What Makes Writing Academic
What Makes Writing Academic
Julia Molinari
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To Felia
vi
Contents
Letter to My Reader 1
1 Troubling Academic Writing: Problems and Implications for Higher
Education 17
2 How Did We Get Here? A Selected History 45
3 What Makes Writing Academic: Learning from Writings ‘in the Wild’ 73
4 Critical Realism: Re-claiming Theory for Practice 99
5 Foundations for a Future Writing Pedagogy 131
Signing Off 163
Afterword 169
References 174
Index 199
Figures
looking at the way dominant practices exclude the possibility of diversity, the
response of most universities is to support the ‘industries’ associated with
the production of ‘acceptable’ forms of demonstrating knowing in the form
of writing courses, units and centres focusing on ‘student development’ and,
even, attempts to police plagiarism. The result of all this is that those who do
not produce the performances sanctioned, either because they have not yet
mastered them, because they are alien to them or because they do not want to
produce them, are ‘pathologised’ in a process that simultaneously ensures that
the industries themselves are sustained and those who most reap the benefits of
a higher education continue to do so.
Molinari’s powerful text draws on critical realism to show how academic
writing, the form of demonstrating knowing privileged in the universities, came
to be reduced to a series of ‘transferable mechanical skills’. These ‘skills’ are, of
course, the raw materials of the industries used to sustain dominant forms of
academic expression. In order to do this, she examines the way ‘writing’ came
to be conflated with the alphabet and so-called ‘higher order thinking’ at the
expense of oral and visual means of expression. In critical realist terms, this
involves exploring the ‘the world’ that exists independently of our apprehension
of it, the world of relatively enduring structures and mechanisms that led to the
emergence of events over centuries in time and our experiences of those events.
For those concerned with social justice, this exposition of the way things ‘came
to be’ offers the potential to see how things could be changed.
Essentially, this book is about writing pedagogies and more specifically about
the development of writing pedagogies as ‘levers for change’. Historically claims
have been made for other pedagogies to do this. Approaches to developing
writing that saw the need for students to be socialized into a set of practices were
seen as a means of opening access to students. What they offered, however, was
access to an unchanged order of things. By identifying the multiplicity of literacy
practices, researchers such as Brian Street and Shirley Brice Heath allowed us to
see how some practices were more powerful than others and how some had more
access to those practices. The problem, though, was that the acknowledgement
of multiplicity did not necessarily entail ensuring that power was challenged and
often this work was used simply as a means of understanding why some people
found it more difficult to master performances of knowing than others.
The use of critical realism allows Molinari to identify texts as emerging
from the interplay of enduring structures and mechanisms at a level of reality
that cannot be accessed empirically. Understanding this interplay allows us to
see what contributes to the experience of these texts as ‘academic’. Molinari’s
Foreword xi
location of scholarship as lever for change at this level of reality is important for
a number of reasons not least because of the role of common-sense discourses
in constraining action. She notes that writing has to have ‘content’, that it has to
be about something. This leads to an argument for the use of interdisciplinary
approaches that ensure that novice writers have something to write about. The
trouble with interdisciplinary approaches is that those in the disciplines then
draw on common-sense discourses to claim that they are not writing teachers,
that their role is not to ‘teach English’. The identification of scholarship as a
mechanism that can be drawn upon to challenge academics’ understandings
of themselves as experts in the disciplines rather than teachers of writing is
therefore key to change. Molinari’s powerful arguments offer the potential to
guide that scholarship regardless of the forms it takes.
Other mechanisms identified by Molinari as needing to be brought into play
include indigenous knowledge systems and indigenous languages, long denied a
place in the ‘academic’ world. At the centre of critical realist thinking is the idea
that we should never conflate ‘what is’ with ‘what can be known’, a phenomenon
termed the ‘epistemic fallacy’. Language is a resource for making sense of the
worlds around us and different languages allow us to do this in different ways.
Requiring students to use English, or any other dominant language, requires
the adoption of a form of sense making that may be foreign, enhancing the
alienation they may feel from having to draw on the theories and principles that
deny them the understandings that have sustained their lives before entering a
university. If higher education truly is to contribute to social justice, how can we
deny that ‘what is’ may be much more than what we can know by drawing on
epistemologies and ontologies developed in the Global North?
In identifying these mechanisms at a level of reality that normally escapes
us and in calling for others to engage in the enquiry necessary to recognize
others, Molinari is not outlining a pedagogy in itself but rather the potential
for the emergence of pedagogies that will contribute to change. This is what
makes her book important. It is not a ‘how to’ manual. It does not advocate any
one particular approach. Rather it opens up the possibility for the emergence
of an array of pedagogies and approaches that will take account of the myriad
different contexts in which students and teachers live and work. In doing this,
the book offers hope and the excitement of seeing what can emerge as we work
to make what can be counted as knowing and as manifestations of knowing
more socially just.
Acknowledgements
The 2020–21 have been years of hostile environments; two painful years,
exacerbated by COVID-19, climate emergencies, BREXIT, flood and wildfire
devastation, political divisiveness, personal loss and heartache. The collective
aftermath is still being felt and it will be long-lasting. Somehow, I managed
to squeeze this book through the cracks of lockdown, trapped at home, and
fortunate to not only have a home but to have one with ‘a room of my own’. It
was my best friend Felia, to whom I dedicate this monograph, who insisted: ‘if
not now, then when?’ I am indebted to her dogged insistence, over forty years of
friendship, that I ‘do something’ with these ideas! Thanks, Fe x.
I would be lost without Luay and Robs. They’ve had to endure the years of
the PhD and now this, more hours at my computer, absent-mindedness in all
matters domestic, last-minute and random decisions about what to eat or what
to do on a weekend. Between the eye-rolls and theatrical yawns as they listen to
me droning on about academic writing and how it could all be so different, they
have never stopped repeating ‘I am so proud of you’ and ‘Brava mamma’. I love
them with all my being.
This monograph germinated and grew from the generous conversations, kind
mentoring and vigilant supervision of Professor Patricia Thomson and Professor
Andrew Fisher. I am beyond grateful to them, along with my examiners, Professor
Gina Wisker and Dr Ian James Kidd, for believing there was something in the
way I think about academic writing, both educationally and philosophically, that
was worth teasing out. Pat and Andy, you’ll recognize most of what we did for
the thesis in here (including the stuff you probably weren’t so keen on!) but there
are also omissions and additions. I could have done more and better, but for
now, and given the circumstances, it’s the best I could do.
Also key to my thinking have been the three people involved in either
reviewing the initial proposal or writing the foreword and afterword to this
first book. Professor Chrissie Boughey, Dr Fiona English and Professor Suresh
Canagarajah, all of whom are luminaries in their fields and have significantly
shaped the ways in which I think about academic writing. They are creative,
innovative and courageous intellectuals who have stood up for marginalized
students and academics throughout their academic trajectories. Thank you for
Acknowledgements xiii
endorsing what I am trying to say and for generously giving up your time to do
so. An anonymous reviewer also dedicated their energies to reading the whole
manuscript and I hope that I have done some justice to your kind comments and
suggestions.
Never in a million years would I have expected Bloomsbury to agree to
publishing this, yet here I am, one of their authors! Who would have thought!
Maria, Evangeline and Anna (my editors), and their teams, have been kind and
patient and so encouraging at every step of what is a brand-new process for me.
I am especially grateful for the early support and suggestions that I received,
especially when I expressed the desire for the book to be available Open Access.
Several critical friends and colleagues have stood by me over the years. Two,
in particular, stand out: Dr Alex Ding and Dr Sally Zacharias. This is because of
the many hours we have spent talking each other’s ideas through, constantly and
generously looking for synergies in how we think about language, literacy and
writing, differing on some aspects, but ultimately pushing each other to think
through the implications of some of our more controversial positions. Please let’s
keep talking.
I now take full responsibility for anything that is good and everything that is
bad in here.
Abbreviations
EV Epistemic Virtue
TC Threshold Concept
Letter to My Reader
Dear Reader,
I am assuming that if you have chosen to read this book, it is because you either
teach academic writing as a tutor, lecturer or supervisor and/or you are an
academic writer yourself, maybe a student who has to write essays, a doctoral
researcher who needs to make choices about how to represent your knowledge
or a writer of academic journals, maybe even books, who continues to question
what shape and form your writing should take. If you are any of the above, then
there should be something in here for you, maybe a reference you hadn’t come
across before or an idea for how you could write your next academic text, teach
a writing lesson or advise a doctoral researcher. Note my use of ‘how you could’ –
this gives a clue as to what this book is about. It is about possibilities for writing,
not prescriptions on how you should write. How you should write is a question of
opportunities and constraints that are so specific to your unique contexts that I
would need to be the proverbial fly on the wall to glean the knowledge to advise
on what you should do. No, this isn’t a ‘how to write’ book. It is a book about
the knowledge work that academic writing does and the forms that (dis)allow
writing to do its job as a ‘knowledge worker’. It is a book about possibilities for
how academic writing could be.
By ‘forms’ I mean genres, understood throughout this book at their most
basic level of ‘conventionalised ways of acting and interacting by exhibiting
regularities and shared understandings of how language is used’ (Devitt, 1996;
Hamilton & Pitt, 2009). I will be using ‘form’ and ‘genre’ somewhat synonymously
and interchangeably rather than in any technical or specialized sense. This is
because the book isn’t about genre per se but about how academic writing comes
to be classified as ‘academic’ in the first place. An IELTS essay, a traditional
PhD monograph, a poem and an academic journal article are all examples of
genres because they communicate knowledge by arranging words and sentences
in ways that readers expect to find them. The reason genre is so important to
understanding what makes writing academic is that academia is somewhat
territorial and defensive of its writing traditions: as soon as anybody disrupts
conventionalized ways of writing – breaks the rules, subverts the standards – the
2 What Makes Writing Academic
academic literacy wars erupt, students fail, articles get rejected and the almighty
wrath of the guardians of the academic temple descend on their victim, a writer
who may simply have been exercising their intellectual and creative right to
communicate complex knowledge differently or grappling with the universally
shared challenge of finding the right words to say what needs saying. Either way,
messing around with genres, with form, is seriously frowned upon in academia.
As you can probably tell, I have started this book as I mean to continue it, by
doing just that, by messing around a bit with genre. This is meant to be a serious
‘academic’ monograph based on my PhD research about academic writing, no
less! Yet, here I am, informally chatting away, seemingly digressing as if you were
here, in the same room or on the same screen as me (forgive me, I write this
having been in lockdown for over a year because of the Covid-19 pandemic, I
haven’t been with people in a long time and the unexpected comforts that the
informalities of lockdown have generated – from teaching in loungewear to
lecturing from the kitchen table – may be wreaking havoc with my writing!).
Well, this is a serious book, it is an academic book and what makes it academic
is the knowledge it deals with, the references it draws on, the research that has
gone into it and my identity, my right to be a writer who is present in her text.
Le Ha (2009) did this too and she got published in an academic journal, as did
Richardson (1997), so I tentatively, wholly deferentially, take my cue from them
by giving myself the licence to be both academic and have a personality, to take
a risk in negotiating institution and intuition, structure and agency, convention
and voice. Some may not like this style, but others will, just as some don’t like
the zombified prose and predictable patterns of formal academic writing, but
others feel reassured by the authority of its clinical, monotone and passive voice.
If nothing else, it is the differences in taste about style that unite us because, at
some stage, we all have to trudge through text that sends us to sleep or irritates
us. And this again is the whole point of the book. There are different ways of
communicating academic knowledge and I hope that if you do make it to the
end (there may be some unfamiliar technical jargony hurdles to get over, but I
do my best to explain), you will see that what makes writing academic is actually
quite simple and has nothing to do with using the passive voice or avoiding
personal pronouns.
What also gives me the licence to mess around a bit with my language and tone,
with genre, is that what makes writing academic emerges from socio-academic
and historical practices rather than conventionalized stylistic, linguistic or
syntactic forms. What this means in practice is that academic writings are and
can be varied. They don’t all have to fit the mould of convention. Using a critical
Letter to My Reader 3
virtues (and vices) affect how academic texts are written and who sets the
standards by which they are deemed ‘academic’. By situating my book in this
way, I provide a rationale for diversity that is hinted at in several similar books,
but not made fully explicit.
There are three further underlying reasons for writing this book. Firstly, UK
universities, the context with which I am most familiar, are increasingly diverse
spaces attended by up to 50 per cent of the UK’s eligible population (ONS,
2019) representing a range of socio-economic and cultural demographics.
This widened participation amongst home students brings with it a range of
educational, linguistic and literacy backgrounds (for example, 90 per cent
of students are from state-funded schools [HESA, 2020b]), abilities and
motivations. Moreover, approximately 20 per cent of the UK university student
body is ‘international’ with a further 20 per cent accounting for mature students
(DBIS, 2016; HESA, 2020a; Tuckett, 2013). In Europe alone one in seven people
of working age (fifteen to sixty-four) identify as disabled (EUROSTAT, 2019);
yet, disabled people frequently face barriers when it comes to participating
equally in many aspects of society, including education. The diversity that
characterizes university students and that HEIs (Higher Education Institutions)
boast of in their promotional literatures as hallmarks of their inclusive provision
rarely manifests itself as diversity in academic writing practices. Rather,
university literacy practices are designed to cancel differences, to homogenize
and standardize to norms and templates that don’t reflect or respect or explore
the literacies and languages students bring with them. Yet, as Canagarajah (2021)
reminds us in a recent online lecture, we can actually ‘have it both ways’ because
norms can be negotiated; they can change because literacy and language are not
fixed. Academic texts can be part of a rich and varied ecological landscape which
acknowledges, for example, that there is no such thing as ‘standard English’:
Standard English is not a ‘thing’. It doesn’t have a life of its own outside. We
created ‘standard English’. Standard English has words from so many languages,
from Swedish, Norwegian, Tamil, lots of languages. How did this come to
be treated as pure, normative, standard English? It’s purely ideology. It’s not
something ontological. Language doesn’t exist out there, in one state, in one
stage and then start.
time: variation within those patterns does not threaten the unity of the pattern
but it can provide writers with opportunities to take part in changing the norms
that constitute the overall pattern.
The second underlying reason for writing this book is that movements to
decolonize universities, educate online and question neoliberal higher education
practices further highlight transformative trends that raise concerns about social
justice, including who or what universities are for. As Boughey reminds us in the
foreword to this book, diverse students bring diverse literacies and if universities
are to be sites for inclusion, diversity and knowledge transformation, writing
practices need questioning. And finally, my motivation for writing this is to
index that what makes writing academic is evolving, emerging and contestable:
it has evolved over time; it emerges as a practice that transcends its forms; and
it remains contested, as academic disciplines revisit how best to represent the
ontologies and epistemologies of their fields of knowledge. This matters at a
point in history, now, when the crisis of representation endures: how should
knowledge be communicated and in what forms in an era of instant social
media, bite-size and click-bait broadcasting, fee-charging universities, widening
participation, climate emergencies, six-minute or long reads, open access,
posthuman technology and crowd-sourced wisdom?
The book begins by contextualizing academic writing within two particular
fields of study: UK EAP1 or EGAP (English for General Academic Purposes) and
American Composition Studies (also referred to as Rhetoric and Composition
or WAC (Writing across the Curriculum). I start my focus in these areas because
they are the areas with which I am familiar as both a teacher and a researcher
and because pedagogic programmes such as these are highly influential in
shaping discourses about academic writing. As such, they have a responsibility
to educate students and practitioners about the evolving purposes, forms and
possibilities for academic expression. I then subject academic writing to an
interdisciplinary (educational and philosophical) analysis in order to argue that
what makes writing academic are its socio-academic practices and values, not its
conventional forms. It is this argument that allows me to gradually re-think the
theories that academic writing pedagogies traditionally draw on – such as genre
theory and cognitive and applied linguistics – and to propose the inclusion of
1
Presessional EAP courses in the UK enable access to undergraduate and postgraduate courses for
which students, typically international students, have an offer that is conditional on passing an EAP
course. These are different to insessional courses which offer EAP support alongside study on degree
programmes. Both presessional and insessional courses provide academic communication support
to international and home students.
6 What Makes Writing Academic
a new one – critical realism – so that writing practices can be transformed into
more inclusive methods of enquiry and of epistemic representation.
The norms taught by traditional, often commercial, academic writing
programmes tend to be those associated with what has been called the ‘scientific
paradigm’ (Bennett, 2015; Turner, 2010, 2018). EAP, for example, teaches this
paradigm and in so doing is presenting a particular form and ideology of
academic writing that is not representative of all disciplines. Asking students
to replicate norms and conventions leads to uncritical syllabi and assessment
practices that do not require knowledge of the broader educational process of
understanding why these norms prevail, what they can and cannot afford, who
benefits and what the implications of adopting these norms might be for them as
learners and writers and for the academic knowledge communities they will be
contributing to. Given that writing is the preferred mode of academic assessment,
as evidenced by the ‘essay’ remaining the default genre in the humanities and in
many of the arts and social sciences (Womack, 1993), it is not surprising that it
is student writing that receives a great deal of attention in higher education and
EAP. This has been shown in Nesi and Gardner (2012) and Andrews (2003).
As a consequence of the centrality of writing, the focus on norms mentioned
above is also to be found in how academic writing is approached. This is
despite a shift, in the last twenty years or so, from a narrow focus on text and its
linguistic norms towards more multimodal forms of communication (Andrews,
2010, p. 93; Andrews et al., 2012; Paré, 2018; Roozen & Erickson, 2017). This
shift has seen literacy practices (such as informed rhetorical choices about
style and multimodality), as opposed to skills (such as the decontextualized
and transferable mechanics of writing, like paragraphing), come to the fore in
several areas of research writing, including Kamler and Thomson (2006) and A.
Archer and Breuer (2015). EAP, however, has been slow to catch up with or even
embrace this trend, a trend that indexes the richness and possibilities academic
writing practices afford so that it can fulfil a range of academic purposes. Such
purposes include preparing students for the multimodal communication needed
in the twenty-first century (Andrews et al., 2012; A. Archer & Breuer, 2016;
Mcculloch, 2017; Paré, 2017), respecting and celebrating the diverse literacies,
values and identities that students bring with them to academia (Canagarajah,
2019; Roozen & Erickson, 2017; Sperlinger, McLellan, & Pettigrew, 2018;
Williams, 2017) and educating about writing so that students are empowered to
make informed choices about what is possible and why it is possible as well as
about what is expected (Downs & Wardle, 2007; Mays, 2017).
Letter to My Reader 7
and meaning, of academic writing being formal, objective and linear in the first
place. What this looks like in EAP is a ‘piling up of highly similar textbooks
and resources’ on how to write an academic essay, for example, that ‘resist’ the
challenge that might come from other disciplines, such as Composition Studies
(Tardy & Jwa, 2016), Writing Studies (Adler-Kassner & Wardle, 2015), Academic
Literacies (Scott & Lillis, 2007), Multimodality (A. Archer & Breuer, 2015), post-
Colonial Literacies (Thesen & Cooper, 2013) and Philosophy and Sociology
(Judd, 2003). An example of one such challenge might be that academic writing
might be better described as ‘recursive’ rather than linear, as argued by Palmeri
(2012), who belongs to both the Composition and Multimodal Writing Studies
tradition. What he means by this is that when academic writing is seen through
the lens of composition and multimodality, we notice recursive patterns of
voice, argument, rhythm, pathos, logos and ethos that the attribute of ‘linearity’
fails to capture.
EAP is a fairly well-established field (it has its own journals, professional
networks, conferences, publications and all the trappings of what constitutes a
field of study) and, as such, it, too, boasts its own shallow consensus and fine-
grained specialisms, from building lexical corpora to analysing discipline-
specific genres. Rather than add further to the process of disciplinary
specialization and incremental technicalization, I have chosen to take a step
back, to ‘zoom out’ as Mays (2017) might say and challenge some of the shallow
consensus that binds EAP with regards to the social complexity of academic
writing. I do this by asking a deceptively simple question: what makes writing
academic, given its diversity and contingent history and given that what can
seem to be academic may not be academic at all (as in the case of academic
hoaxes)? I have chosen Philosophy, broadly understood as a form of enquiry
into the nature of things, or as an ‘under-labourer’, to quote Roy Bhaskar, as
the main approach for my argument because it allows me to step back from
the traditional disciplinary specialisms and standpoints of EAP and engage
more freely in considering alternative conceptualizations of academic writing.
For example, research into academic writing might benefit from resisting, or
momentarily suspending, disciplinary and methodological classification. This
is because researching writing has led me to raise broader questions that require
educational and philosophical responses. Instead of deciding where I stand on
any particular (specialist) theory of writing, by identifying putative gaps and
limitations, I take a step back to look at writing as a broad and abstract social
phenomenon and then try to clarify questions regarding its nature, such as ‘what
is writing’ and ‘what makes it academic’. This steers me more towards advancing
Letter to My Reader 11
a theory of academic writing which may then have repercussions for pedagogies
that influence ‘how to write’. I discuss these in the last chapter.
