Mercy Lyne
Mercy Lyne
2019
DECLARATION
I understand that plagiarism is an offence and I declare therefore that this research
thesis is my original work and has not been presented to any other institution for any
other award
This research thesis has been submitted for examination with our approval as collage
Supervisors
©Mercylyne
Nduku Mutinda
ACKNOWLEME
NT
Finally, I wish to thank my research assistants for their co-operation, contribution and
hard work during data collection period.
ii
DEDICATION
This thesis is dedicated to my parent Victoria Mutinda for her steadfast support during
this course.
iii
TABLE OF CONTENTS
DECLARATION ...........................................................................................................
ii
COPY RIGHT ..............................................................................................................
iii
ACKNOWLEDGEMENT ............................................................................................
iv
DEDICATION ...............................................................................................................
v
TABLE OF CONTENTS ..............................................................................................
vi
LIST OF FIGURES ......................................................................................................
ix
LIST OF TABLES .........................................................................................................
x
ACRONYMS ...............................................................................................................
xii
ABSTRACT ...............................................................................................................
xiii
CHAPTER ONE ............................................................................................................
1
iv
INTRODUCTION .........................................................................................................
1
v
2.9. Conceptual Framework ........................................................................................
18
REFERENCES ............................................................................................................
77
vii
APPENDICES .............................................................................................................
86
Appendix 1: Food emergencies for the year 2005 .......................................................
86
Appendix 2: Food security status for 2014/2015 .........................................................
86
Appendix 3: Questionnaire ..........................................................................................
87
Appendix 4: Focus Group Discussion Guide...............................................................
95 LIST OF FIGURES
Figure 2.1 Conceptual framework of food and nutrition security ...............................
19
Figure 2.2: Simplified Conceptual Framework ...........................................................
21
Figure 4.1: Food Security Status ..................................................................................
50
Figure 4.2: Number of meals per day ..........................................................................
51
Figure 4.3: Distribution by gender ...............................................................................
53
Figure 4.4: Food Prices Rating ....................................................................................
56 LIST OF TABLES
Table 3.1: Summary of Variables ................................................................................
26
Table 3.2: Operationalization of Variables ..................................................................
28
Table 3.3: Reliability Test............................................................................................
33
Table 3.4: Variables, Description and Expected Signs ................................................
38
Table 4.1: Response Rate .............................................................................................
40
Table 4.2: KMO and Bartlett's Tests ...........................................................................
41
Table 4.3: Table of Multicollinearity Statistics ...........................................................
41
Table 4.4: Pearson Correlation ....................................................................................
42
Table 4.5: Model Summary .........................................................................................
43
viii
Table 4.6: ANOVA ......................................................................................................
44
Table 4.7: Coefficients of Determination ....................................................................
44
Table 4.8: Percentage of respondents with Knowledge on Food Security Concept
N=60 ............................................................................................................................
45
Table 4.9: VIF for Explanatory Variables ...................................................................
47
Table 4.10: Logit Model Estimates of the Determinants of Farmers’ Awareness on
Food Security (Gender and Education Level Considered Categorical) .......................
48
Table 4.11: Food Access Rating ..................................................................................
49
Table 4.12: Meals taken in a day .................................................................................
50
Table 4.13: Main food taken ........................................................................................
51
Table 4.14: Food insecurity causes in Mwala sub-county ...........................................
52
Table 4.15: Factor Influencing Food Security .............................................................
52
Table 4.16: Head of Household ...................................................................................
53
Table 4.17: Respondents’ age and level of education..................................................
54
Table 4.18: Number of people and average monthly income ......................................
55
Table 4.19: Respondents Occupation ..........................................................................
55
Table 4.20: Food Security Awareness as a Human Right ...........................................
57
Table 4.21: Responses on Socio-economic Factors .....................................................
58
Table 4.22: Extent to Which Government Affect Food Availability in Household ....
58
Table 4.23: Distance Covered to Access the Market ...................................................
59
Table 4.24: Extent to which Market Accessibility Affect Food Availability ..............
59
ix
Table 4.25: Means of Transport ...................................................................................
60 Table 4.26: Land size and percentage of land under food related
activities ................ 60
Table 4.27: Extent of Land Productivity ......................................................................
61
Table 4.28: Extend of Effect of Land Size on Food Availability ................................
61
Table 4.29: Hazards Experienced in Mwala Sub-county .............................................
62
Table 4.30: Most Important Hazards ...........................................................................
62
Table 4.31: Opinion on weather changes within Mwala sub-county ...........................
63 ACRONYMS
AE Adult Equivalents
AWSC African Women’s Studies Centre
CBOs Community Based Organizations
DFID Department for International Development
FAO Food and Agricultural Organization
FGDs Focus Group Discussions
FNS Food and Nutrition Security
GOK Government of Kenya
HFS Household Food Security
HH Household
IARCs International Agricultural Research Centres
IFIs International Financial Institutions
KFSSG Kenya Food Security Steering Group
NARES National Agricultural Research and Extension Systems
NGOs Non-Governmental Organizations
OLS Ordinary Least Square
ROK Republic of Kenya
SSA Sub-Saharan African
TEEAL The Essential Electronic Agricultural Library
USAID United States Agency for International Development
VIF Variance Inflation Factor
WFP World Food Program
WHO World Health Organization
x
ABSTRACT
Ensuring food security is a global significant challenge despite struggles to increase
agricultural productivity, food distribution and identify appropriate policy
interventions to cub food shortage. The recent recurrent incidences of food deficit in
Kenya have placed the nation among the 20 most food insecure countries in the
world. Food insecurity in the country is a prevalent issue since approximately 84%
the country’s landmass is covered by arid and semi-arid land. Achieving sustainable
food security in these regions is a major challenge. The sub-county of Mwala is
located within the semi-arid marginal agricultural zone of the south-eastern and
coastal lowlands. The zone is often drought prone, exposing its households to
occasional chronic and recurrent acute food insecurity. To alleviate food insecurity in
Mwala Sub-county, the study examined the level and knowledge of food security in
Mwala sub-country and the factors that affect availability, access, utilization and
stability of food and nutrition. The study examined how socio-economic, natural and
physical factors influence food security and their impact on alleviation of food and
nutritional deficits. The research approach involved exploratory, descriptive and
participatory research designs. Purposive and simple random sampling methods were
used to select four locations and a sample size of 84 farmers groups. The data was
subjected to descriptive analysis using SPPS Version 21 and the relationship between
variables determined using Multiple Linear Regression Analysis. A binomial logit
model was employed to assess the factors affecting awareness of food security. The
study showed that gender, education, and income of the households were the main
determinants of food security awareness. The status of food security amongst
residents of Mwala sub-county is very low as depicted by a 98% response. Only 2%
of the respondents evaluated food security status in their households as food secure.
Additionally, the model summary shows that 76.3% of variation in food security can
be explained by the three predictors namely; natural factors, socio- economic factors
and physical factors. This implies that the remaining 23.7% of the variation in food
security could be accounted for by other factors not included in this study. These
findings provide policy insights on key areas of intervention with respect to uptake of
food security in the Sub-county, County and ultimately the country at large.
xi
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CHAPTER ONE
INTRODUCTION
1.1. Background Information
Food security remains a significant challenge despite global struggles to identify and
implement appropriate policy interventions which include increasing agricultural
production and improvement of food distribution (FAO, 2014). All over the world
food crisis and on-going chronic and acute food insecurity problems clearly
demonstrate that numerous people are becoming susceptible to political, climatic and
economic shocks that threaten food and nutritional availability, access, utilization and
stability (FAO, 2014).
Like other Sub-Saharan African (SSA) countries, the prevalent food insecurity in
Kenya is attributed to a number of factors including socio-economic, physical and
natural, high rate of post-harvest food losses, unstable food prices and limited
household income (Wambua et al., 2014; Icheria, 2015). The recent recurrent
incidences of food deficit in Kenya has made it one of the 20 most food insecure
countries in the world (Icheria, 2015). Over the years there has been a continual
decline in crop and livestock diversity, increasing vulnerability of smallholder farmers
to food insecurity (Achonga et al., 2015).
A growing recognition that a lot of factors affect food security in arid and semi-arid regions of
the country has been on the rise (Wambua et al., 2014). Approximately
84% of Kenya’s landmass is arid and semi-arid land, hence not suitable for rain-fed
agriculture (ROK, 2010). The Sub-county of Mwala in Machakos County is located
within the semi-arid marginal agricultural zone of the south-eastern and coastal
lowlands with a population of 163,032 people, 7,150 registered farmers and 275
farmers’ groups. The region is typically characterized by unevenly distributed rainfall
of between 500-1250mm per annum (GOK, 2009), where most the farmers practice
subsistence farming. Consequently, the zone is often drought prone, exposing
households to occasional chronic and recurrent acute food insecurity. At the same
1
time, livestock production in the sub-country is limited to drought tolerant indigenous
livestock breeds which have a low productivity capacity (KFSSG, 2008).
Amwata et al., (2016) established that in Makueni County, vulnerability of households
to food insecurity is determined by land size, household size, rainfall and access to
climate information, herd size, off-farm employment and gender of the household
head. Mganga et al., (2015) reiterate that female-headed households were more
vulnerable to food insecurity than male-headed households because of low access to
resources for food production and purchases.
