A]2 or rule 12 may be
followed in the proceeding.
……………………………………………………………………………………………………………..
1. Inserted by Notification No: GAD 28 SSR 1969, Dated: 12.12.1973 KGD 24.1.1974
The Disciplinary Authority may pass such orders thereon as it deems fit;
2&3[xxx]2&3
………………………………………………………………………………………………………
(1) The provisions of sub rule (2) shall, notwithstanding anything contained in
rule 9 to 11A and 13, be applicable for purposes of proceeding against
Government Servants whose alleged misconduct has been investigated into by
the Lokayuukta or an Uplokayukta either under the provisions of the
Karnataka Lokayukta Act, 1984 or on a reference from Government] 1 2[or where
offences alleged against them punishable under the Prevention of Corruption
Act, 1947 or the Prevention of Corruption Act, 1988 has been investigated by
the Karnataka Lokayukta Police before 21 st day of December, 1992.]2
(ii) a member of the State Civil Services Group-A or Group-B and a member of
the State Civil Services Group-C or Group-D or
(b) Where it is proposed to hold an inquiry into a case under clause (a) the
enquiry may be conducted either by the Lokayukta or the Upalokayukta, as the
sae may be, or an officer on the staff of the Lokayukta authorized by the
Lokayukta, or the Upalokayukta to conduct the inquiry;
(c) The Lokayukta, the Upalokayukta or the Officer authorized under clause (b)
to conduct an inquiry shall conduct it in accordance with the provisions of rule
11 in so far as they are not inconsistent with the provisions of this rule and for
that purpose shall have the powers of the Disciplinary Authority referred to in
the said Rule.
(d) After the inquiry is completed, the record of the case along with the findings
of the Inquiring Officer and the recommendation of the Lokayukta or the
Upalokayukta, as the case may be, shall be sent to the Government.
(e) On receipt of the record under clause (d) the Government shall take action in
accordance with the provisions of 4[xxx]4 rule 11A and in all such cases the
Government shall be the Disciplinary Authority competent to impose any of the
penalties specified in rule 8.
…………………………………………………………………………………………………………….
the Government servant shall submit a report along with details and documents, such
report shall be considered by the competent disciplinary authority and keeping in view
the nature and gravity of the proved misconduct, any one or more than one
punishment specified under rule 8(i) to (viii) shall be imposed. An opportunity of being
heard shall be given to the accused before imposing such penalty.
Provided that the commission shall be consulted before passing such order in any
case for which such consultation is necessary.] 1
……………………………………………………………………………………………………………….
Provided that the borrowing authority shall not take any disciplinary
proceedings against such Government servant or place him under suspension without
the prior approval of the lending authority.
(2) In the light of the findings in the disciplinary proceedings taken against the
Government servant-
(i) if the borrowing authority is of the opinion that any of the penalties specified in
clause1[(i) to (iv-a)]1of rule 8 should be imposed on him, it may, in consultation with
the lending authority, pass such orders on the cases as it deems necessary;
(ii) if the borrowing authority is of the opinion that any of the penalties specified in
clauses (v) to (viii) of rule 8 should be imposed on him, it shall replace his services at
the disposal of the lending authority and transmit it to the proceedings of the inquiry
and thereupon the lending authority may, if it is the Disciplinary Authority pass such
orders thereon as it deems necessary or if it is not the Disciplinary Authority submit
the case to the Disciplinary Authority which shall pass such orders on the case as it
deems necessary;
Provided that in passing any such order the Disciplinary Authority shall comply
with the provisions of 1[Rule 11a.]1
31
Explanation, - The Disciplinary Authority may make an order under clause (ii)
of sub-rule (2) on the record of the inquiry transmitted by the borrowing authority, or
after holding such further as it may deem necessary2[as far as may be in accordance
with rule 11.]2
ii. the Chief Executive officer of the Zilla Panchayat in respect of, -
respect of a Government servant holding a Group “B” , Group “C” or Group “D” post
whose services are lent to Bruhat Bangalore Mahanagara Palike shall perform the
functions of the appointing authority] 8
(ii) the Commissioner, City Municipal Corporation in respect of a Government servant
holding a Group “C” or Group “D” post whose services are lent to the City Municipal
Corporation;
shall have the powers of the Appointing Authority for placing such Government
servant under suspension and of the Disciplinary Authority for the purpose of taking a
disciplinary proceedings against him and to impose any of penalties specified in
32
clauses (i) to (iv-a) of rule 8 on such Government servant. It shall not be necessary for
the Government in Urban Development Department or the Commissioner to get the
approval of or to consult the lending authority or the appointing authority as the case
may be, before placing such Government servant under suspension or imposing on
