Geetam Suhaney
Contact Details: +919407214459
Email: [email protected]
CAREER SUMMARY:
I have about 5+ years of total work experience in Finance/Service industry into Client On-boarding / KYC, AML, Legal &
Compliance area. Currently working with Credit Suisse as “Senior Representative” for Client On-boarding team,
supporting Asia Pacific, UK & US regions. Previously worked with HSBC & Deutsche Bank, where I’ve taken up various
roles and responsibilities as Trainer, Operational Analyst & Team Coordinator.
PROFESSIONAL EXPERIENCE:
Currently working with “Credit Suisse” as “Senior Representative” for “Client Onboarding” team, within Investment
Banking department (from Jan 2022 to till date).
Key areas of work: -
I support various business units including but not limit to Fixed Income, Equities, Credit, KYC, AML, Legal &
Compliance etc. and facilitate Client On-boarding, Trade Support, Legal Documentation, Client Relationship
Management etc.
Liaising with client directly for obtaining all relevant KYC documents.
Performing due and enhanced due diligence on new client. Client include Private entities, large corporates,
SPV’s, Hedge Funds, Government entities, Private individuals, Regulated entities etc.
Understand thoroughly the Compliance and Regulatory/KYC requirements across US, UK AND APAC regions.
Deutsche Bank (Senior Analyst) - (June 2019 - April 2021)
Gathers information from independent research like Registry, Bloomberg, ADV form, Form 550, Form 990,
Annual Report, FINCEN CDD in order to populate the customer risk to perform their periodic reviews.
Performing Client outreach for new client adoptions like Corporate, Partnership, Sub of Public, NPO, NBFI, Trust,
Funds.
Maintain working knowledge of various internal process including KOPs, local requirements & guidelines.
Review profiles for new and existing clients and also perform due diligence to ensure accuracy of information.
Review standard profiles that have been flagged and escalated for additional review through QSS real time
scans or escalated to the management.
HSBC Bank (Analyst)- (Oct 2016- May 2019)
Performing AML-KYC document sourcing. Handling Client which are Corporate, Partnership, NPO, NBFI, Mid-
Market Enterprise, Funds and Trust.
Validating Risk Assessment based on Customer type i.e. High, Medium and Low Risk.
Verifying and validating KYC documents as per industry norms.
Performing Due Diligence review and escalate concerns to onshore/AML Team and also do Enhance Due Diligence
if it is PEP or SCC customer.
Understanding of clients on boarding procedure and other regulations such as FATCA, CRS, WORLD CHECK, LEXIS
NEXIS, SIGNATURE CARD, ID PROOFS, CORPORATE REGISTRY EXTRACT, COMPANY WEBSITES, STOCK EXCHANGE,
RDC, NEGATIVE NEWS SCREENING, OF-AC SEARCH, FINRA, BLOOMBERG.
Certifications:
SAP FICO
Tally
AREAS OF EXPERTISE:
Quick adaptability in the challenging situations
Client appreciation for fast and accurate task completion
Received award for accomplishing more than targets
Strong analytical skills & Excellent work ethic
ACADEMIC QUALIFICATION:
M.Com - Master's in Commerce (Specialization in Finance)
B.Com - Bachelor's in Commerce and Accounting
DCA (Diploma in Computer Applications)
10+2 from Good Shepherd Convent Sr. Sec School in 2011
10th from Good Shepherd Convent Sr. Sec School in 2009
