Allegory Homer
Allegory Homer
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On Allegory in Homer
Stuart G. P. Small
THE GREEKS BEGAN interpreting their na-literal, a meaning which, we need hardly add,
tional epics allegorically at an early date.'was surely not present to the poet's mind
In the face of the intellectual assault upon when he wrote his epics. They have, in fact,
Homer and the other poets which was "imposed" allegory upon Homer, just as cer-
launched by Xenophanes, Pythagoras, Hera-tain mediaeval theologians-e.g. Bernard of
clitus of Ephesus, and their compeers during Clairvaux-, out of their affection for the
the sixth century, certain Greeks, regarding Scriptures, imposed allegory upon the Song of
the Iliad and Odyssey as almost sacred booksSolomon. But how did the notion of allegorical
and desiring to vindicate their author from interpretation occur to Theagenes and his suc-
the charges of immorality which were being cessors? Very likely it was suggested to them
lodged against him by the philosophers, hadby the fact that the Iliad and the Odyssey, like
Hesiod's Theogony and Works and Days,4 un-
recourse to various types of allegorical inter-
pretation of his works. Theagenes of Rhe- doubtedly contain not a few genuine allego-
gium, for example, attempted to explain the ries, not imposed, not merely excogitated by
battle of the gods in Iliad 20 as a veiled presen-the poet's over-zealous defenders, but in-
tended by him and actually implicit in his
tation of certain physical and ethical truths;
Anaxagoras regarded the poems of Homer asown words. It is with the interpretation and
handbooks of morality; and Metrodorus ofevaluation of some of these genuine allegories
Lampsacus, his pupil, interpreted them as that the present paper is concerned.
texts in physiology and natural philosophy. In the first place, several of Homer's allu-
According to Metrodorus, Demeter personi- sions to certain minor divinities may well be
fied the liver, Apollo the gall, Dionysus theconsidered as quasi-allegorical, as for instance
spleen; Helen was the air, Agamemnon the the personifications of Terror (Deimos) and
earth, Hector the moon, and Achilles the sun.Rout (Phobos):
Other philosophers, such as Diogenes of Apol- So Ares spoke; and he called upon Deimos and
lonia and Democritus,2 attempted to justify Phobos to yoke his chariot; and he himself donned
Homer's ancient reputation for sophia by sun-his all-shining arms... (Iliad 15.I19 f.; cf. 4.
dry other systems of symbolic interpretation.3 440, 13.299),
Now all these early allegorists have this, at
or again the concrete images of abstract Dis
least, in common: to a man, they view the Il-
cord (Eris), Uproar (Kydoimos), and Destruc-
iad and Odyssey as works which convey a
tion (Ker):
meaning other than and in addition to the
Among them met Eris and Kydoimos; and among
them the baneful Ker, holding one man alive and
((Stuart G. P. Small is Instructor in Classics at Yale lately wounded and another not wounded, haled
University. A native of New York City, he received his a third by the feet through the din of war, dead;
and she wore a cloak about her shoulders that was
A.B. degree from Bowdoin College. After graduate
all scarlet with the blood of men ... (Iliad I8.
study at the University of Cincinnati (Ph.D. 1942), he
535 ff.; cf. 5.593, II.53),
served in the Air Corps for three and a half years, in
Africa and Europe. During the academic year 1946-47
he taught at Marietta College (Ohio). where the spirits of battle range the field and
set their hands upon the combatants; or finally
423
have,
we know, the Litai are not characters of however, in Penelope's discourse on
Greek
mythology but creations of the poet dreams
Homer; (Od. 9.562 if.) a quasi-allegorical pas-
they have no life or character of their ownresembles in structure the fable of
sage which
apart from Phoenix' attempt to placate theAchil-
jars in the Iliad:
les. Their sole raison d'etre is to make vivid
Two gates there be of frail dreams, one made of
the fundamental moral predicamenthorn of and
theone of ivory; the dreams that pass
throughand
Iliad, involving on the one hand the pride the carven ivory are deceptive, bearing
tidings
wrath of Achilles, at first justified, but, that are not fulfilled; but those that pass
after
forth through
the failure of the Embassy, reprehensible; and polished horn are truly fulfilled,
whenever any mortal beholds them.