him any of the said penalties.]4
shall have the powers of the Appointing Authority for placing such Government
servant under suspension and of the Disciplinary Authority for the purpose of taking
a disciplinary proceedings against him and to impose any of penalties specified in
clauses (i) to (iv-a) of rule 8 on such Government servant. It shall not be necessary for
the Government in Water Resources Department or the Managing Director, to get the
approval of or to consult the lending authority or the appointing authority as the case
may be, before placing such Government servant under suspension or imposing on
him any of the said penalties. But it is necessary to intimate of such penalty to the
lending authority or appointing authority.]6
2A,3,5&7[(3)
Notwithstandng anything contained in these rules where a Government
servant referred to in sub-rule (2A), (2B) or (2C), -
(i) who is alleged to have committed any misconduct or misbehavior while serving in
the borrowing authorities specified in sub-rule (2A), (2B) or (2C) is transferred,
deputed or otherwise posted outside the jurisdiction of the disciplinary authority
referred to in sub-rules before initiation of a disciplinary proceeding against such
Government servant, the same Disciplinary authority shall have power to initiate
disciplinary proceedings and to conclude or cause to be concluded the enquiry into
articles of charges against such Government servant and to impose any of the
penalties specified in clauses (i) to (iv-a) of rule 8 on such Government servant;
(ii) during pendency of disciplinary proceeding, a Government servant is transferred,
deputed or otherwise posted out of jurisdiction of the Disciplinary Authority referred
to in sub-rule (2A), (2B) or (2C) which initiated the disciplinary proceeding against
such Government servant, the same disciplinary authority shall continue and
conclude or caused to be continued or concluded the enquiry into articles of charges
against such Government servant in accordance with these rules and shall have
33
power to impose and of the penalties specified in clauses (i) to (iv-a) of rule 8 on such
Government servant;
Provided that an appeal against an order passed by the Chief Executive Officer,
Commissioner or the Managing Director as the case may be under this sub-rule shall
lie, -
(i) In the case of Government servant referred to in sub-clause (a) of clause (ii) of
sub-rule (2A) 8[in the proviso to clause (i) and] 8 or clause (ii) of sub-rule (2B) or
clause (ii) of sub-rule (2C) to the Head of the Department to which such
Government servant belongs;
(ii)In the case of a doctor referred to in sub-clause (b) of clause (ii) of sub-rule (2A)
to the Government.]2A,3,5&7
2C[XXX]2C
……………………………………………………………………………………………………………….
2. Inserted by Notification No: GAD 28 SSR 1969, Dated: 12.12.1973, KGD 24.1.1974
2A. Inserted by Notification No. DPAR 29 SDE 87, dated 22.1.1988, KGD 18.2.1988
2B. Deleted by Notification No. DPAR 33 SDE 88, dated 10.2.1989 KGD 23.2.1989
6. Inserted by Notification No: DPAR 5 SDE 2006, Dated: 16.11.2006 KGD 17.11.2006
(2) In the light of the findings in the disciplinary proceedings taken against the
Government servant-
(i) If the Disciplinary Authority is of the opinion that any of the penalties specified in
clauses (i) to (iv-a) of rule 8 should be imposed on him, it may, subject to the
provisions of sub-rule (3) of rule 11A after consultation with the lending
authority, pass such orders on the case as it deems necessary;
(ii) If the Disciplinary Authority is of the opinion that any of the penalties specified in
clauses (v) to (viii) of rule 8 should be imposed on him it shall replace his services
at the disposal of the lending authority and transmit it to the proceedings of the
inquiry for such action as it deems necessary.
………………………………………………………………………………………………………………
……………………………………………………………………………………………………………………………………………………………………………
PART-V APPEALS
(iii) any order passed by an Inquiry Authority in the course of an inquiry under
rule 11.]1
………………………………………………………………………………………………………………
(a) Imposing any of the penalties specified in rule 8 2[whether made by the
Disciplinary Authority or by an Appellate or Reviewing Authority.] 2
(b) discharging him, except on abolition of the post in accordance with the terms of
his contract for a fixed or for an indefinite period, provided he has rendered under
either form of contract continuous service for a period exceeding five years at the
time when his services are terminated;
(c) reducing or withholding pension admissible to him under the rules governing
pensions; or
(2) A member of the State Civil Services, Group A and B may appeal-
7[xxx]7
Provided that, in cases of posts not included in column I of Schedule II and III,
the holders of such posts may appeal from orders passed in exercise of the powers
conferred by rule 9 to the authority immediately superior to the authority imposing
the penalty;
5[Provided
further that a Government servant against whom a order imposing
any of the penalties specified in clauses (i) to (iv-a) of rule 8 is passed by the
36
6&7[XXX]6&7
Note, -If any doubt arises as to who is the proper authority for the purpose of
this rule, the matter shall be referred to the Government whose decision shall be
final.
