Coolen (2012)
Coolen (2012)
8 APPROACHES (Overview)
Qualitative Methods in Housing Research 9
extensively discuss these matters here, but it will be generalisation, it has become clear that many of these
insightful to sketch the key features of the qualitative radical positions are logically unsound or self-defeating.
and quantitative approach. Positivism, on the one hand, Moderate positions in both positivism and hermeneutics
and hermeneutics, on the other, are the main representa are much closer to each other than is generally thought
tives of the quantitative and qualitative approach and many differences turn out to be differences of degree
respectively. and not of kind. For instance, many researchers in both
Positivism involves the claim that there is no differ traditions now assume a reality out there that accounts for
ence in principle between the goals and the conduct of our intersubjectively shared experiences, but they also
research in all disciplines. It proposes a unified methodology acknowledge that these experiences are framed by
for the different branches of the natural and the social learned cultural conceptions and are therefore not direct
sciences. It poses the discovery of general laws as the one-to-one representations of the world.
ultimate goal of scientific inquiry, and it advocates the The minimum standards for validating scientific state
method of hypothesis testing as a general procedure for ments also seem to be supported by many researchers in
generating and validating scientific knowledge. The hermeneutics and positivism. These standards include the
growth of knowledge in the natural sciences forms the clarity of language and procedures of validation such as
ideal model. In this context it is interesting to remark logic and empirical tests. Besides, the claim for intersub
that originally positivism meant collecting and validating jectivity of scientific knowledge entails that the concepts
factual knowledge by scientific methods, and that this and procedures applied by a researcher should be public
positive spirit aimed at true knowledge, which had been so that other members of the scientific community can
obscured by the traditional powers of the church and the understand and control the logic of arguments and the
state. Although positivism is often presented, both by weight of the empirical evidence.
adherents and adversaries, as a monolithic and unified Many positivists now acknowledge the hermeneutic
approach, it must be remarked that there are many claim that the meaning dimension is unique to human
varieties of positivism and that positivists disagree on studies, and that emphatic understanding must be invoked
many specifics of their methodology. But there are some when we want to know the reasons and purposes under
key features that all positivists have in common: lying the meaningful behaviour of human beings. On the
other hand it is recognised more and more in hermeneu
• Inandthetherefore
positivist view science rests on some minimum
necessary standards:
tics that although the gist of verstehen is to grasp meaning
from the perspective of the individual and his context
* clarity of language in terms of definitions and con
with a focus on the particular, some sort of generalisation
cepts which are tools for communication;
is unavoidable; otherwise, the difference between the
* validation of truth claims by rational means of logic
particular and the general does not become revealing.
and empirical inquiry.
Moreover, in daily research practice it is realised more
• Research-oriented positivism seeks to establish gener
alisations that have survived serious attempts at
and more that the research questions determine to a large
extent what methods are used, and often qualitative and
refutation; in this sense it is nomothetic.
quantitative methods are used side by side.
Hermeneutics, sometimes called interpretivism, is rooted Given these remarks on the qualitative–quantitative
in the human and social sciences, and can best be divide, I will describe next what I consider to be the main
described as the science and method of interpreting approaches to qualitative research.
meaningful social action. Originally it was a valuable
collection of heuristic rules and interpretive hints on
how to read and interpret historical texts. It tries to Approaches to Qualitative Research
establish a special methodology for understanding mean
ing in these sciences. Its objective is the exploration of Qualitative research has a variety of traditions that come
common understandings in historically based cultural from different disciplines. In the previous section the term
traditions. The model case of hermeneutics is the inter hermeneutics has been used as an overarching category
pretation of texts. Hermeneutics is involved with the for all approaches to qualitative research. In this section a
study of meaning created by human beings in historical necessarily concise overview of the main traditions in
contexts; it is ideographic in the sense that its goal of qualitative research is presented.
inquiry is describing the particular. Its key features are Ethnography is a holistic research approach that seems
thus meaning, historical situatedness, and describing the to be founded on the idea that the properties of a system
particular. cannot be fully understood independent of each other. In
Although radical stands in both positivism and herme the social sciences it is involved with understanding the
neutics still differ strongly on such epistemological and world of the people being studied by becoming deeply
ontological issues as realism, relativism, and involved in their community to produce detailed
10 Qualitative Methods in Housing Research
descriptions and evaluations of the people, their beliefs, reduce entrapment in systems of domination or depen
and their society and culture. The fieldwork usually dence, obeying the emancipatory interest in expanding
involves spending a long time in the community being the scope of autonomy and reducing the scope of dom
studied, living with the local people, and learning about ination. The term critical theory is an overarching term
their ways of life. Participant observation is its prototypi that categorises all sorts of approaches that have in com
cal way of gathering data; ethnographers take part in the mon the critique of social, political, economical, and
events they study since it helps with understanding beha cultural domination, an emancipatory interest, and a
viour and thought. fusion of positive analysis with a normative critique.
