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Anais da Academia Brasileira de Ciências | Annals of the Brazilian Academy of Sciences
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ENGINEERING SCIENCES
Abstract: Edgar Morin is more than 100 years old and has produced numerous original
ideas. Complex Thinking is his approach to complexity and took almost thirty years to be
written. He developed it based on many other thinkers but chiefly, we argue, on Wiener’s
Cybernetics, von Bertalanffy’s General System Theory and Shannon’s Information Theory.
This article describes and discusses how those latter theories have been incorporated
into Morin’s thought, especially in La Méthode, his magnum opus, and presents, in
a comparative fashion, his pros and contras on each of them. In our conclusion, we
discuss how some of Morin’s criticisms of the founding theories might be unjust and
also present a summary of some judgmental appraisals of Complex Thinking.
Key words: Morin, Complex Thinking, Complexity, Cybernetics, General Systems Theory,
Information Theory.
of ten) (Chamak 2019). Although he definitely either from the original French edition (Morin
interconnects with several other groups. 1977, 1980, 1986, 1991, 2001, 2004) or the Brazilian
His wide interests and connections are Portuguese translation.
clear from, perhaps, his first work on the field
Philosophical, literary, and scientific referen-
of complexity, Le paradigme perdu [Paradigm
ces of Edgar Morin
lost] (Morin 1973) where he already dialogs with
natural, biological and social sciences being In the context of this article, we analyzed the
written after his return from a fruitful stay at the six volumes of La Méthode1 (Morin 2003, 2005,
Salk Institute in the USA. Morin & Da Silva 2005a, b 2011a, b), Morin’s
Finally, it is relevant to mention that Morin development of his Complex Thinking. It is
connects those three ideas highlighted in this therefore relevant to note his most important
study. In the volume dedicated to “Life of life”, theoretical references, which are presented in
he writes: the appendix. His influences range from Ancient
Greek Philosophy to references in quantum
The paradigm of self-(geno-pheno-ego)- physics and genetic engineering. So, when
eco-re-organization (computational/ thinking complexity, his thought is both broad
informational/ communicational), allows and deep. In his book about his influences, he
to integrate the physical-chemical cites as most relevant: Heraclitus, Buda, Jesus,
processes of the living machinery. It Montaigne, Descartes, Pascal, Spinoza, Rousseau,
integrates systemic, cybernetic and Hegel, Marx, Dostoyevsky, Proust, Freud, the
informational ideas [emphasis added] Frankfurt School (Adorno, Horkheimer and
while operating the disruption of any others), Heidegger, Ivan Illich and Beethoven.
organizational conception based on the Most importantly for this article, he mentions
artificial machine model (Morin 2005, and group together: Bergson, Bachelard, Piaget,
p. 394). von Neumann, von Foerster, Bohr, Popper, Kuhn,
The structure of this article is as follows: after Holton, Lakatos and finally Husserl (Morin
this introduction, we provide some background 2013). Of course, this list does not contain all
information on Morin’s intellectual history and references of La Méthode.
explain some of his most important and known He often feels that this mix-and-matching
concepts or paradigms. Next, we present an of different sciences is a characteristic that
analysis about cybernetics influence in Morin’s bothers traditional science as his perspectives
thought, explaining pros and contra arguments move seamlessly from one area to another,
he provides. Next, we draw similar considerations from knowledge to knowledge, giving a very
in systems theory, most emphatically in open different scientific approach compared to other
systems. Lastly, we bring forward the discussion scientists, including those in complex systems
about information theory. The paper concludes and other complexity areas. In the sense of
debating specific aspects of Morin’s analysis transdisciplinarity, it is interesting to realize,
and theories. We close with acknowledgements as Montuori writes (Morin 2008, p. xiv), that he
and references. In the appendix we furnish a list is very esteemed in Latin America and little
of main referenced authors in Morin’s work.
Where no original sources in English were 1
We maintain the original title because there are no
found, citations were translated by the authors, authoritative translation into English and translated Morin’s
articles keep this form in their references.
action consequences depend not only on the in relation to causality. He concludes affirming
agent intentions, but also on the conditions that “[they] have connected all these terms in
of the environment in which it takes place an organizational way and, therefore, originated
and, 2. the long-term effects of actions are the first general science (that is, physical) that
unpredictable (Morin 2005, p. 100). has as its object the organization” (Morin 2003,
The list presented above is not exhaustive p. 300).
but might be helpful to better understand the
rest of the article and also arise the reader’s Implosion of scientific divide
curiosity to discover more about Complex For Morin, every science has to overcome
Thinking. the separation from other sciences defying
the classical approach followed in the past
by Descartes’ method and make an effort to
CYBERNETICS become more transversal and inclusive.
