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The document discusses the FDA's clinical trial process for drug approval in the U.S. and the shift towards conducting trials in developing countries due to a lack of American volunteers. It highlights ethical concerns regarding informed consent and exploitation of vulnerable populations in poorer nations, where participants may not fully understand the risks involved. The case of GlaxoSmithKline's vaccine trials in Nepal and Argentina, as well as Pfizer's meningitis trial in Nigeria, exemplifies these issues, raising questions about the morality of using impoverished individuals for drug testing.
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Save casestudy2.2 For Later Case Study 2.2: Testing
Drugs in the Developing
World
Any drug marketed within the United States has to be approved
by the FDA, a government agency charged with ensuring the
safety of the food supply and medicines. Before the FDA will allow
a drug company to market a newly discovered drug within the
United States, however, it requires the company to test the drug
on animals and then on humans. The FDA-mandated tests on
humans are called “clinical trials" and have three “phases.” In
Phase 1, the new drug is tested on 20 to 100 people in order to
evaluate its safety and its most frequent side effects. In Phase 2
the drug is tested on several hundred people to determine how
effective it is in treating a certain disease or condition and what
doses are required to treat it. In Phase 3, the drug is tested on 200
to 3,000 people to confirm its effectiveness and safety compared
with other drugs, study different dosages, and identify additional
side effects.’ U.S. law requires that everyone participating in a
clinical trial must sign a “consent form,” which states that they
understand the nature of the clinical trial and its risks and have
consented to participate in the trial. Generally, the consent form
will contain several pages explaining the clinical trial and its risks,
and the subject is expected to read them before signing the form.
Until 1980 all clinical trials had to be conducted within the
United States on people living in the country, and were usually
conducted in medical schools and hospitals. That year, however,
the FDA began to allow drug companies to test their new drugs
‘on people in other countries. A key reason for this change in FDA
policy was the fact that average Americans are reluctant to enter
clinical trials, knowing that they often carry high risks. New drugs
“are tested on humans because no one knows their side effects:
“which might range from fairly benign effects such as a temporary
‘ fash bye ‘a headache, to more serious Natsses ‘such as Parnerparalysis, organ failure, or death. Before the FDA began ae
ing foreign clinical trials, American drug companies hag foung
increasingly difficult and more time-consuming to fing the ta,
numbers of U.S. volunteers they needed to Complete the,
Phase 1, 2, and 3 trials. Time was important to the Compan, iid
since each year a company spent looking for volunteers to tes, iy
drug was a year of lost sales. Time pressures and the difficuty o
finding volunteers led the companies to look for alternatives, ar
their lobbying efforts eventually convinced the FDA to allow them
to look for test subjects in other countries.
In the following decades, the number of clinical trials Con.
ducted outside the United States exploded. By 2015 American,
drug companies were testing a large proportion of their New
drugs on the citizens of foreign countries, Particularly those living
in poorer parts of the world, such as India, Africa, the Middle
East, eastern Europe, and Latin America.
Finding the numbers of people required for their clinical tests
was much easier when the drug companies began conducting
their clinical trials in poor countries. Poor people in less developed
nations have little access to medical personnel, and so they are
attracted by the opportunity to be examined by health care profes-
sionals even if the examination is part of a drug experiment. Mary
People in less developed nations, in fact, believe they are beng
treated for a disease when they take part in a clinical trial. Requa
tions in foreign countries can be less stringent than those of the
United States, making it easier for the drug companies to operate
The drug companies not only found more people in poor
nations who were wiling to enter a clinical trial but also substar-
tally lowered the costs of their clinical trials, Clinical trial patch
pants are compensated, and the compensation required ©
Convince most Americans to acespt the inconveniences and "=
Of drug testing are higher than the compensation required to Co"
vince a chtizen Of & poor nation to accept the same. Moreover for
Poor People in developing nations, the compensation the 04
companies provide is often more than they make in a month.