Ethnomethodology is based on the assumption that people
are not so much formed by social forces but that they
create the social world themselves. The meaningful, pat Qualitative Research
terned, and orderly character of daily life is something
that people must work constantly to achieve, and in order Qualitative research not only has a variety of traditions
to be able to do this human beings must have some shared but has also been defined in many different ways. Since
methods that are used to mutually construct the mean the term has such diverse meanings and traditions, and is
ingful order of social life. This implies that used as an overarching category for different ways of
ethnomethodology studies the methods people employ doing research, it is difficult if not impossible to give a
in making sense of their world, display this understanding concise description of the term. Instead of presenting a
to others, and construct the mutually shared social order new definition of qualitative research, and adding more to
in which they live. It investigates how people construct the already existing confusion, I will highlight what I
their world and tries to understand the ‘constructs’ people consider to be characteristic aspects of qualitative
use in everyday life to make sense of their world by research. These key aspects of qualitative research
uncovering meanings contained within conversation or include:
text. One way to do this is by means of conversation
analysis, in which the way different conversations are • depth
The purpose of qualitative research is to provide an in-
and interpreted understanding of the social
structured and the meanings they contain is analysed.
world of people by learning about their social and
In Symbolic interactionism the concept of the self plays a
material environment, experiences, perspectives, and
central role and reflexivity is considered as crucial to the
histories; it takes the so-called emic perspective which
self as a social phenomenon. People’s selves are social
means that the perspective of the people being studied
products, but they are also purposive and creative.
is the starting point.
People act towards things based on the meanings those
things have for them. These meanings are derived from • In qualitative research one generally uses small sam
ples, and research participants are often purposively
social interaction and modified through interpretation.
selected on the basis of salient criteria; a flexible
Social life depends on our ability to imagine ourselves
research strategy is adopted in which inquiry is con
in other social roles, and society is seen as an exchange of
ducted in real-world settings.
gestures, which involves the use of symbols. Symbolic
interactionism studies self–society relationships as a pro • During data collection there is usually close contact
between the researcher and the research participants/
cess of symbolic communication between social actors by
population; the data collection is often interactive,
exploring behaviour and social roles to understand how
flexible, and allows for unexpected issues to be brought
people interpret and react to their environment.
up and explored.
Social constructionism holds that facts are not discovered
but socially produced: seemingly naturally occurring phe • The data that are obtained in qualitative research are
usually less structured, full of detail, contain a lot of
nomena are products of social relationships. It is involved
information, and are extensive.
with uncovering the ways in which individuals and
groups participate in the creation of their perceived social • The analysis of qualitative data is focused by the
research questions that originated the research, but is
reality. It studies the ways in which social phenomena are
also open for unexpected concepts and ideas to emerge;
created, institutionalised, and made into traditions by
it often results in detailed descriptions, but may also
human beings. Reality is seen as a text or a narrative; social
produce classifications, patterns of association, typolo
constructionism tries to display multiple constructed reali
gies, and explanations.
ties through the shared investigation by researchers and
participants of meanings and explanations. • The interpretation of the results of qualitative research
tends to focus on the meaning that the research parti
Critical theory is a comprehensive form of social analysis
cipants attach to the phenomena studied.
with a long historical tradition in literature and the social
sciences. It is a form of self-reflective knowledge invol Qualitative research methods are used to address research
ving both understanding and theoretical explanation to questions that require description and understanding of
Qualitative Methods in Housing Research 11
social phenomena and their contexts. So, it is the nature of other cases one may need 50 interviews. If the purpose
the required information that will lead to a choice of a of the research is more exploratory in nature, for instance
qualitative approach. However, there are also factors finding themes and developing theory, fewer cases are
related to the nature of the subject matter that may required than when the goal is to compare certain phe
require a primarily qualitative approach: nomena across groups.