To achieve sustainable food security in the semi-arid regions of the country is one of
the main challenges facing both the county and national governments at large (FAO,
2013). This challenge is extremely intricate, requiring consideration of not just food
availability and access but also the ability to be utilized and its stability. To enhance
food security in any region, there is need to create awareness on the concept of food
not just being available, but accessible in a form that satisfies the dietary needs of the
people while ensuring the stability of its access (Bartfeld and Wang, 2006). Since there
are numerous factors that affect the achievement of food availability, access, utility
and stability, making the smallholder famers aware of such factors and how they affect
food security will empower them to focus on not just increased productivity but also
ensuring their households are food secure (Adams et al., 2010).
2
during the early times of human existence (FAO, 2013). The issues related to food
security have, therefore, attracted the attention of researchers worldwide due to its
importance for human health and survival (FAO, 2014). According to FAO (2013), an
estimate of over 10 million people are food insecure and about 3.2 million are drought
affected residents in the marginal areas who live on food relief, making the
achievement of national food security a key objective of the agricultural sector in
Kenya.
Food security in this case is defined as “a situation in which all people, at all times,
have physical, social and economic access to sufficient, safe and nutritious food which
meets their dietary needs and food preferences for an active and healthy life” (KFSSG,
2008; ROK, 2008). Food security is influenced by two determinants; a physical and a
temporal determinant. The physical determinant is the food flow which include;
availability, accessibility and utilization (FAO, 2014). Food availability is guaranteed
when people have excess of their immediate requirements. Access is ensured when all
households and all individuals within those households have sufficient resources to
obtain appropriate foods for a nutritious diet. Adequate utilization is the ability of the
human body to ingest and metabolize food. In most cases, utilization is only discussed
from a biological perspective (FAO, 2014).
Kenya has been facing severe food insecurity problems depicted by a high proportion
of the population having no access to food in the right amounts and quality. The
country has undergone a succession of poor rainy seasons, with the last good rainy
season pattern experienced in 2013 (FAO, 2013). In the marginal agricultural areas,
the number of food insecure households has risen, primarily due to the October to
December 2014 short rains being well below average (FAO, 2013). The current food
insecurity problems in the country are attributed to several factors including the
frequent droughts in most parts of the country, high costs of domestic food production
due to high costs of inputs especially fertilizer, high global food prices and low
purchasing power for large proportion of the population due to high level of poverty
(FSR, 2012). Failure to achieve food security translates to food insecurity as a result of
declining nutritional status and health of the public (FAO, 2013). Nutritional
3
insecurity is characterized by energy and protein deficit and currently almost 50% of
families’ experience energy and protein deficit (FOA, 2014).
Lack of adequate local and national strategic food reserves, high post-harvest loses and
lack of effective control of crops and livestock diseases has often compounded the
food security problem. Income structure of the households in the sub-county indicate
that about 40% earnings are derived from crop sales, 30% from livestock, 30% from
off-farm activities including money sent from earnings by household members
working away (GOK, 2009). Households have small storage facilities and household
heads often sell available food immediately after harvest to meet other food and non-
4
food obligations. Livestock production is limited by low productive capacity of the
indigenous breeds that are able to tolerate drought conditions (KFSSG, 2008).
The degree of food security knowledge of smallholder farmers has not been explored
as a way to winning the fight against food insecurity while identifying other factors
that contribute to food insecurity. Without the proper knowledge of what food security
is, most households members would not understand the impact of food insecurity
factors to their own food security situation or the level of food insecurity they are
exposed to. There is need to promote the awareness of food security concept among
the smallholder farmers while enlightening them on the factors that cause food
insecurity. It is essential to make them aware that food availability, though elemental
in ensuring food security, does not guarantee its access especially to the rural poor
households. For households and individuals to be food secure, food at their access
must be adequate both in quantity and quality, which translates to active healthy life
for every individual (AWSC, 2014). This study addressed food insecurity issues in
Mwala sub-county from the mind-set of smallholder farmers to the factors that affect
food security. The study further assessed the extent to which natural, physical and
socio-economic factors have influenced food security in the study area.
5
1.5. Justification of the Study
Lately, there has been a fairly vigorous discourse about the food crisis that has hit
many parts of the world, including Kenya (AWSC, 2014). Many studies on food
security have been addressing the issue of food crisis by strengthening food security at
the level of national, community and households (Icheria, 2015). The widespread food
insecurity in Kenya is an indication that the proposed measures and interventions of
eradicating food insecurity have not been successful calling for different approaches.
The study by Kimani and Kombo (2010) shows that the concept of food security from
the consumers’ perspective is best understood with the members of the household in
mind.
Empowering the smallholder farmers to understand what being food secure means, is
adorning them with the capacity to identify factors that threaten their food security
while at the same time developing strategies to curb the food insecurity issue within
their household. To mitigate food insecurity among the communities there is an urgent
need for thorough assessment of the level and knowledge of food availability, access,
utility and sustainability. Food needs vary from region to region and among countries
within regions of the world. This means that approaches to food security have to be
tailored to each situation.
The study tried to address food insecurity issue in Mwala Sub-county from the mindset
of the smallholder famers to the factors that affect food security. The study further
assessed the extent to which natural and physical factors have influenced food
security. The recommendations from the study were added on to the existing
interventions since food insecurity can only be addressed with multifaceted
approaches. Kaloi et al., (2005) notes that this knowledge can assist smallholder
farmers, policy makers, researchers and other stakeholders to take the necessary
measures and ensure food security in the Sub-County.
6
The primary purpose of this study was to examine the level and knowledge of food
security and the factors that affect it among smallholder farmers in Mwala Subcounty,
Machakos County in Kenya.
i. To assess the level of awareness of components of food security among the small
scale farmers.
1.8. Limitations
The study was confined to Mwala Sub-county in Machakos County Kenya. The focus
was on the level of knowledge on food security among the smallholder farmers in the
Sub-country and the factors that affect food security. Although numerous factors have
been identified that are responsible for the food insecurity situation in Kenya, this
study was limited to the socio-economic. Whereas researchers in different regions
have also identified various efforts by smallholder farmers in mitigating food
insecurity, the study was limited to identifying the extent to which physical and natural
factors influence food security in the study area and give recommendations.
1.9. Assumptions
The study was based on the following assumptions:
7
i. Past food security interventions have had some positive impact on food security.
ii. Households faced the same prices for food, irrespective of their location in the
county.
iii. The socio-economic and natural environments in other arid and semi-arid counties
in Kenya are significantly similar to those in the study area. Any observed
effects could be generalized to the dry land region.
iii. Household: Here refers to a unit of people living together and eating from the same
pot.
iv. Markets: in this study, refer to avenues for buying and selling of food.
v. Food security: refers to when all people at all times have access to sufficient, safe,
nutritious food to maintain a healthy and active life (in this study). vi. Food
insecurity: is the state of, or risk of, being unable to provide food (to oneself, a
family, a nation, etc.) (FAO, 2001). Food insecurity as a situation exists when
members of a household have an inadequate diet for part or all of the year or face
the possibility of an inadequate diet in the future. Hunger is the uneasy or painful
sensation caused by a lack of food (Phillips and Taylor, 1990).
vii. Farmer: a farmer is a person engaged in agriculture, raising living organisms for food or
raw materials.
viii. Farmers’ demographic characteristics: is the data about farmers’ population, age,
gender and income
8
1.11. Organization of the Thesis
The study is organized into six chapters. Chapter one provides details on the
background of the study, statement of the problem, purpose of the study, objectives of
the study, research questions, limitations, and delimitations, assumptions of the study
and definition of terms used.
Chapter Two offers a review of the relevant literature on the determinants of food security,
theoretical and conceptual framework.
Chapter Three covers research methodology that is applied to source data. In this
section the procedures and techniques which were used in the collection, processing
and analysis of data are explained. Specifically, the following subsections are
included; research design, target population, data collection instruments, data
collection procedures, pre-testing of research instrument, operationalization of the
variables and finally data analysis.
Chapter Four presents the results of the descriptive and regression analysis and the presentation of
study findings.
Chapter Five provides a discussion of the results in relation to the expected outcomes,
and testing of hypothesis. This is followed by chapter six which contain a summary of
the findings, conclusions and recommendations for policy interventions from this
study. References and appendices follow thereafter.
CHAPTER TWO
9
LITERATURE REVIEW
Studies on food security have mainly focused on food production as the main approach
of securing food (Nyariki, 1997). Some governments advocate for the expansion of
farming systems to produce enough for households to be food secure (Gladwin et al.,
2001). On the other hand, others have focused their attention on the contributions of
root and tuber crops such as sweet potato and cassava to food security (Allemann et
al., 2004). Their main emphasis in the fight against food insecurity has been the
importance of improving food security under conditions of climatic change (Droogers,
2003).
The degree of vulnerability to food insecurity depends on the nature of the risk and a
household’s resilience to it. A household’s resilience often depends on how well it can
re-organize and adapt; which further depends on the demographic characteristics,
assets and livelihood strategies (Nyariki et al., 2002; D’Haese et al., 2005). The food
security risk factors in the dry lands include natural shocks such as climate (drought)
and natural resource degradation (soil, forests, water) which expose households to
fluctuation in food production (European Commission, 2000; Nyariki et al., 2002).
But the effect of climate change reflected in worsening aridity remains the most
daunting (Tiffen, 2002). The high risk of food insecurity has contributed to the
collapse of agro – pastoral systems and reduced income generating activities thus
eroding the purchasing power of the rural households (Wambua and Kithia, 2014).