The ideas that came up with the appearance of Morin, when considering the aspects
cybernetics had a profound influence on Morin. that structure cybernetics views, cites in one
Many concepts were adopted in his theories and paragraph Maruyama, von Foerster, Ashby,
others he rejected to create his own ideas. As Walter, Ducrocq, Sauvan, Beer, Boulding, Bateson,
mentioned before, not just Wiener (1971), but Moles, Pask and Günther (Morin 2003, p. 301).
also Ashby (1956), Bateson (1967), von Foerster This plethora of scientists from different
(2003) and von Neumann (1958) are frequent specialties and backgrounds, who were involved
references of those that created and evolved in the cybernetics project have, according to
the cybernetical framework (François 1999; Kline him, imploded this scientific discipline divide
2015). and made it an open science with many “facets”
He explains: “During my discourse, I have as can be seen in works of synthesis like Klir
both supported and opposed cybernetic theory” (1991) or Altmann & Koch (1998).
(Morin 2003, p. 300).
Feedback
What speaks in favor of cybernetics?
The concept of feedback is perhaps the most
Therefore, it is clear that cybernetics had striking feature of cybernetics. It was the
influenced Morin and several concepts were scientific modelling of this effect that gave its
adopted and others, adapted. Here we mention importance in theoretical and applied sciences.
some of them, according to our notion of their In the second-order cybernetics (cybernetics
relevance. of cybernetics) (Foerster 2003, p. 283–286),
due to, among others, Maruyama (1974) and
Organization as study object
von Foerster (2003), the ideas of positive and
Morin has several conceptual building blocks negative feedback are highlighted, especially if
for the construction of complexity. Organization one considers the feedback causality.
is one of them. Wiener, he states, has the merit Soon both positive and negative feedback
of isolating the machine physical being and have been incorporated into the realm of
also included the feedback in the interaction, complexity as one of the mechanisms that
highlighted the circuit instead of the process, the enabled emergence of system behavior.
regulation instead of stabilization and teleology
Morin relies on the several modes of artificial machines, which are far more limited
feedback and often uses them to explain the and restricted. This concern was equally shared
self-organization behavior, the regulating by Wiener himself (Wiener 1954).
mechanisms of life and even how culture molds
societies and society molds culture. Absence of positive feedback and more
Cybernetics lacked the concept of positive
Extending the concept of machines feedback which has been eventually included
Morin considered a very important step the later by Maruyama. This author discussed the
understanding of the artificial machine. Due to important concept of relational mutual causality
the efforts of cybernetics, machines could be (Maruyama 1974). Yet another concept cited by
controlled more efficiently. Morin, from von Foerster, is the development of
He also describes the production of self. circular causality (Foerster 2003, p. 230), also a
This idea connects the concept of the self- pivotal idea.
controlled machine with the living. Although As Morin further analyses cybernetics,
there is a clear shortcoming in the artificial he finds other aspects that were not at
machine, as it cannot repair and replicate itself, first considered by Wiener and some of the
the ideas of communication and control from forerunner cyberneticists. Besides the absence
cybernetics and concepts of open systems were of positive feedback, as already mentioned
of fundamental importance. above, he notices that complex causality and
uncertainty of teleology were not thought of.
What speaks against cybernetics?
Perhaps Morin is too strict in his criticism
and may not consider the fact that cybernetics,
Lack of a theory of the machine
like any other theory or paradigm, was not
“The first notion of machine comes from the born as a finished set of concepts but would
Wienerian revolution. We have to consider evolve in time. These evolutions are exactly
the machine as a physical being” (Morin 2003, what Maruyama, von Foerster and others did,
p. 200). So, what Morin does is to expand the especially regarding rigorous mathematical
notion. Machines are not only those that exist formalism (Mesarović & Takahara 1975).
in factories and at home but an “extended” view
where they are classified as entities that produce Communication and control as a means to
diversity. Consequently, they can be stars, living subdue society
beings and societies. The understanding of how communication
In that sense, what Morin resents is that and control act in a system or a machine
Wiener did not develop a theory about the was strongly praised but then, on another
machine, which he does in his first volume of level, Morin considers that these kinds of
La Méthode. interactions prevailed over society which began
According to Morin, every theory might to be commanded and controlled as a machine.
have a simplifying or complexifying approach. Accordingly, this effect is not considered a
And, due to paradigmatic, technocratic, and consequence of the paradigm but classified as
sociological forces, cybernetics has followed an ideological use of science.
the simplifying way. It has reduced all machine-
beings, both natural and living as equivalent to
in different sciences. But other causes can be What speaks in favor of a general systemic
equally plausible (Pouvreau 2013). approach?
