1
Patents, Part-II
ANINDYA ROY CHOWDHURY
RESEARCH OFFICER
CENTRE FOR IPR, ANDHRA UNIVERSITY
2
Patentability criteria
1. Novelty
2. Inventive Step/ Non-obviousness
3. Utility/ Usefulness/ Capable of industrial application
3
How the novelty is destroyed
1. If you have published it before filing date of application
2. If you have written a blog on it
3. If you have told other people and they also develop the same invention
and file a patent application before you
4. If someone somewhere in the world has already published it or filed a
patent application or got a patent or wrote about it before your filing date
4
How the novelty is still not lost
Your novelty will be secured if you file a patent application within 12 months
of doing the following
12 months window time!!
1. You have published
2. You gave an oral/poster presentation in a conference
3. You displayed your invention in a Govt-organized exhibition
4. You worked it out in the public for trial
Non patentable subject matters in India (Section 3 and 4)
5
i) medicinal, surgical, curative, prophylactic
a) contrary to well established natural laws
diagnostic, therapeutic process
b) contrary to public order or morality/ causes
j) plants and animals, other than micro
serious prejudice to human, animal or plant life or
organisms, but including seeds, varieties and
health or environment
species and essentially biological processes for
c) mere discovery of a scientific principle/
production or propagation of plants and
formulation of an abstract theory/ discovery of
animals
any living thing or non-living substance occurring
k) a mathematical or business method or a
in nature
computer program per se or algorithms;
d) evergreening
l) a literary, dramatic, musical or artistic work
e) mere admixture of components
m) performing mental act or method of
f) mere arrangement or re-arrangement or
playing game
duplication of known devices
n) a presentation of information;
h) a method of agriculture or horticulture
o) topography of integrated circuits;
Section 4: invention relating to atomic energy
p) traditional knowledge
6
Wrap up
Patents Act, 1970
Patentability criteria: Novelty, Inventive Step, Industrial applicability
Subject matter does not fall under Section 3 or 4.
Written description requirement and Best Mode
Screening of
FILING 6 wks
Defense and
Atomic Energy
Early publication
permissible
18 months
Applications
7
48 months from
Publication priority date
Pre Grant
Opposition
Request for substantive examination
6 months
Initiation of
Proceeding Issuance of First Examination Report
PATENT PROCESS
Hearing Response submitted
IN INDIA
1 month Further Examination Report Not less than 6 months
Decision
Hearing
GRANTED
Refused
Grant Notified GRANTED Refused
One year from
GRANTED notification
Post grant
opposition
Appeal Revoked
8
Total Time to get a Patent
Normal Fast
Filing (1.1.2021) Filing (1.1.2021)
Publication Early publication
request (1.1.2021)
(after1.7.2023)
Publication (31.1.2021)
RFE(1.1.2025) RFE (1.1.21)
F.E.R. (1.08.2025) F.E.R. (1.3.21)
Compliance Of Compliance Of
Objections (1.5.21)
Objections (1.02.2026)
In Order Of Grant
Grant Of Patent (1.6.21)
(1.03.2026) Total time=5 months
Total time=63 months
9
Types of Patent Applications
• Provisional
• Complete • Convention application
Depending on the way you filed first • PCT application
• Ordinary application
Depending on the route through which you filed
• Patent of Addition
• Divisional application
Depending on the situation
10
Provisional and complete specification
Provisional Specification
• Application can be filed earliest as provisional
• To establish PRIORITY DATE /establish early ownership
Complete Specification
• To be filed within 12 months of filing of Provisional Application
11
PS and CS exercise
You have filed one provisional specification today on 7th November 2022
By when you have to file complete specification?
i. 7th November 2024
ii. 7th May 2023
iii. 7th December 2022
iv. 7th November 2023
12
Patent of addition
A patent of addition can be filed for improvement or modification of the
invention described in the main application which is currently under prosecution
or has been granted
Can be filed before the expiry of the main patent
Will expire when the main patent expires
No renewal fee needed
13
Divisional application
One application for one invention
Can be filed only during the pendency of the main application
More than one divisional applications can be filed
Term is same as that of parent application.
14
Exercise
You filed a patent application last year which is granted on 2nd
December 2021.
By when you can file patent of addition
And
Divisional application?
15
Convention application
Any country that is a member of PARIS Convention
If you have filed an application in country A, you can file it in
country B within 12 months.