Nguluu et al., (2014) described the farming systems that exist in the dry-lands of
Kenya and offers suggestions for improvement and sustainable use of dry-land
biodiversity to enhance food security. These includes; intercropping and sole cropping
farming systems (especially the newly developed varieties) for the long term
sustainability of agro diversity and food security which would in turn conserve the
environment.
10
To analyse the reason why food insecurity is still prevalent in the arid and semiarid
areas in Kenya despite international action and attempts by the government to
eradicate it, several theories were chosen. The theory of neoliberalism belongs to the
branch of international relation theories and the theory of dependency is one of the
development theories. Other theories of food security used were the Entitlement
theory, Malthusian and Anti-Malthusian approach to food security. The Malthusian
theory contends that population increase causes food scarcity while and Anti-
Malthusian claim that an increase in population causes increase in food production
(Kayunze, 2008). This was done consciously with an attempt to have more
comprehensive analysis and by combining several, could have better overview from
national and international levels.
11
focuses on the impacts of unequal relationship between the two parts. Dependency is
described as the integration of periphery in the global system by which
underdeveloped countries and former colonies are economically profited from which
has led to their underdevelopment (Soete, 1981). Thus, the theory explains the
underdevelopment as a particular situation where the group of disadvantaged countries
is conditioned by the growth of dominant ones. The main statement of the theory is
that the international exchange and foreign investments inflict negative effects in the
social welfare of the recipient countries (Jenkins and Scanlan, 2001). Overall,
dependency theory has a focus point on unequal, exploitative and dependent relations
between the First World and the Third World.
12
According to Sen (Year), people’s exchange entitlements to their livelihood sources
reflect their ability to acquire food. Famine occurs when a large number of people
suffer a complete collapse in their exchange entitlements (Sen, 1981). From the recent
experience especially in Africa the association between violence and famine is so
close that no widely applicable famine can disregard the role of violence and the way
some resources like food are illegally acquired by some groups at the expense of
others (de Waal, 1990; Macrae and Zwi, 1994). In Sen’s work the violent access of
food by one group removes another exchange entitlements (cite).
Entitlement theory has been criticised on two further counts. First it implies a straight
forward sequence of entitlement failure leading to hunger and then to malnutrition,
starvation and death. Second it implies that people’s actions are largely determined by
their need to consume food (de Waal, 1990). An important extension to entitlement
theory focuses on the role of investments in determining household vulnerability to
food insecurity. When households are able to generate a surplus over and above their
basic food requirements, the excess resources are diverted into assets of different kinds
which can be drawn upon when they face crisis (Swift, 1989). In such circumstance
we may relate food security to the idea of vulnerability to poor resource endowments
of households, focusing more clearly on the risk where avoidance becomes central to
attaining food security.
13
Expansion of food production like it was during the green revolution of Asia in the
1970s as a result of improved agricultural technology is difficult today because of the
environmental changes which have left farmers with few options to improve food crop
output. Demands for irrigation water, the use of additional fertilizers on currently
available crop varieties has little or no yields increase. While Malthusians are
pessimistic and argue that in future there will be too little food for the increasing
population, Anti-Malthusians comments that improved agricultural technology will
increase food production (Kayunze et al., 2009).
All these theories and concepts were considered to explain the ineffectiveness of
Kenyan policies. After the theoretical considerations, however, it was decided that
only the neoliberalism and dependency theories were appropriate since they together
are capable of providing the answer to the issue in question.
Most of the rural households understand food security as having sufficient availability of
food though, majority of them still experience hidden hunger which refers to persons
whose food is insufficient to meet the FAO/WHO recommended allowance of 2,250
calories per person per day (ROK, 2008). The causes of food insecurity are complex and
improving agricultural performance has proved to be less important than tackling the
14
underlying poverty that remains the fundamental cause of hunger and food insecurity
(DFID, 2004). As the saying goes ‘poverty is in the mind’, addressing the understanding
of smallholder famers about food security could be a mile towards achieving food
security coupled with other strategies. Whereas various definitions on food security
exist, it is important to establish whether the concept is understood at the local level.
Food insecure households are not always hungry because their villages or counties
produce less but because several factors affect food productivity and storage. Studies
by Below et al., (2012), Wambua, (2008) and Tiffen, (1994) reveal that physical and
natural factors such as drought, performance and distribution of rainfall, soils,
temperature, crops and livestock diseases, and pests contribute significantly to food
insecurity in the marginalized areas. The areas have experienced climate changes due
to human impact as well as social–economic transformation which have negatively
affected rural livelihood systems (Wambua et al., 2014).
The major cause of food insecurity in the arid and semiarid areas is attributed to
physical, natural and human factors (Mutiso, 2015). There is growing recognition that
socio-economic factors such as poor agricultural practices, levels of household
incomes and expenditure patterns, prevalent food and non-food prices, marketing
practices and conflict have compounded to the precarious food insecurity situation
among the marginalized smallholder farmers households (Wambua et al., 2014;
Kinyua, 2004). Other underlying factors include adoption rates in growing drought
tolerant crops, use of uncertified seeds, access to farm inputs and poor post-harvest
15
food management. Female headed household are more at risk of food insecurity due to
limited access to land ownership and other valuable assets (Mulandi, 2007). Lack of
land and other resources such as livestock, money and good shelter needed to facilitate
farming activities were identified as the major contributing factors to food insecurity
(Wambua et al., 2014).
The identified food insecurity problems can be attributed to several factors that include:
i. Climatic factors, including the frequent droughts in most parts of the country.
ii. High costs of domestic food production due to high costs of inputs especially
fertilizer.
iii. Internal displacement of a large number of farmers, especially those in the high
potential agricultural areas.
iv. High global food prices associated to low purchasing power for large proportion of
the population due to high level of poverty.
As a result, more than 10 million (almost a third of the population) persons are chronically food
insecure (ROK 2010; FAO 2011; ROK 2008).
16
national) level. However, the term is applied most commonly in reference to food
supplies at the regional or national level (Riely et al., 1999).
17
Stability or sustainability refers to the temporal dimension of nutrition security (i.e. the
time frame over which food security is being considered). In much of the food security
literature, a distinction is drawn between chronic food insecurity—the inability to meet
food needs on an ongoing basis—and transitory food insecurity when the inability to
meet food needs is of a temporary nature (Maxwell and Frankenberger, 1992)
Food security is influenced by food flow as the physical determinant which includes;
availability, accessibility and utilization. Availability is achieved if adequate food is
available at people’s disposal. Access is ensured when all households and all
individuals within those households have sufficient resources to obtain appropriate
foods for a nutritious diet. Adequate utilization is the ability of the human body to
ingest and metabolize food. In most cases, utilization is only discussed from a
biological perspective (FAO, 2014).
Nutrition security is based on nutritious and safe diets, an adequate biological and
social environment, a proper health care to avoid diseases ensure adequate utilization
of food (FAO, 2014). The inclusion of smallholder farmers’ knowledge and
18
understanding of food security concept and factors that affect it is explored on the
basis of food security (availability, access and utilization), nutrition security and
Social
economic
factors
Food and
nutritional
security
Physical Natural
factors factors
Figure 2.1 is presented to simplify the interactive effects of the study variables of the
WFP Conceptual Framework of Food and Nutrition Security. The independent
variables here represent the causes or the determinants of food security. It is these
variables that are tested to see if they have a significant influence on the dependent
variable, food security. The factors are Natural factors (climate change),
SocioEconomic (governance), Physical factors (access to market), demographic
19
factors (gender, population) and level of awareness (knowledge). The dependent
variable here is food security. There is also extraneous variable or the moderating
factors. The moderating factors include economic status and political stability.
20
Socio-economic factors
Agricultural practices
Levels of households incomes
Expenditure patterns
Food and non-food average prices
Marketing practices
Access to markets
Conflicts
Governance
Demographic Factors
Age
Gender
Marital Status
Occupation
Highest level of education
Food Security
Food Reserves
Number of meals
Natural Factors per day
Climate variation (weather changes)
Source of food
Drought
Floods
Physical Factors
Land Use
Land size
Land productivity
Distance to the market)
Level of Awareness
Knowledge on food security
Type of farming methods
Farmers Group
Type of farmer
21
CHAPTER THREE
METHODOLOGY
3.1. Research Design
To adequately respond to the research questions a research approach involving
exploratory, descriptive and participatory research designs was utilized. Exploratory
case study research provided information on the level and knowledge of food security
among the smallholder farmers while descriptive research gave a logical description of
the different farmers groups under investigation, the socio-economic, natural and
physical factors that influence food security. The descriptive case study and
participatory research were further used to establish the extent to which the different
factors influence food security in the sub-county.
22
Mwala Sub-county has population density of 160 persons per square Kilometre, a
population of 163,032 people. The Sub-county has 15 locations and 58 sub-locations,
highest number of administrative units compared to other sub-counties within
Machakos Country. From the sub-county’s population, 7,150 of them are registered farmers
who have formed 300 farmers’ groups (Kenya National Bureau of Statistics,
2013). A sample of smallholder farmer was drawn from the farmers’ groups within
four purposively selected locations; Mbiuni, Muusini, Mwala and Kabaa, in the
subcounty.
The sample size was determined according Magnani (1999) using the following formula;
n D Z Z sd
α β 2 12 sd22 ……………………………… (1)
X 2 X1
Where; nrequired minimum sample size per survey round or comparison group
X2 the expected level of the indicator either at some future date or for the project area
such that the quantityX2 X1is the size of the magnitude of change or comparison
group differences it is desired to be able to detect
sd1 and sd2 expected standard deviations for the indicators for the respective
23
Zβ the z score corresponding to the degree of confidence with which it is desired to
be certain of detecting a change of size X2 X1 if one actually occurred
statistical power.
