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The document outlines a comprehensive plan for developing a financial analysis system, including data collection, NLP processing, LLM fine-tuning, and stock prediction. It details tasks, technologies, and learning objectives for each phase, from data scraping and normalization to implementing a retrieval-augmented generation architecture and advanced stock prediction models. The final integration phase emphasizes system validation, visualization, and user interface development.

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0% found this document useful (0 votes)
17 views7 pages

Project

The document outlines a comprehensive plan for developing a financial analysis system, including data collection, NLP processing, LLM fine-tuning, and stock prediction. It details tasks, technologies, and learning objectives for each phase, from data scraping and normalization to implementing a retrieval-augmented generation architecture and advanced stock prediction models. The final integration phase emphasizes system validation, visualization, and user interface development.

Uploaded by

vedharshacts
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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1.

​Data Collection

Collect and clean all data related to stock prices and financial reports for NIFTY
50 companies.

Get historical stock prices (10-15 years)

Scrape/download quarterly financial reports (PDF/HTML) from company


websites or screener.in, tradeview

Normalize financial indicators (Revenue, EPS, ROCE, etc.)

Parse PDFs to text for LLM training using tools like PyMuPDF or PDFPlumber

Store cleaned data in structured format like CSV

We will do this on Local machine or Google Colab for small batches

Technologies we will utilize - yfinance, nsetools, pandas, requests, BeautifulSoup,


PyMuPDF, pdfplumber

What to Learn:

Data scraping

Pandas & NumPy

File parsing (PDF, HTML)

Data normalization techniques

Exploratory Data Analysis (EDA)


2.​NLP Pipeline for Financial Understanding

Objective:

Convert raw financial text into embeddings for semantic search and LLM fine-tuning.

Tasks:

Clean financial language (remove junk, segment paragraphs, remove headers)

Convert cleaned texts into vector embeddings

Use a sentence embedding model like sentence-transformers

Start building your vector database (FAISS or ChromaDB)

Technologies/Tools:

transformers, sentence-transformers, faiss, ChromaDB

NLTK, spaCy for preprocessing

What to Learn:

Basic NLP pipeline

Tokenization, stopword removal, chunking

Embeddings and vector similarity

Basics of vector databases


3.​Fine-Tuning the LLM

Objective:

Fine-tune a pre-trained language model on domain-specific data (financial reports,


news).

Tasks:

Choose a base model: LLaMA 2, Mistral, or Falcon (7B/13B models)

Fine-tune using LoRA or QLoRA (memory-efficient methods)

Train on structured financial questions & answers or extracted paragraphs

Validate with sample queries

Where to Do:

Must be done on PARAM with A100/V100 GPUs

Technologies/Tools:

Hugging Face Transformers, PEFT, bitsandbytes, accelerate


wandb for experiment tracking
datasets for preprocessing training data

What to Learn:

LLM architecture basics

Transfer learning vs fine-tuning

LoRA/QLoRA training

Prompt engineering basics


Hugging Face model training
4.​ RAG Architecture + Vector Database

Objective:
Enable document-level question-answering using Retrieval-Augmented Generation
(RAG).

Tasks:

Index embeddings in FAISS or Chroma

Setup a retriever and connect it to the fine-tuned LLM

Build a prompt template and generation chain

Validate by asking real-world finance questions (e.g., "Compare Q4 results of Reliance


2023 vs 2022")

Where to Do:

PARAM (or Colab for testing)

PARAM for full integration and testing with financial corpus

Technologies/Tools:

LangChain, Haystack, FAISS, Chroma, Transformers

Your fine-tuned LLM from Phase 3

What to Learn:

What is RAG and how it works

Retriever and Generator roles

Prompt engineering for domain-specific Q&A

LangChain workflows
5.​Advanced Stock Prediction Engine

Objective:
Use multi-variate time series, sentiment, and technical indicators to forecast stock
performance.

Tasks:
Build prediction models (e.g., LSTM, Temporal Fusion Transformer, Prophet)

Combine technical indicators + sentiment features

Train and validate models per company or sector

Backtest using historical data

Where to Do:
PARAM for large-scale training

Colab for experimenting on small datasets

Technologies/Tools:

scikit-learn, XGBoost, Prophet, TensorFlow / PyTorch, TA-Lib

Sentiment scores from Phase 2 as additional features

What to Learn:

Time-series forecasting

Feature engineering (technical + NLP-based)

Deep learning for forecasting

Evaluation metrics (RMSE, MAPE, etc.)


6.​Evaluation, Visualization, and Final Integration

Objective:
Integrate all modules into a coherent system, validate performance, and prepare demo.

Tasks:
Validate predictions and LLM answers

Create final RAG + prediction interface

Optional UI using Streamlit, Flask, or Gradio

Create visualizations (e.g., trend lines, company comparison, sector forecasts)

Prepare documentation and final presentation

Where to Do:
Local/Cloud

UI and visualizations can be lighter workloads

Technologies/Tools:

Streamlit, Dash, Gradio

Plotly, Matplotlib, Seaborn

Integration with APIs and vector DBs

What to Learn:

Data visualization

UI basics

Integration techniques

System testing and deployment


Bonus: Skills to Learn Throughout

Skill​ Use Case

Linux + Shell Scripting​ Running jobs on PARAM


Git & GitHub​ Version control

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