Political Science 5
Political Science 5
UNIT 4 SYSTEMS APPROACH
Structure
4.0 Objectives
4.1 Introduction
4.2 Systems Approach
4.2.1 Geneses of the Systems Approach
4.2.3 Historical Context
4.3 General Systems Theory and Systems Theory
4.3.1 General Systems and Systems Approaches: Distinctions
4.3.2 Systems Analysis: Characteristic Features
4.3.3 Systems Approaches: Concerns and Objectives
4.4 Derivatives of the Systems Analysis
4.4.1 Political System Derivative: Input-Output Derivative
4.4.2 Structural-Functional Derivative
4.4.3 Cybernetics Derivative
4.5 Systems Theory: An Evaluation
4.5.1 Limitations of the Systems Approach
4.5.2 Strength of the Systems Approach
4.6 Let Us Sum Up
4.7 References
4.8 Answers to Check Your Progress Exercises
4.0 OBJECTIVES
This unit deals with one of the modern approaches in the study of Comparative
Government and Politics, the Systems approach. After going through this unit,
you should be able to:
explain the meanings and evolution of systems approach;
Defined a system
explain the objectives, characteristics and elements of systems approach;
distinguish the political system from other social systems;
Evaluate the systems theory in its proper perspective.
Dr.N D Arora, ( late) University of Delhi, Delhi
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Understanding
Comparative
4.1 INTRODUCTION
Politics
In the study of Comparative Politics, political scientists adopt various approaches
and methods for explaining political phenomena. The approaches used in
comparative political enquiry can be broadly classified under two categories; the
traditional approach and the modern approach. Traditional approaches are mainly
concerned with the traditional view of politics which emphasised on the study of
formal political institutions, structures or agencies existing in different political
systems such as the judiciary, legislature, bureaucracy, political parties, pressure
groups or any other institution which is constantly engaged in politics.
Proponents of traditional approach comprise both ancient and modern political
thinkers such as Plato, Aristotle, James Bryce, Bentley, Walter Bagehot, Harold
Laski etc. There are various other traditional approaches to the study of politics
which includes philosophical (advocated by Plato, Aristotle etc.), historical
(Machiavelli, Sabine, Montesquieu, Tocqueville, etc.),legalistic (Cicero, Jean
Bodin, Thomas Hobbes, Jeremy Bentham, John Austin, etc.) and institutional
approaches.
However, traditional approaches have their inherent weakness and limitations.
They are also normative and idealistic in the sense that their analysis stressed
more on values and norms of politics. Traditional approaches are also considered
to be narrow since their analysis and descriptions are primarily confined to the
study of western political institutions and systems.
But, despite their limitations, these approaches largely remain popular till the
mid-twentieth. It was in this backdrop, various modern approaches to the study of
politics were developed aiming to remove the inherent weakness of traditional
approaches. These modern approaches, which may include behavioural approach,
post-behavioural approach, systems approach, structural-functional approach,
communication approach, etc., seek to present scientific, realistic, and analytical
perspectives of politics. In this regard, the development of modern approaches is
said to have brought a revolutionary change in the study of comparative politics
which was, according to Almond and Powell, directed towards; (a) the search for
more comprehensive scope, (b) the search for realism, (c) the search for
precision, (d) the search for the theoretical order.
In the previous unit, you have studied the use of a very old and important
traditional approach of political enquiry called the „institutional approach‟ which
emphasised on the study of formal political institutions and agencies of the
government and the state. In this unit, an attempt shall be made to study, review
and examine a popular modern approach to the study of comparative politics
called the „systems approach‟, also called the systems analysis, which seeks to
take the study of politics beyond the formal institutions and structures, and look
into other aspects of politics such as functions, processes and behaviours. The
unit will deal with the evolution, historical context, characteristics, strengths and
weaknesses and various other aspects of systems approach.
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Systems Approach
4.2 SYSTEMS APPROACH
The Systems approach is the study of inter-related variables forming one system,
a unit, a whole which is composed of many facts, a set of elements standing in
interaction. This approach assumes that the system consists of discernible,
regular and internally consistent patterns, each interacting with another, and
giving, on the whole, the picture of a self-regulating order. It is, thus, the study of
a set of interactions occurring within and yet analytically distinct from, the larger
system. The systems theory presumes:
the existence of a whole on its own merit;
the whole consisting of parts;
the whole existing apart from the other wholes;
each whole influencing the other and in turn, being influenced itself;
the parts of the whole are not only inter-related but also interact with one
another thereby creating a self-evolving work.
The emphasis of the systems theory is on the articulation of the system and of its
components and their behaviours by means of which it maintains itself over time.
