Nbrennan,+136 447 1 CE
Nbrennan,+136 447 1 CE
The Economic and Social Review, Vol. 45, No. 2, Summer, 2014, pp. 189–206
KUBI ACKERMAN
The Earth Institute, Columbia University
MICHAEL CONARD
The Earth Institute, Columbia University
PATRICIA CULLIGAN
The Earth Institute, Columbia University
School of Engineering and Applied Science, Columbia University
RICHARD PLUNZ
The Earth Institute, Columbia University
Graduate School of Architecture, Planning and Preservation, Columbia
University
MARIA-PAOLA SUTTO
The Earth Institute, Columbia University
LEIGH WHITTINGHILL
The Earth Institute, Columbia University
Acknowledgements: The authors gratefully acknowledge support for this work from the National
Science Foundation (NSF) grant CMMI-0928604 and the Doris Duke Charitable Foundation.
Leigh Whittinghill also gratefully acknowledges support from an Earth Institute Post-Doctoral
Scholarship. The authors wish to thank the respondents to the informal survey for their time and
Brooklyn Grange Farm for their cooperation with the monitoring work. Any opinions, findings,
and conclusions expressed in this paper are those of the authors and do not necessarily reflect the
views of any survey respondent or supporting agency.
* This paper was presented at the 2013 International Conference on Sustainable Development
Practice (ICSDP) held on September 6-7 at Columbia University, New York.
189
02 Ackermann et al article_ESRI Vol 45-2 27/06/2014 14:40 Page 190
Abstract: Populations around the world are growing and becoming predominately urban, fueling
the need to re-examine how urban spaces are developed and urban inhabitants are fed. One
remedy that is increasingly being considered as a solution to inadequate food access in cities, is
urban agriculture. As a practice, urban agriculture is beneficial in both post-industrial and
developing cities because it touches on the three pillars of sustainability: economics, society, and
the environment. Historically, as well as currently, economic and food security are two of the most
common reasons for participation in urban agriculture. Urban agriculture not only provides a
source of healthful sustenance that might otherwise be lacking, it can also contribute to a
household’s income, offset food expenditures, and create jobs. Social facets are another reason for
populations to engage in urban agriculture. A garden or rooftop farm is a place where people come
together for mutual benefit, often enhancing the common social and cultural identity for city
residents. Larger urban farms also participate in community enrichment through job training and
other educational programmes, many of which benefit underserved populations. Finally, urban
agriculture can play an important role in the environmental sustainability of a city. As a form of
green infrastructure, urban farms and community food gardens help reduce urban heat island
effects, mitigate urban stormwater impacts and lower the energy embodied in food transportation.
This paper will describe a multi-year study undertaken by the Urban Design Laboratory at
the Earth Institute to assess the opportunities and challenges associated with the development of
urban agriculture in New York City (NYC). The paper will present metrics on potential growing
capacity within the City inclusive of both rooftop and land-based options, results from a survey of
New York City based urban farmers that gathered information on the challenges and barriers to
food production in NYC, with a focus on rooftop farming, and data from an environmental
monitoring study on a commercial rooftop farm in Brooklyn. The paper will use the results of the
multi-year study to provide insight into the potential role of urban agriculture to creating a more
sustainable food system for New York City and cities elsewhere.
I INTRODUCTION
urban agriculture. Urban agriculture not only strengthens social ties and
provides healthful sustenance that might otherwise be lacking, it can also
contribute to a household’s income, offset food expenditures, and create jobs.
Food security is affected by both the quantity and quality of food available
to a household. Even in locations where urban agriculture does not contribute
significantly to employment, food security is of major concern to urban farmers
(Nugent, 2002). Food insecurity, or the lack of access to adequate food for an
active and healthy life (Nord et al., 2007) is not just a problem in the
developing world, but in the United States as well (Enete and Achike, 2008;
Nugent, 2002; Widome et al., 2009). Food insecurity can be temporary or
chronic (de Zeeuw et al., 1999) and is associated with a variety of problems in
adolescents, who are at higher risk than young children (Widome et al., 2009).