As far as the actual data collection is concerned, there
• Phenomena that are ill-defined and/or not well under
stood. The nature of an issue or problem needs to be
seems to be a wide variety of data-gathering techniques
employed in qualitative research, the full range of which
more clearly understood or defined before any further
can be subsumed under three general categories: obser
analysis can take place: for instance in case of newly
ving, interviewing, and collecting documents. Observing
developing social phenomena, when previous knowl
can best be described as experiencing, with emphasis on
edge has not fully explained phenomena that are
watching and listening. In interviewing, the researcher’s
widespread, and where refinements to understanding
role becomes more obtrusive than that of a mere observer.
are needed. The open and generative nature of quali
Document collecting is a form of data-gathering in which
tative methods allow the exploration of such issues
the researcher makes use of materials prepared by others.
without a lot of advance knowledge about the subject.
In each of these three categories of data-gathering tech
• The nature of the phenomena studied. Subject areas
may be deeply rooted within the participants’ personal
niques, we can distinguish several main forms of data
collection, which will be concisely characterised here. In
knowledge or understanding of themselves, research
observing two distinguished forms are participant obser
issues may be sensitive, or phenomena may be complex
vation and observation:
having many interrelated facets that are conceptually
difficult to relate or distinguish. The nature of these
phenomena makes it likely that research participants
• died
In participant observation the researcher joins the stu
population in its natural setting to record the
may need responsive and facilitative questioning and phenomena (actions, interactions, events) under study
time to explore the issues for themselves. by participating in the relevant activities of this popu
• Information required from individuals or groups with
expertise on certain subjects or phenomena. Often the
lation. The researcher studies the phenomena not only
by recording them but also by experiencing them.
information is sought from the perspective of their
particular position, which is likely to require explora
• Observation allows the researcher to record the rele
vant actions, events, and interactions as they occur, but
tory, responsive, and interactive questioning, since not as a member of the studied population. The rele
their particular position can be quite idiosyncratic. vant phenomena are seen through the eyes of the
observer, who remains an outsider.
Individual interviewing and focus groups are the most
Data-Gathering used forms of interviewing:
as diaries, letters, and photographs. Sometimes documents By category is meant a number of objects that are
are created during the process of data-gathering. For considered equivalent with respect to a characteristic or
instance, during interviews on the meaning of the resi a configuration of characteristics. Categorisation is the
dential environment, the interviewees might be asked to process of developing a category system; it carries the
make a drawing of one’s dwelling, living room, garden, or further implication that knowledge about the category
even neighbourhood. to which an object belongs tells us something about its
Although particular forms of data collection are properties. Categories are generally denoted by names.
strongly related to certain approaches in qualitative By concept we mean a mental representation of a
research, it is not uncommon in qualitative research category system serving multiple functions. Eight func
that the data are gathered in several different ways. tions of concepts have been distinguished: classification,
For instance, in ethnography the dominant form of understanding, learning, inference, explanation, concep
data-gathering is participant observation, but during tual combination, planning, and communication.
fieldwork the interviewing of local people will often We may conceive of category systems as having both a
provide additional insights into their way of life. vertical and a horizontal dimension. The vertical dimen
sion concerns the level of inclusiveness of the category –
the dimension along which the terms building, dwelling,
Categorising and Coding apartment, and penthouse vary. The greater the inclu
of Less-Structured Data siveness of a category within a category system, the higher
the level of abstraction. The horizontal dimension con
Two types of data can be distinguished in housing cerns the segmentation of categories at the same level of
research: structured and less-structured data, which are inclusiveness – the dimension on which apartment and
just two ideal types with many intermediate forms. single-family dwelling vary.
Questionnaires and official statistics are examples of Since all research and observation are idea-driven, this
structured data, while less-structured data arise from the implies that not every intersection of the horizontal and
data-gathering techniques described in the previous sec vertical dimension of a category system is equally good or
tion, for instance from open interviews and documents. useful; rather, the conceptual framework that guides the
Both types of observations are sometimes labelled quan research and the research questions determines to a large
titative and qualitative respectively, but I will avoid these extent the level of category inclusiveness and its corre
terms here and I will adhere to the terms structured and sponding segmentation that is most meaningful in the
less-structured data. In general, data-gathering in quali context of the inquiry.
tative research results in large amounts of less-structured
data which have to be managed and processed in some
Categorisation and Measurement
way in order to be able to draw conclusions about the
empirical data with respect to the research questions. Categorisation and measurement are closely related,
Although there do not seem to be clearly agreed upon which becomes especially clear when we consider the
rules or procedures for processing less-structured data, nominal scale that is considered to be the most basic
and although approaches to processing vary in terms of form of measurement. A nominal scale is a set of non-
the diverse traditions of qualitative research, it has overlapping and exhaustive classes and is as such nothing
become clear that there are more common rules and but a horizontal level of a category system; this implies
procedures than is usually assumed. Before several of that categorisation is a form of nominal measurement. In
these procedures are discussed, I have to make some its most elementary form, a nominal scale consists of two
remarks on categorisation and measurement. classes, and it measures whether an object belongs to a
category or not, for example whether someone intends to
move within one year or not. A more comprehensive
Categorisation
nominal scale consists of more than two categories, for
The world is filled with an incredible number and diver instance household type is a good example.
