Burden of Disease Attributable To Unsafe Drinking
Burden of Disease Attributable To Unsafe Drinking
Summary
Lancet 2023; 401: 2060–71 Background Assessments of disease burden are important to inform national, regional, and global strategies and to guide
Published Online investment. We aimed to estimate the drinking water, sanitation, and hygiene (WASH)-attributable burden of disease for
June 5, 2023 diarrhoea, acute respiratory infections, undernutrition, and soil-transmitted helminthiasis, using the WASH service
[Link]
levels used to monitor the UN Sustainable Development Goals (SDGs) as counterfactual minimum risk-exposure levels.
S0140-6736(23)00458-0
See Comment page 2017
Methods We assessed the WASH-attributable disease burden of the four health outcomes overall and disaggregated
Department of Environment,
Climate Change and Health,
by region, age, and sex for the year 2019. We calculated WASH-attributable fractions of diarrhoea and acute respiratory
World Health Organization, infections by country using modelled WASH exposures and exposure–response relationships from two updated meta-
Geneva, Switzerland analyses. We used the WHO and UNICEF Joint Monitoring Programme for Water Supply, Sanitation and Hygiene
(J Wolf PhD, R B Johnston PhD, public database to estimate population exposure to different WASH service levels. WASH-attributable undernutrition
J E Mills MSc, B Gordon MSc,
K O Medlicott BE, S Boisson PhD,
was estimated by combining the population attributable fractions (PAF) of diarrhoea caused by unsafe WASH and
A Prüss-Ustün PhD); Division of the PAF of undernutrition caused by diarrhoea. Soil-transmitted helminthiasis was fully attributed to unsafe WASH.
Water and Health, Ethiopian
Institution of Water Resources,
Findings We estimate that 1·4 (95% CI 1·3–1·5) million deaths and 74 (68–80) million disability-adjusted life-years
Addis Ababa University, Addis
Ababa, Ethiopia (DALYs) could have been prevented by safe WASH in 2019 across the four designated outcomes, representing
(Prof A Ambelu PhD); FI Proctor 2·5% of global deaths and 2·9% of global DALYs from all causes. The proportion of diarrhoea that is attributable to
Foundation, University of unsafe WASH is 0·69 (0·65–0·72), 0·14 (0·13–0·17) for acute respiratory infections, and 0·10 (0·09–0·10) for
California, San Francisco, CA,
undernutrition, and we assume that the entire disease burden from soil-transmitted helminthiasis was attributable to
USA (B F Arnold PhD); UNICEF
Middle East and North Africa, unsafe WASH.
Amman, Jordan (R Bain MEng);
Institute for Health Metrics Interpretation WASH-attributable burden of disease estimates based on the levels of service established under the
and Evaluation (M Brauer ScD)
SDG framework show that progress towards the internationally agreed goal of safely managed WASH services for all
and Department of Health
Metrics Sciences would yield major public-health returns.
(C Troeger MPH), University of
Washington, Seattle, WA, USA; Funding WHO and Foreign, Commonwealth & Development Office.
School of Population and
Public Health, University of
British Columbia, Vancouver, Copyright © 2023 World Health Organization. Published by Elsevier Ltd. All rights reserved. This is an Open Access
BC, Canada (M Brauer); article published under the CC BY 3·0 IGO license which permits unrestricted use, distribution, and reproduction in
Department of Environmental any medium, provided the original work is properly cited. In any use of this article, there should be no suggestion that
Sciences and Engineering,
WHO endorses any specific organisation, products or services. The use of the WHO logo is not permitted. This notice
Gillings School of Global Public
Health, University of North should be preserved along with the article’s original URL.