A perceived or actual need to improve food security and a lack of ability to rely
of food from rural areas can result in the use of urban agriculture (Graefe et
al., 2008; de Zeeuw et al., 1999), which has been shown to improve the
quantity and quality of food available to low income urban households under
a variety of conditions (Enete and Achike, 2008; Graefe et al., 2008; Nugent,
2002; Widome et al., 2009; de Zeeuw et al., 1999).
The extent to which urban agriculture supplements household income is
diverse and can be dependent on crop choice and the scale of production.
Staples, such as rice, can provide income security for a household (Vagneron,
2007), but vegetables can often command higher market prices (Graefe et al.,
2008; Vagneron, 2007). Animal husbandry can also provide high profits
(Graefe et al., 2008; Nugent, 2002; Vagneron, 2007) through the sale of dairy
products (Nugent, 2002) or manure as fertiliser (Graefe et al., 2008). In some
cases, only excess produce is sold (Graefe et al., 2008; Vagneron, 2007) or
urban agriculture is used to supplement inadequate household incomes (Enete
and Achike, 2008; Nugent, 2002; Vagneron, 2007). In other cases, urban
agriculture may be the only reported source of income for a household and
plays an important role in alleviating poverty (van Averbeke, 2007; Graefe et
al., 2008). For households who do not sell produce, urban agriculture frees up
funds for other uses (van Averbeke, 2007; Enete and Achike, 2008; Nugent,
2002; Vagneron, 2007). This can stretch the household budget, allowing for the
purchase of other essential items (van Averbeke, 2007; Nugent, 2002) or
increase economic freedom for women where household budgets are male-
controlled (van Averbeke, 2007). Job creation through urban agriculture is also
highly variable. In some areas, half of urban farmers employ workers (Graefe
et al., 2008). In others, urban farmers are too poor, or the employment market
too fragmented to provide more than occasional or seasonal job opportunities
(Nugent, 2002).
02 Ackermann et al article_ESRI Vol 45-2 27/06/2014 14:40 Page 192
2008; Getter and Rowe, 2006). Unfortunately, many urban areas do not have
much ground level land for additional green space, leaving rooftops as an
important space for greening. Rooftop farms can help reduce local
temperatures (Wong et al., 2007) and when implemented on a city wide scale,
could result in significant cooling of the urban environment (Bass et al., 2003).
Urban vegetation, including agricultural space, can also be used in
stormwater management. Its effectiveness at reducing stormwater runoff
quantities and improving runoff quality is dependent on a number of factors.
Green roofs can retain between 52.3 and 100 per cent of precipitation,
reducing the amount of stormwater runoff (Czemiel Berndtsson, 2010; Getter
et al., 2007; Hathaway et al., 2008; Rowe, 2011; VanWoert et al., 2005). This
has garnered them attention in municipal policy in cities such as Portland,
Oregan (Liptan, 2005) as well as NYC. The ability of green roofs to improve
runoff water quality is less clear. Green roofs release lower concentrations of
heavy metals in runoff water than non-vegetated roofs (Czemiel Berndtsson et
al., 2006; Czemiel Berndtsson, 2010; Rowe, 2011), but have mixed
performance with respect to nutrients, such as nitrogen and phosphorus
(Czemiel Berndtsson et al., 2006; Hathaway et al., 2008). Fertiliser application
to green roofs only increases the levels of nutrients in runoff (Czemiel
Berndtsson et al., 2006; Emilsson et al., 2007; Rowe et al., 2006). The effect of
fertiliser on runoff water quality is one of the important environmental issues
associated with rooftop agriculture and it is yet to be fully understood
(Whittinghill and Rowe, 2012).