sity of objects. If people treated each object as an isolated How many classes a nominal scale should have is often
entity unrelated to any others, mental life would be chao a matter on which the researcher has to decide, and his
tic. Since no individual can cope with such a diversity of decision will be guided by the purpose of the inquiry and
objects, one of the most basic functions of all organisms is the research questions. A nominal scale of dwelling type is
the cutting up of the environment into categories by a good example to illustrate that a category system is not
which nonidentical entities can be treated as equivalent necessarily a natural given. Essentially, every dwelling
with respect to a characteristic or a collection of charac can be considered separately since it is uniquely located
teristics. The ability to group objects into categories is in three-dimensional space, which results in a category
among the most fundamental of cognitive processes. system in which each dwelling has its own class and which
Qualitative Methods in Housing Research 13
has as many classes as there are dwellings. Such an exten labels to mark off text for later retrieval, indexing, or
sive classification is cumbersome and seldom needed, analysis. They indicate the appearance of categories in a
which results in nominal scales of dwelling type that text.
often have less then 10 categories.
becomes more and more grounded in the data and devel discovery. It assumes a conceptual framework and a set
ops increasingly richer concepts and models of how the of categories that has already been discovered. Both the
phenomenon being studied works. To do this, transcripts conceptual framework and the set of categories are used
of interviews are read and reread line by line, and phrases to interpret and code the text. The result is a data matrix
that indicate processes, actions, assumptions, and conse with the rows containing the units of analysis, the col
quences are marked. Potential themes are identified by umns the categories, and the cells some sort of value; for
combining different pieces of text, which leads to the instance, a1 if a category occurs in a text and a0 if it does
development of categories and concepts. Subsequently, not, or the actual number of times a category occurs in the
these categories and concepts are linked together in con text. The resulting matrix may subsequently be analysed
ceptual frameworks. The use of memos is one of the by data-analytical and statistical techniques. Generally,
principal techniques for recording relationships among the coding of the data is performed by multiple coders,
categories and concepts. Once a conceptual model starts which makes it possible to investigate whether the con
to take shape, negative case analysis is used to identify cepts are intersubjectively shared and to investigate the
potential problems with the model and to make appro intercoder reliability.
priate revisions. The results are often presented in the The process of categorisation and data-induced model
form of verbatim quotes from the text as typical examples building has been greatly facilitated by the development
of categories and concepts, while the theoretical results of increasingly useful software tools for qualitative data
are often displayed in maps, which contain the major analysis. These tools make it easier and easier for
categories and their interrelationships. researchers to identify themes, mark text, build code-
From a methodological point of view, schema analysis is books, link separate chunks of text, create memos, and
similar to grounded theory. It is based on the idea that develop models. Many of these programs are more or less
people must use cognitive simplifications to help make based on the grounded theory approach to the analysis of
sense of the complex information to which they are con less-structured data, but have also incorporated content
stantly exposed. It is postulated that schemata or scripts analysis procedures and simple data analysis techniques,
enable culturally skilled people to fill in details of a story and allow researchers to create and/or export data
or event. Transcripts of interviews are analysed, in which matrices for further analysis.
one looks for metaphors, for repetitions of words and links
between words, and for shifts in content. The purpose is
to discover and relate categories and concepts into theo Analysis of Less-Structured Data
retical frameworks called schemata.
Analytic induction is a more or less formal, nonquantita Given the categorisation of the data and the coding of
tive procedure for building up explanations of the texts, the data can be displayed in the format of a
phenomena from an examination of cases. It may be matrix, in which the rows represent the units of analysis
characterised as a formal kind of negative case analysis. and the columns the categories. For the analysis of such a
The procedure of analytic induction can best be described matrix, essentially the same collection of data analysis
in a number of stages. First, given the phenomenon that and statistical techniques can be used as with structured
has to be explained, propose an explanation. Next, exam data. For instance, once a matrix containing the data is
ine a case to see if the explanation fits. If it does, available, one can make frequency distributions repre
investigate another case. An explanation is accepted senting the counts of the categories. Given the
until a new case falsifies it. When a case appears that availability of data, it may also be possible to make tables
does not fit, one can either change the explanation so that differentiate the categories over subgroups of
that the new case also fits, or one can reformulate the respondents according to, for instance, age, income,
phenomenon so that the nonfitting case can be excluded. and household composition. Depending on the research
Ideally, the process continues until a general explanation questions, of course, multivariate analyses also may be
for all known cases of a phenomenon is achieved. performed. Since there are many textbooks available in
Explaining all cases by treating each one as unique is which these techniques are extensively treated, the
not an acceptable option in analytic induction. It requires interested reader is referred to one of these books.