on the other hand, the capricious, stupid tyr-
anny of Agamemnon, which issues in In such
these verses Penelope makes use of elab-
tragic consequences not only for theorate Greek rhetoric in order to drive home her
host in general but also for Achilles person- point, that although "dreams too are sent by
ally. Zeus" (Iliad 1.63) still rot all dreams are to be
The tale of Meleager, which follows the trusted. Penelope personifies dreams as insub-
description of the Litai (9.529 f.), is a second stantial wraiths similar to the shades of the
device used by Phoenix in order to strengthen dead. False dreams issue forth, she says,
his appeal to Achilles. The burden of the through ivory gates, and true ones through
story is that Meleager, like Achilles, was a gates of horn; thus it is not the action of the
victim of wrath; Meleager failed to heed the dreams themselves which is significant here,
prayers of suppliants, as Achilles is in danger but rather the portals through which they
of doing; but in the end, Meleager had to an- pass. The symbolism involved is immediately
swer the prayers and forfeit the gifts he would made clear by two etymologies. The noun
have received had he overmastered his anger elephas, "ivory," is explained to the reader by
sooner. Achilles would therefore be well ad, the verb elephairesthai, "to cheat," which
vised to accept Agamemnon's gifts and come occurs in verse 565, while krainein, "to ac-
to the aid of the hard-pressed Greeks. This complish" (verse 567), is a gloss, as it were, on
narrative is rather difficult to classify; tech- the noun keras, "horn."30 At the same time,
nically it is not parable, for a parable is essen- it may be that ivory was felt to be a fitting
tially an edifying analogy drawn either from a symbol of unreliability because during the
familiar occurrence in nature22 or a typical but heroic age this material was relatively rare,
fictitious event in life;23 Phoenix, however, re- exotic, and costly; whereas the more ordinary
lates the Meleager episode as an historical horn was perhaps thought appropriate to rep-
reality, an event of his youth which he per- resent the ugly but reassuring realities of the
sonally remembers.24 Actually this tale, or workaday world.31
paradeigma,25 as the scholiasts call it,26 is simi- It is probable that the story of the Sirens is
lar to the exempla of the Roman historians, also symbolic, at least in part. Cicero, who in
which are closely related to allegory in that this matter as in many others probably re-
they have a moral meaning superadded to flected the common educated opinion of his
their factual significance.27 Quintilian, as a times, saw in this well-known episode ele-
matter of fact, points out that exempla are at ments of a deliberate allegory, and his inter-
least quasi-allegorical.28 The distinction ap pretation of the passage is, in all likelihood,
pears to be that in true allegory both the essentially sound as far as it goes. His com-
characters involved (personifications) and ment on the verses from the Siren's song (Od.
their actions have a moral or spiritual mean- I2. 86 if.),
ing, whereas in the exemplum it is only the For never yet has any man sailed past here in his
action which is significant.29 black ship before he heard the honey-sweet voice
The Odyssey, which differs from the Iliad of our mouths-to return rejoicing in a wider
in so many other respects, also seems to con- knowledge; for we know all the toils that the Ar-
tain fewer allegories than the earlier epic. We gives and Trojans suffered before broad Troy by
to every kind of identification, even to the most untena,17 Ate's swiftness, implicit in the words Kae' ap6pc3v
ble." Kptaara 3calve (v. 93 above), is explicitly mentioned in
4 For allegory in Hesiod cf. R. K. Hack, op. cit., 28-29. Iliad 9.505. Heraclitus' comment upon this hemistich is
The word aXX,yopia, as Rhys Roberts points out interesting: aXo-yilrov yap 6dppis viro6rXwcs 6po,ias cs e irl
(Demetrius on Style (Cambridge, I902), 264), does not 7raoaLv a6bKitav ieTra (uuaest. Homeric. 37).
