BHZ Model Paper
BHZ Model Paper
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16. J. Kong, H. T. Soh, A. M. Cassell, C. F. Quate, H. Dai,
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similar transistors. Figure 4B shows an inverter as microfluidic devices with integrated electron-
23. Materials and methods are available as supporting
with a complementary design (CMOS) with the ics, chemical and biological sensor systems that material on Science Online.
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Energy, Division of Materials Sciences under award no.
(as high as ~7) are qualitatively consistent plastic substrates may create additional oppor- DEFG02-91ER45439, through the Frederick Seitz Materials
with numerical circuit simulations (fig. S6). tunities for devices that have unusual form Research Laboratory (FS-MRL). We thank T. Banks and
As a third example, we built GaAs metal- factors or mechanical flexibility as key features. K. Colravy for help with cleanroom and other facilities at the
semiconductor-metal (MSM) infrared detectors Frederick Seitz Materials Research Laboratory and H. C. Ko,
Q. Cao, P. Ferreira, J. Dong, and E. Menard for help with
(26), integrated with Si MOSFETs on flexible PI printing and distortion measurements using facilities and
substrates, to demonstrate a capability for fab- References and Notes
1. K. Banerjee, S. J. Souri, P. Kapur, K. C. Saraswat, manufacturing approaches developed at the Center for
ricating unit cells that could be used in active Proc. IEEE 89, 602 (2001). Nanoscale Chemical Electrical Mechanical Manufacturing
infrared imagers. In this case, printed nano- 2. S. F. Al-Sarawi, D. Abbott, P. D. Franzon, IEEE Trans. Systems at the University of Illinois (funded by the NSF under
grant DMI-0328162). All imaging and surface analysis was
ribbons of GaAs (L = 400 mm, W = 100 mm, and Components Packaging Manufacturing Technol. Part B
21, 2 (1998). performed at the FS-MRL Center for Microanalysis of
thickness = 270 nm) transferred onto a substrate Materials at the University of Illinois at Urbana-Champaign,
3. A. S. Brown et al., Mater. Sci. Eng. B 87, 317 (2001).
with a printed array of Si nanoribbon MOSFETs 4. Y.-C. Tseng et al., Nano Lett. 4, 123 (2004). supported by award no. DEFG02-91ER45439.
form the basis of the MSMs. Electrodes (Ti/Au) 5. C. Joachim, J. K. Gimzewski, A. Aviram, Nature 408, 541
Supporting Online Material
deposited on the ends of these GaAs nanoribbons (2000).
www.sciencemag.org/cgi/content/full/314/5806/1754/DC1
form back-to-back Schottky diodes with sepa- 6. G. Roelkens et al., Opt. Express 13, 10102 (2005).
Materials and Methods
7. D. B. Strukov, K. K. Likharev, Nanotechnology 16, 888 (2005).
rations of 10 mm. The resulting detector cells 8. Q. Y. Tong, U. Gosele, Semiconductor Wafer Bonding: Figs. S1 to S15
exhibit current enhancement as the intensity of Science and Technology (John Wiley, New York, 1999). 12 July 2006; accepted 31 October 2006
infrared illumination increases (Fig. 4C), con- 9. M. A. Schmidt, Proc. IEEE 86, 1575 (1998). 10.1126/science.1132394
Topological Phase Transition in searchers have proposed the quantum spin Hall
(QSH) effect for graphene (7) as well as for
semiconductors (8, 9), where the spin current is
HgTe Quantum Wells carried entirely by the helical edge states in two-
dimensional samples.
B. Andrei Bernevig,1,2 Taylor L. Hughes,1 Shou-Cheng Zhang1* Time-reversal symmetry plays an important
role in the dynamics of the helical edge states
We show that the quantum spin Hall (QSH) effect, a state of matter with topological properties (10–12). When there is an even number of pairs
distinct from those of conventional insulators, can be realized in mercury telluride–cadmium of helical states at each edge, impurity scattering
telluride semiconductor quantum wells. When the thickness of the quantum well is varied, the or many-body interactions can open a gap at the
electronic state changes from a normal to an “inverted” type at a critical thickness dc. We show that edge and render the system topologically trivial.