Carolina at Chapel Hill, Chapel
Hill, NC, USA (J Brown PhD); Introduction hepatitis;11 conditions related to naturally occurring and
The Hubert Department of
Global Health (B A Caruso PhD)
Despite substantial progress, unsafe drinking water, synthetic chemical exposures such as arsenicosis,
and Gangarose Department of sanitation, and hygiene (WASH) services continue to fluorosis, and lead poisoning;11 and longer term
Environmental Health pose important risks to health.1,2 Billions of people do not consequences such as childhood stunting.12 Additional
(Prof T Clasen PhD, use safely managed drinking water and sanitation pathways through which unsafe WASH might negatively
Prof M C Freeman PhD), Rollins
School of Public Health, Emory
services3 and hundreds of millions do not use even basic affect health include inflammation and changes in
University, Atlanta, GA, USA; WASH services (panel). Unsafe WASH increases the the gut microbiome.13,14 There is also evidence of
Division of Epidemiology and risk of diarrhoea,4 chronic undernutrition because of compromised WASH conditions affecting educational
Biostatistics, School of Public repeated bouts of diarrhoea,5,6 acute respiratory outcomes, cognitive development, and wellbeing
Health, University of California,
Berkeley, CA, USA
infections,7 and soil-transmitted helminthiasis.8 Although including mental health, contributing to bodily injury,
(Prof J M Colford Jr MD PhD); the evidence is scarce with regard to quantifying the and resulting in physical and sexual violence, particularly
School of Civil Engineering, exposure–response relationships, unsafe WASH is among women and girls.15,16
University of Leeds, Leeds, UK associated with various other adverse outcomes. Previous WASH-attributable burden of disease
(Prof B Evans MSc); Wellcome
Examples include: trachoma;9 schistosomiasis;10 assessments have used comparative risk assessment
methods for diarrhoea, acute respiratory infections,1,2 and pollution and contamination by 2030. Our estimates can
schistosomiasis1 and have also included other outcomes support efforts to improve use of safe WASH services and
such as malaria, undernutrition, soil-transmitted inform the recommendations of the ongoing Lancet
helminthiasis, and trachoma using other methods that Commission on water, sanitation and hygiene, and health.19
allowed more limited underlying exposure and exposure–
response data.1 Including these outcomes, WHO Methods
estimated that 1·6 million deaths in 2016 could be Study design
attributed to unsafe WASH,1 whereas the Institute of For this burden of disease assessment, unsafe WASH
Health Metrics and Evaluation (IHME) estimated that spans a range of use of drinking water, sanitation, and
1·7 million deaths in 2019 resulted from WASH- hygiene services and technologies and behaviours, which
attributable diarrhoea and acute respiratory infections.2 influence the risk for disease transmission. For grouping
In this study, we present burden of disease estimates the population into exposure categories, we used
attributable to unsafe WASH for the year 2019 for different levels of WASH services using the terms
diarrhoea, acute respiratory infections, undernutrition, unimproved, limited, basic, and safely managed as
and soil-transmitted helminthiasis. Disease burden defined by the WHO and UNICEF Joint Monitoring
assessments raise awareness about the importance of Programme for Water Supply, Sanitation and Hygiene
different risk factors, translate scientific results into (JMP) for monitoring progress against SDG For more on JMP see https://
population-level estimates of health effects, and assist in targets 6.1 and 6.2. We did not include disease burden [Link]/
setting priorities and choosing interventions with the assessment attributable to other risks such as unsafe
largest expected public-health effect.17 This analysis water-resource management or unsafe water bodies.
estimates the WASH-attributable burden of disease based For the assessment of the WASH-attributable burden of
on the UN Sustainable Development Goal (SDG) targets diarrhoea and acute respiratory infections we used the
for WASH,18 which are recognised as attainable policy results of the most up-to-date evidence4–7 on interventions
goals (panel).17 These estimates are used to track progress improving WASH access, use, and related disease outcome.
towards SDG target 3.9, which calls upon countries to We followed guidelines for accurate and transparent
substantially reduce the number of deaths and illnesses reporting (appendix 1 pp 15–16). Analyses were done with See Online for appendix 1
from hazardous chemicals and air, water, and soil Stata (version 14).