An analytic approach allows me to address the epistemological and
ontological dualism that underlies EAP’s approach to academic writing. This
dualism manifests itself as a binary between skills, which tell us how to achieve
something, namely procedural knowledge, and practices, which are claims
about what is the case, namely propositional knowledge (Fantl, 2017; Knorr
Cetina, Schatzki, & von Savigny, 2001). Writing instruction in EAP, for example,
makes knowledge claims such as ‘writing is formal, objective and linear’ that
collapse claims about how to write some academic texts (procedural) with
what all academic writing is (propositional). Similarly, critics of American
writing instruction, such as David Russell and Mike Rose, have highlighted
the failure of what they call the ‘myth of transience’, namely the mistaken belief
that writing skills, once learnt, can be ‘transferred’ to any writing context: the
myth of transience is a myth precisely because it lures teachers and students
into thinking that procedural knowledge about certain genres (such as the five-
paragraph essay or the ‘create a research space’ gap-filling approach to research
writing (Swales & Feak, 2012)) can be collapsed into propositional knowledge
about academic writing in general. Such erroneous generalizations from the
particular to the universal are seductive because they are easy to standardize, to
teach and to learn. But, equally, these same generalizations run into trouble and
become increasingly difficult to unlearn when academic writers move across
contexts, negotiating new academic purposes and discovering the affordances
of diverse ways of representing their knowledge. Academic writing instruction
collapses epistemology into ontology by conflating some of its basic constitutive
elements (which are by no means exhaustive), such as its putative formality, with
its characteristics as a whole: the fact that one academic text is formal does not
mean that all academic texts are formal. The mistake of collapsing epistemology
(how we come to know something) with ontology (what something actually is)
occurs when we generalize what academic writing is (as a whole) on the basis
of some of its features (its parts). The fact that I have come to know academic
writing as ‘formal, objective and linear’ does not tell me what academic writing
is because there could be other kinds of academic writing that do not share
these characteristics. In fact, as I show throughout the book, there are plenty
of reasons to not describe academic writing as linear, objective and formal. In
this sense, EAP conflates how it has come to know and then define academic
writing with what academic writing is. This amounts to an epistemic fallacy,
discussed in Chapter 4, whereby ‘how we come to know the world’ from a
12 What Makes Writing Academic
monodisciplinary and particularist position gets equated with the way the world
is or could be. That this fallacy is problematic can be evidenced by how, for
example, definitions of IQ or literacy differ according to the methods of enquiry
used to establish their ontologies: for example, a child will be deemed illiterate
if my definition of literacy reifies the prescriptivist standards of a Latin-inspired
grammatical tradition or of monolingualism over the socio-communicative
skills of descriptive grammars or of multilingual literacies. Similarly, prescriptive
approaches to academic writing tend to single out particular forms and
standards of academic writing and then reify these to the status of universal
standards. A student whose academic literacies may be more complex, varied
or epistemologically and ontologically nuanced will inevitably be disadvantaged
when assessed against standards that reduce the academicness of writing to the
shallow consensus of linearity or objectivity rather than frame this academicness
as a recursive or disciplinary social and historical phenomenon (whereby what
counts as ‘objective’ becomes a matter of disciplinary contentions and epistemic
virtues rather than a matter of the surface features of the text).
EAP is a field of writing instruction that has a responsibility for educating
students about academic writing just as much as it has a responsibility to teach
them how to write particular genres. Yet, it often falls foul to universalizing a
particularist version of academic writing at the expense of other ways of writing
academically, as I show in Chapters 1 and 3. Moreover, EAP has been known
to make further misleading ontological claims, such as ‘composites are nothing
more than the sum of their basic constitutive elements’ (Beckett & Hager, 2018,
pp. 138–40), thus compounding the perception that learning to write academically
is about learning to master a set of discrete, finite and transferable skills. This
deeply troubling reductionist framing of academic writing underscores many
mainstream and commercial approaches to EAP writing. It is this framing that I
challenge throughout the book.
My analytic approach exposes these epistemological and ontological
conflations by proposing a generative model of academic writing that accounts
for change in how instances of academic writing come to be classified in the
first place and for what academic writing is and could be: the former requires
empirical and inductive observation and includes a range of methodologies such
as ethnography and corpus analysis to show how varied academic writings are.
The latter demands a conceptual shift that does not conflate what something is
composed of with what it is as a whole. This means that whatever our inductive
observations tell us about what academic writing looks like may not be sufficient
to determine what makes writing academic. Rather, what I am proposing in this
Letter to My Reader 13
book is that what makes writing academic – its academicness – emerges from a
complex stratified ontology of structures and agencies. Because of this emergent
nature, academicness cannot be reduced to any defining feature or variable, such
as its grammar or vocabulary or style. Instead, academicness can be thought of
as ‘multiply realizable’ (Fodor, 1974, 1997), a position that is compatible with
systems theory (Ball, 2004; Mays, 2017) and its implications for the philosophy
of mind and sociology (Sawyer, 2001). Similarly, the multiple and emergent
realizability of academic writing has important implications for understanding
writing as an evolving social academic practice rather than as a static genre.
The book is divided into five chapters. Chapter 1 is concerned with explaining
what academic writing is in EAP and how EAP can misrepresent it. Chapter
2 delves into the history of writing and literacy to tease out the ideologies
shaping writing practices. Chapter 3 showcases a range of academic writings
that challenge conventional understandings of what makes writing academic.
Chapter 4 proposes a macro-theory of academic writing that can inform
academic writing pedagogies. This theory is critical realism. It is a socio-scientific
philosophy that allows us to re-imagine academic writing within a non-linear,
emergent and complex social open system. Conceptualizing academic writing
as an open system allows us to shift our thinking away from describing writing
as a reductive and mechanistic ‘transferable skill’ that can be deployed across all
writing contexts. When re-imagined as an open system, change and diversity in
academic writing practices become not only possible, but inevitable. The final
chapter proposes a foundation for a future pedagogy of academic writing as an
open system that can continue to change. It highlights ways in which writers
and teachers of academic writing can enact their agencies to effectuate change
in their teaching and writing practices. When conceptualized as an open system,
diverse genres can emerge.
Notes on Style
You may be pondering the same question I am often asked when I present my
work to others at conferences, staff meetings and workshops: doesn’t the genre
that I have chosen to communicate my knowledge undermine my argument for
diversity, multilingualism and multimodality in academic literacy practices (even
my examiners asked me that)? The short answer is – no. My argument is not that
we should all stop writing linear, passive and impersonal prose. My argument
is that we shouldn’t all have to. The whole point of acknowledging diversity
14 What Makes Writing Academic
Introduction
It is ironic that some educational institutions … militate against the very higher-
order thinking that they are supposed to encourage.
(Andrews, 2010, p. 53)
The ‘Ologies’
academic are its impersonal forms and that for something to be ‘academic’, it
needs to be impersonal. In the second scenario, the student is more likely to
form the belief that what makes writing academic are a wider range of features,
since there are many ways of transforming, or re-configuring, knowledge (see,
for example, work by Fiona English (2011, 2015)).
Each ontological classification is the result of an epistemological finding. If
what makes writing academic are its impersonal forms (ontology), this assumes
that being impersonal is what it means to be academic because academia has been
found to be the kind of place where impersonal claims are made (epistemology).
If, on the other hand, we posit that what makes writing academic are its powers
to transform knowledge (ontology), this assumes that transforming knowledge
is what it means to be academic because academia has been found to be the kind
of place where knowledge is transformed (epistemology).
Here is a sense of the confusion generated when these distinctions are elided
in writing instruction. Sam is a semi-fictionalized but real UK university student
whose words I have anonymized to protect their identity but to also signal that
they represent the familiar refrain of many such students.
are several kinds. The reason there are several kinds of writing is that academic
writing is doing and achieving different sorts of things. In fact, a far better
designation for referring to the writing that takes place in the academy might be
to use the plural form of ‘academic writings’ (exemplified in Chapter 3). Sam has
formed the belief that an academic essay is a ‘certain kind of thing’ (ontology)
that can be transferred across contexts. Had they been taught that academic
writing is a method for representing knowledge, they might have been more
open to understanding it epistemologically. An epistemological understanding
of academic writing is more likely to have prepared Sam for the seemingly
confusing feedback they had received because if writing is understood for the
epistemological work that it does, it becomes easier to recognize that it will vary
in its forms according to its purposes.
Having introduced the distinction between ontological and epistemological
understanding of academic writing, I now highlight another dualism intended
to further trouble what makes writing academic.
Academic writing – how it is taught, talked and written about and then
experienced – is dualistic. This dualism broadly consists of framing academic
writing as either a skill (Hyland, 2006, p. 17) or as a social practice (Lea & Street,
1998, p. 159; Lillis & Curry, 2010a, p. 19), a distinction that has important
implications for how academic writing is taught. References to this dualism
resonate throughout the literatures in which writing is discussed from a UK
EAP/Academic Literacies perspective (e.g. Hocking & Toh, 2010; Lea & Street,
1998; Scott & Lillis, 2007; Wingate & Tribble, 2012) and a US Composition
Studies perspective (e.g. Anson & Moore, 2016; Downs & Wardle, 2007; Russell
& Cortes, 2012). A ‘skill’ can be understood as the mechanical ability to turn, for
example, an active sentence into a passive one. This ability requires knowing how
to use grammar, regardless of context, purpose or audience. By contrast, a ‘social
practice’ is knowing that the use of a passive or plural can be inappropriate. Skills
can be further understood as being transferable to other academic contexts
whereas social practices are less straightforwardly transferable because they
are concerned with protean human activity that changes according to socio-
academic contexts, purposes and intentions.
Distinctions between skills and practices are premised on broader sociologies
of knowledge that differentiate between ‘knowing how’ to do something (for
example, how to spell a word) and ‘knowing that’ (for example, that words can
Troubling Academic Writing 21
have different meanings in different contexts). Skills thus become equated with
‘technical knowledge’ and social practices with ‘practical knowledge’: the former
concerns knowledge of rules and techniques; the latter ‘consists of organised
abilities to discern, judge and perform that are … rooted in understanding,
beliefs, values and attitudes …. Practical knowledge is acquired by living within
the organised social world’ (Hirst, 1998, p. 152). Specifically, this dualism maps
on to the distinction between procedural knowledge (knowing how to do
something) and propositional knowledge (knowing that something is the case),
whereby skills are examples of the former and practices of the latter (Fantl, 2017).
The roots of this dualism run deep and have evolved from translations of the
ancient Greeks’ distinction between epistêmê (science/theory) and technê (craft/
practice). As such, the dichotomy of skills and practices characterizes ‘Western’
thinking and it is traditionally traced to Aristotle’s ethical theory. Aristotle
describes as poiesis those human actions that require a form of knowledge he
called technê, which has been translated as a rule-governed ‘ability to make’ an
artefact, such as a pot. Because poiesis requires the maker to know in advance
what the result of their activity will be, it is not the same as praxis, which is an
action aimed at ‘doing’ some morally worthwhile ‘good’. Within the Aristotelian
tradition, political, social and educational activities fall under phronesis,
meaning wisdom and deliberation and, as such, they are aligned with praxis, not
poiesis (Carr, 1998; Hogan, 2015), because of their open-ended reflective and
explorative nature.
The legacy of this dualism survives in current philosophical, sociological and
educational discussions about how theory relates to practice. However, to make
matters confusing, current understandings of ‘theory’ are probably closer to
what Aristotle meant by praxis (i.e. reflection and deliberation), whereas poiesis
is possibly closer to the idea of what we now call ‘practice’ (as in the repetition of
a skill to achieve an outcome known in advance, e.g. a painting or riding a bike).
The sematic slipperiness of these terms might explain why misunderstandings
arise from their usage. For example, modern-day understandings of ‘skills’
are associated with practical and technical abilities (poiesis and technê) rather
than theoretical dispositions (praxis); yet, each shares attributes of the other: a
joiner is both skilled in a technical sense and is reflective in a theoretical sense
because they need geometrical knowledge to deliberate that a range of practical
possibilities for shaping the wood is available. American educationalist Mike
Rose (2005) has endeavoured to blur these distinctions in his sociological
accounts of the tacit propositional knowledge (knowing that) needed to perform
the highly skilled labour of ‘American workers’; writing scholars Graff and
Birkenstein (2006) do the same when they encourage the use of ‘know how’
22 What Makes Writing Academic
1
This is a controversial claim that I do not develop in this book. Suffice to say that I am aware of a
vast body of literatures on this controversy. Hyland, K. (2016). Teaching and researching writing (3rd
ed.). Abingdon: Routledge., Rose, M. (1989). Lives on the boundary: the struggles and achievements
of America’s underprepared. New York: Free Press. Collier Macmillan Publishers., Warner, J. (2018).
Why they can’t write: Killing the five-paragraph essay and other necessities. Johns Hopkins University
Press., including ongoing debates about editorial bias with regards to standards of accuracy in
academic writing. Politzer-Ahles, S., Girolamo, T., & Ghali, S. (2020). Preliminary evidence of
linguistic bias in academic reviewing. Journal of English for Academic Purposes, 47, 100895. https://
[Link]/[Link] Politzer-Ahles, S., Holliday, J. J., Girolamo, T.,
Spychalskae, M., & Harper Berksonf, K. (2016). Is linguistic injustice a myth? A response to Hyland
(2016). Journal of Second Language Writing, 34, 4–8. [Link]
jslw.2016.09.003.
24 What Makes Writing Academic
& Pitt, 2009) approaches that focus on grammatical accuracy – often referred
to pejoratively as ‘essayist’ literacies – have dominated the EAP approach to
writing. Reasons for such a skills-based ontology of academic writing vary and
are well documented. They range from the ubiquity of commercial assessments,
whose imperative is to standardize testing, to the over-reliance of pedagogy on
commercial textbooks (Bennett, 2009; Feak & Swales, 2013; Harwood, 2005;
Leung et al., 2016; Tribble, 2015; Turner, 2004, 2018).
However, when standard forms of academic English are questioned and
disrupted, for example, by being re-genred2 (English, 2011) or translanguaged3
(Wei, 2016), this raises concerns about where, how and whether we can
draw boundaries between what counts and does not count as ‘academic’ (cf.
Canagarajah & Lee (2013); Scott (2013)). Chapters 4 and 5 focus on theoretical
and pedagogical approaches to overcome the muddles generated by the skills
versus practices dualism, but, before we get there, more needs to be said about
each to further appreciate their influence on academic writing instruction.
Skills-based approaches can be further said to encourage and perpetuate the
‘myth of transience’ (Russell, 2002). The ‘myth’ consists in the mistaken belief
that writing can be taught in transitory, temporary and isolated ways without an
authentic purpose. It further suggests that whatever skills are learnt in a writing
class can be seamlessly transferred to all other contexts: Sam’s confusion can,
therefore, be explained by the myth of transience. Such approaches reflect the
widespread perception that writing instruction can be outsourced and learnt
separately from the disciplines, a phenomenon that has been criticized by
American educationalist and writing scholar Mike Rose (1985, p. 355): ‘The
belief persists in the American university that if we can just do x, or y, the
problem of poor student writing will be solved … and higher education will be
able to return to its real work [of teaching disciplinary content].’ Rose (1989) has
lamented the conflation of learning to write with the acquisition of cognitive
skills (such as memorizing rules). He claims that when we collapse the process of
writing into the acquisition of skills, we risk sidelining attitudes and dispositions
that may be more conducive to developing writing abilities. These include the
2
‘Re-genring’ is a term used by English (2011) to describe the process of re-working an essay by
using a different genre, for example, from prose to a dialogue. This allows ‘students to introduce
new perspectives, debate new issues and show a greater sense of ownership over the topic than was
apparent in their original essays’ (2011, p. 1) and develops critical thinking in ways that are not text-
centred.
3
‘Translanguaging’ is a term used by several sociolinguists, including Canagarajah (2011), Wei (2016)
and Leung et al. (2016) to describe the multilingual practice of communicating by drawing on one’s
full linguistic repertoire to re-appropriate or re-define meanings. Translanguaging is viewed as a
positive practice and signals a departure from framing ‘interference’ from other languages as negative.
Troubling Academic Writing 25
need to nurture everyday exploratory and personal literacies (as also argued by
Williams (2009); Williams and Zenger (2012)) and to cultivate the imagination
and a sense of ‘wonder’.
Rose traces the conflation of skills with writing ability back to the early-
twentieth-century writing curriculum which was influenced by studies in
psychology. These were used to inform pedagogies based on ‘memory and drill’
and the mechanics of grammatical ‘dos and don’ts’. He labelled this approach
to literacy as ‘essentialist’ and ‘exclusionary’, further claiming that it assumes
the meaning of words is straightforwardly accessible i.e. ‘clear’ to all. Instead,
argues Rose, it excludes learners who do not share its underlying conceptual
frameworks. What better explains students’ misunderstandings of academic
discourse is often not their lack of ‘academic’ vocabulary but their ignorance of
the ‘semiotic reach’ of academic words and of the conceptual frameworks and
disciplinary traditions they belong to. His poignant example of a student, Lucia,
is illustrative. Lucia, whose brother’s mental illness drew her to a psychology
degree, abandoned her course because her first-hand experience of psychological
trauma differed from the academic depictions of it. The university’s response to
Lucia’s difficulties was to remove her from the psychology class and send her to
language lessons that would ‘fix’ and ‘remedy’ her lack of understanding. Rose’s
contention is that ‘remedial’ approaches to developing academic literacy that
are removed from their disciplinary discourses are unlikely to help students
become writers because Lucia is not so much ‘suffering from a lack of specialist
vocabulary’ as she is ignorant of the histories of concepts that this vocabulary
refers to (Rose, 1989, pp. 192):
The discourse of academics is marked by terms and expressions that represent
an elaborate set of shared concepts and orientations: alienation, authoritarian
personality, the social construction of the self, determinism, hegemony,
equilibrium, intentionality, recursion, reinforcement and so on. This language
weaves through so many lectures and textbooks, is internal to so many learned
discussions, that it’s easy to forget what a foreign language it can be. Freshmen
are often puzzled by the talk they hear in the classrooms, but what is important
to note here is that their problem is not simply one of limited vocabulary. If we
see that problem as knowing or not knowing a list of words, as some quick-fix
remedies suggest, then we’ll force glossaries on students and miss the complexity
of the issue.
not be enacted. Practices are also closer to the classical meaning of praxis and
involve reflection and deliberation.
Practices are generally viewed more favourably than skills by literacy theorists
(Scott & Lillis, 2007), by philosophers (MacIntyre, 1985) and by progressive
educationalists (Dewey, 1916). They are seen as activities that require reflection
and thought, social interaction and a sense of purpose that changes to suit the
aims, beliefs, values, experiences and choices of, in this case, writers (Scott, 2000;
Williams, 2017). For sociolinguist and literacies scholar Theresa Lillis (2013,
pp. 78),
practice signals two key principles: an empirical commitment to observe and
explore what, where and how people read and write, including their perspectives
on what they do, as well as their values and interests; a theoretical interest in
seeking explanations for the nature and consequences of what people do,
including a focus on issues of power and agency drawing on notions from
sociological and critical discourse theories.
MacIntyre’s views on the role played by ‘human powers’, ‘agency’, ‘activity’ and
‘purpose’ in ‘social activity’ echo those of Lillis, who unequivocally foregrounds
the role that ‘people’ have in shaping practices through their values, interests,
experiences and agencies. This did not happen in Lucia’s case because her
experience and situated knowledge of psychology were not valued or deemed
relevant to the academic discipline of psychology – as a consequence of her
knowledge not being valued, the way that she expressed it in writing was not
deemed to be academically appropriate. What MacIntyre’s understanding
of practice further indexes is its processual and complex nature whereby the
standards of excellence in any given practice, such as the practice of writing
academically, are relative to the practice itself, not to any specific token (product
or artefact) of writing, such as an essay or ‘academic’ vocabulary: a skill thus
becomes a means to an end, that end being a practice that human agents can
28 What Makes Writing Academic
‘extend’. As we shall see, this has important implications for what makes writing
academic.
Drawing on the practice of farming as her example, Fitzmaurice (2010, p. 47)
illustrates what MacIntyre meant by ‘practice’ and the ‘standards of excellence’
needed to achieve it. Specifically, Fitzmaurice is concerned with the practice
of teaching and with teachers’ agencies in transforming their practices. She
argues that teaching requires human dispositions, values, virtues and qualities
(standards of excellence) that transcend the application of techniques (or skills).
If practices are understood as the ends of human activity, then when these ends
change, so must the skills required to achieve them:
The planting of crops is not a practice, but farming is, as are the enquiries of
physics, chemistry, biology and the work of the historian, the musician and the
painter. A practice involves standards of excellence and to enter into a practice
is to accept these standards and to judge one’s own performance against them.
The goods internal to a practice can only be had by involvement in that practice
unlike external goods such as money, status, prestige, which can be achieved in
many ways.
the activities of research and enquiry, rather than to the skills required to achieve
these standards, such as referencing: clearly, these skills are necessary, but they
are simply means to achieving the practice; they are not the ends of writing a
PhD thesis (or other academic text). Since they are means to an end, they are
more likely to change because they are external to the practice of achieving a
PhD, which is driven by internal standards of excellence that could evolve and
be achieved by deploying new skills. These new skills may not even include
writing, as I showcase in Chapter 3, but will always be instrumental to upholding
the standards of excellence that inhere to the academic practice of research and
enquiry.
In my endeavour to rethink dominant academic writing theories for practice,
MacIntyre affords me an opportunity to signal something that will become
important in understanding the theory of critical realism that I propose in
Chapter 4, namely the importance of human agency in transforming practices.
It is humans, MacIntyre reminds us, who have the ‘powers’ to be the agents of
change that mobilize ‘transformations’ in any given practice (1985, pp. 193,
emphasis added):
What is distinctive in a practice is the way in which conceptions of the relevant
goods and ends which the technical skills serve – and every practice does
require the exercise of practical skills – are transformed and enriched by those
extensions of human powers and by that regard for its internal goods which are
partially definitive of each particular practice or type of practice.
What this entails for thinking about academic writing is that when writing
is conceived as a practice, it is the writers (human powers), not the skills, who
through reflection, deliberation and understanding (by that regard for) drive
transformations and determine what writing could be. Clearly, institutional
constraints and expectations influence the degree of agency that writers have
but, as sociologist and critical theorist Norman Fairclough also reminds us,
subjects have the capacity ‘to act individually or collectively as agents’ in
opposing [ideological] practices (Fairclough, 1992, pp. 72–3; 80).
As mentioned at the start of this section, an over-emphasis on writing
as a practice raises troubling concerns about the standards of excellence that
are internal to the practice and about who sets these standards. When we
foreground the importance of agency in determining standards, we run the
risk of undermining the rules and conventions that have accrued over time
(arguably, for good reasons) and of praxis being so open-ended that it loses its
practical reach of each purpose. Laurel Richardson dramatically captures this
30 What Makes Writing Academic
tension in her book Fields of Play: Constructing an Academic Life, where she
reflects on the academic field of sociology and on how sociological knowledge
is represented in the academic literatures of her discipline. In one of her semi-
fictionalized dialogues, Richardson disrupts standard written representations of
sociology by publishing her research as poetry instead of prose, much to the
consternation and hostility of her fellow conferees. In the edited extract quoted
below, Richardson is the fictionalized Professor Z addressing other eminent
scholars of sociology at a conference (1997, pp. 197–206):
Professor Z: Why prose? Prose, I submit, is not the only way to represent
sociological understanding. Another way is through poetic representation
…
Conferee 1: Where is the f———-king validity?