this transition is a topological quantum phase transition between a conventional insulating phase However, when there is an odd number of pairs
and a phase exhibiting the QSH effect with a single pair of helical edge states. We also discuss of helical states at each edge, these effects can-
methods for experimental detection of the QSH effect. not open a gap unless time-reversal symmetry is
he spin Hall effect (1–5) has recently at- tronics. In particular, the intrinsic spin Hall effect
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distortions of the Hamiltonian. Therefore, the 0, mJ is still a good quantum number. At this
d1 þ id 2 ¼ Aðk x þ ik y Þ ≡ Ak þ
QSH state is a topologically distinct new state point the |E1, mJ〉 quantum well subband state
of matter, in the same sense as the charge is formed from the linear combination of the
quantum Hall effect. |Γ6, mJ = ±1=2 〉 and |Γ8, mJ = ±1=2 〉 states, while
Unfortunately, the initial proposal of the the |H1, mJ〉 quantum well subband state is d3 ¼ M − Bðk 2x þ k 2y Þ, eðkÞ ¼ C − Dðk 2x þ k 2y Þ
QSH in graphene (7) was later shown to be formed from the |Γ8, mJ = ± 3=2 〉 states. Away ð3Þ
unrealistic (16, 17), as the gap opened by the from the Γ point, the E1 and H1 states can mix.
spin-orbit interaction turns out to be extremely Because the |Γ6, mJ = ±1=2 〉 state has even par- where A, B, C, and D are expansion parameters
small, on the order of 10−3 meV. There are also ity, whereas the |Γ8, mJ = ± 3=2 〉 state has odd that depend on the heterostructure. The
no immediate experimental systems available parity under two-dimensional spatial reflection, Hamiltonian in the 2 × 2 subspace therefore
for the proposals in (8, 18). Here, we present the coupling matrix element between these two takes the form of the (2 + 1)-dimensional Dirac
theoretical investigations of the type III semi- states must be an odd function of the in-plane Hamiltonian, plus an e(k) term that drops out
conductor quantum wells, and we show that the momentum k. From these symmetry consid- in the quantum Hall response. The most im-
QSH state should be realized in the “inverted” erations, we deduce the general form of the ef- portant quantity is the mass or gap parameter
regime where the well thickness d is greater fective Hamiltonian for the E1 and H1 states, M, which is the energy difference between the
than a certain critical thickness dc. On the basis expressed in the basis of |E1, mJ = 1=2 〉, |H1, E1 and H1 levels at the Γ point. The overall
of general symmetry considerations and the mJ = 3=2 〉 and |E1, mJ = – 1=2 〉, |H1, mJ = – 3=2 〉: constant C sets the zero of energy to be the
standard band perturbation theory for semi- top of the valence band of bulk HgTe. In a
conductors, also called k · p theory (19), we quantum well geometry, the band inversion in
HðkÞ 0
show that the electronic states near the Γ point Heff ðk x , k y Þ ¼ , HgTe necessarily leads to a level crossing at
0 H*ð−kÞ
are described by the relativistic Dirac equation in some critical thickness dc of the HgTe layer.
2 + 1 dimensions. At the quantum phase HðkÞ ¼ eðkÞ þ d i ðkÞsi ð2Þ For thickness d < dc (i.e., for a thin HgTe
transition at d = dc, the mass term in the Dirac
equation changes sign, leading to two distinct U
(1)-spin and Z2 topological numbers on either Fig. 1. (A) Bulk energy
bands of HgTe and CdTe
side of the transition. Generally, knowledge of
near the G point. (B)
electronic states near one point of the Brillouin
The CdTe-HgTe-CdTe
zone is insufficient to determine the topology of quantum well in the
the entire system; however, it does allow robust normal regime E1 > H1
and reliable predictions on the change of with d < dc and in the
topological quantum numbers. The fortunate inverted regime H1 >
presence of a gap-closing transition in the HgTe- E1 with d > dc. In this
CdTe quantum wells therefore makes our theoret- and other figures, G8/H1
ical prediction of the QSH state conclusive. symmetry is indicated in
The potential importance of inverted band- red and G6/E1 symmetry
gap semiconductors such as HgTe for the spin is indicated in blue.