Relative risk at exposure level j (RRj) linking exposure Attributable disease burden estimates (deaths and DALYs)
level (pj) and outcome by outcome(country, age, sex)=PAF × total burden(country, age, sex)
Figure 1: General approach for calculating the PAF and the attributable disease burden in comparative risk assessment
Sources for data inputs are listed in appendix 1 (p 6). DALY=disability-adjusted life-year. PAF=population attributable fraction. n=total number of exposure levels.
Figure 2: Conceptual model for disease burden assessment attributable to unsafe drinking water and associated reduction in risk of diarrhoea4
Blue box with solid line: counterfactual minimum risk exposure used in the analysis with associated percentage reduction in risk of diarrhoea compared with the
highest risk-exposure group from a meta-analysis.4 Blue box with dashed line: additional plausible risk reduction, which cannot currently be estimated due to a
paucity of exposure or exposure–response data. SDG=Sustainable Development Goal. *Safe drinking water does not represent any substantial risk to health over a
lifetime of consumption. The position of the boxes is not directly proportional to the expected health effect.
47% estimated
Basic sanitation not diarrhoea risk
connected to sewer reduction between
the highest risk
exposure group and
Open defecation or counterfactual
unimproved or limited
sanitation
Figure 3: Conceptual model for disease burden assessment attributable to unsafe sanitation and associated reduction in risk of diarrhoea4
Blue box with solid line: counterfactual minimum risk exposure used in the analysis with associated percentage reduction in risk of diarrhoea compared with the
highest risk-exposure group from Wolf and colleagues’4 meta-analysis. Blue boxes with dashed lines: additional plausible risk reduction, which cannot currently be
estimated due to a paucity of exposure or exposure–response data. The position of the boxes is not directly proportional to the expected health effect.
SDG=Sustainable Development Goal.
No handwashing with soap after to estimate the burden of diarrhoea attributable to the
potential faecal contact risk factor cluster of unsafe WASH combined:40 where r
is the individual risk factor (unsafe drinking water,
Figure 4: Conceptual model for disease burden assessment attributable to sanitation, or hygiene), and R is the total number of
unsafe hygiene and associated reductions in risk of diarrhoea and acute risk factors (three) accounted for in the cluster.
respiratory infections4,7
Blue box with solid line: counterfactual minimum risk exposure used in the
analysis with associated percentage reductions in risk of diarrhoea4 and risk of Undernutrition
acute respiratory infections7 compared with no handwashing. Blue box with For calculating the WASH-attributable burden of
dashed line: additional plausible risk reductions that cannot currently be undernutrition, we did not use a comparative risk
estimated due to a paucity of exposure or exposure–response data. The position
of the boxes is not directly proportional to the expected health effect.