Applying formula 1, we obtain;
A sampling frame (list of households) was obtained for each farmers group.
Respondents were randomly selected from each farmer’s group using simple random
sampling method for which the starting point was chosen at random that is the first ith
household was selected randomly in each farmers’ group. Thereafter, the subsequent
households were selected at regular intervals which was obtained by dividing the total
population of each location by 21.
24
Based on the reviewed literatures, some of the common predictors that were expected to
have influence on farmers’ food security in the study area were;
2. Sex of head of the household (SEX): Sex of the household is a dummy variable.
Female headed households, according to Adugna and Wogayehu (2011), have
higher probability of being food insecure. Hence, in this study sex also is expected
to have relation with the household food security status. Male headed households
are expected to be more food secure that female headed households.
3. Marital status of the household head (MAS): This is a discrete variable and it
determines the household food security status. The study made by Adekoyo (2009)
in Oyo state of Nigeria found that households headed by married individuals were
found to be food secure and households headed by unmarried households heads
were found to be food insecure. However, widowed and divorced female headed
households, according to Adugna and Wogayehu (2011), were highly positioned to
be food insecure. Thus, the same result would be expected in his study.
4. Household size (AE): The size of the household is a continuous variable and
measured in household adult equivalents. Thus, increasing family size in turn adult
equivalent, according to reviewed literatures, tends to exert more pressure on
household consumption than the labour it contributes to production (Adugna,
2011). Thus, increase in the household adult equivalent would have a negative
correlation with household food security status.
25
5. Educational level of head of household (EDUC): Formal education is a variable
which could impact positively on household ability to take good and wellinformed
production and nutritional status decisions (Babatunde et al., 2007). Based on
Amaza et al. (2006), the higher the educational level of household head, the more
food secure the household is expected to be. Therefore, the same relation would
also be expected in this study.
6. Farm land size of a household (FLSZ): Farm land size is the total farm land
cultivated by the household measured in hectares. According to Haile, Alemu and
Kudhlande (2005) and Babatunde et al. (2007), food production can be increased
extensively through expansion of areas under cultivation. It was thus expected that
households with larger farm size to have more likelihood to being food secure than
those with smaller farm size. As a continuous variable, the expected effect of farm
land size on household food security was positive.
26
household, where 0= None; 1=
Primary, 2 =Secondary, 3 =
Tertiary.
iii. Physical factors such as access to market; the indicators are distance to the no
of kilometres to the market and food prices. The effect of these variables on
food security is also determined in the study.
iv. Human factors such as land use; the indicators include size of land and land
used for food production and land productivity in relation to the ideal expected
yields. These indicators are tested to reveal their influence on food security,
the study’s dependent variable measured using the indicators of food
availability, accessibility and productivity.
27
was food insecure and if the household consumed more than the threshold level, the
household was concluded as food secure. This variable was used for binary logistic
regression.
There were 3 domains of the independent variable as adapted from WFP’s (2005) household
food consumption approach. They are household food security, vulnerability to household food
insecurity and household food insecurity.
28
To investigate how Socioeconomi Awareness of Ordinal scale Mean,
socio-economic c factors food security as frequencies,
factors influence food human rights mode,
security in Mwala component, Standard
Sub-county. activities ensuring deviation
food security such and
as governance, Multiple
marketing regression
practices, analysis
expenditure
patterns, income
levels
To examine the extent Natural and weather changes Ordinal scale Mean,
to which natural and physical and types of frequencies,
physical factors factors weather, distance mode,
influence food to the market and Standard
security in Mwala food prices deviation
Sub-county. and Multiple
regression
analysis
Dependent
variables
29
The primary purpose Food Adequate food Ordinal scale Mean,
of this study was to security Reserves, Number frequencies,
mode,
examine the level and of meals per day,
Standard
knowledge of food deviation
Source of food
security and the and Multiple
factors that affect it regression
analysis
among smallholder
farmers in Mwala
Sub-county,
Machakos County in
Kenya.
3.8.1. Questionnaire
The present study used semi structured questionnaires to collect primary data. Two
selected assistants from the local area were engaged to ensure local customs were
respected. A rapport had been created between the assistants and the community.
These assistants had been selected since they had worked with social development
projects in the area for the past five years. This made access to accurate information
easy. Having worked in the area enhanced the phenomenon of talking with community
during discussions rather than talking to the community as Okeyo (2015) advises.
Three weeks were taken to explain the objectives of the study to the community,
adequate time was spent explaining the objectives and enough chance given to the
community for seeking clarification. To minimize biases, information was filtered,
notes taken and later used to enrich the questionnaire. The questionnaire used had
30
specific questions with limited answers creating a possibility to get the quantitative
data that could be analysed statistically.
31
informed them of that the study was for academic purposes prior to conducting the
interviews.
The first objective was to a large extent implemented using brainstorming with
structured questionnaires and face-to face interviews with the farmers’ groups. The
second and third objectives involved collecting information from the stake holders in
the four locations through interviewing key informants that included researchers from
National Agricultural Research and Extension Systems (NARES) and International
Agricultural Research Centres (IARCs), extension agents, NGOs, agro-dealers,
Community Based Organizations (CBOs) and farmers. The interviews entailed the use
of semi structured questionnaires and face-to-face interviews. Additionally, secondary
data and the use of prior knowledge was also applied for these two objectives.
3.10. Reliability of the Instrument
Reliability refers to the degree to which scores obtained with an instrument are
consistent measures (Kothari, 2008). To test the reliability of the instruments, the
study used test-retest technique. Test-retest reliability is measured by administering a
test twice at two different points in time. According to Okeyo (2015) reliability is also
checked by comparing farmers’ responses with those of other farmers and sources.
Cooper and Schindler (2001) explain reliability of research as determining whether the
research truly measures that which it was intended to measure or how truthful the
research results are. Pre-test study is thus conducted to detect weakness in design and
instrumentation and to provide accurate data for selection of a sample.
32
farmers from different locations of Mwala sub-county who were issued with the
questionnaires. The experts were required to assess if the questionnaires helped in
assessing the food security issue and the factors affecting it. Farmers who participated
in the pre-test study were not involved in the main study. Pre-testing was carried out in
28 farmers’ groups to make 10% of the total number of the 275 farmers involved in
the study.
According to Orodho (2003) the number in the pre-test should be 10% of the entire
sample. Cronbach's alpha was used to determine the internal consistency of items in
the questionnaire to gauge its reliability. Data reliability plays an important role
towards generalization of the gathered data to reflect the true characteristics of the
study problem (Klein and Ford, 2003). The analysis tested the internal consistency of
the instruments by computing Cronbach’s alpha to determine the reliability of the
instrument. Cronbach’s Alpha is a reliable coefficient that indicates how well items are
positively related to one another. A Cronbach’s alpha coefficient of 0.712 was taken
as acceptable reliability. According to Cronbach (1957) a coefficient of between 0.7 ≤
α < 0.9 is taken to be good while that of α≥ 0.9 is taken to be excellent (George, 2003).
Cronbach’s Alpha value for the pre-test was 0.712 as shown in table 3.3, meaning the items
under each variable, were consistent.
33
Source: Author computations from field data, 2019
For this study descriptive, multiple linear and logistic regression analyses were used to
answer the specific objectives. The descriptive analysis involved computation of
means, standard deviation, percentages, and frequency of distribution for objective
number two. For objective one, a binary logistic regression analysis was employed to
indicate the likelihood of the independent variables being associated with food
security or insecurity.
X1 Natural Factors
X3 Physical Factors ε
Residual Error
34
3.14. Model Specification 2
Modeling the determinants of the level of knowledge on food security at household
levels seems to comprise different methodologies and techniques. It includes the
different techniques from ordinary least square to discrete choice models. It is unwise
to use OLS regression when confronted with a binary dependent variable. The main
difficulty occurs with regression model when the researcher wishes to use a binary
variable as dependent variable. The variable does not follow normal distribution.
Rather, it is distributed as a binomial random variable. Connecting a regression line to
data points reveals the hetroscedasticity problem in linear relationship between
dependent and independent variable. Moreover, if an estimated OLS regression model
is carried out, the residuals are not normally distributed.
Therefore, using OLS regression on data with a binary dependent variable violates at
least two assumptions that underlie this model. There are two alternative regression
models that are used most often when dealing with a binary dependent variable:
Logistic regression and Probit regression. The discrete choice model has a number of
attractive features as compare to regression approach. The most important feature of
the discrete model approach is that it gives probabilistic estimates for the different
status of food security while regression approach does not have this particular feature.
It means that in regression analysis one cannot make any probability statement about
the effects of different explanatory variables on food security.
Owing to the marginal effects and the interrelationship of the level of farmers’
knowledge on food security and the level of awareness of food security, the farmer’s
level of knowledge on food security is modelled separately. A binary logit model was
employed in assessing determinants of farmer knowledge about food security. The
logit model was preferred owing to the fact that the dependent variable is discrete in
nature. According to Green and Hensher (2009), the logistic distribution is better in
applied research over the probit model because of computational complexity arising
from lack of a closed form for the normal cumulative density function on which the
probit model is based. With level of knowledge as the dependent variable, farmers
35
who were aware were identified and assigned the value of F1and 0 otherwise. The
logit model is specified as:
Where
ii. Sex of household head: Sex of household head looks at the role played by
the individuals in providing households needs including acquisition of food.