Urban agriculture can also lower the energy embodied in food
transportation by reducing the number of miles food has to travel from the
farm to the table. It has been estimated that food typically travels about 1,300
miles (2,080 km) from farm to table, a figure which could be reduced to 30
miles (49 km) for some foods if they were produced more locally (Peters et al.,
2009). Additionally, decreasing the distance that food travels can have a
significant impact on reducing spoilage and therefore food waste; preliminary
analysis has indicated that from an embodied energy perspective, decreasing
food waste may be a more significant benefit of highly localised food
distribution than fuel use (Ackerman et al., 2012). Urban agriculture may also
improve nutrient cycling through local recycling and re-use of organic and
water wastes (de Zeeuw et al., 1999), thereby reducing the ecological footprint
of urban centers (Peters et al., 2009; de Zeeuw et al., 1999). Many rooftop
farms rely on compost that is made from locally collected food scraps,
including the Brooklyn Grange described in Section 2.3 (Ben Flanner, personal
communication, May 24, 2012). In some cases, such as the Intercontinental
New York Barclay hotel, these are food scraps from the kitchen of the building
on which the farm is located (IHR, 2013).
02 Ackermann et al article_ESRI Vol 45-2 27/06/2014 14:40 Page 194
To provide insight into the potential role that urban agriculture could play
in creating a more sustainable food system for today’s evolving cities, the
Urban Design Lab (UDL) at Columbia University’s Earth Institute has
undertaken a multi-year study of urban agriculture potential in New York
City (NYC). The study has examined the food production capacity within the
City (Ackerman et al., 2011) as well as the challenges and barriers to urban
faming, with an initial focus on rooftop farming. In addition, the study has
undertaken some initial quantification of the environmental benefits and
impacts of urban farming, again with an initial focus on rooftop farming.
Findings to date in each of these areas are reported below.
are in areas where conventional grocery stores are reluctant to locate due to
concerns about neighbourhood income levels and demand.
To up-scale current urban agricultural activities to the point where NYC
might be self-sufficient in supplying its fruit and vegetable needs, research by
the paper’s authors indicates that between 162,000 and 232,000 acres of land
are needed (Ackerman et al., 2011). This figure does not account for the
approximately 886 million lbs of tropical or warm-weather fruit consumed
annually by New Yorkers, which cannot be grown locally (these warm-weather
products represent 64 per cent of total annual fruit consumption by weight
and 24 per cent of combined total annual fruit and vegetable consumption by
weight). If all of the potentially suitable vacant land in the city (estimated at
4,984 acres) were converted to urban agriculture with an average growing
area of 70 per cent of the lot area, the research estimates that this could
supply the produce needs of between 103,000 and 160,000 people – depending
on whether conventional or biointensive food yield figures are used. Although
this is a substantial number of people, it falls well short of the population of
NYC. Thus, while there is much more land potentially available than simply
vacant lots, it is clear that NYC cannot strive to be anywhere close to self-
sufficient in supplying its fruit and vegetable needs, much less all foods.
Although urban land availability precludes non-warm weather fruit and
vegetable self-sufficiency for NYC, Ackerman et al. (2011) do show that for
specific high value, healthy crops suited to urban farming, localised production
is actually feasible from the perspective of land availability. While crops such
as beans and potatoes need a great deal of land area and are not particularly
well suited to small-scale, urban production, crops such as leafy greens and
tomatoes may be grown in large quantities in urban areas. For dark green
vegetables, for example, only 8,671 acres are needed to supply NYC using
biointensive growing methods, and the approximately 360 million pounds of
tomatoes consumed annually by New Yorkers could be grown on 8,260 acres.
Furthermore, considerably less area would be needed for these vegetables to
be grown hydroponically.
Considering the needs and resources of particular communities within
NYC also adds a different dimension to the analysis. There are a number of
NYC neighborhoods where a confluence of factors makes urban agriculture a
particularly attractive and effective means of addressing multiple challenges.