8p,d products are Conducted outside of
the United States,."12
According to critics, one of the main reasons it is easier to
find clinical trial participants in Poor nations is because they can
be poorly educated, Sometimes even illiterate Consequently, they
May not understand the consent forms they are asked to sign and
are not aware of, or do not understand, the nature of a Clinical trial
and its risks. GlaxoSmithKline, for example, developed a vaccine
for hepatitis E and began testing it during the early part of this
century, World Health Organization estimates that each year,
about 20 million People are infected with hepatitis E, and about
56,600 people die of the liver disease the virus causes. '° The virus
is transmitted Mainly through Contaminated drinking water, and
most infections and deaths occur in poor nations where people
have limited access to clean drinking water,
GlaxoSmithKline decided to test the vaccine in Lalitpur,
Nepal, where hepatitis E is endemic and where much of the pop-
Ulation lives in extreme poverty.'* GlaxoSmithKline did not expect
to market the drug in poor countries such as Nepal, since their
citizens would not be able to afford the vaccine. Instead, the
Company had thought it might market the drug to people in the
developed world who planned to travel to a region where the dis-
ase is common, or to the U.S. military whose soldiers often were
deployed to such countries.’ Critics suggested that this
approach could be seen as a form of exploitation since “In clinical
research, exploitation involves asking others to bear risk while
benefits accrue to persons not exposed to those tisks . . . [so
that] the rich and advantaged gain at the expense of those who
re neither."'6Before GlaxoSmithKline could begin its tests, however, a
local Nepalese NGO, Lumanti, protested against the tests, argu-
ing that the majority of the population of Lalitpur, Nepal, was illit-
erate, highly vulnerable, and likely unable to understand what the
tests involved. Faced with this opposition, GlaxoSmithKline
turned to the government, who agreed to provide 2,000 soldiers
from the Royal Nepalese Army as test subjects. However, the
soldiers were also largely poor and illiterate. Moreover, critics
argued, as soldiers their participation would likely not be volun-
tary since they would feel they were being ordered to participate
by their officers.” Nevertheless, GlaxoSmithKline went ahead
and carried out its clinical trial on the Nepalese soldiers.
In 2008, GlaxoSmithKline carried out another clinical trial in
the Argentinean province of Santiago del Estero, one of Argenti-
na’s poorest regions. This clinical trial was for Synflorix, a vaccine
developed to prevent pneumonia and ear infections.'® The trial
was designed to test whether the vaccine was safe to use on
babies. Many of the parents of the babies used in the clinical trial
were illiterate, however, and did not understand that they were
allowing their babies to be used in a medical experiment. The par-
ents were persuaded to enter their babies in the clinical trial by
local doctors, who received about $350 from GlaxoSmithKline for
each baby a doctor enrolled in the trial. At least 14 babies died
during the trial. The two principle investigators running the clinical
trial as well as GlaxoSmithKline were fined. However, the company
insisted that the mortality rate of the infants participating in the tria
was comparable to the morality rate of the local population.
i ie aah 1 AMaBinThe practice of paying local doctors to provide test subjects
is widespread. A psychiatrist in Budapest stated: “Drug compa-
nies make us offers they know turn our heads.” Although at the
time he was earning $178 a month in salary, he said, the drug
companies would offer him as much as $1,000 and $2,000 for
each test subject he recruited.’9
A site that several American and European drug compa-
nies have chosen for many of their clinical trials is Maharaja
Yeshwantrao Hospital, which is located in Indore, India. Its
patients are often inducted into clinical trials. However, accord-
ing to the BBC, patients do not always know that they have
been enrolled in a clinical trial. Chandrakala Bai’s daughter-in-
ple, b ht:her to ospit h om-In Poland, Wojclech, a 24-year-old homeless man, was
Standing outside a church-run shelter in Warsaw when he was
approached by three men who asked him and other homeless
People if any of them wanted to test a new flu vaccine for 50 PLN
in cash (about $20 at the time).2" Wojclech agreed and a few
days later went to a clinic to begin the clinical trial. There, he was
asked to sign a lengthy form:
| did not really understand it, it was around 50 pages long and
the language was difficult to understand. | asked the trial officials
some questions about it but they said explaining everything
would take too much time.22
He nevertheless signed the form, got the vaccine, and was
Paid. When asked why he did it, he said: “All | care about is mak-
ing easy money. | did what | had to do and got paid.”25
Mrs.-Liu, the wife of a poor peasant farmer living in a village
south of Beijing, China, was diagnosed with lung cancer. Three
years later, when she began getting headaches and vomiting,
she borrowed money from her son and journeyed to Beijing to
see a doctor who told her the cancer had moved to her brain.