Female headed households have higher dependency ratios which hinder
household capacity to allocate labour to on-farm or other income generating
activities. Also female headed household tend to be older and have fewer
years of education than male heads of household (FAO, 2012). The expected
effect of this variable is positive.
36
iii. Household size: The size of household determines the food security status of
the households. It is expected that as the household size increases, the
probability of food security decreases. This could mean that as the household
size increases there is larger number of people to be taken care of by the same
source of income. Hence the effect of the variable is negative.
iv. Income of Household: This refers to the sum of earnings of household from
both off-farm and on farm sources (Babatunde et al., 2007). The more
household head earns income the greater the chances of being food secure.
vi. Land Size: Land size is the total area of land cultivated to food and cash
crops by households measured in hectares. The larger the farm size of the
household, the higher the expected level of food production, it is therefore,
expected of a household with a larger farm size to be more food secure than a
household with a smaller farm size. Hence the expected effect on food
security is positive.
viii. Farmer Type: Farmer type refers to either small scale farmer or large scale
farmer. Farmer type is expected to have positive or negative influence on
37
household food security. A large scale farmer is expected to have higher
impact on food security since he/she cultivates large tracts of land, hence
maximum production. A small scale farmer is prone to food insecurity since
the food production is also small. Membership to social and development
group like Merry-go-round, farmers’ savings and credit cooperative
organization (SACCO) were relatively higher among large scale farmers.
Table 3.4 depicts the Variables, Description and expected signs for the determinants of
level of awareness of food security. The table presents six variables that were used to
determine level of awareness. Among the variables used were size of land
(LANDSIZE), gender of the household (GENDER), education level of the farmer
(EDUC), income of the farmer (INCOME), Farmers Group (FARMERGP), and type
of the farmer (FARMTYPE). Gender refers to the roles played by both men and
women in the society. It was therefore expected that gender could have a significant
effect in terms of knowledge about food security. Further, education level of the
household was thought to have influence on awareness. Finally, average monthly
income was included because it was expected that it could explain awareness and
alternative risk mitigation strategies on food security. The table 3.4 presented indicates
the description and expected signs for the variables.
Yes, 0 =otherwise]
38
TYPEFARM Type of farmer either small or large scale [1 =
large scale, 0 = otherwise]
Source: Author computations from field data, 2019
Following Greene (1993), the probability that farmer i is aware of food security can be
modelled as:
' x
Pr ob Fi j 1
e
i
' xi …………………………………… (4)
1e ' xi
The subscripts i and j denote farmer awareness/knowledge where those who are aware
are assigned a value of 1 and 0 for otherwise. It should be noted that equation (3)
above represents the reduced form of the binomial logit model, where the xi row vector
of explanatory variables for the ith farmer and the non-observed i' s are assumed to
follow a distribution of logistic probability with a density function:
i stochastic random term. The study also estimated marginal effects. According to
Otieno (2013), marginal effects measures instantaneous effects change in explanatory
variable on the predicted probability under the assumption that all other explanatory
variables are held constant. Thus, marginal effects are computed as follows:
39
m
iXiiXi i i ……………………………………………….….. (7)
m Fi
Pr
1
PrFi
0
……………………………………….…………. (8)
CHAPTER FOUR
RESULTS
4.1. Introduction
This chapter presents analysed data that comprises of general information of the
respondents, food security, natural factors, socio-economic factors and physical factors
which are thought to affect food security awareness.
Total 84 100.0
Source: Author computations from field data, 2019
40
4.3.1. Sampling Adequacy: Kaiser-Meyer-Olkin (KMO) and Bartlett’s Test
Factorability is a major concern especially whereby a particular variable is measured
using different factors and that one of those factors is to be used to represent that
variable. Factorability is the assumption that there are at least some correlations
amongst the variables so that coherent factors can be identified. Kaiser-Meyer-Olkin
(KMO) and Bartlett’s are measures of sampling adequacy that’s used to check
factorability. From table 4.2, the Bartlett’s test has a significant value of 0.002 which
is less than 0.005. KMO is also approximately greater than 0.5. We thus conclude that
there is some relationship among the variables hence the data is sufficient for
application of factor analysis.
Sig. .002
Source: Author computations from field data, 2019
4.3.2. Multicollinearity
Multicollinearity is the undesirable situation where the correlations among the
independent variables are strong. For Multiple Regression to be applicable, there
should be no strong relationships among the independent variables. Statistics used to
measure multicollinearity include tolerance and Variance Inflation Factor (VIF).
Tolerance of a respective independent variable is calculated from 1 - R 2. A tolerance
with a value close to 1 means there is little multicollinearity, whereas a value close to
0 suggests that multicollinearity may be present. The reciprocal of the tolerance is
known as Variance Inflation Factor (VIF). A VIF of 5 or greater than 5, indicates
there is multicollinearity associated with that variable. Table 4.3 shows the values of
the statistics, obtained from the data. The table indicates the test results for
multicollinearity, using both the VIF and tolerance. With VIF values being less than 5,
it was concluded that there was no presence of multicollinearity in this study.
41
Table 0.3: Table of Multicollinearity Statistics
Pearson
1 .420* .294* .011
Natural factors Correlation
Sig. (1-tailed) .000 .011 .465
Pearson
.420* 1 .398* .025
Physical factors Correlation
Sig. (1-tailed) .000 .001 .425
Pearson
.294* .398* 1 -.243*
Food security Correlation
Sig. (1-tailed) .011 .001 .030
.011 .025 -.243* 1
Pearson Socio-
economic
Correlation
42
factors
Sig. (1-tailed) .465 .425 .030
N=60
*. Correlation is significant at the 0.05 level (1-tailed). Source:
Author computations from field data, 2019
Table 4.4 indicated that natural factors and physical factors have significant positive
moderate relationship as attributed by the correlation coefficient of 0.420 and p-value
of 0.000. Logically it is expected that the two influence each other in various aspects.
The results shows presence of a positive and significant weak relationship between
natural factors and food security as proved by the p-value and the correlation
coefficient (r=0.294, p=0.011<0.05). There is a very weak but insignificant
relationship between natural factors and socio-economic factors since the p value of
0.465 is greater than 0.05 level of significance and the correlation coefficient is 0.11.
43
Table 0.5: Model Summary
Model R R Square Adjusted R Square Std. Error of the Estimate
Analysis of variance (ANOVA) was done to establish the fitness of the model used.
The table 4.6 shows that the F-ratio (F=5.959, p=.001) was statistically significant.
This means that the model used was appropriate and the relationship of the variables
shown could not have occurred by chance.
Table 0.6: ANOVA
Model Sum of df Mean Square F Sig.
Squares
The estimated coefficients (βs) show the contribution of each independent variable to
the change in the dependent variable. The coefficients in table 4.7 results show that
natural factors (β=.110, p=.233) though positive, insignificantly affected food security
in Mwala sub-county. The results also show that socio-economic factors (β= -0.139,
p=.033) negatively and significantly affected food security. Physical factors (β=
0.281, p=.011) were found to positively and significantly influence food security.
44
Coefficients Coefficients
In Muusini location, respondents had the least number of excellent knowledge among
the four locations and had a highest number of neutral and moderate knowledge
respondents that was 30% and 26.4% respectively. Extremely ignorant and moderate
ignorant household of respondents did not exist in Mwala location but did exist in
Mbiuni location 3.5% and 6.8%, in Muusini location 6.4% and 0.5%, and in Kabaa
45
Table 0.8: Percentage of respondents with Knowledge on Food Security Concept
N=60
Location
Type of knowledge Mbiun Muusin Mwal Kabaa Total
i i a %
Extremely Ignorant (Know Nothing) 3.5 6.4 0.0 3.4 3.3
During Focus Group Discussion (FGD`s), which were conducted among the four
locations, the discussants were asked to explain their understanding on the term ‘food
security’ from local perspectives. Participants in Kabaa location agreed unanimously
that, a family would be considered food secure if it had enough maize grain for the
entire season, while participants from Mbiuni location mentioned ‘food security’ to
mean having enough maize to run for the whole year. Participants from Muusini and
Mbiuni location explained that, a family may have large quantities of other cereal
crops like millet/sorghum or maize grains yet the majority of households will still
consider the family to be food insecure simply because they do not have beans. The
same observation was made in Mwala and Kabaa locations. In Kabaa location where
by participants considers being food insecure if there is no enough maize even if there
is plenty of cassava.
Commenting on the concept of food security, one member from Mwala Location
attested that “if household rely very much on maize for Githeri (mixture of maize and
46
beans) preparation it implies that, the household is food insecure”. Most household in
Kabaa location consumed Githeri after the depletion of their cassava, mainly between
February and April. In Mbiuni location, most of the household consumed food other
than cassava in time when cassava stock got finished either due to crop rot, while in
the field or because of excessive selling of raw cassava. In general participants
complained that, there was a problem among the households on maintaining well
balanced diet on their daily menu.
1
VIF …………………………………………………… (9)
2
1 Ri
2 2
Where Ri is the R of the regression with the ith independent variable as a dependent
variable. Table 4.9 presents the results of the VIF. The mean VIF is 1.31 with
explanatory variables having a VIF ranging from 1.05 to 1.59. The VIF for the
independent variables are less than five (<5) implying zero multicollinearity. This
justifies the inclusion of these variables in the binary logit model (Maddala, 2000).