Conferee 2: What about reliability?
Conferee 3: Truth? Where’s truth?
Conferee 4: And reality?
Conferee 1: You have lost your f———-king mind!!!
Professor Z: (takes field notes)
…
Lundberg: (returns to the stage) Oh ye of little memory and less
imagination: Sociology is what sociologists do … If a sociologist writes and
publishes poems in a sociology journal, the poems are sociology.
… Professor Z: I know why these people are so threatened. They fear that if
any rule is violated, all rules might be violated. They fear lack of control not
only in their professional but in their personal worlds. The subtext of the
question, “But is it sociology,” is their silenced fear: “If poetry is sociology
and I can’t do it, what happens to my identity, my prestige, my status – my
place in the pecking order – ME? … Me, me …”
The tensions that this ignites about standards of excellence and the skills
needed to achieve these standards (in this case, whether to represent sociological
knowledge using poetry or prose) in order for the discipline of sociology to
be recognized as ‘sociology’ are mirrored in the questions I am raising when
I ask what makes academic writing ‘academic’. At the heart of Richardson’s
concerns is a disagreement about which skills are considered to be internal
and which are considered to be external to the practice of sociology (and who
has the agency to decide). Richardson’s reason for choosing poetry over prose
to represent sociological knowledge is that the rhythms of poetry seem to be
Troubling Academic Writing 31
attuned to re-presenting the embodied and situated voices of the women whose
stories she is re-telling. The standard academic prose of disciplinary sociology
would not have captured the richness of these stories and would therefore have
missed the meanings and emotions of Richardson’s interlocutors. Richardson’s
use of poetry to enact the practice of sociology can be understood in terms of
what MacIntyre calls skills that are ‘external’ to the practice of sociology: prose,
poetry, drawings, animations and any number of modes of representation
are methods for representing sociological knowledge that are external to the
disciplinary practice of sociology because they can be understood as skills that
are deployed elsewhere, i.e. they are not inherently sociological (another way of
understanding the distinction between internal and external skills is in terms of
essential and non-essential). Her fellow conferees, however, objected to her use
of poetry on the grounds that they perceived prose to be a skill that is ‘internal
to the practice’ of sociology and to achieving its standards of excellence. The use
of the passive or active voice in academic writing and any number of markers of
standard academic prose generate similar tensions because they are seen to be
inherent in the practice of academic writing. Who determines what counts as an
internal or external skill creates tensions between agency and structure, namely
the extent to which, on the one hand, academic writers, at all levels, are required
and expected to follow the rules and, on the other, the extent to which they are
able and enabled to define what the standards of excellence are and what skills
are needed to achieve them. The philosophy and sociology of critical realism
attempt to reconcile these tensions. Before then, more needs to be said about
the specific consequences of reducing the practice of academic writing to a set
of finite skills.
Aesthetic Implications
In a book on the difficulty of being (La difficulté d’être), French writer, dramatist,
poet and film director Jean Cocteau made a fleeting reference to the nature of
32 What Makes Writing Academic
writing that illustrates what I am calling the ‘aesthetic’ problem. His words are
thoroughly lost in translation so I will quote them in French first and then
translate them (Cocteau, 1957, p. 151):
Cocteau’s distinction between écrire (to write – verb and process) and écriture
(writing – noun and product) captures how academic writing instruction,
such as EAP, has tended to represent academic writing, namely as écriture. By
conceptualizing it as a formulaic product stripped of love, emotion and feeling,
cleansed of the impurities of the ‘difficulty of being’ and of the inherent ‘messiness’
of ontological representation (Law, 2004), academic writing instruction teaches
students to write scripts, not write.
Understood as a product, or script, a piece of text rather than a process,
academic writing as écriture becomes an object of standardized convention,
structure, formality, clarity and logic, or, in the words of political philosopher
Jonathan Wolff, nothing but ‘a dull read’ that leads to ‘literary boredom’ (Wolff,
2007). Wolff further laments the genre’s obsessive focus on ‘clarity’ and on
‘making every move explicit’, an act, he says, which kills suspense, removes
surprise and saps joy. Such joylessness is inherent in what the reader will
recognize as familiar attributes of academic writing: formal, logical, linear, clear,
concise, balanced, more ‘algorithmic than human’, as Warner might describe
it (2018). These characterizations are common in EAP teacher feedback and
their origins can be traced to popular textbooks and manuals on how to write
academically as well as to university and library web pages with advice on study
skills and ‘how to write essays’: as a student reading this, you may be familiar
with advice and feedback that tells you to structure your argument ‘logically’. As
a teacher reading this, you may recognize what is arguably shorthand for your
lack of comprehension or knowledge, namely a comment in the margin of a
student script about their ‘lack of clarity’ (as opposed to your incomprehension).
Significantly, none of these characterizations suggest that academic writing is
being either written or read as an act of love.
The distinction evoked by écrire and écriture is exemplified in the context
of American academic writing instruction, specifically in controversies around
who is responsible for teaching academic writing (Rose, 1989, p. 207):
Troubling Academic Writing 33
Anything longer than the sentence (even two or three sentences strung together)
is considered writing and the teaching of writing shall be the province of the
English Department. Anything at the sentence level or smaller (like filling words
and phrases into a workbook) is to be considered grammar review and that falls
within the domain of the remedial programme.
Here, Rose could easily be likening the writing taught by English departments
with the more prosaic beauty of écrire and the writing taught to students such
as Lucia (the psychology student who was sent to remedial classes) as écriture.
Along with several other educationalists concerned with literacy, social justice
and access to higher education (Judd, 2003; Lillis, 2001; Russell, 2002; Sperlinger
et al., 2018), Rose laments the disciplinary and institutional divides that create
binaries between ‘writing’ as prose (écrire), taught by professors of English
literature, and ‘writing’ as a mechanical skill, as écriture, taught by writing
tutors in ‘corrective’ writing centres, library services or separate language units.
Units that serve the academic disciplines in this way have been described as
‘butlers’ (Raimes, 1991) who are not integral partners in the shared endeavour of
communicating knowledge.4 In this sense, academic writing instructors are the
‘underlabourers’ (Bhaskar, 1989) of the disciplines, just like philosophy is to the
disciplines, invisibly working to keep the academic show on the road, but rarely
invited to dine at the disciplinary table where ideas are questioned and norms
are challenged. Indeed, from a UK perspective, academic writing scholar Ken
Hyland has described these ‘remedial’ units as ‘handmaidens’ and highlighted
the way in which EAP practitioners (2006, p. 34)
have generally been seen as inhabiting the less glamorous, low rent
neighbourhoods of the academy and this is particularly true of those concerned
with English for Academic Purposes, which is generally regarded as a hand-
maiden to those ‘proper’ disciplines which are more directly engaged in the
serious business of constructing knowledge or discovering truth. EAP, in fact,
has come to be regarded as an almost mercantile activity and attracted to itself
negatively evaluative concepts such as pragmatic, cost-effective and functional,
untroubled by theoretical issues or questions of power as it merrily seeks to
accommodate students to the faceless and impersonal prose of their disciplines.
There can be little beauty in ‘faceless and impersonal prose’, but the dullness
lamented by Wolff is potentially more insidious because it indexes deeper
4
For a nuanced account of why this segregation endures in the UK, see Ding, A., & Bruce, I. (2017).
The English for academic purposes practitioner: Operating on the edge of academia (P. Macmillan, Ed.).
34 What Makes Writing Academic
assumes that language and therefore writing are a reliable and unique proxy
for representing the world (Bennett, 2015; Turner, 2010). In academic writing
instruction, this legacy translates into linguistic prescriptions to sound ‘objective’
‘clear’ and ‘transparent’ and encourages students to favour some linguistic forms
over others. These include choosing the passive form over the active; third
person pronouns over first; and nominalized sentence constructions that reduce
the number of main verbs (because main verbs require subjects that can make
the writing sound ‘subjective’).
Together, these prescriptions make for rather dull écriture.
“I”’ (Parker, 2017; Rodríguez, 2017) or that the five-paragraph essay (Bernstein
& Lowry, 2017) sets the standard for what counts as academic writing (see
Sowton (2016), whose model ‘academic’ texts are five-paragraph essays and
the ubiquitous 250-word IELTS essay). Yet, this approach is chained to ancient
history. It is entirely modelled on the classical spoken and then written rhetorics
of Aristotelian and Quintilian literacy practices. These posited that what
counted as argument in the public fora of ancient Rome could be narrowed
down to five parts: the exordium (the introduction), the narratio (the events in
question), the confirmatio (the argument/claims), the refutatio (the counter-
argument/claims) and the peroratio (summary) (Andrews 2010). As will
become apparent in Chapter 4, arguments are by far more varied, especially
when expressed multimodally (Molinari, 2021).
Interestingly and in relation to the question of what makes writing academic,
the familiar form of the five-paragraph essay is considered to be a sign of ‘bad
student writing’ for US Composition Studies, ‘whereas in the EAP program
the same form is considered “an extremely serviceable template”’ (Tardy &
Jwa, 2016). Tardy and Jwa explain the predilection for having standard models
as follows: ‘Students and teachers … desire a tool that can quickly and easily
be applied to immediate writing needs’ (2016, p. 59). The fact there are also
significant inconsistencies in the advice given by academic style guide books
should further alert us to engage critically with what and whose purposes these
rules serve. On the one hand, guide books tell writers to avoid colourful words
and the use of the personal pronoun ‘I’; on the other, they encourage the use of
vivid language and avoidance of the passive (Sword, 2012). Similarly, as shown
in Ball and Loewe (2017), the very existence of unqualified, or ‘bad’, writing
advice should suffice to undermine uncritical acceptance of what the rules of
good writing are and who has the authority to break them. Indeed, with regards
to the common refrain that one must ‘learn the rules before one can break them’,
Canagarajah (2021) replies ‘you can have it both ways’ because there is no such
thing as ‘standard’ English. The norms of a social practice like academic writing
can be discussed, negotiated, chosen to fit the purpose, and re-created. When it
comes to what makes writing academic, it seems that we actually can have our
cake and eat it!
What is emerging from the discussion so far is that socio-cultural norms,
however deeply embedded in tradition and however pedagogically reasonable,
can be questioned and are, as such, questionable. Uncritical assumptions about
‘rules being learnt before they are broken’ can be challenged because, quite simply,
these rules are not universally shared. And in virtue of not being universally shared,
Troubling Academic Writing 37
they are ‘not the only possibility’ (Sousanis, 2015). Opening up possibilities for
academic writing is important because if higher education remains dependent
on and reduced to monolingual (i.e. English) and monomodal (e.g. language)
standards of writing proficiency, measuring academic success against language
proficiency alone and against a narrow variety of this proficiency, it will
encourage a deficit-model approach that judges students’ diverse repertoires as
‘deficient’ rather than as resourceful: multilingual, multimodal, dyslexic, autistic,
artistic and multicultural students have wide-ranging and diverse literacies that
could be harnessed as resources instead of straightjacketed into anachronistic
norms, or even cancelled. Standardization based on contingent and outdated
norms becomes at best disingenuous and at worst exclusionary because it
ignores the diverse identities of writers. Epistemically, it is also self-defeating,
since knowledge is best arrived at via multiple representations.
A further problem with reducing writing to a monoculture is that if we agree
that language is an expression of diverse socio-cultural identities (Evans, 2014;
Holmes, 1992), then by insisting on linguistic homogeneity in academic writing,
we are also insisting on ‘cultural and social’ homogeneity. By requiring everybody
to write and speak in the same way, just as was once the case with RP (Received
Pronunciation), English-speaking universities are creating the conditions for
a homogenized academy that communicates via a monoliteracy modelled on
écriture rather than écrire. I would further contend that this encourages the
conditions for what sociologists Collyer et al. (2019), drawing on the work of
African philosopher Paulin Hountondji (1995), call ‘academic dependencies’
and ‘extraversion’, the phenomenon whereby universities in the Global South
model themselves on those of the rich North. A standardized monoliteracy
culture, that conveniently also happens to be the literacy of the dominant
universities, is likely to orient ‘knowledge workers’ on the peripheries of the
academic ‘metropole’ towards a dependency on the ‘techniques’ of the dominant
elites. These techniques include academic writing practices that favour norms
shown to be unjust and exclusionary (Lillis & Curry, 2010a; Politzer-Ahles et al.,
2016), such as publication bias (Politzer-Ahles et al., 2020).
When grammatical and linguistic norms, including disparate notions of what
counts as ‘accurate’, become the focus of rule-learning, controversies further
ignite around which standards and whose standards of ‘good’ English and writing
are being privileged. Turner has compared controversies about what counts as
‘good writing’, an elusive quality that she calls ‘writtenness’ to the controversy
of what counts as good pronunciation. But, unlike research on how accent and
pronunciation are used to discriminate between ‘good’ and ‘bad’ spoken English
38 What Makes Writing Academic
(Donnelly et al., 2019; Orelus, 2017), the socio-politics of writtenness have not
received the same attention (Turner, 2018, p. 7):
Writtenness is a cultural ideal, whose values are implicit rather than explicitly
espoused. Indexed by evaluative tropes such as ‘polished prose’ … and
assumptions of precision, accuracy and stylistic elegance, it is saturated with
ideological and cultural value. As such, it is similar to the position of RP
(received pronunciation) in spoken language. However, unlike RP, whose
ideological resonance has been extensively commented upon in sociolinguistics
…, the ideologies, social identifications and linguistic assumptions of written
language have generated much less concern.
Deficit models signal that the knowledge which students bring with them
is inadequate and needs to be replaced with the ‘correct’ conventions and rules
so that the learner can be ‘socialized’ into their academic community (Lea &
Street, 1998). Since the ‘overall aim of an EAP course is to help students towards
membership of their chosen academic community’ (Alexander et al., 2008,
p. 80), the assumption prevails that students are ‘empty vessels’ needing to be
filled and becomes so normalized that it is hard to conceive how else it could
be. This assumption, however, is fundamentally flawed, profoundly political
and insidiously ideological. It signals troubling power asymmetries that sit
uncomfortably with a participatory, emancipatory, democratic and dialogic
progressive education. This has been shown by many, not least by Paulo Freire
(2000), whose opposition to a ‘banking model’ of education captures the colonial
ethical and educational agendas underlying deficit models. Whilst deficit
approaches go largely unquestioned by most academic writing tutors, textbook
writers and service providers, including the EAP sector, there are at least three
reasons to challenge it.
Firstly, in a complex global (super)diverse higher educational context,
diversity, not homogeneity, is the norm (Blommaert, 2013; Blommaert &
Horner, 2017). Diversity is already manifest in the existing varieties of English
academic discourse (such as blogs and reflective and graphic essays), in
disciplinary diversity and in the multilingualism and multiculturalism that
are already established in the academic landscape (Canagarajah, 2011). What
are students being ‘socialized into’ if not a diverse but also mobile academic
landscape? Yet, since academic writing instruction rarely exposes future
generations of students to the broader academic writing landscape, it is unlikely
that diversity can thrive if academic writing practices continue to converge
towards a monomodal, monolingual and monocultural standard (Canagarajah,
Troubling Academic Writing 39
2002a, 2013b, 2013c; Lillis & Curry, 2010a; Vertovec, 2007). Secondly, diversity
provides higher education with opportunities rather than constraints in so far as
it allows the academy to shift from a ‘difference-as-deficit’ model to a ‘difference-
as-resource’ consciousness (Cox, 2014). This shift ensures students can bring
their multiliteracies and identities to the classroom and create new ways of
thinking, writing and representing knowledge (Thesen & Cooper, 2013). And
thirdly, voice, originality and criticality – other qualities that contribute to the
‘writteness’ of good academic writing – are less likely to emerge when students’
agencies are being corrected and ‘socialized’, with the intention of conforming to
norms that are themselves also changing (Williams, 2017).
Deficit models have negative educational and academic repercussions because
they risk eclipsing creativity (Robinson, 2001) and dismissing prior knowledge
and experience, which a so-called ‘progressive’ education is said to value (Russell,
2002). In his seminal book Democracy and Education: An Introduction to the
Philosophy of Education, associated with progressive and secular instruction
(as opposed to authoritarian and religious), John Dewey defines education as
‘the reconstruction or reorganisation of experience which adds to the meaning
of experience and which increases ability to direct the course of subsequent
experience’ (Dewey, 1938, p. 76). If EAP and similar academic writing providers
are genuinely committed to their higher educational ambition of helping
students ‘understand their disciplines and … successfully navigate their learning’
(Hyland & Hamp-Lyons, 2002, p. 1), then, based on a Deweyan understanding
of education, they would need to foreground the experiences students bring
with them, including their past and present literacies, at least as much as they
foreground their mission to ‘socialize’ students into existing university practices.
When academic writing instruction focuses entirely on socializing writers
into existing writing conventions, it is training students to produce academic
scripts (écriture) rather than educating them to write (écrire) academically and
become writers. In this sense, student writers become de-humanized. Indeed,
Dewey argues that training is the proper term for describing what we ask of
(non-human) animals. Education, on the other hand, is what is proper to human
beings. Training is the blind response to a stimulus, whereas education involves
mental acts that respond to meanings. Training is ‘less intellectual or educative’
and can be understood as follows (1938, pp. 64–5):
The more specialized the reaction, the less is the skill acquired in practising
and perfecting it transferable to other modes of behaviour. According to the
orthodox theory of formal discipline, a pupil in studying his [sic] spelling lesson
40 What Makes Writing Academic
That past and present literacies are so absent from the academic writing
classroom is somewhat surprising because nurturing present literacies does not
prevent future ones from emerging. On the contrary, valuing and harnessing
the literacies students bring with them are more likely to nurture reflective
dispositions that allow learners to make sense of new and diverse academic
writing contexts. Since it is the students who will be inhabiting their own future
‘target situations’ long after their teachers and since their teachers can’t know
what these future target situations will require, students’ future needs and
capabilities (Robeyns, 2016) might be better ‘served’ by seeing past and previous
literacies as conducive to learning and not as ‘interference’ (Bennett, 2010). This
understanding of the writer-learner who brings experience in order to make
sense of the future is echoed in Dewey (1938, p. 56):
It is not a question of whether education should prepare for the future. If
education is growth, it must progressively realise present possibilities and thus
make individuals better fitted to cope with later requirements.
Yet, ‘such students are being denied the opportunity to develop their academic
writing, as well as their studies’ (Turner 2018, p. 134) when they do not pass
these courses. Entry exams such as IELTS and EAP, including the burgeoning
textbook industry that supports them, are not only expensive but there is an
increasing sense in which they are ineffective and exclusionary, too. This fuels
the perception that they are socially unjust.
I close this chapter on reductive approaches to academic writing – whereby
what makes writing academic is reduced to a finite set of transient skills – by
raising one final, but no less troubling implication of standardizing academic
writing in this way. Related to the ethical concerns decried above are the profits
and injustices generated by profit-making essay writing services known as ‘essay
mills’ and ‘ghostwriters’. This phenomenon deserves a book in its own right, so,
for now, I refer my reader to the growing debate and body of research on this
phenomenon (Peters et al., 2021) whilst confining my own contribution to the
following brief remarks. Writing templates, grammatical rules and conventions,
standard phrases and genres, the outsourcing of writing instruction to ‘service
providers’, such as EAP and Library Services – all the things that are associated
with a skills-based approach to academic writing – can be replicated and
reproduced, copied and sold, downloaded and programmed algorithmically
(Collins, 2019; Introna, 2106). They can even be generated by computers as full-
blown fakes that enter citation networks (known as ‘farms’) (Labbé & Labbé,
2012; Van Noorden, 2014). Standardization is both a cause and an effect of what
Macfarlane (2021b) calls ‘performativity’,5 whereby academic writers are taught
to perform and display behaviours, including writing behaviours, that comply
to the norm. This performativity includes forms of ‘soft plagiarism’ that are the
result of ‘symbolic citations’ of scholarship that writers have never read and
which lead to ‘uncritical valorisations’ of theories that are not understood. The
use of essay mills (Aitchison, 2017; Medway et al., 2018; Peters, 2018) and the
occurrence of academic writing hoaxes (Alvesson et al., 2017; Cuthbert, 2018)
are symptoms of an academic writing culture that readily relies on the surface
features of a genre in order to deem that a text is bona fide academic. I discuss
hoaxes further in Chapters 3 and 4, but for now, my intention is to signal an
ethics of academic misconduct that all too frequently places the moral burden
on the student rather than on performative university practices that contribute
5
The term ‘performativity’ has been used by scholars from a range of disciplines spanning critical
theory, education and philosophy to mean a range of practices. In this book, I refer to 2 of its
meanings: the first is as Macfarlane intends it to describe the hollowness and superficiality of
academic writing forms. The second is as Lunsford (2015) intends it (see Chapter 3) to describe
what academic writing can do and has positive connotations of action and agency.
44 What Makes Writing Academic
to the conditions for misconduct (Molinari, 2014). One of the troubles with
having a standardized, transient and reductive academic writing culture which
also belongs to an increasingly commodified higher education sector is that
writing is easily and readily monetized, plagiarized and disembodied from the
humans who created it.
Conclusions
In troubling the way that academic writing is understood, taught and assessed
by university programmes, such as EAP, my intention has been to foreground
the predilection by writing service providers, including EAP, of reductive and
standardized writing ontologies. These include the skills needed to produce a
particular version of academic writing, one that is ‘objective’ and ‘impersonal’,
monomodal, monolingual, and monocultural. Such reductive approaches have
undesirable aesthetic, social and ethical implications, which include the denial
a writer’s humanity. The next chapter highlights some of the historical reasons
that have led to the privileging of this version of academic writing and offers
glimpses of how else it could be.
2
Introduction
The evidence has begun to accumulate that our beliefs about literacy are a blend
of fact and supposition, in a word a mythology, a selective way of viewing the
facts that not only justifies the advantages of the literate but also assigns the
failings of the society, indeed of the world, to the illiterate.
