Crito, written in the 4th century BC, stands as a cornerstone of Western
philosophical thought, exploring fundamental questions of ethics, justice, and
the social contract that continue to resonate in our modern world.
Our exploration today will delve deep into the historical context,
philosophical arguments, and lasting impact of this seminal text. We'll
examine the characters, unpack the central arguments, and consider the
implications of Socrates' decisions for both ancient Greek society and our
contemporary understanding of civil disobedience and moral responsibility.
The Crito is part of Plato's tetralogy of dialogues that depict the final days of
Socrates. Following the Apology, which recounts Socrates' trial and
conviction, the Crito presents us with a conversation between Socrates and
his wealthy friend Crito, who visits Socrates in prison. The dialogue takes
place in 399 BC, shortly before Socrates' execution.
To fully appreciate the depth and significance of this work, we must first set
the stage by understanding the historical and cultural context of Athens in
the late 5th and early 4th centuries BC.
Athens, at this time, was recovering from a period of significant turmoil. The
city-state had suffered defeat in the Peloponnesian War against Sparta,
which ended in 404 BCE. This defeat led to the brief and oppressive rule of
the Thirty Tyrants, a pro-Spartan oligarchy that sought to undo Athens'
democratic institutions. Although democracy was restored in 403 BC, the
political climate remained tense and uncertain.
It was in this context of political instability and social change that Socrates
found himself on trial in 399 BC. Charged with impiety and corrupting the
youth, Socrates' case was as much about politics as it was about religion or
education. His persistent questioning of authority and encouragement of
critical thinking among the young were seen as threats to the newly restored
democracy.
Socrates' trial and conviction set the stage for the events discussed in the
Crito. Found guilty by a narrow margin, Socrates was sentenced to death by
drinking hemlock. It is in the aftermath of this verdict that Crito visits
Socrates in prison, setting the scene for their pivotal dialogue.
Now, let's turn our attention to the characters in this dialogue.
Socrates, our protagonist, is one of the most influential figures in Western
philosophy. Known for his method of elenchos, or cross-examination,
Socrates challenged the conventional wisdom of his time, encouraging his
interlocutors to question their own beliefs and assumptions. In the Crito, we
see Socrates at his most steadfast, maintaining his philosophical principles
even in the face of death.
Crito, on the other hand, represents a more conventional perspective. A
longtime friend and supporter of Socrates, Crito is a wealthy Athenian who
has come to offer Socrates a chance to escape. His arguments are practical
and emotional, rooted in concerns for Socrates' life and the welfare of his
family and friends.
The dialogue between these two characters forms the heart of the Crito, and
it is through their exchange that Plato explores some of the most
fundamental questions in political philosophy and ethics.
As we delve deeper into the text, we'll examine the central arguments
presented by both Crito and Socrates. We'll explore the ethical implications
of Socrates' decision to remain in prison and accept his sentence, and we'll
consider how this decision relates to broader concepts of justice, duty, and
the social contract.
The Crito begins with Socrates awakening to find his friend Crito watching
over him in his prison cell. This opening scene is rich with symbolism.
Socrates' peaceful sleep, contrasted with Crito's anxious vigil, foreshadows
the philosophical conflict to come. Socrates' tranquility in the face of
impending death highlights his unwavering commitment to his principles,
while Crito's restlessness reflects the more common human reaction to such
dire circumstances.
Crito immediately presents his case for why Socrates should escape. His
arguments can be broadly categorized into three main points:
1. Concern for Socrates' life: Crito argues that Socrates has a duty to
preserve his own life, especially when the means to do so are readily
available.
2. Concern for Socrates' friends: Crito contends that by accepting his
death sentence, Socrates is abandoning his friends and supporters,
who will be criticized for not doing enough to save him.
3. Concern for Socrates' children: Crito suggests that Socrates has an
obligation to his children to remain alive and contribute to their
upbringing.
These arguments are primarily based on personal relationships and social
expectations. Crito appeals to Socrates' sense of duty to himself, his friends,
and his family. He also addresses practical concerns, assuring Socrates that
he has the means to escape and live comfortably in exile.
Socrates, however, is not swayed by these emotional and practical
arguments. Instead, he insists on examining the question through rational
deliberation. This approach is characteristic of Socrates' philosophical
method, emphasizing the importance of reasoned argument over emotional
appeal.