Nevertheless, in his first volume of La Systems are important units of analysis as
Méthode, Morin presents several definitions of described above. Consequently, Morin makes
systems ranging from Leibniz, von Bertalanffy, use of this idea throughout his work. When used,
Maturana, Ackoff, Rapoport, Mesarović, Saussure. the idea of system focusses more on the whole,
Finally, he presents his own definition: “[...] we while organizations tend to highlight the parts.
could conceive a system as an organized global
unity of inter-relations among elements, actions The concept of system
and individuals” (Morin 2003, p. 131). Here it is Morin, just like other system thinkers, sees
important to emphasize the use of the notion ensembles of parts and sets as systems.
of “organized”, a concept which is not present in Therefore, he classifies them as a kind of global
the other definitions. unity. One difference from other scientists might
But organization is one of the most important be a relatively lesser importance attributed to
concepts in Morin’s thought. Connecting the the system as a representation of the whole.
idea of system and organization is the trinitary He impinges more relevance to the idea of the
concept shown in Figure 2. organization:
Morin considers that, in normal science,
The system is the basic complex concept
the concepts of system and organization are
because it is not reducible to elementary
normally presented dissociated from each other,
units, to simple concepts, to general laws.
that is, either the scientific approach focus on
The system is the unity of complexity. It is
the system, or it focus on the organization. And
the basic concept because it can develop
he proposes that those concepts are aspects of
into systems of systems of systems, in
the same reality, and he aims at connecting them
which natural machines and living beings
through a possible interrelation. Therefore, each
will appear. These machines, these living
concept is distinguishable in itself but, at the
beings, are also systems, but they are
same time, they are to be united in this relation
already something beyond that. Our goal
(Morin 2003, p. 132-134).
is not to make a reductionist systemism.
We will use our concept of the system
universally, not as a key word of totality,
but as the root of complexity” (Morin 2003,
p. 185).
To be able to move up or down on the
grouping of systems level, he employs terms
like metasystem, suprasystem, subsystem,
ecosystem.
of gravity, which is field interaction, that is, an A very important aspect Morin draws
external effect onto the system. attention to, is the need to consider the
generativity of information, namely, the
capability of creating new information. This
INFORMATION he terms “informationalization”. But he also
For both cybernetics and systems theory, comments that it is not possible to isolate
the information concepts are of paramount information from the apparatus that generates
importance. it. He also states that it is inconceivable to
In cybernetics, from Wiener’s original disconnect information from the biological or
book (Wiener 1971), there were already two the human and sociological contexts as if it
chapters concerning information. It is relevant would exist by itself.
to mention that already then, both meanings Considering the exchange of information,
differ. Specifically, in one chapter information he affirms that an ecosystem is therefore a very
is used in the sense of data in time series and complex communication universe as signals are
in another, Society and Language, as high-level exchanged in multiple ways: chemically, visually,
communication content. sound wise, and by gestures.
Concerning GST, von Bertalanffy considered As it is possible to perceive, the levels of
information as in Shannon and Weaver’s abstraction of the concept of information are
theory (Shannon & Weaver 1949). He correlated wide and dissimilar. Floridi quotes Shannon
information with entropy but often emphasized in writing that “it is hardly to be expected
that this theory was not enough to deal with that a single concept of information would
complexities of the organism. On the other hand, satisfactorily account for the numerous possible
in his GST work, information is not mentioned as applications of this general field” (Floridi 2010).
high-level elaborate content. Weaver explains that information analysis deals
Morin delves deeply into informational with 1) quantification, 2) semantic problems
issues. He highlights the importance Shannon’s and 3) influential problems in human behavior.