47
LANDSIZE 1.52 0.658
EDUC 1.07 0.935
GENDER 1.05 0.953
FARMERGP 1.04 0.962
Table 4.9 presents the results of the binary logit model. The coefficient values explain
the influence of each explanatory variable on the probability of respondents being
aware about food security. Furthermore, the marginal effects give what would happen
immediately if farmers become aware about food security. The independent variables
that significantly influenced farmer awareness were gender, education, and income of
the household.
Table 0.10: Logit Model Estimates of the Determinants of Farmers’ Awareness on
Food Security (Gender and Education Level Considered Categorical)
48
The results in table 4.10 show that people with bigger tracts of land were more aware
of food security as compared to those with smaller parcels of land. Male headed
households were less aware of food security as compared to female headed households
by as much as 7%. The implication of this is that female headed households are more
aware of food security than male headed households.
The odds of being aware of food security for farmers who have never been to school
was 8 times greater than the odds of those who have been to tertiary level. The
chances of being aware of food security for those who had attained primary education
level was 3 times higher than those who had been to tertiary level. On the contrary, the
odds of being aware of food security was about 53.6% less for those who had been to
secondary level compared to those who were educated up to tertiary level. This
implies that farmers’ awareness was increased by the education level such as technical
institutes, colleges and university compared lower levels of education.
The level of household income had no influence on the level of food security
awareness whereas involvement in a farmers’ group significantly impacted on the
level of awareness. Those who did not belong to farmers’ group were about 4.3 % less
likely to be aware of food security compared to those who were members of any
farmers’ group. At the same time, large-scale farmers were about 6 times more likely
to be aware of food security compared to smallscale farmers in Mwala sub-county.
The odds ratio corresponding to the constant term was 0.067 which implies that
regardless of the land size, gender, education level and monthly income, residents of
Mwala sub-county are generally less aware of food security by about 6.7%.
49
4.11). The implication of this is that generally it is very difficult for household in Mwala sub-
county to access food.
11 18.3
Neutral
Easy 1 1.7
Total 60 100.0
Source: Author computations from field data, 2019
About 98% of the respondents evaluated food security status in their households as
insecure in relation to their food access rate, while only 2% reported to be food secure
(figure 4.1). This implies that the status of food security amongst residents of Mwala
sub-county is very low, with most of them being food insecure.
50
4.5.2. Descriptive Statistics on Food Security
4.5.2.1. Number of Meals per Day
On average members in Mwala sub-county households take two (2) meals per day.
This is further supported by the results on table 4.12 and figure 4.1 that depicts that
majority of the households members (66.7%) take two (2) meals, followed by those
who take three (3) meals (23.3%) per day. Only 10% of the household members take
one at least one (1) meal per day. The results further imply that household members
takes at least a meal per day.
Total 60 100.0
Source: Author computations from field data, 2019
51
Figure 0.2: Number of meals per day
52
Postharvest losses 53 88.3
Poor market 44 73.3
Others: Death of livestock 1 1.7
Fluctuation in food price 1 1.7
HIV/AIDS 4 6.7
Old age 1 1.7
Governance 18 30
53
Table 0.16: Head of Household
54
between 31 to 60 years of age inclusive and had attained either the primary or
secondary level of education (Table 4.17).
4.6.1.4. Descriptive on the Household Size and Average Monthly Income The
average number of people living in a particular household in Mwala sub-county was 6
persons, with the minimum number of people being 2 and the maximum number being
12 persons. The standard deviation of 2.246 in table 4.18 implied that the average
number of persons living in a particular household lie between 3 and 8. Therefore that
there was no huge difference between the number of persons living in a particular
household and the other.
55
in the household
Average monthly
60 2,000 35,000 10,308.33 82,60.120
income
Valid N (list wise) 60
56
low and 1.65% as very low.
Frequency Percent
57
Aware 33 55.0
Not aware 27 45.0
Total 60 100.0
The respondents were also asked to give their opinion on whether the ministry of
agriculture advises them on the best agricultural practices. Table 4.21, shows that
majority (30%) of the respondents strongly disagreed, followed by those who agreed
(20%), then those who disagreed and strongly agreed (18.3%) and finally those who
were neutral on the statement (13.3%). In general the residents of Mwala sub-county
don’t agree with the statement.
About 28.3% of the respondents strongly disagreed with the statement that the
government provides them with certified seeds (table 4.21), this was followed by those
who disagreed and strongly agreed (21.7%). Next was those who agreed (18.3%) and
finally those who were neutral on the statement (10%). This implies that majority of
the respondents did not have access to government subsidised seeds.
58
Statement Strongly Agree Neutral Disagree Strongly
agree disagree
Respondents’ opinion on the extent to which they think the government affect the
availability of food in their households is shown on table 4.22. Majority (31.7%)
reported that the government affect food availability in the house hold to a very small
extent.
Frequency Percent
Neutral 9 15.0
59
On average the residents of Mwala sub-county have to cover about 10.5 Kilometres to
access the market in order to buy or sell food. The distance covered range between 0.5 to
more than 10.5 Kilometres (Table 4.23).
The effect of market accessibility on food availability affected to a very large extend
majority (58.9%) of Mwala Sub-county residents. This was followed by those who
indicated large extent (26.7%). The results are as shown in table 4.24.
Respondents’ feedback was sought on the means they use to transport their produce to
and from the market. About 57% reported that they carry the produce themselves. This
was followed closely by those who use public means (53.3%), then 46.7% those who
use donkeys and finally only 1.7% of those who use camels (Table 4.25). The
implication of these results is that majority of residents of Mwala sub-county either
60
carry the produce themselves or use public transport to take their produce to the
market and that camel transport is hardly ever used among the residents.
Donkey 28 46.7
Camel
1 1.7
Carry themselves
34 56.7
Public means
32 53.3
Table 0.26: Land size and percentage of land under food related activities
61
In terms of land productivity, majority (51.7%) reported very low production from their
land. Twenty percent (20%) rated their land productivity low, 16.7% rated it as moderate,
8.3% rated it high while only a small percentage (3.3%) reported that their land
productivity is very high (Table 4.27). This has an interpretation that in general land
productivity is low in Mwala sub-county.
Low 12 20.0
Very low 31 51.7
Total 60 100.0
On the extent to which size of land affect food availability in the household, 56.7%
rated it very large, 20% rated it large and minority (3.3%) rated it very small extent
(Table 4.28). This is an implication that majority of the residents in the sub-county
were of the opinion that land size is a key factor influencing food availability in their
respective households.
62
Source: Author computations from field data, 2019
4.29).
Table 0.29: Hazards Experienced in Mwala Sub-county
Drought
40 66.7
Flash floods
8 13.3
Delayed rains
41 68.3
Drought was rated as the most important hazard recurring in Mwala sub-county by
63.3% of the respondents followed by flood (33.3%). Out of all respondents about
26.7% rated pests and diseases as the third important hazard. The least rated hazard
was water shortage (6.7%) (Table 4.30). This implies that Mwala households have
enough water supply for their domestic needs despite the fact that drought is
catastrophic in the area.
63
Hazard rated third Pest and diseases 57 16 26.7
Hazard rated fourth Animal diseases 40 7 11.7
Sixty one point seven percent (61.7%) strongly agreed to the statement that climate
changes affect grazing and farming. This formed the majority followed by about 20%
who agreed, the next 11.7% comprised of those who neither agreed nor disagreed
while 3.3% disagreed and strongly disagreed with the statement. This implies that
about 81.7% concurred with the statement that climate changes affect their grazing and
farming in the area (Table 4.31).
64
CHAPTER FIVE
DISCUSSION
5.1. Food Security Status in Mwala
Majority of the households covered in the research (98%) indicated that they were
exposed to food shortage within the sub-county. The status of food security amongst
residents of Mwala sub-county is very low, with only 7% of the total households being
food secure.
A multiple regression analysis model was used to measure the food security index of
Mwala Sub-county. From the multiple regression results in Table 4.20, equation 2
yields;
From the regression equation taking all other independent variables at zero, a unit
increase in natural factors will lead to approximately 1 unit increase in food security
(Table 4.7). The interpretation of this is that, as the extent to which weather or climatic
factors approach or tend to small extent, the easier it becomes for the households in
65
Mwala sub-county to get food. However, this influence is rendered insignificant by the
corresponding p value of 0.233 (Table 4.7).
A unit increase in socio-economic factors will lead to approximately 1 unit decrease in
food security (Table 4.7). This means that the more irresponsible/reluctant the
government becomes in advising and supporting residents of Mwala sub-county on
agricultural related activities, the more difficult it would be for them to get food. A
number of the residents of Mwala sub-country reported not to have received
government support on agricultural issues (Table 4.15). Accordingly, the study brings
out the impact of the government in promoting food security among its citizens.
A unit increase in physical factors will lead to approximately 1 unit increase in food
security (Table 4.7). The implication of this result is that the lower the market prices
for the produce becomes the easier it would be for the households to get food hence
food secure. This is because households would not be encouraged to sell their little
harvest and further that it will be easier for them to buy food from the market when
they have little or none. Other measure that will possibly contribute to food security
under the physical factors is improvement in land utilization on agriculture related
activities.
Food is a basic human need. However, the accessibility and availability of enough
food in the desired quality throughout the year remains a dream for many people
within Mwala sub-county. Majority (51.7%) of the residents of Mwala Sub-county
find it difficult to access food in the household with only a small percentage (1.7%)
having ease access (Table 4.11). With an average household size of 6 members, most
of the households hardly meet and sustain their food needs (Table 4.18). They
therefore adopted varied coping strategies such as; reducing or rationing household
consumption and reducing the number of meals per day (to 2 or 1) (Table 4.12). Such
kind of adaptation exposes household members to disease attack since they try to work
hard in farms while consuming small quantity of a diet that is also unbalanced.