assessment as the available exposure–response relation
ships from systematic reviews and meta-analyses relate
to modest WASH improvements such as household
PAF and attributable burden estimates water treatment, basic drinking water, sanitation, or
The PAF is the proportion of total morbidity or mortality hygiene provision, and hygiene education alone or in
due to a condition or disease that could have been combination12,41–43 and do not reach full safety. We
prevented by reducing the risk factor to a counterfactual followed a previously published approach (appendix 1
defined by the minimum risk-exposure level.27 The PAF is p 5).1 Undernutrition can be a consequence of repeated
estimated through combining population exposure and bouts of diarrhoea.5,13 We multiplied country-level PAFs
corresponding relative risks (figure 1). To estimate the of diarrhoea attributable to unsafe WASH as estimated
risk factor-attributable burden, the PAF is multiplied with in this study with previously published PAFs of protein-
the total disease burden. We use WHO global health energy malnutrition attributable to diarrhoea (appendix 2
estimates (disability-adjusted life-years [DALYs] and p 1).6 In the Global Burden of Diseases, Injuries, and
deaths) for the included health outcomes by country, sex, Risk Factors Study (GBD),6 protein–energy malnutrition
and age groups in 2019 (appendix 2 pp 3–6).34,35 Tables is exclusively considered an outcome of childhood See Online for appendix 2
with included International Classification of Diseases-10 underweight and wasting. Troeger and col leagues6
codes are listed in appendix 1 (pp 6–8). Further estimated the attributable fractions for protein–energy
information on the preparation of WHO Global Health malnutrition attributable to underweight and wasting
Estimates is provided in two technical reports.36,37 independently from a counterfactual model that
Disease burden can be caused by different risks. quantified the expected shift in the distribution of
Although the PAF for each risk factor, such as unsafe weight-for-age and weight-for-height in the absence of
WASH, is a proportion and is bounded by 0 and 1, the diarrhoea compared with the observed distributions.44
sum of the PAFs from the individual relevant exposures We multiplied the resulting PAF of undernutrition
can exceed 1.38 For example, attributing 100% of soil- attributable to unsafe WASH with WHO total disease
transmitted helminthiasis to unsafe WASH does not burden figures for protein energy malnutrition for
preclude some proportion of this WASH-attributable children younger than 5 years (appendix 1 p 5).
disease burden being eliminated through other
interventions, such as deworming medication. Soil-transmitted helminthiasis
Estimation of uncertainty intervals at the country, This assessment includes infections with the major
regional, and global levels was done with Monte Carlo soil-transmitted helminths that infect humans:
simulation (appendix 1 p 5). Ascaris lumbricoides, Trichuris trichiura, and hookworms
(Necator americanus and Ancylostoma duodenale).
Diarrhoea and acute respiratory infections Soil-transmitted helminths are transmitted by eggs
Diarrhoeagenic pathogens are transmitted via previously present in human faeces of an infected individual, which
described environmental routes,39 which can be then enter soil in the absence of safe sanitation. Infection
interrupted with safe WASH. Respiratory pathogens are occurs through ingestion of eggs attached to vegetables,
transmitted through the air, person-to-person contact, or in contaminated water sources or soil, or—by
studies providing exposure–response relationships for onchocerciasis, and lymphatic filariasis for which the
point-of-use interventions are usually done in settings risk factor was unsafe water resource management,
with a high level of unimproved drinking water sources, which concerns very different interventions and
which calls into question the approach of multiplying the strategies as compared with safe WASH service
effect of point-of-use interventions with the effect of provision. Schistosomiasis and trachoma, the
providing high-quality piped water. Additionally, point-of- two outcomes related to unsafe WASH, add only about
use interventions often require intensive supervision and 5000 additional deaths and 900 000 DALYs—a very small
follow-up to sustain water treatment, which could lead to proportion of the WASH-attributable disease burden
incorrectly estimated health effects from reporting bias. A estimated in this work. As for both trachoma and
comparison of WHO and IHME WASH-attributable schistosomiasis we were not able to establish a
disease burden and minimum risk-exposure levels over counterfactual of higher level WASH service provision
time is included in appendix 1 (p 13). (ie, extending beyond basic WASH services) so we did
This analysis expands upon previous minimum risk- not include their WASH-attributable burden of disease
exposure levels by using the SDG ambition of universal assessment in this analysis.
access to safely managed WASH services as minimum However, unsafe WASH affects health in many more
risk-exposure levels. We consider these levels more ways: a high burden of paediatric asymptomatic carriage
attainable than a theoretical zero-risk counterfactual of certain bacteria and parasites due to unsafe WASH is
because they reflect the ambition set out in the strongly associated with adverse consequences, including
internationally agreed SDGs and have already been growth faltering,48 and new estimates for the burden of
achieved by numerous countries across different regions disease attributable to antimicrobial resistance highlight
of the world. In addition, nationally representative the importance of community-based WASH to prevent
exposure data on safely managed services is available for these infections.49 WASH can affect other non-infectious-
an increasing number of countries aggregated and disease health outcomes—including physical and sexual
published by the JMP and is combined with matching trauma from violence, bodily injury such as from water
exposure–response relationships available through the carriage, mental health, and general wellbeing—
up-to-date meta-analyses.4,7 Our results, therefore, offer a particularly among women and girls.15,50,51 More evidence
policy-relevant complement to previous analyses and is needed to understand these additional outcomes and
might influence the choice of future counterfactual to generate sufficient data to enable their inclusion in
minimum risk exposures in evaluations of health effects future analyses.