Socrates begins his response by establishing a fundamental principle: that
one should value not merely life, but the good life. He argues that the good
life is equivalent to living justly. This sets the stage for the central question of
the dialogue: Is it just for Socrates to escape from prison?
To answer this question, Socrates introduces the concept of the social
contract, though not in those exact terms. He argues that by choosing to live
in Athens, he has implicitly agreed to abide by its laws. This agreement,
Socrates contends, is not just a matter of convenience, but a moral
obligation.
Socrates then employs a powerful rhetorical device: he personifies the Laws
of Athens, allowing them to speak directly to him. This personification serves
several purposes:
1. It elevates the discussion from a personal decision to a dialogue with
the very foundations of Athenian society.
2. It allows Socrates to explore the nature of the relationship between the
individual and the state.
3. It provides a framework for examining the concept of political
obligation.
The Laws present several arguments against Socrates' potential escape:
1. Parent-Child Relationship: The Laws argue that they have nurtured and
educated Socrates, much like a parent. Therefore, Socrates owes them
the respect and obedience a child owes a parent.
2. Master-Slave Relationship: The Laws contend that Socrates'
relationship to them is like that of a slave to a master. By choosing to
live in Athens, Socrates has agreed to obey the Laws.
3. Agreement and Consent: The Laws argue that Socrates has implicitly
agreed to obey them by choosing to remain in Athens throughout his
life. They point out that he has had ample opportunity to leave if he
disagreed with the laws.
4. Undermining the State: The Laws argue that by escaping, Socrates
would be attempting to destroy the Laws and the state. They contend
that no city can survive if its legal judgments carry no force.
5. Consistency of Principles: The Laws remind Socrates of his own
teachings about the importance of justice and virtue. They argue that
escaping would contradict these principles.
These arguments form the core of Socrates' justification for accepting his
sentence. They represent a sophisticated exploration of political obligation,
civil disobedience, and the nature of justice.
It's important to note that Socrates' decision is not based on a belief that the
verdict against him was just. Rather, he argues that the proper response to
injustice is not further injustice (in this case, breaking the law by escaping),
but to continue to act justly oneself.
This position raises profound questions about the nature of political
obligation and the limits of civil disobedience. Socrates seems to be arguing
for an almost absolute duty to obey the law, even when the law produces
unjust results. This stands in contrast to later theories of civil disobedience,
such as those proposed by Henry David Thoreau or Martin Luther King Jr.,
which argue for a moral duty to disobey unjust laws.
Socrates' decision to accept his sentence, despite believing it to be unjust,
raises profound questions about the nature of political obligation and the
relationship between the individual and the state. His arguments, as
presented through the personified Laws of Athens, have been both influential
and controversial in the history of political thought.
Let's examine some of the key philosophical concepts and debates that arise
from the Crito:
1. Social Contract Theory: Socrates' argument can be seen as an early
formulation of social contract theory, which would later be developed
by philosophers such as Thomas Hobbes, John Locke, and Jean-Jacques
Rousseau. The idea that citizens have implicitly agreed to obey the
laws of their state by choosing to live there forms a cornerstone of
social contract theory.
However, Socrates' version differs from later formulations in significant ways.
For instance, he doesn't base the obligation to obey laws on the protection or
benefits provided by the state, as Hobbes would later argue. Instead,
Socrates emphasizes the nurturing and educative role of the state, likening it
to a parent.
This raises questions about the nature of political consent. Is it truly
voluntary if one is born into a society and educated by it from birth? Can one
meaningfully "choose" to accept the laws if the alternative is exile?
2. Civil Disobedience: Socrates' stance appears to leave little room for
civil disobedience. His argument suggests that citizens are obligated to
obey even unjust laws, with their recourse being to persuade the state
to change those laws rather than to disobey them.
This position contrasts sharply with later theories of civil disobedience. For
example, Martin Luther King Jr. argued that there is a moral duty to disobey
unjust laws. Henry David Thoreau contended that we should be "men first,
and subjects afterward," prioritizing our conscience over our obligation to the
state.
The tension between these views raises crucial questions: Under what
circumstances, if any, is it morally permissible or even obligatory to disobey
the law? How do we balance our obligations to the state with our individual
moral convictions?
3. The Nature of Justice: Central to the Crito is the question of what
constitutes justice. Socrates argues that justice consists in keeping
one's agreements and not harming others. By this definition, escaping
would be unjust because it would violate his agreement with the state
and potentially harm the Laws.