theory but subsequently started a stark criticism. (Floridi 2010)
For him, informational concepts structure A broader discussion about philosophy of
all subsequent theory of communication and information in this paper would be out of our
control. scope. But it is relevant to mention that current
He explains how information and entropy ideas about information indicate that it is “a
are comparable to each other. Brillouin, when distinction that makes a difference” (Floridi
analyzing Maxwell’s demon concluded for their 2010), as, for example, the absence of noise
correlation (Maruyama et al. 2009). Further, Atlan might be also meaningful (e.g. silence when an
connects the idea of information to entropy and engine should be running).
organization (Atlan 1988). What comes to mind for a contemporary
The discovery of DNA results in information reader is that several authors in the past mixed
becoming part of the living. But the duplication different meanings and levels of abstraction
of chromosomes is prone to errors. At the same of information thus proposing concepts and
time, those errors enable evolution, as explained theories, that in modern interpretation, seem
in “Order from noise” (Foerster 2003). imprecise or confusing. As an example, the
reader can take into account unifying efforts to
deal with the concept of information in a broad Morin understands that this capability is very
sense with the scope to solve terminological important and must be present in information
ambiguities (Brier 2008; Hofkirchner 2016). theories.
Morin has a clearer picture about the
several layers information dwells. One example Use of information in biology
is how he refers to the various levels of DNA: as When the negentropy concept was about to be
(binary) data, in the chromosomes; as means introduced in the theories of life by Schrödinger
of communication in the replication process, as ideas (Schrödinger 1945), the discovery of the
(part of) the program that creates beings and chromosomes and genes by Watson and Crick,
therefore life. transformed the logic of living in a chemical and
informational process.
Aspects in favor of an information theory
Morin writes that we cannot underestimate
Given Morin’s acknowledgement and utilization the importance of the introduction of information
of a large part of information theory, there is no in biology. If for nothing else, it drove away the
doubt that it represents a pillar upon which he mechanistic and vitalistic conceptions still
develops his ideas. considered as arguments.
He employs concepts not just from Shannon Complementing what was explained
and Weaver but also from Brillouin, Atlan, previously, he develops a complex idea of the
Prigogine, and other fundamental thinkers of auto-(geno-pheno-ego)-eco-re-organizational
information theory. He returns often to Maxwell’s paradigm that integrates several other
Demon (Maruyama et al. 2009) and discusses paradigms, namely, the systemic, cybernetical
how information is stored in the brain, in the and informational. Although too far-fetched
DNA and is part of culture and society. to be completely explained here, his approach
encompasses the living being as an autonomous
Use of fundamental concepts (communication,
system, controlled by the cybernetic model which
control, negentropy)
uses communication to control and manage
Morin explains in a considerable level of detail the processes, using the biological resources of
concepts of Shannon, the statistical information genotype and phenotype that determine how
from Boltzmann and even provides the the living being should be and behave, and the
equations and their equivalence. He considers notion of information stored in the genes which
that cybernetics united communication and is processed through the DNA -> RNA -> proteins
control with information. And he also defines reproductive system. That, altogether, conveys
the organization, an important concept as the aspects that produce life.
already discussed, as being structured through
information. Use of information theory in society
Morin ponders that Brillouin solved When dealing with society, Morin highlights five
Maxwell’s Demon problem through the aspects of information (Morin 2003, p. 402–403):
necessary gain of information from the loss of the hypercomplexity of the human brain, the
entropy, that is, gain of negentropy, id est, gain double-articulation of language, culture as a
of organization. genophenomenal structure, the appearance of
Generativity is the capability to create the State (army, religion) and the development
new information. It is directly related to life. of urban centers.
In our opinion, given the evidence, Complex it is unreasonable to consider that the theory
Thinking is very much based on those three that predicts and corrects the transmission of
pillars, although not restricted to them. Much characters should also model the aspects of
on the contrary. semantics and redundancy. So, although his
When using concepts developed by those criticism on incompleteness of information
sciences, Morin praises at the same time that theories could be acknowledged, it would not
he criticizes them. His reproaches would be be fair to put those shortcomings on Shannon’s
justifiable if one disregards the way normal account.