of other risk factors included under the SDGs. In addition, our analysis is confined to domestic
Our analysis has important limitations. Due to settings, so does not include the disease burden
insufficient data, we excluded multiple potentially attributable to WASH in other settings such as schools,
important health outcomes, which makes it probable health-care facilities, workplaces, detention centres,
that we underestimated the true burden. We restricted refugee camps, markets, and other public spaces.
our estimation of disease burden attributable to WASH There are further limitations relating to the methods
to the four health outcomes for which there was sufficient and data for the outcomes that we did include. For
information to estimate the exposure–response diarrhoea and acute respiratory infections we were able
relationship (ie, intervention studies that estimated the to use a standard comparative risk assessment approach
health effect for higher levels of WASH services), PAFs based on systematic reviews that include a large number
that could be taken from the published literature, or of rigorous studies. However, most of the underlying
certain requirements in the disease-transmission studies are open-label trials with subjective health
pathway that allowed the assumption of attributing the outcomes (eg, self-reported diarrhoea or respiratory
total disease burden of a certain disease—here, soil- symptoms), so there is a risk of overestimating their
transmitted helminthiasis—to unsafe WASH. A list of effectiveness.52 In addition, many interventions were
other adverse health outcomes linked to unsafe WASH tightly controlled studies and the transportability of their
or related exposures, including chemical exposures, is results to population-level changes in WASH conditions
included in appendix 1 (pp 14–15). We estimated on an remains uncertain.
exploratory basis the additional attributable disease For undernutrition and soil-transmitted helminthiasis,
burden had we considered other outcomes for which a we judged there to be insufficient data for a comparative
PAF has been estimated in previous analyses, including risk assessment approach and adopted alternative
trachoma, schistosomiasis, malaria, lymphatic filariasis, methods. For soil-transmitted helminthiasis, we attributed
onchocerciasis, and dengue (appendix 1 p 14). We the complete disease burden to unsafe WASH based on
multiplied these PAFs with overall disease burden knowledge about the disease transmission pathway. For
estimates by outcome and for the year 2019. From this undernutrition, we used published PAFs of protein–
result, we estimated an additional 360 000 attributable energy malnutrition from diarrhoea and combined them
deaths and 31 million DALYs. Of these, 99% of deaths with the PAFs of diarrhoea from unsafe WASH. This
and 97% of DALYs were from malaria, dengue, two-step approach quantified only the WASH-attributable
of health outcomes. Future research should be done in purpose and is either published as supplementary material or can be
all, including high-income, settings. accessed through the corresponding author.
Further research is also needed to better understand Acknowledgments
differences in exposure and exposure–response We acknowledge the fundamental work of the initial expert group
(appendix 1 p 17). This work was funded by WHO and the UK Foreign,
relationships between different sex and age groups to Commonwealth & Development Office. RBJ, JW, KOM, JEM, BG, AP-U,
identify disparities in access to safe WASH services that and SB are staff members or consultants of WHO. RB is a staff member
are responsible for persistent inequalities. of UNICEF. MB employed by the Institute for Health Metrics and
As new data become available, future estimates might Evaluation. The authors alone are responsible for the views expressed in
this publication, which do not necessarily represent the views, decisions,
consider lower minimum risk-exposure levels, even or policies of the institutions with which they are affiliated.
extending safely managed WASH services by including,
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