(4) A member of a State Civil Services Group C or State Civil Services Group D may
appeal from an order referred to in clauses (b), (c) and (d) of sub-rule (1) to the
authority to whom he would have been entitled to appeal under these rules had the
order been an order of dismissal.
(a) where a person who made the order appealed against becomes by virtue of his
subsequent appointment or otherwise, the appellate authority in respect of such
order, an appeal against such order shall be to be authority to which such person
is immediately subordinate;
(b) an appeal against an order in a common proceeding held under rule 13 shall lie
to the authority to which the authority functioning as the Disciplinary Authority for
the purpose of that proceeding is immediately sub-ordinate.]3
……………………………………………………………………………………………………………..
4. Inserted by Notification No: DPAR 11 SDE 83, Dated: 23.2.1984, KGD 15.3.1984
5. Inserted by Notification No: DPAR 2 SDE 85, Dated: 30.7.85, KGD 12.9.1985
37
6. Inserted in Notification No: DPAR 33 SDE 88, Dated: 10.2.1989, KGD 23.2.1989
(a) denies or varies to his disadvantage his pay, allowances, pension or other
conditions of services as regulated by any order, rules or any agreement or
(a) stopping a Government servant at the efficiency bar in the time-scale on the
ground of his unfitness to cross the bar.
1[(c)
reducing or withholding the pension or denying the maximum pension
admissible to him under the rules;
(ca) determining the subsistence and other allowances to be paid to him for the
period of suspension or for the period during which he is deemed to be under
suspension or for any portion thereof;
(ii) for the period from the date of his dismissal, removal or compulsory
retirement from service or from the date of his reduction to a lower service, grade,
post time-scale or stage in a time scale of pay to the date of his reinstatement or
restoration to his service, grade or post, or
(cc) determine whether or not the period from the date of his suspension or from
the date of his dismissal, removal, compulsory retirement or reduction to a lower
service, grade, post, time-scale or pay or stage in a time-scale of pay to the date of
his reinstatement or restoration to his service, grade or post shall be treated as a
period spent on duty for any purpose, shall lie, -
(i) in the case of an order made in respect of a Government servant on whom the
penalty of dismissal from service can be imposed only by the Governor, to the
Governor, and
38
(ii) in the case of an order made in respect of any other Government servant to
the authority to whom an appeal against an order imposing upon him the penalty
of dismissal from service would lie.]1
(i) the expression ‘Government servant’ includes a person who has ceased to be in
Government service;
(ii) the expression ‘pension’ includes additional pension, gratuity and any other
retirement benefit.
……………………………………………………………………………………………………………..
Provided that the appellate authority may entertain the appeal after the expiry
of the said period, if it is satisfied that the appellant had sufficient cause for not
submitting the appeal in time.
(2) Every appeal preferred under these rules shall be accompanied by a copy of the
order appealed against and shall contain all material statements and
arguments relied on by the appellant, shall not contain any disrespectful or
improper language and shall be complete in itself.
39
Provided that if such authority is not the head of the office in which the
appellant may be serving or if he is not in service, the head of the office in which he
was last serving or is not subordinate to the head of such office, the appeal shall be
submitted to the head of such office who shall forwarded it forthwith to the said
authority;
Provided further that a copy of the appeal may be submitted directly to the
appellate authority.
(ii) it does not comply with any of the provisions of rule 21; or
(iii) it is not submitted within the period specified in rule 20 and no reasonable
cause is shown for the delay; or
(iv) it is a repetition of an appeal already decided and is made to the same appellate
authority by which such appeal has been decided and no new facts or
circumstances are adduced which afford grounds for a reconsideration of the
case; or
(vi) it contains material or documents which are treated as confidential and which
the appellant could have come to know only as a result of the breach 1[of rule
12 of the Karnataka Civil Services (Conduct) Rules, 1966] 1
Provided that in every case in which an appeal is withheld, the appellant shall
be informed of the fact and the reasons for it.
Provided further that an appeal withheld under clause (ii), (v) and (vi) may be
re-submitted at any time within one month from the date on which the appellant has
been informed of the withholding of the appeal and if re-submitted in a form which is
in accordance with the said provisions, shall not be withheld.