science is being done since the XVII century, Another aspect that might be noticed is
that is, through distinction and separation the absolute lack of any mathematical theory
of objects. On the other hand, some of his by Morin. If compared to other complexity
criticisms seem to ignore the evolution of approaches, he does not try to model or
thought that happens in any knowledge area. simulate, establish formulae and other formal
In that sense, he condemns the theory of those methods (González 2020, p. 32). Although this
forerunners of science, namely Wiener, Shannon absence might be comprehensible due to his
and von Bertalanffy, forgetting that their works mostly sociological standpoint, it renders his
have been the cornerstones of those areas and theory less prone to be employed in the natural
evolution was to follow. and applied sciences. But of course, there are
By the same token, Morin’s Complex Thinking less benevolent critics that either dispraise
is also denounced by contemporary scientists Morin’s oeuvre (Maldonado & Gómez Cruz 2011,
(Thom 1980). As this is beyond our scope, we p. 57-62) or dismiss it as a whole (Reynoso 2009).
just mention some criticisms that relate more But Morin’s Complex Thinking is very
directly to our analysis. For example, although convincing. His approach contrasts with Complex
Morin proposes a new science (Scienza Nuova), Adaptive Systems (Frei & Marzo Serugendo 2012),
he hardly explains how to reach it. In the same Econophysics (Arthur et al. 2020) and Network
reference, he is also blamed for not providing theories (Hausmann et al. 2011) among others.
a self-criticism of his points of view. And lastly, While Morin tries to connect micro and macro
that his complaints to science at large are levels, society and particles, mathematics and
normally too general and abstract (Holmqvist ethics, new areas of complexity try to discover
2022). Other critics indicate that his knowledge simple laws that guide matter, life, and the
of logic is very limited (Maldonado & Gómez universe. These approaches still avoid the
Cruz 2011, p. 60) and his theory suffers from an agency of the subject, the bias of the observer,
epistemic relativism (González 2020). the event, which is unforeseeable and unleashes
Specifically in the information theory, innovation, and they even try to model the
one can point out that Morin misunderstood unexpected as the edge of chaos.
the underlying concepts. His criticism of Somehow Morin’s approach is more realistic
Shannon’s theory having to cope with language although abstract. Judging based on his ideas,
and meaning was beyond the objective of it seems like some branches of complexity
the theory (Shannon & Weaver 1949, p. 3), as sciences, with some exceptions (Le Moigne 1994,
Shannon clearly states. Because of the many Mainzer 2004, Simon 1962) not having learned
layers implicit (from symbols to message and with the attempts of unification of the past,
meaning) in the communication of information,
still try to find unity using simplistic paradigms FLORIDI L. 2010. Information: A very short introduction.
Very short introductions: Vol. 225, Oxford: Oxford
through disciplinary science.
University Press, Oxford, England, 130 p.
Acknowledgments FOERSTER H. 2003. Understanding understanding: Essays
We would like to thank Oscar Takeshita for his critical on cybernetics and cognition, New York: Springer, New
reading of the first draft of the article. JRCP is supported York, USA, 362 p.
by the Conselho Nacional de Desenvolvimento Científico FRANÇOIS C. 1999. Systemics and cybernetics in a historical
e Tecnológico (CNPq, grant number 304707/2023–6) and perspective. Syst Res Behav Sci 16: 203-219.
Fundação de Amparo à Pesquisa do Estado de São Paulo
FREI R & MARZO SERUGENDO G. 2012. The future of complexity
(FAPESP) (grant number 2022/00770-0).
engineering. Cent. Eur J Eng 2: 164-188.
GONZÁLEZ EML. 2020. Repensar el pensamiento de Edgar
Morin: Invitación y propuestas. Simbiót Rev Eletr 7: 22-43.
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MORIN E. 2013. Meus filósofos. Porto Alegre: Sulina, Porto
Houghton Mifflin, Boston, USA, 199 p.
Alegre, Brazil, 175 p.
WIENER N. 1971. Cybernetics: Or control and communication
MORIN E & DA SILVA JM. 2005a. O Método 3: O conhecimento
in the animal and the machine, 2nd ed., Cambridge: The
do conhecimento. 3ª ed., Porto Alegre: Sulina, Porto
M.I.T. Press, Cambridge, USA, 212 p.
Alegre, Brazil. 285 p.
Appendix. Most cited personalities in Morin’s La Méthode.
ENIO A. BLAY
Author contributions
https://orcid.org/0000-0001-7097-9400 Enio Alterman Blay: conceptualization, methodology,
investigation, writing - original draft preparation. José Roberto
JOSÉ ROBERTO C. PIQUEIRA Castilho Piqueira: supervision, writing - review & editing.
https://orcid.org/0000-0003-0153-6686