(Olson, 1994, p. 2)
This chapter highlights the contingency of human choices and shows that what
counts as writing and, by extension, academic writing is a matter of human
decision-making and ideology. I argue that ‘Western’ literacy has idealized
‘higher order’ thinking by arrogating and then conflating ‘logical’, ‘linear’
thinking with alphabet-based literacies. Throughout history, knowledge has
been communicated via a range of script, alphabetic and non, each representing
the values and purposes of people. Shining a spotlight on this range allows us
to reflect on what was and what is. It further creates a space within which to
consider why things are as they are and how we’d like them to be.
After some introductory remarks on why I use history to explain current
practices, I suggest that the orthodox conflation of writing with the alphabet
and with cognition is misguided and, because of this, writing should be re-
positioned as one of several modes for communicating academic knowledge
and thinking about it critically. I evidence some of the different ways that
academic knowledge has been communicated to suggest that academia might
reclaim some of this diversity. The final section of this chapter focuses on how
the scientific paradigm of the European enlightenment and European colonial
practices have imposed their own forms of literacy to the exclusion of others:
this serves to remind us that writing practices are ideological, including those
favoured by ‘Western’ academies (Canagarajah, 2021; Henderson, 2018; Lillis &
Tuck, 2016; Russell, 2002; Street, 1984; Turner, 2010, 2018).
46 What Makes Writing Academic
History shows it could all have been different. In his Representations of the
Intellectual, which document his 1993 BBC Reith Lectures, Palestinian critical
theorist, secular humanist and historian, Edward Said (1994) claims that history,
not God or similarly unaccountable entities, allows us to see why things are and
how they could have been. In Said’s thinking, humanism is a response to social
injustices and is a way of ‘speaking truth to power’. In this sense, ‘humans are the
measures of all things’ and can therefore (Said, 1994, p. 45):
Said identifies with the legacy of Giambattista Vico (1959 (1725, 1730, 1744,
1928)), the eighteenth-century Italian professor of Rhetoric whose seminal
work La Scienza Nuova was a response to the rational hypothetico-deductive
Cartesian philosophy of the time. Vico argued against Descartes’s method on
the grounds that ‘it renders phenomena which cannot be expressed logically or
mathematically as illusions’ (Costelloe, 2018). Instead, Vico proposed that (Said,
1994, p. 45)
Historians of writing show that definitions of writing are as useful as they are
redundant. None are univocal. Arguing from a philological and semiological
perspective, Pettersson (1994) has claimed that attempts to provide core
definitions of writing are fallacies doomed to failure. This is because of three
interconnected reasons. Firstly, in order to decide what counts and does
not count as writing, we would need to have a pre-agreed notion of what
writing is before being able to recognize instances of it. But since we don’t,
as I discuss below, definitions remain elusive. Secondly, even if an antecedent
definition were possible, countless problems would arise in trying to classify
new instances that do not sit comfortably with the definition. For example,
do non-alphabetical scripts such as pictorial rebuses or Chinese logographs
count as ‘writing’ (DeFrancis, 1989; Harris, 1986)? And thirdly, by extracting a
definition from an ad hoc classification based on ‘uniquely identifying’ features
(such as a mark on a surface or an alphabet), we are, on the one hand, conflating
what are contested defining properties with what is a post hoc classification and,
on the other, begging a whole series of other questions such as what counts
as a ‘mark’, a ‘surface’, an ‘alphabet’. For example, history shows that writing
is not exclusively alphabetic and that what has been labelled as ‘writing’ has
varied in form, content, purpose and interpretation (Olson, 2001; Schmandt-
Besserat, 2001; Woodard, 2001). Some argue that ‘real writing’ is unequivocally
alphabetical, i.e. based on phonological representation, which explains why,
over time, it has become conflated with ‘literacy’ (DeFrancis, 1989; Gelb, 1952;
Havelock, 1976). Others, however, refute this conflation on the grounds that
what counts as ‘writing’ very much depends on who is doing the counting
and why, which leaves open the possibility to re-think what writing means
(Coulmas, 1989; Harris, 1986, 2000). The debate over what counts as ‘writing’
further assumes that there was a key moment in time that separated non-writing
communities from writing ones. It also rests on a contention concerning the
purpose of writing: does it function as a representation of the objects it refers to
or as a symbolic correspondence that ‘stands for’ something else? If it represents
the objects it refers to, then what is the nature of this representation: a copy
or replacement of its object, as the alphabet is said to graphically ‘replace’ the
phonology of spoken language? If writing is symbolic in its correspondence
to nature, who decides which symbol stands for its referent and how do they
decide this?
48 What Makes Writing Academic
Despite its problems, the representational theory of language has endured and
forms the basis of influential theories that underscore modern-day structural
linguistics (Harris, 2000; Harris & Taylor, 1989; Orman, 2016). Its origins can
be traced to how Cuneiform ‘writing’ is said to have evolved during the early
Mesopotamian era of 8000–3000 BC from the use of geometrically shaped
counters to record the inventory of goods (such as grain) to incisions, or marks,
on clay tablets that re-presented these goods functionally: clay tokens ‘stood
for’ an object not a sound, as the alphabet is said to do. While representational
theories of language may account for the one-to-one correspondence between a
geometric token and the number of grains needed for a commercial transaction,
they struggle to explain pictographic languages, such as ancient Egyptian
hieroglyphs or ancient Chinese characters, because the use of pictograms, namely
pictures representing ideas, is not concerned with one-to-one correspondence
with an object but with symbolism. This linear (and highly compressed) history
of how writing has evolved leads us to logographic writing (2600–2500 BC), of
which both ancient and modern Chinese are examples. Here, a sign or mark
is said to re-present or ‘stand for’ a sound or word, not an object. In philology,
it is generally agreed that the emergence of logograms marks the shift from a
visual representation theory of language, where a mark stood for an ‘object’, to an
aural representation theory of language, where a mark now stands for a ‘sound’
(Schmandt-Besserat, 2001). Syllabic scripts, where signs represent syllables rather
than whole words, are concurrent with logographic ones (Fischer, 2005). Current
Indian, Japanese, Arabic and Hebrew are all examples of syllabic languages and
are said to have converged in 2000 BC with the invention of what is commonly,
but, as we shall see, problematically, referred to as the ‘Greek’ alphabet: this
moment marks a seismic shift in how phonetic languages came to be represented
in writing and in how ‘Western’ notions of literacy subsequently developed.
The alphabet is Proto-Sinaitic-Phoenician-Palestinian-Greek-Lebanese and
dates to between 2000 and 1000 BC (Fischer, 2005; Goody, 1977; Harris, 1986,
pp. 30–1; Schmandt-Besserat, 2001, p. 16623). Its designation as ‘Greek’ and
as having been ‘invented’ at one moment in time, i.e. 2000 BC, is, therefore,
inaccurate because of the vast geographical area where the alphabet developed
and because it established itself over one thousand years. While it may seem
pedantic to point this out, it is a reminder that men and women select which
histories and whose accounts and approximations to refer to when they
trace the genealogies of the phenomena they care about. By signalling that
nationalistic claims to ownership of something as momentous as the origin of
the alphabet are questionable, I am preparing the reader for what is to come.
How Did We Get Here? A Selected History 49
Indeed, some linguists and historians of language (e.g. Harris, 1986) remind us
that writing systems did not suddenly appear but they developed incrementally,
synchronously and serendipitously alongside other writing systems. This suggests
that it is misleading to reduce definitions of writing to alphabetic writing. This is
because rather than having evolved in a linear and chronological fashion, from
pictograms to ideograms to logograms, to syllabic representations culminating
in the phonetic representations of the alphabet, writing systems are likely to have
co-existed. And during this co-existence, they are likely to have borrowed and
(erroneously) copied from each other, adapting these borrowings to specific
needs (Fischer, 2005, pp. 296–7). If writing is thought of in this serendipitous
way, then ‘alphabetic’ writing is just one of many kinds of writing.
Despite the possibility that writing can be non-alphabetic, the alphabet
has become co-extensive with ‘Western’ definitions of ‘writing’, most likely
because it now forms the basis of some of the world’s writing systems, those
that share an alphabetic genesis, such as Latin, Arabic, Hebrew and Cyrillic.
Unlike pictographic and logographic forms of notation, the ‘Greek’ alphabet had
twenty-two letters ‘each standing for a single sound of voice, which, combined
in innumerable ways, brought an unprecedented flexibility to transcribe speech’
(Schmandt-Besserat, 2001, p. 16624): it is this flexibility that is said to explain
why alphabetic script formed the basis of so many languages. Gradually, writing
came to be defined by the alphabet because, unlike a picture, writing could
‘record a linguistic utterance directly’ (Woodard, 2001, p. 16633):
The term ‘writing system’ specifically denotes a set of symbols which is used
for the graphic (written) recording of language …. Forms of graphic expression
which may have some semantic content – such as cave drawings, petroglyphs,
icons and even sophisticated picture messages – but which do not or could not
record a linguistic utterance directly, are thus excluded from the realm of writing.
1
For DeFrancis, mathematics and rebuses are forms of ‘partial writing’ because they are not based on
the sounds of speech.
50 What Makes Writing Academic
Olson (2001, p. 16640) and Harris (1986) have argued that, rather than an
evolution from mark to picture to sound, changes in scripts reflect borrowings,
errors and adaptations from several co-occurring scripts. A modern-day
example of such borrowings is English spelling, a system which bears an erratic
resemblance to its phonology because of its Latin, French and Anglo-Saxon
influences, because of historical errors in transcriptions and because it has never
been possible to systematize it via, for example, an Academy of Language. This
mottled history explains why the English language has remained a porous and
open system that can swiftly accommodate neologisms and changes in meaning
(Barber, 1993; Crystal, 1988). Harris, Olson and others have argued that similar
dappled borrowings and unsystematic uses are likely to have occurred in ancient
times, too, especially over the course of the thousand years that culminated in
the establishment of a ‘Greek’ alphabet. What this less linear account suggests is
that the orthodox conflation of ‘writing’ with the alphabet may be unwarranted
(Harris, 1986):
Writing was originally merely a term designating the process of scoring or
outlining a shape on a surface of some kind. (In this very broad sense, writing
ought to include drawing and even the art of the silhouette. Nowadays, it does
not, although that original use of the verb write survives in English as late as
the sixteenth century). Ancient Egyptian had one word meaning both ‘writing’
and ‘drawing’. Similarly, the Greek verb γράφω (‘to write’) originally meant in
How Did We Get Here? A Selected History 51
Homer ‘engrave’, ‘scratch’, ‘scrape’. The later restriction of such words to designate
alphabetic writing hardly warrants the narrow perspective adopted by those
historians of the subject who take for granted that graphic signs count as writing
only when used for purposes which alphabetic writing was later to fulfil.
too, is problematic not least because of its exclusionary implications (see Evans
(2014)). If ‘speech’ were equal to ‘language’, this would entail that deaf/mute people
don’t communicate linguistically. The fact that a deaf/mute person can read,
write and understand alphabetic script suggests that it is meanings, rather than
sounds, that are conveyed by the graphic sign, whether alphabetic or not: this is
because there is nothing phonologically inherent in ‘cat’ that it needs to be heard
or pronounced as /kæt/ to be understood as meaning ‘cat’.2 By undermining the
conflation of the alphabet with writing, on the grounds that writing does not need
to be heard to be understood (or seen, for that matter), we are more likely to accept
that pictographic and logographic scripts convey meanings in ways that do not rely
on alphabetic script or sound. Similar arguments are developed in Evans (2009) and
Malpas (2002). They are important because, as we will see, the prominence given
to the alphabet by ‘literate’ cultures has been used to discriminate against non-
alphabetic cultures and against multimodal ways of communicating knowledge.
Notwithstanding the above critiques, influential historians of writing, like
Gelb (1963), have defended the thesis that for a script to count as ‘writing’ it
needs to be alphabetic. Gelb claimed that pictures cannot be considered part of
writing because the urge to draw is aesthetic, not communicative (Pettersson,
1994, p. 131). This stance led him into several difficulties when attempting to ‘lay
a foundation for a full science of writing’ (Gelb, 1963, p. 23 cited in Pettersson,
1994, p. 138). Not only did Gelb equate writing with the alphabet and therefore
speech, but he also insisted that for writing to be considered ‘writing’ it had
to consist of a ‘mark on an object’ rather than ‘be’ that object (as a token or a
drawing might be). Significantly, Gelb’s definition of writing would rule out
Chinese script as a written form of its language,3 because it is not alphabetic. Gelb
2
An extreme example of how unphonetic the English language is illustrates this point further by
showing that there is nothing phonologically inherent in the letters of the alphabet that they sound
one way or the other: ‘ghoti seagh’ is a non-sensical phrase in English; yet, based on how the English
language has evolved to represent the sounds of the alphabet, it can be pronounced as ‘fish chef ’
(Fish: Gh pronounced as ‘f ’ as in ‘enough’; O pronounced as ‘i’ as in ‘women’; Ti pronounced as ‘sh’
as in ‘tion’. Chef: S pronounced as ‘sh’ as in sugar; Ea pronounced as in ‘bread’; Gh pronounce ‘f ’ as
in ‘enough’).
3
In an attempt to assuage the divisive polemic that has surrounded dismissive ‘Western’ attitudes to
Chinese (cf. Jean-Jacques Rousseau and Joseph Priestley in Harris, 2000, p. 2), DeFrancis, J. (1989).
Visible speech: The diverse oneness of writing systems. University of Hawaii Press has argued that
although Chinese is not alphabetic, it is nonetheless ‘phonetic’ in the sense that the early pictograms
and the later stylized signs of Chinese characters represent phonic elements (such as morphemes
and syllables) or whole words. This, according to King, B. (1991). Reviewed work(s): Visible speech:
The diverse oneness of writing systems by John DeFrancis. Linguistic Society of America, 67(2),
377–9. [Link] is, however, a trivial observation that can be applied
to all written forms because they can all be pronounced whether they are alphabetical or not. In
this sense, then, DeFrancis does little to extinguish the polemic. Rather, Chinese characters, whilst
having originated as pictograms, have since become so stylized and far removed from their original
pictorial depiction that Chinese cannot meaningfully be said to be a pictorial language any more.
This is because the original representation can no longer be discerned.
How Did We Get Here? A Selected History 53
What this cursory4 overview has served to highlight is that there are reasons
to challenge the conflation of writing with the alphabet as well as to question
the motivations for this conflation. Since definitions of writing, literacy
and cognition have been used to exclude and vilify forms of literacy that do
not conform to the alphabetic canon, writing is as much ideological as it is a
mechanical skill. Indeed, as noted by Olson in opening this chapter, being or not
being ‘literate’ has implications for social inclusion and exclusion.
Many studies on ‘Western’ literacy assume a linear transition from an oral to a
written culture. They include influential work by historian Havelock (1976, 1982),
who has also dated the origins of ‘Western’ literacy to the Greek alphabet. I have
4
Key linguistic theories of the twentieth century have been necessarily omitted because the scope of
this chapter is to provide a very brief historical foundation for justifying the possibility, in principle,
of diverse forms of (academic) writing. I am, however, aware of the complex and nuanced tradition
of ‘Western’ linguistics, in particular De Saussure’s structuralism, which distinguishes between
writing and speech by drawing attention to the diachronic contingencies of the latter (parole)
and the synchronic stability of the former (langue) Harris, R., & Taylor, T. J. (1989). Landmarks in
linguistic thought: The Western tradition from Socrates to Saussure. Routledge, Saussure, F. d., Baskin,
W., Meisel, P., & Saussy, H. (2011). Course in general linguistics. Columbia University Press and with
Derrida’s deconstruction of Western logocentrism, which de-centres language and meaning and re-
positions them as differential relationships involving absences, differences and defferals. Derrida, J.,
& Spivak, G. C. (1976). Of grammatology. Johns Hopkins University Press.
54 What Makes Writing Academic
and the literate basis of modern thought’ (cited in Halverson, 1992, p. 152). This
view has not only had negative repercussions on how the ‘West’ has treated non-
Western civilizations, but it has led to the illogical and normative conclusion
that alphabetically literate cultures are superior to non-alphabetic ones, rather
than being simply different (Appiah, 2016b; Said, 1978, 1993).
Notwithstanding its widespread acceptance and influence, Havelock’s
account may also be misguided. Firstly, whilst it is true that writing has afforded
the development of a systematized grammar, it does not follow that thinking
in ordered ways would not have happened if alphabetical writing had not
developed. This leaves open the possibility that other forms of representation,
including images, also produce ordered ways of thinking. Secondly, according
to Halverson, Havelock based his arguments that the Greek alphabet has shaped
‘Western’ thought on some unfounded assumptions about Homeric prose and
about the primacy of orality over the written word. Indeed, there seems to be
insufficient evidence to conclude that Homer’s ballads were indeed spoken
first and then transcribed: they could have been written and co-existed with
an oral tradition. If Halverson is right, this would undermine the orthodox
view that society transitioned from orality to writing and that the latter is a
thought-structuring substitute for the former. If true, this would have significant
implications: if writing did not substitute speech but co-existed with it instead,
then the arguments that suggest writing is superior to speech are weakened
indicating that writing and speaking simply allow us to think differently, not
better or worse. And finally, even if it were true that writing was a precursor
of logical alphabetical thought, this does not entail that writing caused logical
thought5 since, for example, logical thought was presumably already happening
with Socrates before Plato transcribed him for posterity. In fact, because there
is no conclusive evidence for the need to memorize spoken language in the first
place, it is hard to see what role writing played at all. It is possible that alphabetic
writing simply functioned as cuneiform writing in corresponding to and
recording astronomical-mathematical observations or accounting. That new
thoughts became possible because of the structures and societies that developed
as a result of writing is not the same as saying that writing caused us to think
‘better’.
Walter Ong (1982, 1986), another influential historian of literacy who
continues the legacy of Havelock, is notoriously credited with the cognitive
5
This is referred to as a post hoc propter hoc fallacy, namely the illogical conclusion that derives from
stating that if an event precedes another it must have caused the event that follows it. Another way
of thinking of this is in relation to the difference between correlation and causation.
56 What Makes Writing Academic
theory that writing is, in fact, superior to speech because it raises consciousness
by developing reasoning in ways that orality does not. Ong’s most cited work,
Orality and Literacy (1982), argued that the transition from speech to writing
in literate societies had a profound impact on the ways in which people thought
and argued. Ong makes the seemingly reasonable claim that the technological
advent of writing simply makes us think in a certain way, suggesting that
writing is comparatively, rather than qualitatively, different to other ways of
communicating (1986, p. 24):
Without writing, the literate mind would not and could not think as it does, not
only when engaged in writing but even when it is composing its thoughts in oral
form.
But Ong soon betrays value judgements that relate to the putative superiority
of literate thinking (writing-influenced) over non-literate thinking (oral) (1986,
pp. 29 and 32):
We know that totally oral peoples, intelligent and wise though they often are,
are incapable of the protracted, intensive linear analysis that we have from
Plato’s Socrates. … Like other artificial creations and indeed more than any
other, writing is utterly invaluable and indeed essential for the realization of
fuller, interior, human potentials … By distancing thought, alienating it from
its original habitat in sounded words, writing raises consciousness. Alienation
from a natural milieu can be good for us and indeed is in many ways essential
for fuller human life. To live and to understand fully, we need not only proximity
but also distance. This writing provides for, thereby accelerating the evolution of
consciousness as nothing else before it does.
The above quote is revealing in several other ways. For example, the
reference to ‘alienation’ and ‘distance’ signals that Ong considers detachment
from context (‘original habitat’ and ‘natural milieu’) to be a virtue. This
might explain why the characterization of academic writing as objective and
impersonal has come to be accepted as an inherent epistemic virtue rather than
a culturally determined attribute. Elsewhere, Ong also draws attention to the
‘cool, analytic processes generated by writing’, invoking Plato’s shunning of the
oral poets in Phaedrus (Ong, 1986, p. 29). He goes on to observe that writing has
an impersonal quality because it ‘separates the world from the living present’
in a way that speech does not. Ong’s references to writing being ‘impersonal’,
‘cool’, ‘detached’, ‘distant’ and as providing a ‘full consciousness’ very much echo
in modern-day understandings of academic writing as autonomous, objective
and impersonal.
How Did We Get Here? A Selected History 57
The conflation of writing with the alphabet and with higher-order thinking
(e.g. Emig, 1977) clearly has enduring historical and ideological roots and it
explains why Turner has referred to it in terms of an ‘ontological complicity’ (2018,
p. 181): it is a complicity because it assumes ‘good’ thinking cannot take place
without ‘good’ writing and it is ontological because ‘good’ writing is equated with
‘good’ thinking. Notwithstanding its misguided legacy, this complicity remains
largely unquestioned. Yet, as I have shown, there are reasons to question the
assumed qualitative superiority of ‘Western’ written literacies over other forms
of literary practices and to consider the affordances of non-standard, including
non-written, communication for expressing higher-order thinking. I turn my
attention to this in Chapter 3, after showing that academia itself, the institution
of higher-order thinking par excellence, has a long tradition of communicating
knowledge in a variety of formats, including poetry, a tradition which seems to
have become lost in modern-day academic practices.
Revolution’ – was the first Bible to be printed between 1450 and 1460 using
a system of incunabula (movable print), allowing for several reprints which
facilitated the dissemination of religion and individual, unmediated reading
practices. A new, smaller pocket-sized format for books, called the octavo, also
emerged during this time, making books more portable. This format became
known as the ‘Aldine’ edition named after its Venetian printer-inventor, Aldus
Manutius. It was smaller than the previous Gothic formats because it used the
italic typeface which reduced the space taken on the page allowing more books
to be printed more cheaply, thus contributing to the dissemination of knowledge.
Eisenstein (1983) has cautioned, however, that, contrary to default and
prevailing historical classifications, what is commonly referred to as the
‘Renaissance’ took place before the advent of printing,6 indicating that print
simply allowed existing knowledge to circulate rather than to be created ex
novo. Eisenstein’s warning is important because, once again, it guards against
unquestioning dispositions towards historical events: the printing press did not
take Europe out of the ‘dark ages’ and into a ‘re-birth’ (Renaissance), as many
history books have had us believe. Rather, according to Eisenstein, print simply
made visible what was already there. The surreptitious conflation between print
and the emergence of knowledge, between the ‘dark ages’ and the absence of
reason, has echoes of the conflation between writing and reason, discussed
earlier.