When she told the doctor her family was too poor to pay for any
treatment, the doctor offered to enroll her in a trial of a drug that,
he said, would help shrink her tumor. She later said:
| didn’t really understand anything but he said | could have the
treatment for free which was a good thing. | do not really under-
stand what a clinical trial means, but we are poor farmers and
the most important thing for us is saving money .. . We didn't
ask the doctors anything. | didn’t think about any risks, | just
wanted the free benefits and to save some money. They didn't
ask me to sign anything.?*Although Mrs. Liu took the drug, it did not help her condi-
ton. Later her husband said, “if we were a rich family we would
Not have to take part in these clinical trials."2°
The Problem of Finding Ways to Test Drugs
In 1996 a meningitis epidemic broke out in the city of Kano, in
northern Nigeria; scores of people were soon dying. Doctors
Without Borders, an organization of doctors dedicated to caring
for the sick for free anywhere in the world, quickly arrived and set
up a treatment tent on one side of a hospital compound. They
were soon administering an antibiotic that is a standard treat-
Ment for curing meningitis, a disease that is caused by certain
bacteria. On the other side of the world, researchers at Pfizer
Inc, a major American drug company, heard about the mening!
tis epidemic. Pfizer at the time was trying to get the FDA to
approve Trovan, a new antibiotic the company had recently
developed. The drug had never been tested on children, and
Pfizer's researchers saw the Nigerian epidemic as an opportu-
nity to test an oral form of their drug on children with meningitis.
The company therefore quickly organized a team that flew into
Kano and set up their clinical trial on the other side of the same
hospital compound that Doctors Without Borders was using.
There they began treating sick children with their new experi-
mental drug. When parents brought their sick children into the
hospital, they were generally steered toward the Pfizer team.
Most of the families were illiterate, and so could not understand
the consent forms they were given. Instead, local nurses talked
to the families, saying that they were administering a new medi-
cine for treating their child's disease, and they had a right to say
no. They failed to tell them that there was an alternative available
for their children: walking over to the Doctors Without Borders.
tent and taking the standard known and well-tested treatment
for meningitis. Several of the children treated with Trovan died,
although it is not clear whether the death rate was lower than the
death rate of those treated by Doctors Without Borders. The
Pfizer team left Nigeria two weeks after it had arrived, without
providing the follow-up exams that are called for by U.S. medicalProviding the follow-up exams that are called for by U.S. medical
guidelines. However, one of the physicians from Doctors Without
Borders later saw several of the children who had been treated
with the Pfizer drug and who had returned for follow-up exams.
He said: “All those patients and their families came back saying
that they had never been informed that they were used in exper-
imentation.with an unproved medicine."26
Eventually Pfizer’s Trovan was approved for adults, but the
FDA refused to approve it for children. In Europe regulators spe-
cifically ruled that Trovan should not be administered to children.
About 16 months after Trovan began to be used in the United
States, the FDA discovered that the drug had injured the livers of
140 patients, some of whom had died as a result. The FDA
restricted its use to patients with serious diseases, while European
regulators ruled that the drug could no longer be sold in Europe.
While many have criticized the drug industry's growing tendency
to conduct their drug trials in poor countries, industry representatives
defend the practice. Bert Spiker, a spokesman for the Pharmaceuti-
ch and Manufacturers of America pointed to the enormous
cal Resear een
benefits drug trials produce by enabling the pharmaceutical industry
to market drugs that save countless lives and relieve the suffering and
dabilitation of millions of people. Those benefits would not materialize'f the companies were not able to find enough subjects for their clini-
Cal trials: “You need patients to create new products that help us here
and help people around the word. You cannot do it without test sub-
fects." If citizens in the developed world will not step forward to vol
Unteer for clinical trials, the drug companies have argued, then they
have to search for volunteers elsewhere, even if this means going to
the poorer regions of the world to look for them.