occur before Philodemus and Cicero, unless the instances 18 Observe that the allegory of Ate is followed by the
in Demetrius (?99, Ioo, I02, KrX.) are earlier; for t7rovoLa story of Hera's tricking of Zeus (5.95 if.), a specific ex-
see Xen. Symp. 3. 6, Plato, Rep. 2. 378D; cf. Plutarch de ample of the "power" of folly, just as the allegory of the
Aud. Poet. 2. i9E. Litai (Iliad 9.502) is followed by the edifying tale of
6 Paul Valery in his poem La Fausse Morte speaks of Meleager (9.527 ff.), an instance of the inadvisability of
sleep as being a death which is "plus precieuse que la disregarding prayers.
vie." Cf. John Milton, First Prolusion, sub fin.: Et certe 19 It is possible that Homer intended the obscurity of
quid aliud est somnus quam mortis imago et simulach, the description to add to the impressiveness of Phoenix'
rum? Hinc Homero Mors et Somnus gemelli sunt, uno words. Cf. Demetrius de Elocutione Ioo-ioi.
generati conceptu, uno partu editi. Similar simple alle- 20 Demetrius, however, offers (de Elocutione 7) an-
gories of relationship are common in Greek literature; cf. other explanation.
Hesiod Theog. 901; Pindar 01. I3.Io; Aeschylus Ag. 766 21 Heraclitus Suaest. Homeric. 37.
if.; Solon fr. 8; Theognis i53; Herodotus 6.86.2, 8.77; 22 E. g. the New Testament story of the sowing of the
Epicharmus fr. I50. seed, Luke 8.5.
7 de Sub. 9. 23 E. g. the story of the unforgiving servant, Matthew
8 "Ap7)s: ') 7rpoOvuila. roV TroXjuov u i) 6 uOxaroet6)s Oe6O i8.23.
is the allegorizing gloss of one of the scholiasts ad loc. 24 Cf. Iliad. 9.527 f.
9 The passage is perfectly well understood by Hera, 25 See Aristotle's interesting discussion of the use of
clitus (9uaest. Hom. 29). It is instructive to compare 7rapa6eLy/aa as a literary device in Rhet. 2.20.
Eris with Virgil's Fama (Aen. 4. 173 if.), a similar 26 I observe that Professor Werner Jaeger also makes
monster, but vastly less effective, with her wings and use of the term paradeigma in his discussion of Homeric
innumerable mouths, tongues, ears, and sleepless eyes. arete; cf. Paideia2, trans. Gilbert Highet (New York,
(The poet excuses himself with a mirabile dictu.) Homer 1945), I, 27-34.
knows just how far personification may be carried be- 27 Livy points out the moral significance of history in
fore it becomes comic.
a well-known passage in his preface: Hoc illud est praeci-
10 Eris is also depicted allegorically in Iliad 5.5I8, pue in cognitione rerum salubre ac frugiferum, omnis te
5.740, II.3, and 20.48, besides passages cited above. In exempli documenta in inlustri posita monumento intueri,
II.3 she is sent as a herald to stir up the fight. Compare inde tibi tuaeque rei publicae quod imitere capias, inde
her role here with that of Mars in Statius' Thebaid as foedum inceptu, foedum exitu quod vites (Praef. Io).
described by C. S. Lewis, op. cit., p. 5o f. 28 Inst. Orat. 8.6.52.