At this time, writing and reading became firmly established in European
cultures because of print and this triggered significant social and cultural
consequences. For example, between 1500 and 1600, the Reformation movement
of Martin Luther, a German Friar and Professor of Theology at Wittenberg
University in Saxony, toppled the dominance of the Catholic Church. This
was made possible because Luther’s Protestant message spread via ‘academic’
writings called ‘theses’ famously pinned to his door. Despite the fact that they
were not intended to be read by ‘the people’, Luther’s writings became a powerful
revolutionary tool that allowed his Reformation to gather momentum (Postman,
1993, p. 65):
What Luther overlooked was the sheer portability of printed books. Although his
theses were written in academic Latin, they were easily transported throughout
Germany and other countries by printers who just as easily had them translated
into vernaculars.
6
In fact, Francesco Petrarca (1304–74), commonly referred to as a Renaissance poet, died before
printing was invented.
60 What Makes Writing Academic
Montaigne’s essay format was to greatly influence the genre of the scientific
experimental article (discussed below) because of the way it represented human
experience as being both narcissistically personal and distantly objective
(Eisenstein, 1983, p. 58):
Its [the essai’s] abbreviated structure reflects both a prescriptive world view,
empirical in spirit and observational in method and a sceptical despair of
achieving any unified cosmological view. The kind of discursive informalism
How Did We Get Here? A Selected History 61
and ordinary subject matter epitomized by the French familiar essay had
immense philosophical appeal for growing scientific interests in seventeen-
century England, which, Bacon had cautioned, would not succeed without a
profound literary reform.
(Paradis, 1987, p. 60)
The English language has never been able to police its language in this way,
despite several attempts (see, for example, Crystal (2003)). As a consequence of
this lack of language policing, it has evolved into a porous and flexible system
able to accommodate new lexis (Yun & Standish, 2018). Oddly, despite its
porousness, or possibly because of it, the English language to this day lends itself
to heated controversies about standards and correct usage.
Unlike the Ancient university, the Renaissance university was projected
towards action and novelty. It nurtured la vita activa, pushing the boundaries
of knowledge through human discovery and technology rather than divine
intervention. Famously, Columbus’s explorations of the Americas in 1492
sparked a wave of ‘humanism’, understood as the waning of mediaeval and
divine reverence and as the waxing of human reason and capacity to understand,
explore, conquer and colonize the world (Rüegg & Ridder-Symoens, 1992–2011,
Vol. 2).
62 What Makes Writing Academic
of the time, the Journal des Savan(t)s and the Philosophical Transactions, both
established in 1665. In particular, Henry Oldenburg, the first editor of the
Philosophical Transactions, was keen to encourage correspondence and debate.
He became known for being a ‘present’ editor who enthusiastically mediated
between the readers and the article writers, publishing letters that became
scientific documents in their own right and gradually allowing contributors
to have more voice (Bazerman, 1988). Significantly, he published the work
of international scientists, such as biologist Marcello Malpighi (Eisenstein,
1983), who were being ignored or censored in their native countries and
published the correspondence with Isaac Newton in both English and Latin
(Bazerman, 1988, p. 84), reflecting the widespread multilingualism of the
scientific community.
Having briefly tended to the re-emergence of the chronicle, the dialogue
and the letters as examples of ancient genres that were re-purposed to better
communicate the knowledge of their time, I now turn to the specific relevance
of the Philosophical Transactions to current academic writing practices. It is
in fact the scientific genre of the experimental article that has survived and
become the model for the ubiquitous academic essay. The genealogy of the
experimental article has been meticulously traced by Charles Bazerman (1988)
in Shaping Written Knowledge. Bazerman tracks its evolution from its early
reports and descriptions of unusual events using the language of ‘curiosity and
wonder’, whereby science was reported as uncontested and devoid of theory or
methodology, to the increasingly careful illustration and precise reporting of
methods and experiments. Attention to how methods were reported signalled
the need to dispel controversies that were beginning to emerge as scientists
were no longer individuals working alone to report what they saw in nature.
Instead, they were increasingly being held to account publicly via the journals
they corresponded in and in their presentations to learned societies. The
function of drawings and illustrations also changed. Hitherto, they had been
deployed to represent nature. By the 1700s, they became the methods and
instruments for understanding it, as explained below with reference to Robert
Boyle and his physico-mechanical experiments with pneumatics in the 1600s
(Shapin, 1984, p. 492):
The sort of naturalistic images that Boyle favoured provided a greater density
of circumstantial detail than would have been proffered by more schematic
representations. The images served to announce that ‘this was really
done’ and that it was done in the way stipulated; they allayed distrust and
facilitated virtual witnessing. Therefore, understanding the role of pictorial
64 What Makes Writing Academic
Along with images, language also developed to reflect greater attention to how
methods were reported. In 1672, Newton writes with the intention of eliminating
uncertainty towards his optical findings. He develops a new rhetorical style to
deal with criticisms, a form of compelling argument which becomes a closed
system in which opposing arguments are reduced to errors. He writes with the
intention of making his writing appear as fact, not controversy and finds ways of
shaping it to avoid ambiguity by artfully guiding the reader step-by-step through
an experiment expressed in self-referential language – recalling the meandering,
explorative and tentative style of Montaigne – all the while intending to report
what he believes to be an objectively observable phenomenon: the style evoked
is that of a neutral observer ‘stumbling across a fact’. Bazerman analyses a section
of the carefully crafted rhetorical style of Newton’s ‘A New Theory of Light and
Colours’, an article published in the Transactions in 1672, highlighting the
prominence of first person pronouns to reflect that it is the author-narrator-
scientist who is making the discoveries (Bazerman, 1988, p. 91):
This earlier part of the article relies heavily on the language of personal thought
and agency as it unfolds the attempts of a baffled investigator to come to terms
with a robustly visible phenomenon. The first person followed by an active verb
forms the armature of most sentences: ‘I suspected’, ‘I thought’, ‘I took another
Prisme’, ‘I then proceeded to examine more critically’, ‘Having made these
observations, I first computed from them’. At key moments he offers quantitative
descriptions of his experiments, switching to third person existential statements:
‘Its distance from the hole or Prisme was 22 feet; its utmost length 13¼ inches.’ But
even experimental quantities are framed by his limited agency: “The refractions
were as near as I could make them, equal and consequently about 54 deg. 4’”
(93). The orderliness with which he pursues and isolates the phenomenon gives
rhetorical warrant to the degree of facticity of language Newton allows himself
in this section. That is, the credibility of the investigation helps establish the
credibility of the fact and the credibility of the investigator.
which required no reporting verbs, suggesting that for the pre-Socratics, reality
did not need to be interpreted, it simply needed to be told (Olson, 1994, p. 193).
The term ‘verbatim’ had been coined by the 1400s, suggesting that already by
then, a new linguistic awareness was dawning relating to how a text could fix and
stabilize meaning. English began to borrow reporting verbs from Latin, such as
imply, to signal mental state verbs which indicated that an interpretation was
taking place as opposed to an unhedged factual description of nature (Daston &
Galison, 2010; Olson, 1994). With the 1700s came the development of theories of
interpretation to understand what was ‘in’ the text, not what could be ‘read’ into
it (hermeneutics). Because knowledge was becoming increasingly contested, the
following authority-conveying features began to emerge in scientific writing: the
use of nominalizations as grammatical metaphors to reify and de-personalize
activities, presenting them as facts rather than processes; acknowledgements (in
the form of references) to build allegiances but also to comply with the new
1710 intellectual property copyright encoded into British law (Pennycook,
1996); hedging language such as probably and might be to indicate speculation
before a bold conclusion; and introductions to conflicts between theories began
appearing in Volume 40 of the Transactions (1737) to signal that a hypothesis
preceded the account of the experiment, even when there was no contention.
The need to report accurately and clearly meant that language became ‘invested
with the role of “mapping” knowledge, without drawing attention to itself as part
of the map. In other words, it has to be transparent’ (Turner, 2010, p. 63).
Fast forwarding to more recent times, a period of great university expansion
occurred during the 1900s following their decline during the French Revolution
and the Napoleonic wars. Of immense significance was the influence of Wilhelm
von Humboldt, a German scholar and statesman credited with founding, in 1810,
the modern ‘Western’ concept of the research university, which has particularly
left its imprint on US universities and on Oxbridge in Britain (Rüegg & Ridder-
Symoens, 1992–2011, Vols. 3 and 4; Russell, 2002). The Humboldtian university
fully embraced the growing faith in science, reason, discovery and empiricism
of the previous centuries making ‘research’ its core, essential nuclear foundation.
According to Friedrich Schleiermacher, the liberal theologian and philosopher
who inspired Humboldt (Vol. 3, p. 5):
the function of the university was not to pass on recognised and directly usable
knowledge such as the schools and colleges did, but rather to demonstrate how
this knowledge is discovered, to stimulate the idea of science in the minds of
the students, to encourage them to take into account the fundamental laws of
science in all their thinking.
66 What Makes Writing Academic
8
The grading of papers had been introduced for the first time in 1792 at Cambridge University.
Postman, N. (1993). Technopoly: The surrender of culture to technology. Vintage Books.
9
Despite the stability of genres described by Bazerman, Hyland, K., & Feng (Kevin), J. (2017). Is
academic writing becoming more informal? English for Specific Purposes, 45, 40–51. [Link]
org/[Link] have begun to detect some linguistic informality in
academic writing in what they call ‘illicit initials’, i.e. starting a sentence with ‘and’, ‘but’ or ‘so’.
How Did We Get Here? A Selected History 67
As Bazerman has shown, writing has the power to shape knowledge. Because of
this power, several scholars have been concerned with how writing also enacts
political and social ‘ideologies’. For the sake of brevity, I simply take ideology to
mean ‘worldviews’, although I acknowledge the nuance and contention that such
a loaded word warrants because of its connotations (see, for example, Hannah
Arendt (1953), who defines ideology literally as ‘the logic of an idea’ and follows
this through with an account of how following the logic of an idea can result in
‘terror’).
10
Wittgenstein’s aphoristic style is clearly an exception to this.
68 What Makes Writing Academic
This section, therefore, limits itself to signposting rather than developing the
link between academic writing practices and ideology because similar ideas have
either already been hinted at or will re-merge in subsequent chapters. For now,
it is sufficient to note that literacy practices, which include academic writing, are
ideological in the sense that they enact worldviews. This has already transpired
from the above discussion where I argued that ‘Western’ views of literacy
have invested alphabetical writing with the power to ‘raise consciousness’ and
improve thinking in ways that other writing systems do not. This worldview
contrasts with other worldviews whereby literacies do not need to be alphabetic
to develop and display ‘good thinking’ (Arnheim, 1969; Kara, 2015; Kuttner et
al., 2017).
In his history of the American university curriculum, Russell (2002)
documents how academic writings enact what he calls ‘ideal’ social practices.
When these are dictated by the needs of industry, writing becomes specialized
and technical. When they are motivated by a research ideal, such as the
Humboldtian faith in the fundamental laws of science, not only do they prevent
any other genre from taking root, but they impose a straightjacket on the genres
of all disciplines (Russell, 2002, pp. 71, 79, 85):
To understand why certain forms of student writing endured and others faded,
or why certain pedagogies included writing and others did not, one must look
to the character of the research ideal and the ways it interacted with writing
in the new mass education system …. German scholarship rapidly set a new
standard for academic writing, not only in the sciences but also in the emerging
humanities and social sciences because disciplines viewed student writing
through the narrow lens of their own research writing, they rarely explored
other possibilities.
Russell further posits that these ‘ideals’ can morph into ‘ideologies’ (2002,
p. 269). He exemplifies this with reference to two progressive US writing
programmes in the 1950s and 1960s which were abolished because they prioritized
the developmental and learning potential of writing over its specialized, skills-
based technical nature. These programmes drew significantly on the progressive
ideas of Arthur N. Applebee, an educationalist who regarded writing as integral
to the learning process and was associated with progressive left-wing political
ideals of equality and inclusion. Given the right-wing conservative political
tendencies of the United States at the time, according to Russell, the association
with a left-wing progressive thinker might explain why such programmes were
not maintained. Several other writing scholars have similarly claimed that
How Did We Get Here? A Selected History 69
writing ‘reproduces the ideologies and inequities of the institution and society’
(Archer & Breuer, 2016, p. 42); that academic writing as it is practised and taught
in today’s academy is ‘ideological, transparent, objective and autonomous’
(Bennett, 2015; Lea & Street, 1998; Street, 1984); that it embodies ‘exclusionary
ideologies’ (Lillis, 2001; Scott, 2013; Thesen & Cooper, 2013; Turner, 2018) and
that by focusing on accuracy and standards, it privileges conservative, elitist and
undemocratic ‘ideologies’ (Rose, 1985).
As also shown by Fairclough (2001) and Bourdieu and Thompson (1991),
language wields great power in enacting political ideologies. The 1900s
witnessed the emergence of English as the lingua franca of academic research,
replacing French and German (and Latin). This signalled a shift in economic
and political power from mainland Europe (once the heart of academia) to
the UK and the United States (now setting higher education agendas). The
key events that cemented the shift to English include: the establishment of the
American university based on the German research model (Russell, 2002);
the two world wars, which intensified and prioritized scientific research
to serve the war industry (Russell, 2002); the consequences of nineteenth-
century colonialism (Mbembe, 2008; Morris, 2010; Said, 1978), then of de-
colonialism (such as India gaining its independence in 1947) and then again
of post-colonialism, which meant that European countries, including the
UK, had obligations to educate those it had colonized but also to maintain a
form of ‘soft power’ to ensure allegiances (Peters, 2017). Indeed, the English
language can be described as what Blommaert (2010) calls a ‘language
regime’, namely a complex sociolinguistic ‘multiplex item’ that is mobilized
to create dynamics of exclusion and marginalization. In this sense, language
becomes ideological because it compounds what counts as ‘good’ and ‘bad’
English, even in multilingual contexts, where different kinds of English have
evolved for a range of purposes that no longer warrant reference to a ‘correct’
standard.
Since English is the language of academia, it retains the soft power to enact
the ideology of the dominant ‘West’. However, and somewhat more insidiously,
the dominance of English (and of a certain variety of English, the one that
conflates objectivity with an epistemic virtue) as the language of academia enacts
linguistic injustices that exclude many from global academic conversations. This
has been documented in Turner (2010), Politzer-Ahles et al. (2020), Politzer-
Ahles et al. (2016), Lillis and Curry (2010b, 2015) and Hanauer et al. (2019).
This is why Turner, in discussing EAP, claims (2010, p. 78) that
70 What Makes Writing Academic
Conclusions
History as a method for understanding the phenomena we care about has two
main functions: it allows us to trace the genealogies of phenomena so that we
can identify key junctures at which things might have turned out differently; it
lends itself to being selected to advance a particular worldview. In this chapter,
I have challenged the histories that conflate writing with the alphabet and with
higher-order thinking, arguing instead that writing did not have to be conflated
with the alphabet and that although it has been, this does not mean that
alphabetic cultures are better at thinking than oral or visual cultures. I have also
highlighted that within academic writing cultures there is a thriving diversity
of genres; yet, modern-day standards of academic writing seem to have evolved
from and reified only one, the experimental article. Selecting the histories that
have colluded with the idea that writing raises consciousness and that academic
writing is ‘objective’ amounts to an ideological stance that leads to unjust
practices, such as the exclusion of knowledge that is not presented ‘objectively’
in written form.
3
Introduction
At this pivotal point in the story about what makes writing academic, I
showcase the diversity of academic texts by drawing attention to writings that
roam naturally, ‘in the wild’, so to speak. Like Rose, I call for a re-definition of
academic writing, one that is more inclusive and diverse, less standardized and
prescriptive, less wedded to the ideologies associated with alphabetic literacies
and more open to diverse ways of communicating knowledge. With reference to
multimodal and multilingual doctoral theses and other modes that do not rely on
the linearity of the alphabet and of prose to be ‘academic’, I highlight the role that
writer agency can play in shaping written knowledge. In this and the remaining
chapters, I will argue that what makes writing academic are the emergent varied,
current and future practices of the academy, including its values.
Chapter 3 posits that what makes writing academic, namely its
‘academicness’, cannot be reduced to any particular feature. Secondly, it
explains the naturally occurring diversity of academic writings with reference
to Adler-Kassner and Wardle (2015)’s threshold concepts in writing studies.
And, thirdly, it shows that ‘argument’, commonly assumed to be the defining
characteristic of academic writing, is one of the features that can make it
academic, but it is not the only one.
74 What Makes Writing Academic
Academicness
I use the term ‘academicness’ to refer to a holistic property of a text, i.e. the totality
of what makes it academic rather than, for example, legal or poetic. A property
is a quality that can be predicated of whole objects, like colour, shape, sound, or
taste. It is a quality that does not pick out any single or uniquely identifying part
of the whole object (Sellars, 1963). In this sense, academicness is like ‘meaning’:
it emerges from a context and cannot be reduced to a ‘single element that stands
alone’ because it is ‘relational’ and ‘holistic’ in structure (Malpas, 2002, p. 407).
Since it emerges, ‘academicness’ is not dependent on the presence or absence
of specific features relating to language, genre moves or argument. If what
made writing academic could be reduced to these specific features, then hoax
academic papers such as those by Alan Sokal (Cuthbert, 2018; Franca & Lloyd,
2000; Sokal, 1996, 2008) and Ike Antkare (Labbé, 2010; Labbé & Labbé, 2012;
Van Noorden, 2014) would count as academic in virtue of the fact that they
display the features that standard academic writing programmes readily teach as
‘academic’ (such as the passive voice): despite displaying conventional academic
forms, hoaxes promulgate ‘nonsense’ (Alvesson et al., 2017) and, in so doing,
they fail to adhere to the standards of excellence (MacIntyre, 1985) inherent
to socio-academic practices (SAPs). These SAPs include epistemic virtues such
as a commitment to the truth (Connell, 2013), to academic integrity (Zgaga,
2009), to social justice (Case, 2013) and to innovation and research (Warnock,
1989). Such commitments require an ethical orientation towards honesty, an
orientation that must be intentional and originate from an agent, in this case the
writer. Neither an automated generator of academic jargon (C. Labbé, personal
communication March 25, 2014; Labbé & Labbé, 2012) nor the deliberate
human intention to mislead and distort disciplinary knowledge (Sokal, 2008)
is commensurate with these standards of socio-academic excellence. It is in this
sense that academic hoaxes do not count as academic because academicness
cannot be reduced to its forms and because there are no inherent standards of
excellence from which academicness can emerge. Clearly, however, those who
published these articles, the editor-readers of Social Text and Springer (for Sokal
and Antkare, respectively) believed them to be genuinely academic, probably
because they based their judgements of academicness on the form of the texts
(i.e. they looked and sounded academic). Sokal (2008) has documented these
reasons. They include the editors’ appreciation of post-modern academic jargon
and relativist conclusions which suggested to them that the text was bona fide.
Learning from Writings ‘in the Wild’ 75
Similarly, Van Noorden (2014) has indicated that the fake papers published
by Springer had ‘characteristic vocabulary’, meaning the kind of recognizable
academic jargon that a fake text generator, in this case SCIgen, had been
programmed to produce.
If the text itself, i.e. its form, has the power to generate this level of confidence
in the reader, then this might suggest that the academicness of a text resides
in the text itself and/or in the reader’s perception of it. Accordingly, hoaxes
might indeed count as academic in virtue of the reader’s perception of their
academicness. However, this is an uncomfortable position to hold because readers
can be wrong, in the sense of being misled. Alternatively, rather than relying on
the reader’s perception, the academicness of a text might reside in the author’s
intent (Fish, 2017). The writings of twentieth-century analytic philosopher
Ludwig Wittgenstein’s are a case in point. Wittgenstein famously wrote his
philosophy of logic and language using aphorisms, namely short, sequenced
statements that express a definition or truth in a literary style that is terse and
that can seem brusque (Wittgenstein & Russell, 1922). Do his aphorisms count
as ‘academic’ writing? Would an undergraduate or postgraduate or doctoral
student be allowed to write like this? Why? This remains contentious, yet the
debate surrounding whether they count as academic hasn’t prevented them from
remaining established and cited, in the disciplinary (academic) discourses of
analytic philosophy (Sigmund, 2017, p. 128):
Wittgenstein confided to Russell [one of his PhD supervisors (the other was
G. E. Moore)] that no one would ever understand the book, although it was, as
he put it, ‘crystal clear.’ Elsewhere, however, he noted: ‘I am aware that all these
sentences are unclear.’ As he seemed to realize at least to some extent, his style
struck an odd balance between moments of dazzling lucidity and moments of
total opacity, reflecting the tension between his yearning for clear expression
and his awareness that some things simply cannot be expressed … Wittgenstein’s
style was at once cryptic and crystalline.
How could a text that was both ‘clear’ and ‘unclear’ become such a classic of
analytical philosophy? One possible reason is that Wittgenstein was well known
and sufficiently well regarded in his intellectual circles, namely Cambridge
University, for his ideas to be trusted and his writing respected. This suggests
that it is the ideas, the extent to which a person is known and accepted in their
academic community and the academic standards of excellence of an academic
community, that determine what makes a text academic, not the form of the
text itself. Compare this to the treatment of philosopher Jacques Derrida,
76 What Makes Writing Academic
The Sokal and Antkare texts complicate matters further. Despite both being
hoaxes, they differ in at least one crucial way: one was written by a human and
the other by a computer. If we appeal to author intent, following Knapp and
Michaels (1982) and Fish (2017), then the Antkare texts are clearly not academic
because they cannot enact any SAP (further outlined later in this chapter) since
they were generated by a computer and, typically, computers do not have intent.