that the cases being studied are categorised and coded, so However, it must be noted here that especially techni
categorisation is part of the process of analytic induction. ques for exploratory data analysis would seem to be
The purpose of the analysis, however, is not to show the relevant in the context of qualitative research, since in
relationships among all categories, but to find the minimal much qualitative research the emphasis is on exploration
set of relationships between the categories and concepts and discovery. Exploratory data analysis techniques that
to explain the phenomenon being studied. seem relevant include network analysis, multidimen
Content analysis is a procedure for categorising and sional scaling, cluster analysis, correspondence analysis,
coding text that focuses more on justification than on and homogeneity analysis. What all these techniques
Qualitative Methods in Housing Research 15
have in common is that they can be used for finding researcher will be able to draw conclusions about the
structure in the set of categories, in the set of units of empirical data with respect to the research questions. An
analysis, or in both. essential step in making less-structured data suitable for
An important part of qualitative analysis is the use of any further analysis is the process of categorisation, which
all kinds of more or less standard visual display techni results in the categories and concepts that the researcher
ques. Matrices and forms are used for presenting considers relevant from the perspective of the phenom
categories and concepts, which often are illustrated by enon being studied. Several procedures for categorising
key quotes from interviews or others texts. Flowcharts less-structured data have been described. Grounded theory
and maps are used for illustrating relationships between and schema analysis are more useful in the context of
concepts. Models may be displayed by using boxes and discovery, while content analysis focuses more on justifica
arrows, in which the boxes contain the concepts and the tion. Given the categorisation of the less-structured data
arrows represent the links among them. As has been and the coding of the text, the data can be displayed in the
mentioned before, a widely used and very basic way for format of a matrix. For the analysis of such a data matrix,
illustrating themes, categories, and concepts is the pre essentially the same collection of data analysis and statis
sentation of verbatim quotes from respondents. Matrices tical techniques can be used as for structured data.
and tables can be used to organise and summarise free- However, since in much qualitative research exploration
flowing text by filling the cells with verbatim quotes, and and discovery are central aims, especially techniques for
this can be done along multiple dimensions if this is exploratory data analysis seem relevant for analysing these
required by the complexity of the data. types of data matrices.
Although radical stands in both qualitative and quan
titative research still differ strongly on several
Conclusion epistemological and ontological issues, it has been
argued in the present article that more moderate posi
The aim of the present article has been to highlight meth tions are much closer to each other and that many of
odological aspects of qualitative research concerning the these differences turn out to be differences of degree and
gathering, processing, and analysis of data. The starting not of kind. The moderates have a much more open
point has been the adage that all housing research has attitude towards the pros and cons of qualitative and
dual facets – the ideas that drive the work and the inquiry quantitative research, and often use and mix both types
procedures with which they are pursued – which are joined of methodology when the phenomena being studied
in complementary opposition. This results in an instru require this. In the end, this seems to be a much more
mental view of research procedures, which is the leitmotiv promising way to go than continuing the methodological
of the article. This instrumental view of research proce trench-wars that kept both approaches separated in
dures has led to the conclusion that it is the nature of the the past.
research questions and the required information that lead
to the choice for a qualitative approach. The purpose of
qualitative research is to provide an in-depth and inter See also: Case Studies; Discourse Analysis;
preted understanding of the social world of people by Ethnographies of Home and Homelessness;
learning about their environment, their experiences, their Ethnography; Social Construction; Textual and Linguistic
perspectives, and their histories. Given this aim of qualita Analysis.
tive research, the full range of data-gathering techniques
can be subsumed under three general categories: observa
tion, interviewing, and collecting documents. It is not Further Reading
uncommon that different ways of data-gathering are used
Denzin N and Lincoln YS (2005) The SAGE Handbook of Qualitative
next to each other. In general, the data collection in qua
Research. Thousand Oaks: Sage Publications.
litative research results in large amounts of less-structured Miles MB and Huberman AM (1994) Qualitative Data Analysis.
data which have to be managed and processed so that the Thousand Oaks: Sage Publications.