This conception of justice, however, can be challenged. Is justice really
reducible to keeping agreements and avoiding harm? What if the agreements
themselves are unjust? Socrates' view seems to prioritize procedural justice
(following the rules) over substantive justice (ensuring fair outcomes).
4. Moral Absolutism vs. Moral Relativism: Socrates' position in the Crito
can be seen as a form of moral absolutism. He argues for an
unwavering commitment to principles, even when they lead to
personally detrimental outcomes. This stands in contrast to more
relativistic or consequentialist ethical frameworks, which might argue
that the morality of an action depends on its context or outcomes.
This raises the question: Should ethical principles be absolute, or should they
be flexible depending on circumstances? How do we resolve conflicts
between different moral obligations (e.g., the obligation to obey laws vs. the
obligation to protect one's life or family)?
5. The Role of Reason in Ethics: Throughout the dialogue, Socrates insists
on using reason to examine the question at hand, rather than being
swayed by emotion or expediency. This reflects his broader
philosophical approach and raises questions about the role of reason in
ethical decision-making.
Is pure reason sufficient for making moral choices, as Socrates seems to
suggest? Or do emotions and intuitions play a necessary role in ethical
reasoning, as argued by philosophers like David Hume?
6. Individual vs. Collective Good: Socrates' arguments prioritize the
collective good (the stability of the state and its laws) over his
individual welfare. This raises questions about the proper balance
between individual rights and social responsibility. How much can a
society demand of its citizens? At what point does the sacrifice of
individual interests for the collective good become tyrannical?
7. The Nature of Political Authority: The Crito prompts us to consider the
source and limits of political authority. Socrates suggests that the
authority of the state stems from a kind of tacit consent given by
citizens who choose to live under its laws. But this raises further
questions: What constitutes legitimate political authority? Can it be
withdrawn? How do we address the fact that most people don't choose
the state they're born into?
These philosophical issues have been debated for centuries and continue to
be relevant in contemporary political and ethical discussions. Socrates'
arguments have been both influential and controversial, serving as a starting
point for much of Western political philosophy.
Critiques of Socrates' Position:
1. The Problem of Tacit Consent: One of the most significant criticisms of
Socrates' argument concerns the notion of tacit consent. Socrates
claims that by choosing to remain in Athens, he has implicitly agreed
to obey its laws. However, critics argue that this reasoning is flawed for
several reasons: a) Lack of genuine choice: Most people don't choose
where they're born and raised, and practical constraints often limit
their ability to leave. b) Inadequate alternatives: The choice between
obeying unjust laws or facing exile is not a fair one, and doesn't
constitute meaningful consent. c) Infinite obligation: If staying implies
consent, does this mean citizens must obey all future laws, no matter
how unjust?
Philosophers like John Rawls have argued that political obligation requires a
more explicit form of consent, or at least fair background conditions that
make tacit consent meaningful.
2. Overemphasis on Procedural Justice: Critics argue that Socrates places
too much emphasis on procedural justice (following the rules) at the
expense of substantive justice (ensuring fair outcomes). This critique
suggests that there are times when disobeying an unjust law might be
the most ethical course of action.
3. Neglect of Moral Autonomy: Some philosophers contend that Socrates'
position doesn't adequately account for individual moral autonomy. By
arguing for an almost absolute duty to obey the law, Socrates seems to
subordinate individual moral judgment to state authority. Critics like
Robert Paul Wolff argue that moral autonomy is an essential aspect of
human dignity and can't be fully delegated to the state.
4. The Parent-Child Analogy: The comparison of the state to a parent has
been criticized as paternalistic and potentially authoritarian. Critics
argue that adult citizens should not be treated as children by the state,
and that this analogy could be used to justify excessive state control.
5. Potential for Tyranny: Socrates' arguments, taken to their logical
conclusion, could be used to justify obedience to tyrannical regimes. If
citizens are obligated to obey even unjust laws, how can political
reform or revolution ever be justified?
Developments and Responses in Later Philosophy:
1. Social Contract Theory: Later social contract theorists like Locke and
Rousseau developed more nuanced theories of political obligation.
Locke, for instance, argued that government authority is conditional on
the protection of natural rights, and that citizens have a right to revolt
against tyrannical governments.
2. Civil Disobedience: Philosophers and activists have developed theories
of civil disobedience that challenge Socrates' position. Henry David
Thoreau argued for the moral necessity of disobeying unjust laws,
while Martin Luther King Jr. developed a theory of non-violent
resistance based on the idea that unjust laws are no laws at all.