But, following Barthes and other proponents of the ‘intentionalist fallacy’, Sokal’s
article could count as ‘academic’ because it displays ‘predictable and recognisable
patterns’ that readers would normally expect in an academic text: it is researched
in the traditional sense of ‘referring to relevant literature’; it made sense to its
intended audience; and, worryingly, it remains (as I write this) in circulation
and available in Social Text via an established academic publisher, JSTOR (Sokal,
1996). The fact the text is published in an academic journal further confers
institutional legitimacy to the text, giving it academic credibility. Moreover, at
the time, the article generated genuine academic debate around what counts
as knowledge (see, for example, Dawkins [1998]). What makes us reluctant to
call it ‘academic’, however, is not its content but the intention with which it was
produced and perhaps more importantly, the dishonesty of this intention: Sokal
intended to parody and discredit critical theory and did not believe his own
arguments.
In the Sokal case, intent becomes a contributing factor in whether a text is
deemed to be academic, whereby his dishonest intent detracts from the academic
credibility of his text. But this, too, is an uncomfortable conclusion to reach
because it suggests that intent matters: if the intent were honest, would this
change our perception of whether the text is academic? For example, despite
being ‘unclear’, was Wittgenstein ‘sufficiently honest’ to warrant being published?
Moreover, how do we establish authorial intent, when the author may not be
available to confirm what their intent was? A further problem with appealing
to the author’s intention to determine whether a text is bona fide academic or
not is that, to the joy of many students and academics, this would confer to the
writer ultimate jurisdiction as to whether their writing counts as academic or
not because only the writer can know what they intended.
Both the hoax and Sokal’s subsequent justification for it raise further unsettling
prospects for determining what makes a text academic: on the one hand, the
hoax was read as an ‘academic’ text; on the other, none of it was ‘true’. If we accept,
as I do, that a necessary value of higher education is a commitment to ‘truth’ or to
‘realness’ (understood broadly from a critical realist perspective as the recognition
that external ontologies exist [Bengtsen & Barnett, 2017]), then the hoax was not
78 What Makes Writing Academic
academic. But if we accept this, then we also have to accept that the commercial
tests relied upon by universities to predict the writing abilities of students, such as
the IELTS and Pearson Tests of Academic English, are not academic either. This
is because they are written to display language and mimic academic essay forms,
not to advance truthful, or real, accounts of the world.
To sum up, what I am claiming so far is that when we invoke the formal
markers of academicness as standards by which to judge whether a text is
academic or not, hoaxes would count as academic but the unconventional texts I
refer to next would not. This is because unconventional texts – academic writings
that don’t conform to the imaginary of what an academic text should look like
– display the ‘wrong’ sort of language and moves and certainly not the kind of
academic language that EAP writing programmes and textbooks are likely to
engage with because they do not meet putative standards of academicness. Yet,
such texts circulate in ‘the wild’ and are imbricated in the structures of academic
knowledge communication. They include, alongside many others, the graphic
doctoral dissertation of Nick Sousanis (2015), the musical PhD exegesis of A.
D. Carson (2017), the playful and feminist PhD thesis of Harron (2016), the
aphorisms of Ludwig Wittgenstein and earlier still, the scientific dialogues of
Galileo Galilei’s Two Chief World Systems.1
Crucially, the need for these academic texts to break with convention was
not driven by the arbitrary whim, or intention, of their authors. These academic
writers broke the rules on epistemic grounds: their textual forms afford knowledge
representation that conventional forms, arguably, do not. Theoretical physicist
Daniel Shanahan (2015), for example, holds the form of the scientific article to
account by calling for it to become a ‘living document’ that allows more space to
report methods rather than results. Since what matters most in scientific research
is the appropriateness of the methods used and the extent to which these can be
replicated to yield sound findings, methods need to become more prominent
in scientific writing. Instead, findings rather than methods tend to be given
more prominence in abstracts and in the way journals ‘market’ key findings. By
not giving due prominence to methods and by granting more visibility to the
findings of scientific research, the ‘form’ of the academic paper amounts to a
scientific ‘fraud’. This fraud is further compounded when superlative language is
1
Clearly, Galilei’s dialogues were written before modern academic conventions existed. My point
here, however, is that Galilei chose the dialogue genre to propose his heliocentric thesis as opposed
to the more conventional prose and less controversial thesis of his other work on classical physics
(cf. Chapter 2).
Learning from Writings ‘in the Wild’ 79
used to inflate the significance of the findings (Vinkers et al., 2015). By allowing
more published space for methods, scientists would curb the unscientific drive
that publishers have towards prioritizing controversial or trending results which
are more likely to capture the attention of a superficial audience than satisfy
the needs of the scientific community. Shanahan, therefore, advocates that we
re-configure the scientific article so that we can move beyond the now-obsolete
print model and truly embrace the freedom that online publication gives us,
moving towards living documents that can be updated, amended, extended and
indeed directly linked to other articles and data.
Shanahan’s living physics document, Sousanis’s visual interdisciplinary
argument, Carson’s aural anti-racist activism and Harron’s black feminist
mathematics can all be classified as examples of what Bazerman (1988) means
by ‘shaping’ knowledge or of what literacy scholar Lunsford means when
she claims that writing is ‘epistemic’, namely that it doesn’t ‘simply record
thought or knowledge but … has the capacity to actually produce thought and
knowledge’ (2015).2 In drawing attention to these academic writers-authors, I
am highlighting that the academicness of a text can be explained in terms of an
interaction between the structural elements available in the textual environment
(such as form, grammar, genre and reader expectations) and the disciplinary
knowledge, values and intentions of the writer who has agency in shaping the text.
What makes these four authors ‘academic’ thus becomes an interaction between,
on the one hand, the writer’s disciplinary values and their intention to ‘shape
knowledge’ by giving more space to methods, visuals, rap and voice, respectively,
thus upholding the epistemic integrity of the scientific, interdisciplinary, socially
just and feminist endeavour and, on the other, what the textual environment
affords in terms of structures that enable this to happen, such as the possibilities
afforded by the online medium in the case of Shanahan’s living document or the
fact that there are other ways of writing non-fiction that still fulfil the academic
standards of excellence required for the award of a PhD in mathematics.
What makes the text academic is thus irreducible to either the writer’s
intentions or to the structural form of the text.
2
N. B.: As argued in Chapter 2 with reference to Ong and others, this is not tantamount to claiming
that the thought and knowledge produced by writing is better than thought and knowledge produced
by other media. My claim here is simply that since writing has the power to shape and produce
thought and knowledge (as do many other modes of communication), the forms that writing takes
matter to the kind of knowledge that is created. For example, Carson’s anti-racist thesis would have
been different – less persuasive? Less impactful? – had he written in conventional academic prose
instead of performance poetry, rap and rhythm.
80 What Makes Writing Academic
social and linguistic structures which determine conventions and which writers
need to be knowledgeable about so that they can make informed decisions about
shaping their academic texts. In claiming that writers have agency in shaping
their texts, I am not downplaying the role of the reader or of institutional
expectations in establishing the academicness of texts. I recognize with Tardy
(2016, p. 76), for example, that:
In the traditional academic classroom, clearly defined roles of the teacher (as
expert and assessor) and the student (as novice and learner) shape how student
texts are both written and read and they limit the likelihood that a student will
depart from genre expectations.
3
This is not the same meaning of ‘performativity’ found in Macfarlane (2021b).
84 What Makes Writing Academic
in this case a poem that represents the self-care they wish to perform (taken
from pages 245–7):
An invitation: to our reader
The poem that follows is both a representation of our self-care and reflective
practice and an invitation to others to engage in dialogue with us. We invite you
to read, to reflect and to resist.
Self care: a manifesto
Eat apple pancakes smothered in Nutella.
Practice yoga
Watch The English Patient
Turn off email notifications
Walk
Drink wine
Have a massage
Eat fish and chips
Swim.
Threshold concept 3.0 refers to the fact that writing enacts and creates
Identities and Ideologies: ‘When we seek to “apprentice” students into
academic writing, what ideological imperatives are being asserted in the
ways we choose to conceive of academic writers and writing?’ (Adler-
Kassner & Wardle, 2015, p. 50). Here, what can make writing academic
is the recognition that writers are different and as such, not only do they
bring different kinds of knowledge to their texts, they also shape their texts
differently. Examples of such writing include Harron (2016), Carson (2017)
and Kunju (2017), the latter having chosen to write his thesis in isiXhosa,
one of South Africa’s eleven languages. In doing this, not only does he
obtain his doctorate, but he also asserts his humanity through an ideological
imperative that consisted in reclaiming as academic an indigenous language
and in resisting the dominant geopolitics of academic English (Lillis & Curry,
2010a). By choosing to write in isiXhosa, the academicness of Kunju’s text
emerges from the interaction between his intention to challenge a dominant
ideology and the textual possibilities available to him (namely writing in
isiXhosa instead of English).
When read cumulatively, these and many other threshold concepts afford
creative possibilities for re-thinking academicness. These possibilities include
de-centring language to embrace multimodality and dethroning English as the
lingua franca of academia.
Learning from Writings ‘in the Wild’ 85
4
Interestingly, the word ‘harassment’ does not exist in Italian. It is generally translated as molestia
(as in ‘being molested’). However, since the 2019 #MeToo scandal, whereby several women took
to social media to call out male harassment, the English word has increasingly been used in Italian
media, often untranslated.
Learning from Writings ‘in the Wild’ 87
[W]hat does ‘pointing to the shape’, ‘pointing to the colour’ consist in? Point to
a piece of paper. – And now point to its shape – now to its colour – now to its
number (that sounds queer) – How did you do it? You will say that you ‘meant’ a
different thing each time you pointed. And if I ask you how that is done, you will
say you concentrated your attention on the colour, the shape, etc.
An example of how ‘style itself makes its claims, expresses its own sense of
what matters’ is the Manifesto of Care (O’Dwyer et al., 2018) article referred to
earlier, which invites us to reflect on and resist the pressures of academic life by
affording us the opportunity to read an academic text written as poetry.
I now highlight how the meaning of argument has changed over time and
how it becomes conflated with language. This opens up the possibility for
argument in academic writing to go beyond language, making it inclusive of
a range of ‘ecologies of knowledges’ (de Sousa Santos, 2017), ‘textual ecologies’
(Canagarajah, 2018), ‘intellectual styles’ (Galtung, 1981) and ‘creativity’ (Besley
& Peters, 2013).
5
For example, a deductive mathematical argument is different to an inductive historical argument.
90 What Makes Writing Academic
only one of the modalities that allow us to be ‘logical’ in both the psychological
and the sociological sense but he also posited that framing argument in terms
of psychology and sociology imbued the thinking process with a subjective and
relative quality, such as a reliance on induction that ‘proper’ deductive logic did
not (Toulmin, 1958, p. 5):
[I]t cannot be custom alone that gives validity and authority to a form
of argument, or the logician would have to wait upon the results of the
anthropologist’s researches.
His discomfort with subjectivity and relativity was not, however, resolved by
turning to the kind of logic that posits formal relations between propositions
and that reduces the validity of an argument to its deductive form. This is
because logic is concerned with statements about logic itself and not with the
thinking process per se. The mistake of equating logic with correct and rational
thinking is known as ‘qualified psychologism’6 and assumes that logic, rather
than psychology, is the study of thought. Toulmin invokes logical positivist
Rudolf Carnap to refute the way in which logic has arrogated the thinking to
itself (Toulmin, pp. 86–7):
The characterisation of logic in terms of correct or rational or justified beliefs
is as right but not more enlightening than to say that mineralogy tells us how
to think correctly about minerals. The reference to thinking may just as well
be dropped in both cases. Then we say simply: mineralogy makes statements
about minerals and logic makes statements about logical relations. The activity
in any field of knowledge involves, of course, thinking. But this does not mean
that thinking belongs to the subject matter of all fields. It belongs to the subject
matter of psychology but not to that of logic any more than to that of mineralogy.
By the same token, it can be argued that when it comes to the practice of
academic writing – pace Ong (1982, 1986), Emig (1977), Kaplan (1980 [1966])
and other literacy scholars who have in various ways subscribed to the view
that writing raises consciousness in ways that are qualitatively superior to other
forms of communication – the reference to ‘good thinking’ may as well be
dropped. This is because it amounts to an instance of ‘qualified psychologism’,
whereby writing has arrogated to itself the process of correct thinking, a process
that more properly belongs to the enquiries of the field of psychology. Since the
activity of any field requires ‘good thinking’, it is not clear why it should belong
to the practice of writing any more that it does to that of drawing.
6
For an overview and explanation of qualified psychologism, see [Link]
psychologism/ [accessed 14 December 2018].
Learning from Writings ‘in the Wild’ 91
Rather, Toulmin proposes that we shift our conflation of logic with correct
and rational thinking to thinking of logic as a way of making sound claims that
give prominence to warrants instead of prominence to form and truth (Toulmin,
1958, p. 7):
Logic is concerned with the soundness of the claims we make – with the solidity
of the grounds we produce to support them, the firmness of the backing we
provide for them – or, to change the metaphor, with the sort of case we present
in defence of our claims. The legal analogy implied in this last way of putting the
point can for once be a real help. So let us forget about psychology, sociology,
technology and mathematics, ignore the echoes of structural engineering and
collage in the words ‘grounds’ and ‘backing’ and take as our model the discipline
of jurisprudence. Logic (we may say) is generalised jurisprudence.
team. The point being that by narrowing and reducing the meaning of argument
to propositional logic, we fail to capture the wider-ranging uses of argument
that occur in other fields of human enquiry, uses which may or may not include
language itself. This is why the frequent designation and juxtaposition, in EAP
and other general academic writing courses, of academic writing as ‘logical’ and
‘linear’ is misleading: both terms are highly field-dependent and it is not clear
what they designate when they are used to describe the arguments in generic
student essays.
Toulmin’s focus on warrants and qualifiers now creates a space within which
to think of arguments as non-linguistic, since neither warrants nor qualifiers
need be expressed in language.
that are left open to unqualified interpretation. Such features include ‘depth’,
‘motion’, ‘distance’ and, following Groarke (2015), ‘non-verbal sounds’, which
are ‘perceived’ by the viewer through the senses rather than directly processed
as propositions (Tarnay, p. 5):
[T]he operation of our sense organs (or whatever it is that computes and
processes sense data) can be described as an inferential activity under the level
of phenomenal consciousness (The strongest version that our eyes ‘argue’ can
be found in Bonfantini, 1987). …. The retrieval of arguments should not be
confined to higher – semantic and pragmatic – level of processing, but it should
be grounded on certain ‘automatic’ processes.
Some may object that a documentary such as Fuocoammare does not count
as an academic argument on the following grounds. Firstly, as discussed above,
argument is traditionally understood as a propositional, not visual, endeavour.
In the case of Fuocoammare, the scope for interpretation is, arguably, far wider
than it might be in a traditional academic format. A film or an image allows
the viewer to see much more in a single frame or panel than does a sentence
containing a proposition or a paragraph containing several sentences. Secondly,
whilst acknowledging that language is ‘unstable’, some writing scholars such as
Gourlay (2016, p. 88), for example, remain of the view that ‘written text is still
more suited than visual images’ to the complex requirements of argumentation
and critique, especially within the context of a literature review (Gourlay, 2016,
p. 87):
A third objection is that films and images tell stories which rely on narrative
rather than argument. This third contention relies on the common acceptance
that argument and narrative are mutually exclusive methods for communicating
knowledge. The implication of this contention seems to be that by doing the
former one is not doing the latter and vice-versa. The contention indexes
that since narrative is not traditionally valued as a method of inquiry, the
documentary genre which relies on narrative to advance a thesis is less likely
to be accepted by academic writing programmes, such as those taught in EAP.
The assumption that narrative is not deemed to academic is made explicit by
96 What Makes Writing Academic
something about the argumentative process that goes beyond mere representation
to include the ways in which images contribute to the context in which they are
being used. The scene where the two Sicilian boys in Fuocoammare are pretending
to shoot down targets in an imaginary war is therefore not to be viewed for its
representational value, namely two boys shooting, but as contributing to the
overall narrative argument, namely that migration is affecting life on the island.
Crucially, Tseronis also reminds us that meaning and truth are distinct concepts
and that ‘the meaning of a proposition cannot be reduced to its truth-evaluable
propositional content’. In other words, meaning, rather than truth, can equally be
the aim of an argument. To quote Fish again (2017, p. 8):
Argument is protean – ever changing, mutable, kaleidoscopic, voracious – and
almost anything can be its vehicle, swinging a big stick, putting on a badge,
intoning a holy phrase, making the sign of a cross, wearing a uniform, speaking
in a stentorian tone.
Conclusions
This chapter has argued that what makes writing academic cannot be reduced to
formal features of language and grammar because doing so would allow hoaxes
and IELTS essays to count as academic. These are not academic because they
transgress values of academic integrity (such as a commitment to the truth),
which are emergent SAPs. Rather, what makes writing academic are the ways in
which writers knowledgeably interact with their textual environments to allow
these SAPs to emerge. These environments include the threshold concepts that
trouble and re-configure what we think makes writing academic. In considering
the role that argument also plays, I claimed that whilst arguments can make
writing academic, there is no requirement for them to be propositional (i.e.
linguistic) or logical because most academic arguments are substantive and
inductive rather than logical in any formal sense. Because of this, they are possibly
better described as reasonable. Given this non-reductive nature (non-reductive
to logic), argument, too, can be considered as a socio-academic practice that
emerges from the interaction of the writer’s warrants and claims with the range
of socio-semiotic resources available to them in their textual environment.
4
Introduction
Critical realists do not deny the reality of events and discourses; on the contrary,
they insist upon them. But they hold that we will only be able to understand – and
so change – the social world if we identify the structures at work that generate
those events and discourses.
(Bhaskar, 1989, p. 2)
In what follows, I propose to move beyond the skills versus practice binaries
presented in Chapter 1, because, as we have seen, neither fully captures the
complexity of what makes a text academic: skills and their associated mechanistic
approaches are unsatisfactory because they reduce the academicness of texts to
its forms, namely formal features of grammar, lexis and genre. This foments a
culture of performativity (Macfarlane, 2021b) that can encourage academic
writers to display language at the expense of deep knowledge engagement and
creativity. This kind of performativity would allow hoaxes and IELTS essays
to count as ‘academic’, further compounding the ‘Western’ imaginary of what
and whose standards of literacy are acceptable. They also make copying and
plagiarizing easier because formulaic templates lend themselves to being
transferred across contexts. Conversely, practice approaches to academic literacies
and their associated critiques of standards and conventions risk being equally
unsatisfactory because they potentially allow anything to count as ‘academic’.
This, in turn, can result in relativizing and ‘romanticising’ all forms of writing,
something which anthropologist and academic literacies scholar Brian Street,
for example, has cautioned against in his response to McCabe, 1995, in Prinsloo
and Breier (1996). Donald Judd (2003), too, has stood against relativism in his
critique of the American expressivist literacy tradition of the 1960s because by
100 What Makes Writing Academic
practice that can be changed by writers (namely agents) in relation to their values,
abilities, capabilities and the affordances of their textual environments (i.e. their
social structures). This re-configuration can then pave the way for laying a
foundation for future practices that can transcend (or emerge from) standard
rules and conventions (which are real social constructs) and for explaining why
some writings ‘in the wild’ are academic and can be taught as such. As we shall
see, critical realism seems to have had relatively little uptake in academic writing
studies for reasons that are not yet clear to me but that may have to do with
its associated ideology, namely Marxism. Interestingly, educationalists working
in contexts where inequality of access and social injustice are prevalent, such
as Jennifer Wright (2011), Jennifer Case (2013), Chrissie Boughey (2013) and
Boughey and McKenna (2021), have turned their attention to critical realist
theory. This suggests that it affords a generative heuristic for mobilizing change
in educational practices and policies, especially those that are unjust.
Critical realist philosophy is associated with Roy Bhaskar (1989, 1998) and
further developed by sociologist Margaret Archer (1995, 1998, 2000, 2003),
amongst several others, including Keith Sawyer (2001) and Andrew Collier (1994),
who has helped to introduce the theory to a wider audience. It is underpinned by
three fundamental notions of reality which are referred to as ‘stratified’: the first
is that there is an objective reality that exists beyond our human perception. This
reality is made up of causal mechanisms, such as the physical laws of nature and the
structures that constitute the social world. It is not a relative or subjective reality, it
is a reality made up of facts that have effects, it is ontologically real and intransitive
and is referred to as REAL.3 So, for example, in the case of the laws of nature,
gravity is real and exists regardless of whether we perceive it or not. Similarly,
social phenomena are also real. For example, poverty is real: it exists regardless
of whether we perceive it or experience it because its effects are real: people are
objectively homeless, hungry, ill and uneducated. In this sense, reality is intransitive
and objective because it is independent of human enquiry (e.g. the sciences, social
sciences, humanities and other methods of enquiry, such as writing). The second
fundamental notion is that there is an actual reality where specific events emerge,
or don’t emerge, from the intransitive mechanisms and structures. For example,
trees may or may not fall because of gravity and people may or may not die
because of poverty. This is what is referred to as the ACTUAL. It is the visible and
potential manifestation of underlying powers and structures, whether the event
3
I am capitalizing the terms that Bhaskar uses. For the original systematic and nuanced articulation
of his theory see Bhaskar, R. (1989). Reclaiming reality: A critical introduction to contemporary
philosophy. London: Verso.
104 What Makes Writing Academic
takes place or not. The final level of Bhaskar’s triumvirate classification of reality
is the EMPIRICAL. This stratum describes how we investigate and understand
the ACTUAL and the REAL through experience, measurement, observation
and dissemination at the individual level. This investigation takes place via our
methods of enquiry, such as disciplinary research and writing. It, too, is real but
not in the ontological sense. It is real in the epistemological sense of being relative
and transitive because it varies according to an agent’s disciplinary orientation, to
their knowledge, their standpoint, their abilities, their values, their resources, their
intentions and so on. In other words, agency exists at the level of the EMPIRICAL
because methods of enquiry are relative to humans. As such they are contingent,
they can change and they are fallible, but what they all have in common is their
teleological nature, namely their shared goal of understanding the mechanisms
and structures at the intransitive level of the REAL.