Hall effect was pointed out in (6, 9). The central
feature of the type III quantum wells is band
inversion: The barrier material (e.g., CdTe) has a
normal band progression, with the s-type Γ6
band lying above the p-type Γ8 band, and the
well material (HgTe) having an inverted band
progression whereby the Γ6 band lies below the
Γ8 band. In both of these materials, the gap is
smallest near the Γ point in the Brillouin zone
(Fig. 1). In our discussion we neglect the bulk
split-off Γ7 band, as it has negligible effects on
the band structure (20, 21). Therefore, we re-
strict ourselves to a six-band model, and we start
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in perturbation theory. We can write the
effective 4 × 4 Hamiltonian for the E1±, H1±
bands as
Z∞
ij ðk x ,
H eff kyÞ ¼ dz〈yj jHðk x , k y , −i∂z Þjyi 〉
−∞
ð4Þ
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essential symmetries and topology. On the other conductance vanishes, and the spin Hall con- conductance GLR from the p-doped to bulk-
hand, it also introduces a short-distance cutoff ductance (given by the difference between the insulating to n-doped regime (Fig. 3). In the bulk
so that the topological quantities can be well two blocks) is finite and given by DsðsÞ xy = 2 in insulating regime, GLR should vanish at low
defined. units of e2/h. From the general relationship temperatures for a normal insulator at d < dc,
Within each 2 × 2 subblock, the Hamiltonian between the quantized Hall conductance and the whereas GLR should approach a value close to
is of the general form studied in (9), in the number of edge states (25), we conclude that the 2e2/h for d > dc. Strikingly, in a six-terminal
context of the quantum anomalous Hall effect, two sides of the phase transition at d = dc must measurement, the QSH state would exhibit van-
where the Hall conductance is given by differ in the number of pairs of helical edge ishing electric voltage drop between the termi-
ZZ states by 1, thus concluding our proof that one nals m1 and m2 and between m3 and m4, in the zero
1
sxy ¼ − 2 dk x dk y ^
d ˙ ∂x ^
d ∂y ^
d ð7Þ side of the transition must be Z2 odd and temperature limit and in the presence of a finite
8p topologically distinct from a fully gapped electric current between the L and R terminals. In
conventional insulator. other words, longitudinal resistance should vanish
in units of e2/h (the square of the charge on the It is desirable to establish which side of the in the zero temperature limit, with a power-law
electron divided by the Planck constant), where transition is topologically nontrivial. For this dependence, over distances larger than the mean
^
d denotes the unit di(k) vector introduced in the purpose, we return to the tight-binding model free path. Because of the absence of back-
Hamiltonian Eq. 2. When integrated over the Eq. 6. The Hall conductance of this model has scattering, and before spontaneous breaking of
full Brillouin zone, sxy is quantized to take been calculated (25) in the context of the time reversal sets in, the helical edge currents flow
integer values that measure the skyrmion num- quantum anomalous Hall effect, and previously without dissipation, and the voltage drop occurs
ber, or the number of times the unit ^ d winds in the context of lattice fermion simulation (26). only at the drain side of the contact (11). The
around the unit sphere over the Brillouin zone Besides the Γ point, which becomes gapless at vanishing of the longitudinal resistance is one of
torus. The topological structure can be best M/2B = 0, there are three other high-symmetry the most remarkable manifestations of the QSH
visualized by plotting ^d as a function of k. In a points in the Brillouin zone. The (0,p) and (p,0) state. Finally, a spin-filtered measurement can be
skyrmion with a unit of topological charge, the points become gapless at M/2B = 2, whereas the used to determine the spin Hall conductance sðsÞ xy .
^
d vector points to the north (or the south) pole (p,p) point becomes gapless at M/2B = 4. Numerical calculations (13) show that it should
at the origin, points to the south (or the north) Therefore, at M/2B = 0, there is only one take a value close to sðsÞ 2
xy = 2e /h.
pole at the zone boundary, and winds around the
equatorial plane in the middle region. Fig. 3. (A) Experimental µ1 µ2
Substituting the continuum expression for
A
setup on a six-terminal
the di(k) vector as given in Eq. 3, and cutting off Hall bar showing pairs of
the integral at some finite point in momentum edge states, with spin-up
X
space, one obtains sxy = 1=2 sign (M), which is a states in green and spin-
well-known result in field theory (23). In the down states in purple. (B) µL µR
continuum model, the ^ d vector takes the con- A two-terminal measure- X
figuration of a meron, or half of a skyrmion, ment on a Hall bar would
where it points to the north (or the south) pole at give GLR close to 2e2/h
the origin and winds around the equator at the contact conductance on µ3 µ4
boundary. As the meron is half of a skyrmion, the QSH side of the B
the integral Eq. 7 gives ±1=2 . The meron transition and zero on 2 2
the insulating side. In a GLR ( e ) GLR ( e )
configuration of di(k) is depicted in Fig. 2, B h h
six-terminal measure-
and C. In a noninteracting system, half-integral ment, the longitudinal 4 4
Hall conductance is not possible, which means voltage drops m2 − Egap
that other points from the Brillouin zone must m1 and m4 − m3 vanish
either cancel or add to this contribution so that 2 2
on the QSH side with a Egap
the total Hall conductance becomes an integer. power law as the zero
The fermion-doubled partner (24) of our low- temperature limit is 0 0
µFermi µFermi
energy fermion near the Γ point lies in the approached. The spin
d<dc normal regime
higher-energy spectrum of the lattice and Hall conductance s(s) xy d>dc inverted regime
contributes to the total sxy . Therefore, our has a plateau with the
effective Hamiltonian near the Γ point cannot 2
value close to 2e /h.
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HgTe-CdTe quantum wells is possible. 16. Y. Yao, F. Ye, X. L. Qi, S. C. Zhang, Z. Fang, http://arxiv.
www.sciencemag.org/cgi/content/full/314/5806/1757/DC1
org/abs/cond-mat/0606350.
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