4.2.1 Genesis of the Systems Approach
The genesis of systems approach can be traced to the German biologist Ludwig
Von Bertalanffy who introduced the general systems theory in the study of
Biology in the 1930s. A system, as defined by Bertalanffy is a set of „elements
formulating in interaction‟. This concept is based on the idea that elements within
a group are in some way or the other related to one another and in turn, interact
with one another on the basis of certain identifiable processes. It was from this
general systems theory that the social scientists took the idea and applied it as an
important tool for explaining social phenomena in the post-Second World War
period. Since the 1960s, systems theory or systems analysis became an important
element in the study of political science. David Easton was among the first
political scientists to formulate systems approach in political analysis. In his book
A Systems Analysis of Political Life (1965), Easton defined a political system as
that „behaviour or set of interactions through which authoritative allocations are
made and implemented for society‟. Applying systems approach in political
science, he argued that „each part of the political canvas does not stand alone but
is related to other parts‟ and that „the operation of one part cannot be fully
understood without reference to how the whole system operates‟. Other
prominent scholars who advocated for a systems approach in political analysis
are Gabriel Almond (Comparative Politics: A Developmental Approach, 1978),
David Apter (Introduction to Political Analysis, 1978), Karl Deutsch (Nation and
World: Contemporary Political Science, 1967), Morton Kaplan (System and
Process in International Politics, 1957), Harold Lasswell (Power and Society,
1950) etc.
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Understanding 4.2.3 Historical Context
Comparative
Politics The systems approach, like any other modern approach, has evolved in a
historical perspective. As the traditional approaches to the study of comparative
politics proved futile, the need to understand it in a scientific manner became
more important. The influence of other disciplines, both natural and social
sciences and their mutual inter dependence gave a new impetus for looking out
these disciplines, comparative politics including, afresh and brought to the fore
the idea that scientific analysis is the only way to understand politics. The study
of political systems became, as times passed on, more important than the study of
Constitutions and governments, the study of political processes came to be
regarded more instructive, than the study of political institutions. The post-
second World War period witnessed, in the USA particularly, a fundamental shift
in the writings of numerous American scholars when they began to borrow a lot
from other social and natural sciences so as to give new empirical orientation to
political studies which helped ultimately to examine numerous concepts, out in
the process enriched their findings. The Social Science Research Council (USA)
contributed a lot to provide an environment in which scientific analysis in
comparative politics could be carried on. Some other American foundations such
as the Ford Foundation, the Rockefeller Foundation, and the Carnegie
Foundation provided liberal funds for studies in comparative politics. Thus, it
was possible to introduce new approaches, new definitions, and new research
tools in comparative politics. All this led to what may be conveniently termed as
revolution in the discipline: a revolution of sorts in the definition of its mission,
problems and methods' (See Michael Rush and Philip Althoff, An Introduction to
Political Sociology).
The introduction of the systems analysis, like other modern approaches, in
comparative politics by writers like Easton, Almond, and Kaplan was, in fact, a
reaction against the traditional tendency of uni-dimensionalisation, impeding, in
the process, the patterns of scientific analysis which make possible the
unification of all knowledge. The systems approach is one of the modern
approaches that help to understand political activity and political behaviour more
clearly than before. It looks at the social phenomenon as a set of interactive
relationships. So considered, the systems analysis covers not only the science of
politics but also virtually all social sciences.
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The systems analysis may have sprung from the general systems theory, but the
two are different in many respects. To identify the systems theory with the
general systems theory amounts to committing the philosophical error of the first
order. While the general systems theory gives the impression of a system as one
which is as integrated as the parts of the human body, the systems theory does
recognise the separate existence of parts. What it means is that the general
systems theory advocates organised unity of the system whereas the systems
theory speaks of unity in diversity. That is one reason that the general systems
theory has been rarely applied to the analysis of potential and social phenomena
while the systems theory has been applied successfully in political analysis.
David Easton, for example, has applied the systems theory to politics. Professor
Kaplan has brought out the distinction between the general systems theory and
the systems theory. He says, “... systems theory is not a general theory of all
systems. Although general systems theory does attempt to distinguish different
types of systems and to establish a framework within which similarities between
systems call be recognised despite differences of subject matter, different kinds
of systems require different theories for explanatory purposes. Systems theory
not only represents a step away from the general theory approach but also
explains why such efforts are likely to fail. Thus the correct application of
systems theory to politics would involve a move away from general theory
toward comparative theory”. Furthermore, it has not been possible to make use of
the concepts of general systems theory in social sciences such as political science
while the systems theory has been able to provide concepts (such as input-output,
stability, equilibrium, feedback) which have been well recognized by the
empirical political scientists.