The three levels are related by a complex stratified ontology, a full explanation
of which exceeds the scope of this book so I will limit myself to asking: how might
the REAL, the ACTUAL and the EMPIRICAL map on to an understanding of
what makes writing academic? I offer this initial proposal: the REAL refers to
the total textual environment available to a writer, including all possible texts,
genres, modalities (or, in philosophical-speak, the REAL refers to all possible
worlds). This includes the full range of past, present and future semiotic and
semantic resources (such as grammar, vocabulary, genres, visuals and all other
textual and technological features, as well as rules, conventions and institutional
requirements and standards) but it also includes all of history’s contingencies
and the present and future threshold concepts that account for academic writing
reality as a social and academic practice. The ACTUAL refers to any given
instance (or event) of an academic text: a traditional written essay, a monograph,
a graphic dissertation, a dialogue, a poem, a visual essay (Thomas, 2018) or an
audio/dialogic essay (see, for example, the pre-digital pioneering work of Shor
and Freire [1987]). These are all potential or actual manifestations of the real
and they include texts that have yet to become manifest (such as haptic essays
or 3D virtual essays). These ACTUAL texts don’t have to happen, but there is
real potential for them to happen because of the opportunities afforded at the
level of the REAL. The EMPIRICAL refers to how writers go about investigating
what is available at the level of the REAL, how they experience the level of the
ACTUAL (via institutional practices of assessment, for example) and how they
then choose to represent what they notice at the manifest ‘actual’ level: the
methods of enquiry at the EMPIRICAL level are multiple and transitive, allowing
writers (agents) to notice a very wide range of academic texts which further
Critical Realism 105
triggers their agency to investigate the level of the REAL in order to uncover
what else the textual environment might afford. The ‘empirical’ allows writers
to notice writings ‘in the wild’ and to then enact their agency by knowingly and
reflexively making choices about how to write. Academicness emerges from the
critical interactions that take place across the EMPIRICAL, the ACTUAL and
the REAL. These critical interactions require reflexive judgements, referred to in
critical realism as ‘judgemental rationality’ (Mirzaei Rafe et al., 2020). Figure 1
offers a diagrammatic summary of this. I also refer the reader to the work of
Boughey and McKenna (2021) and Mirzaei Rafe et al. (2020), who, respectively,
mobilize critical realist ontology to explain how changes can be enacted at the
level of educational policy and of curriculum design.
and intransitive sense of being outside of our power and agency to transform
practices. For example, a student taking an IELTS test must display the
standards of writing imposed by the IELTS genre. On the other, however, power
and agency also exist in a transitive and subjective sense (recall that critical
realism conceptualizes reality as a ‘stratified ontology’, meaning that there are
several levels at which things are real). Power and agency exist at the level of
the EMPIRICAL (where humans have values and skills) and they represent the
potential we have to understand the mechanisms and structures at the level
of the REAL so that we stand a chance to knowledgeably influence what then
becomes manifest at the level of the ACTUAL. The level of the EMPIRICAL
represents the ‘how’ we come to know about the ‘is’ at the level of the REAL.
For example, that same student taking the IELTS test and who has knowledge
of the expectations and requirements of the genre can, potentially, also exert
their agency by demonstrating their knowledge of a topic and articulating an
informed, thoughtful and sensitive judgement on it, rather than simply display
language skills at the expense of saying anything truthful or meaningful or just.
The implication of this for academic writing is that as a method of enquiry
at the level of the EMPIRICAL, it can change to better reflect our values as
humans and how we, as writers, interact (i.e. take into account) with what is
possible at the level of the REAL. But as a standardized and de-personalized
artefact at the level of the REAL, writing also limits (regulates) our powers to
bring about change in how we write. It is in this sense that ‘how’ we (choose to)
write is not the same as what writing ‘is’ because how we write could always be
different.
According to Bhaskar, the epistemic fallacy is a legacy of Cartesian rationality
which posits that our thinking can determine what there is. In this sense,
Cartesianism is subjective and relative because what ‘is’ is determined by the
human subject. It is also a relic of Kantian idealism whereby the categories of
our mind (space and time) impose structures on a world that may not exist
(or at least not exist outside of how our cognitive categories describe them).
Critical realism dismisses Cartesianism by showing that it commits an epistemic
fallacy. Critical realism flips the equally subjective Kantian ontology by asking
‘what must the world be like for humans to have knowledge of it?’ replacing the
Kantian ‘what must humans be like in order for the world to be as it is?’ (Collier,
1994, pp. 137–68). This commits the critical realist to enquire about the world
retroductively, namely from how the world ‘must be’ to the subjective knower
rather than from the subjective knower to the world. Retroduction ensures
that we all have something firm and REAL to investigate in the first place. If
110 What Makes Writing Academic
to make rational, trained and ethical choices about how to write. They may, of
course, not be able to act upon and make those choices because of a range of
constraints (such as institutional practices or lack of access to technology), but
the fact that they are knowledgeable about what is possible at the level of the
REAL empowers them to investigate a far greater range of ways of enacting their
choices so that they can become manifest at the level of the ACTUAL. Because
judgement requires knowledge of the objective deep structures and mechanisms
at the level of the REAL as well as knowledge of one’s own subjective values,
disciplinary orientations, capabilities and skills at the level of the EMPIRICAL,
constraints on what can make a text academic do exist. For example, a hoax
cannot be academic because it lacks the epistemic virtue of a commitment to
the truth (REAL) and it contravenes reader expectations (REAL) about what an
academic text should be. The more attuned, reflective and reflexive the writer’s
judgement becomes through knowledge of what is available and possible at each
level, the greater the range of texts at the level of the ACTUAL that can count as
academic. As I explain below, these three levels of stratified reality form an open
system that allows new knowledge and new possibilities to move between the
different strata.
Once we agree that some things are ontologically real (unless reasonably and
knowledgeably judged to be otherwise) and that they are intransitive, we stand
a better chance of ensuring that different communities are able to talk about
the same reality. The fact that different communities (with different theoretical
and disciplinary traditions) mobilize different methods and, ultimately, different
values to investigate the world does not change the ontological reality of what
they are talking about (e.g. poverty is always real, regardless of which methods
are deployed to investigate it). Rather, what these differences allow for is an
ongoing conversation about what is possible at the level of the ACTUAL based
on the objective affordances at the level of the REAL.
The relevance of all this to academic writing is that there can be far greater
variation of what makes writing academic at the manifest level of the ACTUAL
when we understand and know what is possible at the level of the deep structural
and potential level of the REAL.
Not much has been written about the relevance of critical realism to academic
writing, but what has been written provides generative insights to potentials
Critical Realism 113
that warrant further investigation. Three theorists, all of whom are also teachers
of academic writing, stand out in this regard. These are US scholars Michael
Bernard-Donals (1998) and Donald Judd (2003) and South African scholar
Deirdre Pratt (2011). I will review them briefly in chronological order.
interpreting and describing the world, alongside music, the visual arts, statistics,
mathematics and countless other methods deployed by disciplinary enquiry.
At best, writing remains a partial representation of reality. Although Bernard-
Donals makes no such normative claim, I would argue, along with Olson (1977,
1994) and Harris (2000) that because it is an empirical and transitive method
of enquiry created to describe the intransitive world, writing is not inherently
superior to other methods of enquiry. Indeed, writing is as fallible as other
methods for interpreting the world and regularly fails to represent reality, as we
saw in Chapters 2 and 3 with reference to the epistemic injustices inflicted when
words fail to describe discrimination.
Crucially, what a critical realist theory of writing entails is that it is not the
writing, qua method of enquiry, that is ‘objective’, it is the ontological reality at
the level of the REAL that is objective in the sense that it is independent of how
the observer-writer describes it. This is why I challenge the characterization of
writing as ‘objective’ (see Chapter 1): writing choices are always at the level of
the empirical and, as such, are always relative and subjective. What is objective is
the intransitive reality a writer wishes to describe using their text as a proxy for
reality, not as a substitute of this reality. For this reason, academic writing can
never be ‘objective’.
Having established that the social and natural worlds exist independently of
their knowers (and writers) by appealing to Bhaskar’s critical realism, Bernard-
Donals argues that writing can then intervene critically in how it describes
reality because writers make rhetorical choices. It is in virtue of their rhetorical
choices (which include linguistic and non-linguistic choices) that the writer qua
agent also becomes an agent of change and transformation whereby their text
describes reality as the writer wishes to describe it from a position of knowledge.
In other words, it is through informed choice about how to write about the
world that writers can have an influence on and therefore change reality. For
example, Piper Harron’s PhD thesis (referred to in Chapter 3) was written from
a position of knowledge: transitive knowledge of her agency at the level of the
EMPIRICAL and intransitive knowledge of what was textually possible at the
level of the REAL. This allowed a novel mathematical PhD genre to emerge by
becoming manifest at the level of the ACTUAL.
United States’ established field of rhetoric and composition. His book is inspired
by his predecessor Bernard-Donals, whom he credits for having helped him
make the link between academic writing and critical realism. Judd takes to task
three cornerstones of American composition studies. To varying degrees, these
writing traditions have influenced the UK tradition of EAP (Russell et al., 2009),
particularly the cognitivist tradition which underscores several textbooks that
foreground process approaches to academic writing. The theories of writing that
Judd challenges are:
and transitive knowledge (i.e. what I think, how I got there, etc.) at the expense
of intransitive knowledge; cognitive pedagogy encourages students to think
that knowledge is sequential, logical, linear, predictable and value-free and that
academic writing is meaningful and good as long as it is well planned and well
written: IELTS essays or other skills, genre and template-based approaches to
academic writing might be examples of the cognitive approach, as might hoaxes,
in the sense that they can be well-written but meaningless. Because this kind of
writing is ultimately devoid of content, its knowledge is neither transitive nor
intransitive; socio-constructivist pedagogies deny expert positions (such as the
expertise of the teacher) by suggesting that knowledge is co-constructed and
sanctioned by the community (e.g. the teacher and the students). This, like the
expressivist tradition, reifies epistemic relativity at the expense of intransitive
objective knowledge: academic literacies approaches might be an example of
socio-constructivist approaches because it is not clear where or how they might
draw the line between what counts and does not count as an academic text.
By not recognizing that knowledge is both epistemological (transitive)
and ontological (intransitive), the three pedagogies fail to fulfil their ultimate
function, which is to be educational. To be educational is to be transformative,
as already highlighted in Chapter 1 with reference to Bereiter and Scardamalia
(1987), who, although cognitivists in their approach to learning the process of
writing, recognize the socially transformative role of building a kind of knowledge
that changes beliefs, skills and attitudes. If education is to be transformative
it needs to be able to change our knowledge of reality, re-configure the status
quo and advance social justice, an epistemic virtue that underpins the mission
of some modern-day higher education. To do this, writing instruction needs
to foreground the development of students’ knowledge of the topics they are
expected to write about (rather than disproportionately focus on the myriad
surface features that will allow them to write about this knowledge). The
implications of a critical realist writing pedagogy are that writers must work
retroductively from knowledge of the world (i.e. knowledge of the topics they are
interested in) to making decisions about how best to represent that knowledge
in their texts. This approach turns much current general academic writing
instruction on its head because it starts with knowledge of content and then
decides on the most fitting genres, modalities, languages and technologies for
representing that knowledge.
Judd’s more positive transcendental critique consists in proposing critical
realism as an alternative theoretical foundation for academic writing. His
reasons are fourfold:
Critical Realism 117
Critical realism offers an appropriate perspective from which to view the complex
processes involved in composing [writing]. The critical realist philosophy
represents reality as complex and dynamic and inquires into the way things
work – particularly the deep-structure causes of events and social processes ….
The participant focus is also favoured by critical realism, which views human
120 What Makes Writing Academic
Writing scholar Catalina Neculai similarly refers to how she has resisted
neoliberal terminology in dissertation descriptors in a ‘subcutaneous’ way.
What she means by this is that she defied the institutional requirements to give
prominence to certain information by deliberately choosing to foreground the
disciplinary contributions of her students rather than focus on the neoliberal
jargon of student ‘employability’, which she nevertheless had to refer to ‘obliquely’
and ‘indifferently’ (Neculai, 2015, p. 405).
Complexity theorists (e.g. Kuhn, 2008; Parnell, 2012) and critical realists
deploy similar metaphors but they possibly conjure up a more prominent role for
the agent, particularly in signalling the need for the agent to more actively ‘seek’
the cracks and force them open or to create the opportunities for those cracks to
form in the first place. What sociolinguistics in the academic literacies tradition
call ‘cracks’ and ‘subcutaneous’ acts of resistance (which conjures up a more
serendipitous, happenstance image, as though you happen to be walking past
the crack or you chance upon a document with neoliberal jargon), complexity
theorists call ‘levers’ that need switching to re-direct the course of history and
shift the deep structures of power (Mason, 2008, p. 38):
Complexity theory seeks the levers of history, the sources and reasons for
change, in the dynamic complexity of interactions among elements or agents
that constitute a particular environment. It is in this sense that seemingly
trivial accidents of history may increase dramatically in significance when their
interactions with other apparently minute events combine to produce significant
redirections in the course of history, significant shifts in the prevailing balance
of power.
122 What Makes Writing Academic
It is because of the need to enact change that some applied linguists have
also turned to complexity theory to explain and to justify diversity and change
in linguistic practices, particularly in response to deterministic, building-block
approaches to language learning. With regard to the dynamism of language and
the unpredictable non-linearity of language development, they argue that when
language is conceived of as a complex system, changes in language development
can occur in interactive, dynamic an non-linear ways because language is an
open system (Cameron & Larsen-Freeman, 2007, p. 227, emphasis added):
Complex systems are composed of elements or agents that interact in different
ways. Their interactions lead to self-organization and the emergence of new
patterns at different levels and timescales. Such systems are also adaptive and
dynamic. The elements and agents change over time, but crucially so also do the
ways in which they influence each other, the relations among them. Complex
systems are open rather than closed; energy and matter can come into the system.
The dynamic nature of element interactions and the openness of a system to the
outside lead to non-linearity, which in complex systems theory signifies that the
effect is disproportionate to the cause.
Here the emphasis is explicitly on the language learner as agent and how
they interact with their environments to develop language competence. This
competence emerges from a series of interactions, the effects of which on
learning a language are non-linear and unpredictable.
What complexity theory signals, in contrast to the seemingly similar
concerns of academic literacies, is a recognition that there is a ‘multiplicity’ of
factors that contribute to phenomena (such as language development or, in our
case, particular conventions in academic writing practices). For deep structural
change to occur in any social practice, it may not be enough to notice a crack
and presumably pick away at it until it gets bigger and the system eventually
collapses, or engage in serendipitous acts of linguistic resistance, because this
approach may not reveal or may even remain silent on the underlying causal
factors that led to the structures that allowed a crack to form in the first place.
Rather, in order for an agent, in our case, an academic writer, to stand a chance
of writing in diverse ways, they need knowledge of the nature of the complex
structures they belong to in virtue of being a student, an academic, or a teacher,
so that they might become empowered to identify what caused these structures
and where the levers of change might be located. The complex stratified ontology
that critical realism reveals indicates that change is simply not possible at all
levels of reality: the structural level of the REAL, for example, remains largely
beyond the reach of any single individual. Whilst it is easy to see that there are
Critical Realism 123
‘cracks’ in the system that can be picked at – signalled, for example, by a rise
in cases of plagiarism, which indicates dysfunctionality in academic writing
practices that might warrant more creative pedagogies – it is much harder to
know what to do about and with those cracks. Crucially, it is hard to know
who has the power and agency to do something about them. A critical realist
response involves going beyond noticing that something is wrong to knowing
where to put pressure on the system through a deep knowledge of the system. A
student writer alone cannot pick at a crack and resist. Nor can a writing teacher
employed on a casual and fixed-term contract, for example, because they will
more likely teach to the default standard of templates and conventions. But a
student writer equipped with agency and a knowledgeable teacher with a secure
and permanent contract that allows them the time and the resources to engage
with writing scholarship and connect with writing communities might be able
to action the pressure needed for change.
To begin appreciating the significance of complexity theory and its relevance
to what makes writing academic, we must also distinguish between a ‘complex’
system and one that is ‘complicated’. This distinction is important because it
affects how events are analysed and understood. A complicated system can
be explained in terms of its constituent parts whereas a complex one cannot.
For example, a bicycle is complicated, but it is not complex. A sailor’s knot is
complicated, but it is not complex. This is because although both a bicycle and
a knot are intricate and are made of many inter-connected mechanical parts, a
full understanding of what these parts are and how they connect to each other is
sufficient to explain how the bicycle and the knot, as whole systems, will work.
This allows us to predict what will happen when we turn the pedal or move the
handlebars on the bike or when we pull at the loose end of the knot. Complex
systems, on the other hand, do not allow for such predictions because their
‘whole is greater than the sum of their parts’ (Beckett & Hager, 2018). Complex
systems include social phenomena, such as education and economics, whose
constituent parts inter-relate to such an extent that they cannot be explained in
isolation and without a full account of how they relate and interact to other parts:
the reasons for rising inflation rest as much on human purchasing behaviour
and psychology as they do on the mechanics of price increases and the value
of national currencies. This means that in a complex system, changes in the
constituent causal parts are not directly proportional to changes in the whole i.e.
changes in individual spending habits (one of several causes of inflation) do not
provide a full explanatory account of why inflation occurs. This now explains
what is meant when complex systems are described as non-linear: cause and
124 What Makes Writing Academic
effect are disproportionate in the sense that the whole effect cannot be explained
by an isolated cause.
Here is another illustration of what is meant by non-linearity in complex
systems. The seemingly simple act of dropping a single coin in a fairground
coin pusher can lead to a disproportionate effect whereby the entire mass of
accumulated coins suddenly drops. What caused the drop, though, was also
the cumulative pressure of the mass of coins that were already in the system,
the time it took for this pressure to accumulate, the timing of dropping the
coin in the first place, the amount of pressure and precision exerted by the
machine and the position of the new coin in relation to the other coins. From a
complexity perspective, that single coin played a relatively small part in causing
the whole mass to drop. Moreover, the effect of this huge drop results in the
player winning a prize that by far exceeds the value or investment in time and
energy of dropping the initial coin. It is in this sense that cause and effect are
disproportionate and non-linear. By contrast, a complicated system is said to
be linear because a change in a constituent part can more straightforwardly
explain a change in the whole. For example, by taking the pedal off the bike, the
crankshaft can’t properly turn.
Rather than an aggregate composed of concatenated parts that add up to
a whole, as skills-based, cookie-cutter and template approaches to writing
encourage, academic writing is a complex social system of dynamic inter-
relations whose multiple causes cannot be reduced to its constituent parts in
a linear, i.e. mechanistic, manner. On a complexity account, academic writing
becomes non-linear because what makes it academic as a whole (its effect)
cannot be reduced to any specific part (the cause). This can be illustrated
with reference to the effect that conventional academic forms can have on
representations of knowledge. For instance, the use of personal or non-personal
language (discussed in Chapter 1), such as the active or passive voice, can have
a disproportionate effect on how knowledge is re-presented. The personal,
active voice in ethnography, realized by the use of ‘I’, for example, indexes that
the researcher, not the ‘reality’, influences what counts and does not count as
‘data’. ‘I’ thus becomes more than a grammatical item (a personal pronoun). It
becomes an epistemological rhetorical device to signal the positionality of the
researcher, a statement about the researcher’s orientation towards their area of
research: it signals that the data aren’t ‘out there’ and that it is the researcher who
confers upon their samples the status of ‘data’. As Thomson (2013) reminds us,
‘[t]hey aren’t data until we make them data’ and it is our choice of personal or
impersonal language that signals where we stand, i.e. how we position ourselves
Critical Realism 125
with regard to whether we deem something to count as data or not. Even when
I claim ‘these are samples of x, y, z’ without rhetorical recourse to personal
pronouns, my choice of language, in the guise of the impersonal demonstrative
deictic (these) and the present simple (a tense that allows you to describe an
event as an established fact), signals my objective stance towards the data. It
does not signal that the data are objectively ‘out there’, but that I think and am
saying that they are. By not using personal pronouns, a particular ontological
stance also emerges, namely that ‘data are out there’, they exist. Similarly, if I
claim: ‘here is how I have established that samples x, y, z can be part of my
data set’, a more epistemological stance emerges, namely ‘this is how I know
they are data’. From a complexity perspective, the use or non-use if ‘I’ causes a
disproportionate effect in terms of how knowledge is represented. The simple,
almost-imperceptible and seemingly innocuous grapheme – I – generates
enormous ontological and epistemological effects! Moreover, these effects
cannot be reduced to the single use of the pronoun ‘I’ because there are far
greater causes that determine whether writing, as a complex whole, is perceived
as having a subjective or objective orientation towards its object of enquiry.
These causes include the disciplinary paradigms that establish methods and
methodologies for how research is conducted, the assumptions about the role
of the researcher in the research process and the language of the text as a whole
(Hyland, 2002).
Crucially, in a complex social practice such as writing and what makes
it academic, the effects cannot be reduced to their causes. This explains why
popular skills-based textbook descriptions of academic writing as ‘linear’ make
no sense: they make no sense because what makes writing academic cannot be
reduced to any single factor, such as structure, vocabulary, syntax or language
itself. There is multiplicity of factors which explain an effect, what philosopher of
mind Jerry Fodor (1974, 1997) refers to as ‘multiple realisability’. This signals that
a ‘heterogeneity of realisers’ is involved in explaining how something as complex
as life itself is possible. This multiple realizability, however, does not commit
us to a relativistic ‘anything goes’ approach to what makes writing academic,
as practice-based approaches might suggest because, as argued throughout
Chapter 3 and above with reference to Judd, although there are multiple ways
to represent knowledge, a critical realist writing pedagogy requires that writers
be committed to the truth of their claims rather than wedded to any particular
form to make those claims.
It is at this point that the concept of ‘emergence’ becomes a useful heuristic
to explain how complex phenomena can be explained non-reductively and why
126 What Makes Writing Academic
insisting that any particular feature of language that forms part of a dynamic
complex system is more academic than any other is confusing and misleading.