(2) When an appeal is withheld under this rule, a copy or order withholding the appeal
shall be submitted to the authority to whom the appeal is addressed.
(3) No appeal shall lie against the withholding of an appeal by a competent authority.
40
………………………………………………………………………………………………………………
(2) The authority to which the appeal lies may direct transmission to it of any
appeal withheld under rule 23 and thereupon such appeal shall be transmitted
to that authority together with the comments of the authority withholding the
appeal and the relevant records.
(2) In the case of an appeal against an order imposing any of the penalties specified in
rule 8, the Appellate Authority shall consider-
(a) Whether the procedure prescribed in these rules has been complied with and if
not whether such non-compliance has resulted in violation of any provisions of
the Constitution or in failure if justice;
(c) Whether the penalty imposed is excessive, adequate or inadequate and after
consultation with the Commission, if such consultation is necessary in the case,
pass orders-
(ii) remitting the case to the authority which imposed the penalty or to any other
authority with such direction as it may deem fit in the circumstances of the
case:
41
Provided that-
(i) The appellate authority shall not impose any enhanced penalty unless such
authority or the authority which made the order appealed against is
competent to impose such penalty;
(ii) No order imposing an enhanced penalty shall be passed unless the appellant
is given an opportunity of making any representation which he may wish to
make against such enhanced penalty; and
(iii) If the enhanced penalty which the appellate authority proposes to impose is
one of the penalties specified in clauses (v) to (viii) of rule 8 and an inquiry
under rule 11 has not already been held in the case, the appellate authority
shall, subject to the provisions of rule 14 itself hold such inquiry or direct
that such inquiry be held and thereafter on consideration of the proceedings
of such inquiry, pass such orders as it may deem fit.
(3) In the case of an appeal against any order specified in clauses (b) and (c) of rule 18
or rule 19, the appellate authority shall consider all the circumstances of the case and
pass such orders as it deems just and equitable.
PART-VI REVIEW
(b) impose any penalty or set aside, reduce, confirm or enhance the penalty
imposed by the order;
(c) remit the case to the authority which made the order or to any other authority
directing such further action or inquiry as is considered proper in the
circumstances of the case; or
Provided that no order imposing or enhancing any penalty shall be made by the
State Government unless the member of the Service concerned has been given a
reasonable opportunity of making a representation against the penalty proposes or
where it is proposed to impose any of the major penalties specified in clause (v) to (viii)
of rule 8 or to enhance a minor penalty imposed by the order sought to be reviewed to
42
any of the major penalties and if an enquiry under rule 11 has not already been held
in the case, no such penalty shall be imposed except after enquiring in the manner
laid down in rule 11 subject to the provisions of rule 14 and except after consultation
with the Commission.
……………………………………………………………………………………………………………….
Provided that no action under this rule shall be initiated more than six months
after the date of the order to be reviewed.
PART-VII MISSLENIOUS.
conspicuous part of the house if any, in which he is known to have last resided
or by publication in two daily newspapers having wide circulation in the State.
Provided that nothing in this rule shall affect the powers of the Governor under the
Constitution of India in respect of members of the Judicial Services or the right of an
appeal which a person may have under the law regulating his conditions of service.] 1
……………………………………………………………………………………………………………..
2. Inserted by Notification No: DPAR 34 SSR 1976, Dated: 7.7.1976 KGD; 22.7.1976
Control and Appeal) Rules, the Madras Civil Services (Classification, Control and
Appeal) Rules and the rules contained in Chapter X of the Mysore manual of General
Circular and Standing orders, Part-I, the Mysore Civil Services(Classification) Rules,
1955 and any Notifications issued and rules and orders made under any such rules or
under the proviso to Article 309 of the Constitution and all other rules and orders
made by any competent authority to the extent to which they apply to persons to
whom these rules apply and in so far as they relate to the classification of the State
Civil Services specified in the Schedules or confer powers to make appointment impose
penalties or entertain appeals are hereby repealed;
Provided that-
(a) such repeals shall not affect the previous operation of the said rules,
notifications and orders or anything done or any action taken thereunder;
(b) any proceedings under the said rules, notifications or orders pending at the
commencement of these rules shall be continued and disposed of, as far as may
be in accordance with the provisions of these rules.
(2) Nothing in these rules shall operate to deprive any person to whom these rules
apply of any right of appeal which had accrued to him under the rules, notifications or
orders repealed by sub-rule (1) in respect of any order passed before the
commencement of these rules.
(3) An appeal pending at or preferred after the commencement of these rules against
an order made before such commencement shall be considered and orders thereon
shall be passed, in accordance with these rules.