Generally it is very difficult for household in Mwala sub-county to access food. Many
factors contribute to this matter as the residents continue to battle with frequent
66
droughts, market inaccessibility, lack of government support, low income levels, poor
production and decreasing land size.
Despite majority of the respondents having excellent knowledge on food security, that
did not mean majority of households were food secure. The high food insecure
households consume at least a meal per day for an average of six family member
(Table 4.12 and 4.18). A half of the population are farmers (50%) whose earnings
largely go to food purchase depend on average KSh.10, 308 per month (Table 4.18),
which is below the recommended Kshs. 18,168 by FAO /World Bank (GOK 2001;
2004). Unfortunately, this is not enough to buy other necessary foods like meat, fish,
sugar, milk and other nutrition foods throughout the year. In addition, the cost of
production within these households is high compared to the output. This situation
makes households have limited access to nutritious food from either farm production
or market purchase hence exposing them to the consequences of food insecurity. The
lack of any of the four aspects of food security results in food insecurity, a common
phenomenon in the sub-county.
It was observed that to most of the household, the concept of food security in the
surveyed area implied physical availability of one commodity (maize). Majority of the
household were aware of food security but could not identify with the four concepts of
food security. Food security has generally been taken as synonymous with maize
67
security (Nyoro et al., 1999). In the context of Mwala sub-county, having enough
maize to last a season or the whole year meant the residents were food secure. Others
believe food security means having enough maize and beans to support the family.
While most households rely on maize as a staple crop, the declining production
exacerbates the food security issue in the sub-county. Maize is a staple crop and
contributes about 50% of daily caloric intake for most households (USDA, 2009).
However, sole consumption of maize does not provide the recommended nutrients to
the households, hence leading to nutritional insecurity. From the farmers’ perspective,
it is evident that the residents of Mwala sub-county did not have an idea of the four
concepts of food security.
The odds of being aware of food security for farmers who have never been to school is
about 8 times greater than the odds of those who have been to tertiary level. The
chances of being aware of food security for those who had attained primary education
level was about 3 times lower than those who had been to tertiary level. On the
68
contrary, the odds of being aware of food security was about 53.6% less for those who
had been to secondary level compared to those who were educated up to tertiary level
(Table 4.10). This implies that those farmers who had been to technical institutes, colleges and
university were more aware of food security compared to those who had been to secondary
schools. Low education levels is frequently the basis to unemployable skills, strong cultural
beliefs and practices leading to low adoption rate in modern farming practices hence awareness of
food security and its concepts (Wambua et al., 2014).
The level of household income had no influence on the level of food security
awareness however, farmers’ participation in a farming group increased their food
security awareness. Those who did not belong to farmers’ group were about 4.3% less
likely to be aware of food security compared to those who were members of any
farmers’ group (Table 4.10). This finding concurs with those of Kumar (2011) that
farmer’s participation in social and community-based organization increased the
probability of being aware about food security. Small scale farmers were more aware
of food security compared to large scale farmers in Mwala sub-county. Consequently,
regardless of the land size, gender, education level and monthly income, residents of
Mwala sub-county are generally less aware of food security let alone its concepts or
focus points.
Food security is closely tied to natural, physical and social-economic factors that have
significant and moderate positive relationship which influences each other in various
aspects. From the results a positive and significant weak relationship between natural
factors and food security was identified. Normally natural factors such as climate
change, drought, floods and famine are important determinants of food security
situation in different parts of the world (FEWS NET, 2013). There too was a very
69
weak but insignificant relationship between natural factors and socio-economic
factors. This is in concurrence with what one would expect as natural factors are
sometimes unpredictable and uncontrollable.
From the correlation matrix a significant positive relationship between physical factors
and food security was observed. This could be because physical factors are mostly
human controlled and may have significant influence on food security issue. The
results further show presence of insignificant relationship between physical factors and
socio-economic (Table 4.4). This therefore imply that in Mwala subcounty governance
has minimal or no influence on market accessibility, education levels and land use.
The multiple linear regression analysis explains how food security varied with natural
factors, socio-economic factors and physical factors. A 76.3% of variation in food
security can be explained to have been influenced by the three predictors namely
natural factors, socio-economic factors and physical factors. This implies that the
remaining 23.7% of the variation in food security could be accounted for by other
factors not included in this study. Natural factors (β=.110, p=.233) positively though
insignificantly affected food security in Mwala sub-county, socio-economic factors
(β= -0.139, p=.033) negatively and significantly affected food security, while physical
factors (β= 0.281, p=.011) were found to positively and significantly influence food
security (Table 4.7).
70
5.5. Natural and Physical Factors
Changes in weather and climate were identified to play an important role in the food
security status of Mwala sub-county. Weather changes negatively impacted both
farming and grazing activities for 81.7% farmers. Majority (68.3%) of the farmers
experienced delayed rains, drought (66.7%) while a minority (13.3%) experienced
flash floods. Drought was rated as the most important hazard recurring in Mwala
subcounty followed by floods. Pests and diseases were rated as the third important
hazard. The least rated hazard was water shortage (6.7%) (Table 4.29). This implies
that Mwala households have enough water supply for their domestic needs despite the
fact that drought is catastrophic in the area.
71
access and availability (Figure 4.4) as Hoddinott (1999) reported of remote village
households facing higher food prices and less access to food variety. Additionally,
57% of the population lack a means of transporting their produce to and from the
market and end up carrying the produce on their back, limiting the amount of produce
marketed. Those who use public transport accounted for 53.3% of the population but
high transport cost further limit their access to the market (Table 4.25). Given the high
degree of market reliance, most households in Mwala sub-county become vulnerable
to food insecurity due to the market inaccessibility (in relation to distance and means
of transport) and high prices.
On average, residents of Mwala sub-county own about 7 acres of land on average and
about 66% is utilized for food related activities though some utilize the entire piece of
land for food production (Table 4.26). Depleted soils, irregular rainfall and lack of
proper inputs has affected the land productivity. A majority (51.7%) reported low
production from their land attributing it to land size and only 3.3% enjoying sufficient
productivity (Table 4.28). Food security in Mwala sub-country can be attributed to a
large extend on land use (66.7%), climate change (61.7%) and market access (48.3%)
as was observed by Waweru et al., (2015). Therefore land use affects food security
the most in the households of Mwala sub-county.
Lack of country government and local government support was identified as the major
social-economic contributing factor to food insecurity in the area. Majority (38.3%) of
Mwala sub-county residents reported less involvement of the government in
addressing food insecurity issue in the region. These residents rarely received
extension services from the Ministry of agriculture on good agricultural practices.
72
Even though the government had made strides in promoting agriculture in the country
through subsidized inputs, a good number (28.3%) of the respondents strongly
disagreed (Table 4.21). This implies that Mwala Sub-county has not been benefiting
fully from the government subsidized seeds, fertilizers and agricultural advisory
services.
Other factors that affected to food security of households in the study area included
respondents’ occupation and income as evidenced by low average income of KSh.10,
308.33 per month (Table 4.18). Low income levels means that most households had
low purchasing power leading to lack of the ability to access food during periods of
shortage. These factors contribute to overdependence on agriculture as the sole source
of income as also observed by Wambua et al., (2014) in their study on food insecurity
issues of Kenyan dry lands ecosystem.
Notably 65% of the households were female headed exposed vulnerably to food
insecurity. This can be attribute to the fact that male gender is more advantaged when
it comes to property control and better access to education. This bias leads to most
females having less authority over the land need for farming activities and marketing
of produce which culminates to food insecurity (Wambua et al., 2014; Adekoya,
2009).
The right to food as a basic need is fundamental and without it many other human
rights cannot be enjoyed (Josanthony, 1999). In Mwala sub-county, 55% of the
population know it’s a human right to be food secure while 45% were not aware.
Awareness could be one thing but achieving it is another, hence food insecurity is still
rampantly the defining characteristic of the semiarid area of Mwala Sub-county. This
has headed the residents (31.7%) to believe that the government was not in the
forefront of ensuring adequate availability and sufficient sustainable supply of food
within the household although access to food is a human right.
CHAPTER SIX
CONCLUSIONS AND RECOMMENDATIONS
73
6.1. Introduction
This chapter presents the summary of the major findings and the conclusions from the
results of this study. It also presents the recommendations from the findings of the
study. This has been done in respect to the stipulated objectives of the study and the
research questions posed in Chapter One of the thesis.
With regard to the influence of climate change (natural factors) on food security, the
study found out that majority (70%) of the participants reported to have experienced
climate changes in the area. Delayed rains (68.3%) was the most experienced
phenomenon describing the extent of the weather changes in the study area. Sixty one
point seven (61.7%) of the respondents agreed that cliamte changes affected farming
and grazing. Majority (61.7%) of the respondents indicated that climate change
affected food security to a large extent, with 43.7% saying this was to a very large
extent. The results shows presence of a positive and significant weak relationship
between natural factors (climate change) and food security as proved by the p-value
and the correlation coefficient (r=0.294, p=0.011<0.05).