Novelty will be checked based on the first filing date, priority date
Filing in various countries
FIRST FILING
Within 12 months of PARIS convention
Provides for the
right of priority
16
PARIS convention countries
17
Timelines to remember
File complete specification within 12 months from filing provisional
Publication of patent application 18 months from date of filing/priority
Request for examination 48 months from date of filing/priority
Publication of grant of patent after patent has been granted
18
Terminologies to remember
Prior art: all information that has been made available to the public in any
form before a given date
State of the art: stage of technological development at any particular time
Novelty: being new, original
Inventive step: non-obvious
Priority date: date of first filing of patent application
Provisional specification: when you are not fully ready with your data
Complete specification: when you are ready with your data
19
Patent Offices in India
Kolkata Delhi
Mumbai Chennai
20
Indian patent Office website
[Link]
21
Patent application through different routes
Ordinary application- Directly filed at Indian Patent Office
Convention application (PARIS convention)- Filing in Country B within 12 months
of filing in country A, where A and B are both convention countries
PCT/International application- Filing at WIPO (IB) or Receiving offices (RO)
22
Convention route
File at Country A today.
File at Country B within 12 months from today.
Your date of priority is today’s date.
The Novelty of your application will be checked based on your priority
date.
Any application for the same invention filed by third party after your priority
date will be rejected.
23
PARIS convention countries: 178
24
PCT (Patent Cooperation Treaty) Route
Called international application
Provides single window for filing in multiple countries
Does not mean one application gives worldwide right
You get more time to choose which country you want to file
You get 30/31 months to file in another PCT contracting country after filing
the international application
National Phase
25
PCT contracting states: 154 countries
26
Convention or PCT?
If you want to secure patent protection in only a few countries, go with
Convention Application.
If you want to protect your invention in very less time, go for Convention
Application.
Non-PCT member countries: Argentina, Pakistan, Taiwan, Kuwait, Jordan,
Saudi Arabia, Ethiopia
PCT provides a platform where with a single application, applicant can file
his/her application in all PCT member countries.
27
How to file PCT application?
Can you file international application under Patent Cooperation Treaty
(PCT) in India?
Yes!! It is possible to file an international application known as PCT
application in India in the Patent Offices located at Kolkata, Delhi, Mumbai or
Chennai.
All these offices act as Receiving Office (RO) for International application.
28
Permission Required
Written permission is required from patent office if you
want to file outside India
Permission is not required if:
➢application has been filed in India 6 weeks before
foreign filing
➢ no secrecy directions have been issued
Wait for 6 weeks before filing abroad!!
29
Content of a patent application
Title of the invention
Background of the invention
Summary of the invention
Explanation of the drawings
Description of the invention
Claims
Abstract
Sequence listing, if any
INID code: Internationally agreed Numbers for the Identification of
(bibliographic) Data
30
Claims
Define the legal protection boundary of your
invention
Define the monopoly to be conferred by the patent
At the time of infringement proceedings, only
claims will be interpreted
Written in a single sentence
Can be independent and dependent claim
Product or process claim
31
Claims
• Claim is a statement of
technical facts expressed in
legal terms defining the
scope of the invention
sought to be protected.
• Whatever is not claimed,
remains unclaimed.
32
US Patent
33
PCT
application
34
Patent classifications
A patent classification is a system for examiners of patent offices or other people to
categorize (code) the patent documents according to the technical features of their
content.
International Patent Classification (IPC) [Link]
Cooperative Patent Classification (CPC)
[Link]
35
Free Patent Databases
Indian Patent Office database: ipIndia [Link]
European Patent Office database: Espacenet [Link]
US Patent Office database: [Link]
WIPO database: Patentscope [Link]
36
Paid Patent Databases
Derwent World Patents Index [Link]
patent-index-dwpi/
PatBase [Link]
Patseer [Link]
Patsnap [Link]
Patent Inspiration [Link]
37
Patent infringement
Patent infringement with respect to a patented invention without the prior
permission from the patent holder is a prohibited act.
Whenever there is a case where monopoly rights of the patentee are
violated, the rights of the patentee are secured by the Act through
judicial intervention.
The patentee has to institute a suit for infringement (Can be done after
patent is granted).
Damages can be claimed from the date of publication of patent
application.
38
Oppositions
Two types
1. Pre-grant, anyone can file
2. Post-grant, Only interested parties can file
39
Wrap up: Patents
Patentability criteria
Non patentable inventions in India
Types of patent applications
Patent filing routes
Patent databases
Content of patent application
Patent infringement
40
Thank you!!