These include low access to healthy food retail, high prevalence of obesity and
diabetes, low median income, and comparatively high availability of vacant
and other available land. Not coincidentally, these factors are all correlated,
and it is in these areas where urban agriculture could have the greatest
impact on food security.
02 Ackermann et al article_ESRI Vol 45-2 27/06/2014 14:40 Page 196
New York City neighbourhoods which fit the pattern of inadequate healthy
food access, high incidence of diet-related disease, greater percentage of
vacant land, etc., were found to include East New York, Brownsville, Crown
Heights, Bedford-Stuyvesant, and Bushwick in Brooklyn, the Lower East Side
and East and Central Harlem in Manhattan, and Morrisania, Claremont
Village, East Tremont, and Belmont in the Bronx, among others. These are
also neighbourhoods where the presence of many community gardens signifies
community interest in and engagement with food production. In these
neighbourhoods, urban agriculture could improve fresh food availability. For
example, Brooklyn Community district 16 (Brownsville) has 58 acres of vacant
land, which, if converted entirely to vegetable production, could produce as
much as 45 per cent of the district’s 85,000 residents’ annual supply of dark
green vegetables (broccoli, collard greens, escarole, kale, lettuce leaf, mustard
greens, spinach, and turnip greens; this estimate assumes an average lot
coverage of 70 per cent for growing area). This district also has an estimated
23 acres of green space on New York City Housing Authority (NYCHA)
property, as well 14 acres of surface parking – converting some of this area to
farming or gardening could increase the availability of fresh produce even
further.
were not asked to create a hierarchy; although some did so of their own
volition, specifically referring to some issues as “primary,” “the major
problem,” etc. Questions were left open-ended and follow-up questions were
asked for clarification. Results were then transcribed, reviewed, and compiled,
and common themes were identified.
Survey participants were identified using a variety of sources, including
existing UDL contacts, the [Link] database (GRC, 2013), and public
information on recipients of tax incentives and green infrastructure grants.
These individuals included 20 people with experience in the rooftop farming
development process, which includes the planning, design, and construction
phase, 7 people who have an oversight, management, or maintenance role on
an active rooftop farm or garden, and 10 active rooftop farmers or gardeners
(with many of the individuals filling multiple roles). Collectively, respondents
participated in the development and/or operation of 13 rooftop farms and 19
rooftop gardens with a total growing area of over 150,000 square feet and a
median growing area of 1,000 square feet (and with a total of approximately
100,000 additional square feet in the planning phase). Of the roofs, 13 use an
intensive green roof system, 3 are extensive, while 15 involve some form of
container farming or gardening (with some roofs including more than one
type). Of these operations, 3 are in the Bronx (total 11,000 square feet), 11 in
Manhattan (10,275 square feet), 14 in Brooklyn (86,400 square feet), and 2 in
Queens (47,000 square feet) (none of the roofs are in Staten Island). Of the
roofs, 4 are commercial rooftop farms, generating revenue primarily from sales
to retailers, restaurants, and through farm stands and CSAs; 7 are projects on
residential buildings intended primarily for use by multiple building
occupants; 3 are non-profit operations staffed by volunteers supplying shelters
or kitchens, 4 are on schools and meant primarily for educational purposes, 6
are on restaurants or hotels and used to supply commercial kitchens, and 6 are
on private residences. Given the fact that rooftop farming and gardening is not
a widespread activity in NYC, the study that was undertaken is believed to be
fairly representative of this small but growing community. This is because a
majority of rooftop food producing sites in NYC are in some way represented
by the respondents, whether through people involved in design and
construction or those who are responsible for day-to-day operations.