Systems analysis is concerned with certain objectives. One of its major concerns
is the „maintenance of the system‟s integrity‟ which is, according to Welsh,
depends on the system‟s ability to maintain order. The system evolves a
„regularized procedures‟ by which resources in the society are distributed so that
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members in the system are sufficiently satisfied to protect the system from chaos Systems Approach
and collapse.
The second concern of the systems approach is that to how the system meets the
challenge of change in its environment. Welsh argued that since changes in the
environment are natural, it is natural for the environment to affect the system and
that the system has to adapt itself to the realities the environmental changes. The
systems approach identifies the conflict between systems necessity of responding
to the changes and the already engineered changes as provided by the
environment, and also the capacities to remove the conflict.
The third objective of the systems approach is the importance it gives to the
„goal-realisation‟ as the central aspect of the system. No system can exist over a
substantial period without articulating, determining and pursuing some specific
identifiable goals. According to Welsh, the pursuance of these goals is an
important focus in the systems approach.
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only with the present and has, therefore, no perspective of the future and has less Systems Approach
study of the past.
However, the merits of the input-output or political system approach cannot be
ignored. It has provided an excellent technique for comparative analysis by
introducing a set of concepts and categories that have made the comparative
analysis more instructive. Easton‟s analysis is among the most inclusive
systematic approach of political analysis. It also laid the foundation for systems
analysis in political science which provided a general functional theory of
politics.
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Understanding human behaviour. In this sense, cybernetics model has indeed expanded our
Comparative effort in understanding the political system.
Politics
If the idea behind the systems approach is to explain the concept of system as a
key to understand the social web, the efforts of the systems theorists have not
gone waste. It is important to note that the influence of the systems analysis has
been so pervasive that most comparative politics research makers use of the
systems concepts. It is also important to state that the systems approach has well
addressed and well-directed itself to numerous meaningful questions – questions
such as the relationships of systems to their environment, the persistence of the
system itself and overtime, stability of the system, function assigned to the
structures as parts of the system, dynamics and machines of the system.
Professor S.N. Ray has summed up the merits of the systems theory very aptly,
saying that, „it (the system theory) gives us an excellent opportunity for fusing
micro-analytical studies with macro-analytical ones. The concepts developed by
this theory open up new questions and create new dimensions for investigation
into the political processes. It often facilitates the communication of insights and
ways of looking at things from other disciplines. It may be regarded as one of the
most ambitious attempts to construct a theoretical framework from within
political sciences.
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Understanding respective functions and one that seeks to achieve certain goal and attempts to
Comparative maintain itself amidst vicissitudes.
Politics
The systems approach though claims to provide a dynamic analysis of the
system, remains confined to its maintenance. It claims to have undertaken an
empirical research, but has failed to provide enough conceptual tools for
investigation. It has not been able to project system, particularly political system
more than the state. The approach is, more or less, conservative in so far as it is
status-quoist.
Yet the systems approach is unique in many respects. It has provided a wider
scope in understanding and analysing social behaviour and social interactions. It
has drawn a lot from natural sciences and has very successfully used their
concepts in social sciences. It has been able to provide a degree of
methodological sophistication to the discipline of political science.
4.7 REFERENCES
Almond, G .A. and Powell, G. B. (1978), Comparative Politics: A Development
Approach. Boston, Little Brown.
Apter, David E. (1977). Introduction to Political Analysis. Mass, Cambridge
Charlesworth, J. (ed.). (1967), Contemporary Political Analysis. Free Press, New
York.
Dahl, A Robert. (1979). Modern Political Analysis, Englewood Cliffs
Davies M.R. and Lewis, V.A. (1971), Models of Political Systems, Macmillan,
London.
Deutsch, Karl. (1963). The Nerves of Government. New York, The Free Press of
Glencoe.
Easton, David. (1965). A System Analysis of Political Life. Chicago, John Wiley.
Macridis, R.C. and Ward, R.E. (1964), Modern Political Systems. New Jersey,
Prentice Hall.
Ray, S. N. (1999). Modern Comparative Politics. New Delhi, Prentice Hall of
India Private Limited.
Verma, S.P. (1975), Modern Political Theory. New Delhi, Vikas Publishers.
Young, R Oran. (1966). Systems of Political Science. Englewood Cliffs, Prentice
Hall.
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Systems Approach
4. 8 ANSWERS TO CHECK YOUR PROGRESS
EXERCISES
Check Your Progress 1
1. The systems approach primary emphasized on (a) on the articulation of the
system (b) on the articulation of the components of the system (c) on the
behaviour by means of which the system is able to maintain itself.
2. The traditional approaches are largely historical and descriptive. They are also
normative and idealistic. They lack explanatory power.
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