"' Some modern critics (e. g. Th. Gomperz, op. cit., I, 29 Homer introduces several other exempla of this sort
36 f.) have preferred to consider these personifications into the Iliad; cf. for example the tale of Lycurgus, which
not as poetic creations but as part of the "primitive" is put into the mouth of Diomede (6.130 if.), and Achil-
Homeric or pre,Homeric religion. The evidence is in- les' narrative concerning Niobe (24.602 ff.).
conclusive, despite numerous attempts to set aside the 30 In Hesiod, by a similar etymological process, the
famous statement of Herodotus 2.53 [Hesiod and Homer] names of various deities suggest certain myths concern,
"These are they who taught the Greeks of the descent ing them; Aphrodite is explained as the goddess born
of the gods and gave to the gods their names and rank from the foam (&apos, Theog. 191) and the Titans as those
and arts, and indicated their outward form." At all who "strained (,TaLvovTas,S Theog. 209) and in their pre-
events, whether Homer got the personifications out of sumption did a fearful deed." Homer reverses the proc-
contemporary theology or out of his own head, they are ess in the case of the goddess Calypso, who received her
partly allegorical. name either from the fact that she concealed Odysseus
12 Or one of each; verse 528 is equivocal. Cf. the inter, in Ogygia for seven years, or, more probably, because
pretation of this passage in Plato, Rep. 2. 379D. she dwells "afar off" (anrorpoOev, Od. 7.244) and "neither
13 This characteristic of allegory is mentioned by De- gods nor mortal men associate with her" (Od. 7.247).
metrius, de Elocutione 243. 31 As "Longinus" remarks (de Sub. 31), r6o e rvvOe^s
14 Not "Sin," the translation of Walter Leaf (Compan, 6I rao,r6Trepov. To put the idea more simply, ivory is
ion to the Iliad (London, 1892), 322). The term sin im- deceptively beautiful (cf. Moby Dick, the white whale)
plies a more rigid and systematized theology than ex- whereas horn is deceptively ugly.
isted among the Homeric Greeks. An odd explanation of the symbolism of the present
16 As R. K. Hack points out at some length (op. cit., Ii passage occurs in Tertullian de An. 46 and is echoed by
ff.), the essence of godhead is power. Cf. Od. 10.305-6. Eustathius and the Homeric scholiasts ad loc.: Perspicere
16 Plato (Sympos. I95D) makes Agathon explain the est enim, inquiunt, per cornu, ebur autem caecum est.
aTrX6r7s of AtA's feet as being due to her habitof walking Ivory, however, although caecum or opaque, is scarcely
on the heads of men; he admits, however, that some the type of opacity, nor is horn particularly transparent.
human skulls are hard enough. 32 One of the Ambrosian scholiasts (ad. xii. 39) in-
terprets them differently. i 'yvvatKes OEXKTLKalHomer KaEuses allegory especially to inculcate ethical
LTraTrr7TKal, i abvr X) KoXaKela. truths, whereas Hesiod is more interested in explaining
33 Although Socrates, in Xenophon Mem. 1.3.7, origins (cf., however, the ethical tales of the dragging
main,
tains that Hermes is the symbol of reason and away of Justice, W. D. 220 ff., the complaint of Dike to
education,
as Circe is the symbol of seductive pleasure. Zeus, W. D. 256 ff., and the steep path to virtue, W. D.
34 Circe is the model for several allegorical enchant-
287 ff.). Being a didactic poet, Hesiod for the most part
utters his allegories in propria persona, while in Homer
resses who appear in the court epics of the Renaissance,
e. g. the Armida of Tasso's Gerusalemme Liberata, and put in the mouths of one of the heroes
they are usually
or heroines.