With regard to the effect of governance on food security, majority (55%) reported that
they were aware while the remaining 45% were not aware that food security was a
human right issue. Findings of the study indicated that majority (38.3%) of the
respondents strongly disagreed to the statement that government ensure that
households have adequate food. This was followed by those who strongly agreed to
the statement at 23.3%, then those who disagreed to the statement, then those who
agree (13.3%) and finally those who were neutral on the statement. Over one third
(31.7%) of the respondents felt that governance affected food security to a very small
extent. The presence of a significant negative relationship between socio-economic
factors and food security indicated by the Pearson correlation coefficient of ̶ 0.243 and
a p-value of 0.030 means that governance have a negative influence on food security
in Mwala sub-county. However, the Beta weight shows that a unit change in
governance reduces food insecurity by 1 unit.
This study also assessed the effect of access to markets on food security. On average
the residents of Mwala sub-county have to cover about 10.5 Kilometres to access the
74
market in order to buy or sell food products. The distance covered range between 0.5
to 30 Kilometres. This implies that some residents are very close to the market places
while others are as far as 30 kilometre. Field observations also showed that majority
(51.7%) of the respondents felt that the food prices were too high, 31.7% rated the
food prices as high, 10% as moderate and 3.3% as low and very low respectively.
Over half (58.9%) of the participants felt that access to markets affected food security
to a large extent. Access to markets has a strong positive correlation (r=0.398) and is
shown through regression analysis to have a significant (df=59, p<0.05) influence on
food security. The Beta weight show that an increase in access to market leads to an
increase in food security by 1 unit.
Finally, this study also looked at the effect of land use on food security. Results of the
study reveal that majority (94.5%) of the participants owned less than 10 acres of land.
Over half (56.7%) of the participants indicated that they used at least half of their land
for food production. Findings also show that over one fifth (20%) used over 75% of
their land for food production. Further, slightly over two fifths (40.2%) of the
respondents indicated that their land was fairly productive, while over two thirds
(66.7%) felt that the proportion of land under crop impacted on their food security to a
large extent. Land use has a strong positive correlation (r=0.025) and was found to
significantly (df=59, p<0.05) influence food security in the study area. Indeed, the
regression analysis indicated that land use (p=0.01) had a significant effect on food
security both at the 95% and 99% level of confidence. The Beta weight shows that a
unit increase in land use leads to an increase in food security by 24%. Both multiple
regression and binomial logit models were employed in empirical analysis of the
primary data. The key findings of the study were that gender, education and income of
the farmer significantly affected awareness of food security.
6.2. Conclusion
The study concludes that climate change, access to market and land use are important
determinants of food security in Mwala Sub-county. Climate change has had a significant impact
on food production in the study area evidenced by delayed erratic rainfall which influence
farming and grazing.
75
Further, findings of the regression analysis indicated that governance was not a critical
determinant of food security. However, the Beta weight showed that a unit increase in
governance leads to a reduction (- .139) of food security by 13.9 units. This may mean
that governance is not enough in enlightening about food security since there may be
other factors such as climate change that could still hamper the realization of food
security in the area. In addition, the local Ministry of Agriculture officials in the area
were reported not to be active in promoting expansion of agricultural based alternative
livelihood strategies to cushion residents to the vagaries of food insecurity. It emerged
strongly in FGDs that residents were not provided with much needed inputs and
education which could improve food production and hence food security in Mwala
Sub-county.
6.3. Recommendations
Several recommendations of dealing with farmers’ food insecurity in Mwala
Subcounty are proposed herein. They focus on means of improving household food
production, means of improving household food consumption patterns, means of
improving food access through food purchases and means of improving the use of less
drastic coping strategies in cases of household food insecurity. Basing on the above
conclusions, it is clear that although residents of Mwala Sub-county have excellent
knowledge on food security, majority of the households are food insecure. It is
therefore recommended that:
76
productivity to enhance food availability and proper financial planning for improved
accessibility.
Low level of education among the household in the study area was found to affect
level of awareness of eating habits and had direct implication on their health. It is
recommended that, there is a need for locations and Sub-county officials to engage the
community in the study area to raise awareness on food security and its essential value
to health so as to avoid and reduce health implication associated with poor diets. These
will encourage community at large to be conscious and informed about awareness and
importance of the nutritional content of food and therefore will lead the households to
supports eating habits of healthy food.
Climate change was identified a major natural factor promoting food insecurity to a
large extent. Alternative farming methods should be upheld in Mwala Sub-county such
as precision agricultural, promotion organic and inorganic fertilizers use to improve
crop productivity, water and soil conservation awareness, use of certified seeds and
embracing planting of drought tolerant and resistant crop varieties suitable for the area.
Financial intervention among the rural poor with the rationale of enhancing
agricultural productivity to address the food insecurity concept should be a focus by
the county and national government.
Residents of Mwala sub-county reported to cover long distances to access the market,
while the food products fetched high prices leading to less access to food. The findings
thus provide policy insights on key areas of intervention in terms of market and
infrastructure. The country and sub-county government need to open up markets that
are closer to the locations to enable resident cover short distance, reduce cost of food
products and promote affordable food access in the sub-country.
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APPENDICES
Appendix 1: Food emergencies for the year 2005
Food Emergencies, 2005
Dominant variable Africa Asia Latin America Europe Total
Human 10 3 1 1 15
Natural 8 7 1 0 16
Combined 7 1 0 0 8
Total 25 11 2 1 39
Source: FAO, 2006
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Source: FEWS NET, 2014
Appendix 3: Questionnaire
My name is Mercylyne Nduku Mutinda. Currently I am registered as a Masters student
at Mwala Technical and vocational collage in the School of Agriculture and
Veterinary Sciences in the program of Master of Science in Agricultural Resource
Management. I intend to undertake my thesis studies on the factors affecting
agricultural productivity in Mwala Sub-county, Machakos County. In this study,
we work closely with Madam Rhoda of Mwala Technical and vocational collage. The
study will be effective or successful depending on your reliable responses and your
response will be used only for the intended study. So, please indicate your response by
encircling the different items and fill the provided space for the structured
questionnaire. 1. General Direction:
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Section A: Demographic Profile
1. Are you head of a household? 1. = Yes 2. = No
2. What is the age of household head if different from respondent?
i. =18 – 24 years ii.
=25 – 30 years
iii. =31 – 40 years
iv. =41 – 50 years v.
=50 – 60 years
v. =50--60 years
vi. = Over 60 years
5. Level of education
i. =None
ii. =primary
iii. =secondary iv. =Tertiary
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…………………………………………………………………………………
11. What is the source of the food in this household?
…………………………………………………………………………………
12. What was maize yield last season? ............... This season? ................................
13. How difficult would you say getting food in the household is?
i. =Very difficult
ii. =Difficult
iii. =Neutral iv. =Easy
v. =Very easy
14. How do you evaluate your household food security status?
i. Food secure ii. Food insecure
15. If your answer is ‘ii’ above, what are the major causes for food insecurity in your household
(allowing multiple responses)?
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ii. =Flash floods
iii. =Delayed rains
18. What are the most important hazards recurring in your area? Put the below options in highest
to lowest order (drought, flood, malaria, pests and diseases, conflict, animal diseases,
increasing food prices, water shortage other specify
________________________________________________________).
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iii. =neutral
iv. =Disagree
v. =Strongly disagree
24. The government provides seeds to farmers
i. =Strongly agree
ii. =Agree
iii. =neutral
iv. =Disagree
v. =Strongly disagree
25. To what extent does governance affect food availability in your household?
i. =To a very large extent ii. =To a large extent
iii. =Neutral
iv. =To a small extent
v. =To a very small extent
v. =Very low
28. To what extent does access to markets affect food availability in your household?
i. =To a very large extent
ii. =To a large extent
iii. =Neutral
iv. =To a small extent
v. =To a very small extent
29. How do you transport your produce to the nearby market?
i. On donkey back
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ii. On camel back
iii. Carry it yourself
iv. By using public transportation
v. Others specify____________________________________________
30. Is the market faire for both purchasing and selling? (For both croppers and agropastoralists)
i. Yes
ii. No
v. =Very low
34. To what extent does land use affect food availability in your household?
i. =To a very large extent
ii. =To a large extent
iii. =Neutral
iv. =To a small extent
v. =To a very small extent
35. Which of the following factors affect food security most in your household?
i. =Climate change
ii. =Governance
iii. =Access to markets
iv. =Land use
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Section G: Knowledge about Food Security
36. Knowledge of food security will be measured by using a 5 points hedonic scale as follows:
Statement implying knowledge on food security Yes No Scores by respondents
Total score
Key: Yes = 1 Mark No = 0 Mark
5 - Excellent knowledge
4 - Moderate knowledge (above average)
3 -Neutral (no clear evidence of presence or lack of knowledge)
2 - Moderately ignorant (Below average)
1- Extremely ignorant (know nothing)
37. If your occupation is farming, classify it under the following
1. Small scale [ ] 2. Large scale [ ]
38. Do you belong to any Farmers Group?
1. Yes [ ] 2. No [ ]
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39. Did you receive any advice from the extension agent on proper grain storage practice in
2015/2016?
1. Yes [ ] 2. No [ ]
42. Can you choose between different foods to identify the healthiest ones?
1. Yes [ ] 2. No [ ]
43. Do you know what the health implications of eating or failing to eat particular foods are? 1.
Yes [ ] 2. No [ ]
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Appendix 4: Focus Group Discussion Guide
General Questions
i. What is food security?
ii. What are the governance issues that you recommend to be addressed to promote food
security?
iii. How have changes in the weather affected food availability of late in your village?
iv. In your opinion, how do you think food production can be improved so all can be food
secure?
v. How does land ownership system affect availability, access and use of food here?
vi. What problems do you experience in relation to access to marketing of your products?
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