The range of topics raised by the survey respondents included: Regulation
and Permitting; Tax Incentives; Green Infrastructure Grants; Rooftop Farm
Siting; Funding; Roof System and Growing Media; Farm Maintenance and
Labour; Access to Equipment and Materials; Climate and Pests; Information
and Knowledge Dissemination on Best Practices; Community Outreach and
Involvement. This wide range of topics is an indication of the complexity of
02 Ackermann et al article_ESRI Vol 45-2 27/06/2014 14:40 Page 198
rooftop food cultivation and the many challenges farmers encounter in their
efforts to develop a successful operation. Nonetheless, the barriers mentioned
in the survey can be broadly organised into four nested categories: at the
highest level, rooftop farmers identified challenges that have to do with
starting a small business in NYC, which many other types of businesses may
face, such as securing loans and managing costs and labour requirements. The
second category of challenges involves issues faced by small farmers generally,
and includes such things as pest management and developing a viable
marketing or distribution plan. The third category is specific to urban
agriculture, incorporating the opportunities and constraints inherent in
growing food productively in a dense urban setting. The last category,
encompassing the majority of the problems identified, is specific to rooftop
agriculture. These challenges included finding an appropriate site, securing
the proper permits, financing construction, and managing and operating a
farm or garden. Rooftop farms are both green roofs and farms, and some
are commercial businesses while also attempting to demonstrate larger social
and environmental benefits. These goals do not easily coincide, and many
of the problems raised had to do with determining how to navigate this
difficulty.
drainage basin located on the north-west corner of the farm was selected to
monitor runoff quality. Non-vegetated areas of the roof include a stairwell, the
central roof walkway made of gravel, and walkways between crop rows. The
green roof is planted with vegetables, herbs and some flowers for cutting,
including sunflowers. Irrigation is supplied to the plants through a drip
irrigation line 3 times daily for 30-40 minutes, depending on weather
conditions. Monitoring for water quality runoff at the farm began in January
2013, while monitoring for runoff quantity began in May 2013.
Preliminary results from the monitoring programme have focused on
examining the water quality of runoff from the rooftop farm. Runoff water
quality is determined from samples collected during individual storm events
as runoff enters a rooftop drain. Rain water from the same storm is also
collected for comparative purposes. To date, one irrigation water sample has
also been gathered. After collection, the samples are taken back to the Heffner
Laboratory at Columbia University and analysed for pH and electrical
conductivity with an AccumetTM excel XL50 duel channel pH/ion/conductivity
meter (Fisher Scientific, Hampton, NH), turbidity with a 2020we turbidity
meter (LaMotte, Chestertown, MD), and colour and true colour with a DR/890
colorimeter (Hach, Loveland, CO). A portion of each sample is also stored in a
freezer and will later be sent to Auburn University Soil Testing Laboratory
(Auburn University, AL) for nutrient content analyses, including nitrogen and
phosphorus.
Thus far, a total of 20 samples have been taken for water quality analysis.
To compare the environmental impacts of the farm with that of a conventional
green roof, the Brooklyn Grange water quality data were compared to data
obtained from prior work that examined the quality of runoff from extensive
sedum green roofs, as well as traditional non-vegetated roofs, installed on a
variety of NYC buildings (Culligan et al., 2013). Comparative findings to date
are summarised in Figures 1 to 4.
The average pH of runoff from the Brooklyn Grange is slightly higher than
that of rain from Manhattan and lower than that of rain from the Brooklyn
Grange or runoff from the extensive sedum green roofs (Figure 1). The
conductivity (Figure 2) and apparent colour (Figure 3) of runoff from the
Brooklyn Grange are much higher than all other water sources, which are
similar to each other. Sample true colour follows the same pattern (not shown).
The average turbidity of runoff from the Brooklyn Grange appears higher than
that of either rain source, but similar to runoff from both non-vegetated and
extensive sedum green roofs (Figure 4). That runoff from the Brooklyn Grange
has higher conductivity and true colour than runoff from conventional green
roofs might indicate poorer runoff quality from the rooftop farm than a sedum
green roof.
02 Ackermann et al article_ESRI Vol 45-2 27/06/2014 14:40 Page 200
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