3. Rawls' Theory of Justice: John Rawls, in his influential work "A Theory of
Justice," attempted to reconcile the tension between political obligation
and individual rights. He argued for a conception of justice based on
what rational individuals would choose behind a "veil of ignorance,"
providing a more robust justification for political authority than
Socrates' implicit consent.
4. Anarchist Critiques: Philosophers in the anarchist tradition, such as
Peter Kropotkin and Emma Goldman, have radically challenged the
notion of political obligation, arguing that state authority itself is
inherently unjust and that individuals have no obligation to obey laws
simply because they are laws.
5. Multicultural Critiques: In an increasingly globalized world, some
philosophers have criticized the assumption of a monolithic state-
citizen relationship implicit in Socrates' argument. They argue for more
flexible conceptions of political obligation that can accommodate
multiple cultural identities and transnational affiliations.
Relevance to Modern Debates:
The issues raised in the Crito continue to be relevant in contemporary
political and ethical debates:
1. Immigration and Citizenship: Debates about immigration often involve
questions of political obligation and the rights of non-citizens, echoing
the Crito's exploration of the relationship between residency and
political duty.
2. Civil Disobedience and Protest: Movements like Black Lives Matter,
Extinction Rebellion, and various pro-democracy protests worldwide
raise questions about the limits of political obligation and the role of
civil disobedience in effecting change.
3. Globalization and Sovereignty: In an interconnected world, how do we
understand political obligation when individuals may feel allegiance to
multiple states or to supranational entities?
4. Digital Rights and State Surveillance: The tension between individual
privacy and state authority echoes the Crito's exploration of the limits
of state power.
5. Conscientious Objection: Debates about conscientious objection in
healthcare, military service, and other areas reflect the tension
between individual moral convictions and societal obligations explored
in the Crito.
Summary of Key Points:
1. The Crito presents a dialogue between Socrates and his friend Crito,
who urges Socrates to escape his impending execution.
2. Socrates argues against escape, basing his decision on principles of
justice and political obligation.
3. The dialogue introduces early concepts of social contract theory and
explores the nature of the relationship between the individual and the
state.
4. Socrates presents arguments through the personified Laws of Athens,
emphasizing the citizen's duty to obey the law.
5. The Crito raises fundamental questions about justice, civil
disobedience, moral absolutism, and the limits of political authority.
6. Socrates' position has been both influential and controversial, sparking
debates that continue in modern political philosophy.
7. Critics have challenged Socrates' notions of tacit consent, his emphasis
on procedural justice, and the potential implications of his arguments
for individual autonomy and resistance to tyranny.
8. Later philosophers have developed and refined ideas presented in the
Crito, contributing to theories of social contract, civil disobedience, and
justice.
Enduring Significance of the Crito:
The Crito's enduring significance lies in its exploration of fundamental
questions that remain central to political philosophy and ethics:
1. It prompts us to consider the source and limits of political authority, a
question that remains crucial in debates about democracy, citizenship,
and civil rights.
2. The dialogue challenges us to examine the nature of our obligations to
the state and how these balance against our individual moral
convictions.
3. It raises important questions about the role of reason in ethical
decision-making and the place of principle versus pragmatism in
politics.
4. The Crito serves as a touchstone for discussions about civil
disobedience, providing a counterpoint to more recent theories that
advocate resistance to unjust laws.
5. Its exploration of justice – both procedural and substantive – continues
to inform legal and political theory.
6. The dialogue's method, using reasoned argument to explore ethical
questions, exemplifies the Socratic approach that remains influential in
philosophy and education.
Questions for Further Exploration:
1. How can we reconcile the need for political stability with the right to
resist unjust laws?
2. In an age of globalization, how should we understand political
obligation when individuals may have ties to multiple states?
3. How does the rise of digital technology and online communities affect
our understanding of the social contract and political obligation?
4. Can Socrates' arguments be adapted to support a theory of global
citizenship and obligation to international law?
5. How do different cultural perspectives on the individual-state
relationship challenge or support Socrates' views?
6. In what ways might Socrates' arguments need to be modified to
address the complexities of modern democratic societies?
7. How can we balance respect for the rule of law with the need for social
and political progress?
8. What role should emotions and personal relationships play in ethical
decision-making, particularly in situations of extreme consequence?