Alcina, who appears in Ariosto's Orlando Furioso and
also in Boiardo's Orlando Innamorato. Cf. Spenser's
38 8.77 ("Bacis") and 6.86.2 (Delphi). The tone of the
witch Acrasia (F. S. uI. 12.85): 'These seeming
latterbeasts
is Hesiodic (cf. How and Wells ad loc.), and Jebb
are men indeed / Whom this Enchauntresse hath(The Growth
trans-and Influence of Classical Greek Poetry
formed thus / Whylome here lovers, which her (Boston,
lusts I897),
did 89-90) has accordingly suggested that
Hesiod's theology
feed, / Now turned into figures hideous, / According to may have been of Delphic inspiration;
their minds like monstruous./ Sad end (quoth he) of
but surely a simpler and more probable explanation of
this and
life intemperate, / And mournefull meed of ioyes similar verbal correspondences is that the poets
delici-
ous." Milton's Comus, son of Circe, "Excels his Mother
of the oracle wrote in the stylistic tradition of the school
of Hesiod. /
at her mighty Art / Off'ring to every weary Traveller
His orient liquor ... / (For most do taste through 39 Forfond
interesting examples of sustained allegory in
intemperate thirst) / Soon as the Potion works, their
Lucian see Somnium 5 ff., Menippus I6 f., Timon 13 ff.,
human count'nance,/ Th'express resemblance ofI3the
Piscator ff., Charon 15 ff. There is a good account of
gods, is chang'd / Into some brutish form of Wolf interpretation
allegorical or in Philo and the early Christian
Bear / [and they] all their friends and native home exegetesfor-in Hatch, op. cit. 65 ff. On Stoic allegory see
get / To roll with pleasure in a sensual sty," Comus Geffcken,63- loc. cit., 328B f. Perhaps reference should be
77. An allegorical interpretation of the Circe episode made here is to the curious work of the Neoplatonist Por-
implicit in James Joyce's Ulysses; cf. Edmund Wilson,
phyry, de Antro Nympharvm, in which the author ex-
Axel's Castle (N. Y., I931), I96. plains the grotto of the Naiads of Ithaca (Od. I3.I02
35 Perhaps there are other allegories in the ff.) as an allegory of the world. The Naiads represent the
'AXKivov
a7r6Xoyoi. Cf. Heraclitus 2uaestiones Homericae souls of men, 70.waiting in their cave until it is time for
Hatch (op. cit., 64) mentions an anonymous themtreatise
to be joined to the bodies they are fated to dwell
Fabulae aliquot Homericae de Ulixis erroribus ethice
in during their sojourn on earth.
explicatae, ed. J. Columbus, Leiden, i745. 40 Allegory is perhaps even commoner in Latin litera-
36 Ut pictura poesis: a vein of formal symbolism ture than in inGreek, owing to the Romans' fondness for
Greek art parallels that of allegory in Greek literature. personifying abstractions. Some of the more interesting
Perhaps the most conspicuous example of suchLatin allegories are: the prologue of Plautus' Trinum-
symbol-
ism is the celebrated representation of the Apotheosis mus; Cicero's ofSomnium Scipionis; Livy's fable of the
Homer now in the British Museum, where the bellypoet
and the ismembers (2.32); the description of Fama
surrounded by figures representing the Iliad, in Aeneid
the Odys-4, and Virgil's First Eclogue; Horace's cele-
sey, Myth, History, Poetry, Tragedy, Comedy, brated O Navis referent (C. I.I4; cf. on this ode Quin-
Virtue,
Nature, Faith, Memory, Time, Wisdom, and the tilian Inst. 8.6.44); numerous passages in Ovid's Meta-
World.
Cephisodotus' statue of Eirene nursing Plutus and morphoses
Apel- (e. g. II.592 ff.); Apuleius' Cupid and Psyche;
les' picture of Calumny attended by Ignorance, Martianus
Suspi- Capella's Marriage of Mercury and Philol-
cion and others, are simpler examples of the same ogy; sort
the two ofcities in Augustine's de Civitate Dei; and
thing. the personification of Philosophy in Boethius' Conso-
37 Two Strifes, W. D. II-26; Pandora, W. D. 54-Io4, latio. For an interesting discussion of several allegorical
especially 94-I04 (the de-cription of Hope and the jar passages in Statius, Seneca, and some others see C.S.
of evils); Zeus and Justice, Theog. 90o-o6. The offspring Lewis, op. cit., chapter ii, sections 2 and 3, especially pp.
of this marriage areGood Order, Law, the Seasons, Peace, 49-56 and 63-64.
and the Fates. Hesiod extends and develops the alle- 41 Cf. S. E. Bassett, The Poetry of Homer (Berkeley,
gorical method already existing in Homer, as a compari- I938), p. 74.
son of W. D. II-26 with Iliad 4.439 ff. will show; but
In May
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