REAL and are therefore less likely to be changed than what can be changed at
the level of the ACTUAL, they are sufficient to anchor and constrain what makes
a text academic. They do not entail an ‘anything goes approach to academic
writing’. Quite the opposite. They show that when writing, or any other method
of enquiry, is understood as transitive, it simply acts as an EMPIRICAL proxy
for representing the REAL, in this case knowledge of visual thinking and of
interdisciplinary philosophies. This commits me to claiming that any method of
enquiry that enacts a genuinely socio-academic practice can lead to an academic
text.
For example, what makes Harron (2016)’s PhD thesis academic (as a whole)
cannot be traced back in a linear way to any specific words or arrangement
of her text (the parts), as might be done in an IELTS essay or academic hoax.
Instead, what makes it academic are the SAPs that emerge from the interaction
of her agency as a writer (particularly her values and her academic need to meet
the requirements of a doctorate in Mathematics) and the range of opportunities
available to her in the intransitive textual environment, such as threshold concept
3.0 (Villanueva, 2015). What emerges from this interaction is a novel entity,
a thesis that is unique but that can be explained by its constituent parts and
interactions thereof because it met the knowledge requirements of Princeton
University. But it is also a thesis that re-sets the ‘requirements of a doctorate
in mathematics’ by transforming this knowledge: Harron’s thesis re-configures
the standards of excellence of a doctorate to include social justice in the field of
mathematics because she has introduced a new standard of excellence: being
accessible to an audience that transcends her examining committee.
mechanisms and variables that continue to enter the system: what makes a
human being tall or short or having any other kind of physical characteristic can
be explained by some of these variables and their interactions, but not all. Once
a human body has emerged from its supervenient biological base, a distinct and
relatively unpredictable phenomenon can be said to have emerged, i.e. a social,
political, psychological human being, not just a biological body, whose specific
characteristics, such as personality and looks, can be explained in a weakly
emergent sense at the cellular level but whose overall essence is unlikely to have
been ‘written in the genes’, so to speak. That human essence is an emergent
property.
Academic writings (like human beings) are similarly open to variables
which have causal relevance. These variables include the purposes, languages,
values, agencies and literacies of researchers (the writers) as well as myriad
environmental structures (e.g. SAPs, epistemic virtues, institutional conventions
and constraints). In this sense, academic writings are not ‘closed’, meaning that
their characteristics are not determined by finite criteria that are impermeable to
the complexities and contingencies of academic social reality. On the other hand,
an IELTS essay could be described as ‘closed’ because all it needs to be successful
are isolated features, such as standardized paragraphs or linguistic devices, that
do not reflect the naturally occurring influences that shape academic writing
and affect language choice, such as disciplinary genres, citation practices and the
writer’s voice (Ivanič & Simpson, 1992).
Conclusions
Whilst there are several limitations to the critical realist project, or, at the very
least, there are areas that require further theorization – such as the specific nature
of the generative mechanisms that take place between the three stratified realms
of reality (the REAL, the ACTUAL and the EMPIRICAL) and how writers might
be further empowered to shape their academic texts according to their values
and their knowledge – it nevertheless offers a fresh conceptual space within
which to radically re-think academic writing practices so that they can become
genuinely transformative and educative. This transformation is warranted by
a human need to respect the agencies, knowledge, values, abilities, capabilities
and literacies of diverse writers and to uphold standards of academic excellence,
which include universities’ missions to further knowledge through social justice.
This chapter has argued that the social philosophy of critical realism affords
130 What Makes Writing Academic
Introduction
In the UK field of EAP, the field with which I am familiar through paid
teaching practice and labour, this censorship manifests itself by ensuring
that academic writing practitioners remain at the service of an outsourced
commodity operating via what Ding and Bruce (2017) have called ‘the edge of
academia’: even when EAP units are on the university payroll, they nevertheless
Foundations for a Future Writing Pedagogy 133
The reasons why universities need to change their academic writing practices
have been addressed throughout this book, but as we draw towards a close,
now is the time to summarize them and distil their implications so that the
alternatives can gain visibility and credence and hopefully earn their place at
the academic writing table. In what follows, I list twelve key changes needed
to lay the foundation of a future writing pedagogy that is open, non-linear,
transformative and humane. I do this by extending previous arguments with
new reflections and suggestions. At the end of each key change, I draw on
my teaching experiences and on writing scholarship to suggest what kind of
academic text might emerge if the change were implemented. Having listed
all the changes, I offer three examples of how a future critical realist writing
pedagogy might allow for a greater range of texts to count as academic.
Academic e-newsletter
Why? Because it would afford flexibility, creativity, collaboration,
interdisciplinarity, and a fair amount of writer agency in creating, composing,
editing, entertaining, informing, collaborating, communicating to a diverse and
multilingual student community and bringing about change within/empow
ering the academic community it is aimed at (e.g. information about access to
health services). See pedagogic example on page 149 for a fuller account.
136 What Makes Writing Academic
Infographic/poster
Why? Because it would afford a range of multimodal compositional skills,
both digital and paper-based; agentic skills and abilities, such as drawing and
graphic design; opportunities to consider a wide range of semiotic features,
such as colour, fonts and layouts to convey meaning.
Foundations for a Future Writing Pedagogy 137
Blog/living document
Why? Because it would afford both the academic writer and the reader
opportunities to think together in a public or other shared space; knowledge and
expertise would grow through accountability and justification of viewpoints as
interaction via comments grows.
pedagogic conditions that have led to such a ‘growing team’ of plagiarism police in
the first place or on the extent to which there may be links between cheating and
assessment design and breakdowns in trust, including disenchantment, between
students and the institution (Bretag, 2018; Harper et al., 2019; Peters, 2018)? The
‘plagiarism declaration’ forms students are required to sign after they have either
self-declaredly admitted to reading university guidance on avoiding plagiarism
or to having had sufficient ‘training’ on what is a highly complex issue amount to
the same kind of performativity denounced by Macfarlane (2021b). Plagiarism
software tools are far more likely to ‘detect’ (another policing metaphor) writing
that exhibits mechanistic performativity which in turn leads to an ever-ending
spiral in which savvy writers become increasingly adept at gaming the system in
order to not be caught (e.g. by paying an essay mill to write a plagiarism-proof
essay). The Covid-19 pandemic of 2020–22 has further seen a proliferation of
private proctoring surveillance services (Mckenna, 2021; Weller, 2021) to monitor
online behaviours in assessments being conducted online and from home. What
all of this indicates is that traditional academic writing practices and the ways
in which they are assessed are more likely to be the problem because they lend
themselves to a culture where cheating is desirable and possible (Medway et al.,
2018).
Reflective assignments
Why? Because these would afford opportunities for writers and their readers
to talk around the texts that are being written. Reflective assignments include
portfolios of practice, exegeses to explain the how/why of an experiment or
artefact and other holistic approaches that might combine written and oral
accounts of research.
analyses, are equally transitive, functioning as proxies for the reality they are
investigating. In virtue of being a proxy, writing must be held to account with
regard to assumptions about what it can and cannot represent. The following
account of epistemic virtues is taken from a book on the history of science
written by Lorraine and Peter Galison (Daston & Galison, 2010) and I share
it here to highlight the inherent subjectivity and fallibility of any epistemic
proxy, including writing. I do so with the explicit intention of de-centring the
privilege that writing has as a method of communicating knowledge: this does
not amount to eliminating writing as method of enquiry but to re-positioning it
within an ecology of methods that have parity to equally contribute in making
knowledge visible.
Before the 1800s, artists and scientists worked together to depict idealized
paradigms of reality. They were driven by a pedagogic imperative that reified
the epistemic virtue of ‘truth-to-nature’ and worked together with ‘four eyes’
to capture what they considered to be the ‘essence’ of nature. This involved
interfering in the representation of nature by airbrushing out anomalies in order
to select those features which they deemed to be representative of a species. Art
allowed them to do this because the artist could, as directed by the scientist,
correct, embellish, give more prominence to or ignore one or other details of
a plant or human anatomy. This was seen as the prerogative of the pedagogue
and scientist (or natural philosopher) who was invested with the authority to
embellish nature in this way in order to illustrate textbooks. The 1900s, on the
other hand, reified the epistemic virtue of ‘eliminating the self ’, believing that
machine-mediation, such as the telescope, afforded the ability to see objects
‘as they really were’. This coincides with the gradual elimination of the self in
writing, as we saw in Chapter 2, but it also cultivates other epistemic virtues that
indicate that the ‘self ’, understood here as the researcher, is very much present
in the research process: in order for reality to be represented as ‘objective’ and
untainted by the pedagogic motives of the natural philosopher-cum-artist, the
scientific self needed to be ‘patient’, ‘persevering’, ‘slow’, ‘methodical’, ‘reasonable’
and ‘diligent’ (recall Newton ‘stumbling across a fact’ because of these virtues).
But this scientific self was still interfering in their representation of nature
because their subjective methods still mediated between the self and the object:
however patient, slow and diligent, the scientist was still viewing reality second-
hand, through a proxy, i.e. the mechanics of a machine and relying on only
two eyes now, meaning that any representations of reality remained even more
partial. Although scientists were increasingly able to report their knowledge with
140 What Makes Writing Academic
high levels of accuracy, the level of detail that machine-mediation afforded also
meant that it could no longer be straightforwardly communicated for pedagogic
reasons (because textbooks needed to simplify reality for the purpose of teaching
it) or for dissemination purposes across the scientific community (because a
wider and more educated readership now meant a more discerning audience).
Instead, this highly specialized knowledge needed to be ‘ventriloquized’, meaning
it had to be separated from the self so that it could speak ‘on behalf of nature’
by making decisions about what aspects of this nature to communicate. This
‘ventriloquizing’ needed a self to be able to speak on behalf of nature, and so,
yet again, the self could never be eliminated. This is why sociologists of science
Latour and Woolgar (1986, p. 28) have claimed that scientific communication
necessarily misrepresents reality because it will always be a partial proxy for
reality:
[T]here has been a growing dissatisfaction with outside observers’ reliance on
scientists’ own statements about the nature of their work. Some participants
have themselves argued that printed scientific communications systematically
misrepresent the activity that gives rise to published reports.
However, notions of what counts as ‘clear’ are being revisited because of the
affordances of new technologies, as the quotation above suggests and because
of the epistemic injustices enacted through assessment practices that judge a
diverse student body against the ideological literacy standards of writtenness
(see, for example, McArthur [2020]). Researcher Carmichael-Murphy (2021)
refers to ideologies that lead to the assumption that there is only one standard
of clarity, that of the ‘Western’ gaze. In her higher education blog post on
decolonizing the PhD, Carmichael-Murphy reflects on the barriers faced by
racially minoritized students who are still expected to refer predominantly to a
‘Western’ canon of knowledge in their research even though it may seem wholly
‘unclear’ to them (simply because it is not a form of literacy they are familiar
with). The requirement to reference ‘Western’ literatures potentially also risks
stifling the emergence of new knowledge by requiring that non-‘Western’
researchers remain within the boundaries of traditional ‘Western’ thought:
The stance taken here is not to discard Western philosophy, but to reject fixed
hierarchies of knowledge which ‘other’ alternative ways of knowing. If the
original contribution of the thesis is to add to the discipline, does this mean that
a thesis should also cement what is already ‘known’? By failing to identify the
boundaries of our thought and expression we stifle the emergence of new and
alternative knowledges.
Foundations for a Future Writing Pedagogy 143
A manifesto
Why? Because it would afford the opportunity to challenge and provoke
assumptions by declaring a position, intention and ethical orientation towards
a contested idea. It would develop the socio-academic practice of critical
engagement with relevant scholarship and a chance to explore authorial voice.
See pedagogic example on page 150 for a fuller account.
remit of the SAPs of the university because it was the prerogative of grassroots
movements which approached change from the bottom-up, from ‘the street’, so
to speak (see, for example, Choudry [2020] on ‘activist knowledge’). It certainly
was not the mission of the traditional Humboldtian university, which was
explicitly oriented towards the SAP of research excellence and methodological
rigour in the pursuit of scientific knowledge (modern universities are, of
course, also oriented towards research and scientific knowledge, but my point
here is one of emphasis, namely that ‘social justice’ was not visible in the
mission statements of past universities). The recent prominence of Black Lives
Matter, LGBTQ+, Athena Swan (a measure to promote women in academia),
decolonization, EDI (a measure to promote Equality Diversity and Inclusion in
academia) and ‘social justice’ movements, as a whole, have traditionally not been
part of the university’s mission. Regardless of whether activism, understood as
the pursuit of social justice and human rights, should or should not be ‘what
or who universities are for’, it remains, in critical realist terms, one of the de
facto realities of several university visions. This makes social justice a twenty-
first-century socio-academic practice and, because of this, writing practices
must be held to account by being given the space to be transformed so that they
can become agents of change in virtue of their transitive status as methods of
enquiry. Pedagogies that allow academic writings to be transformed so that they
can function as levers of change are more likely to further the cause of justice
because they would allow new and emergent ecologies of knowledge to break
free from the chains of their current encapsulations: Carson (2017) ensured the
oral culture and rhythms of the communities he was researching could be read/
listened to by those communities. He did not want the accounts and the histories
of these communities to be transcribed into the straightjacket of standard and
impersonal academic writing prose. The knowledge that has emerged from
his thesis may in turn become the knowledge that is needed to transform and
dismantle the socially unjust imperatives of the university, which either exclude
from the outset those whose literacies do not conform or impose a standard of
‘Western’ academic literacy as a pre-condition for accessing university in the
first place. In her call to reclaim the PhD as an ‘open dialogue’, Carmichael-
Murphy seems to share a similar sentiment:
Knowledge should be accessible to stakeholders, not guarded by shareholders.
Universities continue to accrue knowledge in the form of physical theses, only ever
read by people who are also constructing theses. A prime example of knowledge
being ‘known’ but not comprehended. This is where public engagement becomes
Foundations for a Future Writing Pedagogy 145
a vital source of agency for the prospective PhD; but public engagement should
not be conflated with public good. Academic communication with the public
thus far, has been didactic; accumulating shared knowledge which is simply
formalized by the researcher and the university. So, perhaps, the PhD should be
reclaimed as an open dialogue with the world.
forms to emerge. Writers can and do reclaim the art of writing by drawing on
the broad pool of genres that is available to them at the level of the REAL, as
evidenced throughout, for example, Phillips and Kara (2021). The example of an
emergent academic text that can reclaim the art of écrire, below, is inspired by
stand-up academic and anthropologist Kate Fox (2021).
Humorous writing
Why? Because this would afford writer-researchers to negotiate through
humour the ‘in-between spaces’ that exist in inter-disciplinary and inter-
methodological academic discourse. Humour allows writers to “interrupt the
traditional hierarchy in which monologic, ‘detached’ academic discourse is
the best way of showing that you are gathering and disseminating knowledge”
(Fox, 2021, p. 160).
Authentic task* prompt: form an editorial team to write, review, edit and publish
an e-newsletter to help a student community and aimed at a student readership;
draw on your collective socio-semiotic knowledge and skills to convey knowledge
and information that is relevant to your readers in both content and form; design
an interactive tool (e.g. a survey) to generate and collect feedback; reflect on your
individual contribution and on the impact of the newsletter.
Who did it benefit, harm, Was the communicative What would you do
include, exclude? aim achieved? How? differently?
How will you follow up/ What peer/readership Did you enjoy this task?
build on this task? feedback did you receive? Why?
Authentic task* prompt: identify what ‘clarity’ means to you, your knowledge
area, your discipline and your audience. Refer to relevant literature and examples.
Compose a manifesto using a range of socio-semiotic resources to create a list of
tenets designed to provoke thinking about what clarity is. The aim is to challenge
prevailing assumptions, persuade your readers of the alternative; indicate your
ethical orientation and epistemic values, and use it as tool that can be re-visited to
guide your own writing practices and understandings.
Who did it benefit, harm, Was the communicative What would you do
include, exclude? aim achieved? How? differently?
How will you follow up/ What peer/readership Did you enjoy this task?
build on this task? feedback did you receive? Why?
** Recalling the example of Lucia, the psychology student who was excluded from
her class because she was unfamiliar with the jargon of academic psychology, this
writing task would provide an opportunity for her to remain in her psychology
class and work with other students to mutually explain their understanding of
psychology. The benefit to Lucia would be that she remains in the psychology
class and in so doing, develops her understanding of the discipline through
written dialogue. The benefit to her more academically-trained peers would
be that they learn about situated experiences of psychology from Lucia and
hone their own academic skills of communicating complex knowledge through
dialogue with readers who have different understandings.
152 What Makes Writing Academic
Resistance to change has many causes. It includes a toxic mix, or perfect storm,
of contentment with the status quo, fear of the unknown, unfamiliarity with the
alternatives, lack of resources and opportunities and lack of agency. To paraphrase
Laurel Richardson, resistance can also take the form of defensiveness:
If comics and rap count as academic writing and I can’t do it, what happens to
my identity, my prestige, my status – my place in the pecking order – ME?
Richardson took her academic field of sociology to task for writing in boring,
linear and de-personalized prose suggesting instead that poetry better captured
Foundations for a Future Writing Pedagogy 153
the rhythms and voices of the sociological reality she was investigating (see
Chapter 1). Her fellow sociologists argued that poetry was not an appropriate
method of enquiry because it lacked validity. What they overlooked, though,
was that all methods of representing reality are proxies for that reality and, as
such, they are all, to varying degrees, fallible. This is why different research
methods and methodologies are chosen or discarded depending on the object of
enquiry. In fact, Richardson had not suggested that they too adopt poetry as their
preferred method of enquiry: she was simply making the point that it was one of
her chosen methods and that it afforded validity as a methodological proxy for the
social reality she was researching (namely as a way of transcribing her interview
data so as to evoke as closely as possible the rhythms and emotions of the women
she had been interviewing). Similarly, advocating for a re-configuration of what
makes writing academic, based on the warrants afforded throughout this book,
does not imply that all academic writers should rap or draw their research or
that teachers of academic writing, trained to teach the genre of linear prose,
should lose their jobs because their skills are no longer required: those skills
will be required for many futures to come, but they are likely to become part of
a broader ecology of skills as new forms of writing emerge. As Sousanis reminds
us in opening this chapter, ‘linear sequences have their strengths, but they are
not the only possibility’. The visual argument of his graphic dissertation can be
read through the theoretical lens proposed by Jude Fransman, who shares her
rationale for re-imagining the conditions of possibility for the PhD by mobilizing
the metaphor of a map. Maps are ‘open systems’ that allow us to organize reality
rather than reproduce it; they are open to change because they are not determined
by a single use or purpose (Fransman, 2012, p. 140):
The map is […] detachable, reversible, susceptible to constant modification.
It can be torn, reversed, adapted to any kind of mounting, reworked by an
individual, group or social formation.
Although she does not draw on critical realist philosophy to argue this, she
is nevertheless describing what is one of the defining properties of an open
system, namely their permeability, which is what makes them ‘susceptible to
modification’ and, therefore, open to change.
What I am similarly suggesting is that we harness the permeability afforded
by academic texts understood as open systems to open up possibilities for re-
configuring what makes them academic based on our values, on a range of SAPs
and EVs that extend beyond tired and anachronistic notions of ‘objectivity’,
‘linearity’ and ‘reliability’. For change to happen, university leadership, teachers
154 What Makes Writing Academic
1
Notable exceptions in the UK are an MSc in Chemistry and Scientific Writing [accessed 27
December 2018] at the University of Warwick and an MA in Academic Writing Development and
Research [accessed 27 December 2018] at Coventry University.
Foundations for a Future Writing Pedagogy 157
Since most generic academic writing instruction, such as IELTS, EAP and
other academic writing services, tends to teach writing about ‘several unrelated
topics’, it is no surprise that students do not develop sufficient disciplinary
knowledge to be exposed to the genres of their disciplines and to become
confident critical academic writers.
Foundations for a Future Writing Pedagogy 159
Judd goes on to make the case for an interdisciplinary approach to the teaching
of academic writing because this is the only way that a deep understanding of
social phenomena can be gained. Without this understanding, the levers of
change cannot be activated (Judd, 2003, p. 132):
Critical thinking involves understanding a process/product as simultaneously
interconnected to or interpenetrating multiple structures, both social and
natural. Students often have a tendency to see the workings of the world as
fragmented and disconnected. For example, if we consider a phenomenon like
‘homelessness’ we might say that is only a social problem, not an economic or
medical one. By ignoring the impact of the economic system on unemployment,
the connection between homelessness and the economic system is lost. By
seeing the interconnections between homelessness, the economic system, the
welfare system, the health system, the educational system, etc. students begin to
understand the issue in a much more complex fashion than before.
Both Judd (2003) and Bernard-Donals (1998) refer to writing as ‘an agent of
change’ because it is a transitive method of enquiry. Like all methods of enquiry,
it aims to understand reality in order for something to happen to that reality
(which can include anything from publishing it, to sharing it and transforming
it). For writing to be an agent of change, writers must understand the structural
realities at the ontological level of the REAL. This understanding is likely to
ensure they write meaningful, authentic and genuine texts, which, in turn, can
have a material and transformative impact on the world. In this sense, a critical
realist understanding of what makes writing academic is its capacity to ‘mediate
activity’ (Threshold concept 1. 5) because it enables things to happen.
The references to ‘interconnectedness’ and ‘complexity’ in the above
quotation further align with the critical realist approach to curriculum design
discussed in Mirzaei Rafe et al. (2020). Indeed, interdisciplinary praxis is the
foundation of a critical realist pedagogy because only an interdisciplinary praxis
founded on knowledge of science, sociology and philosophy can realistically
enhance the agency required to trigger the levers of change (Mirzaei Rafe et
al., 2020, p. 3): ‘The thinking curriculum of CR [Critical Realism] is therefore a
dynamic, predominantly collective interdisciplinary enquiry between “the real”,
“the actual” and the “empirical”’.
I conclude this section with reference to two more fully developed pedagogies
that have the potential to trigger the levers of change needed to reconfigure what
makes a text academic. This is because they engage students with knowledge at
the level of the REAL, thus empowering them to make writing choices such as
160 What Makes Writing Academic
Manathunga refers to as ‘deep’, ‘slow’ and ‘ancient’ time. This ensures writers are
able to identify the events, violences, values and cultures that have led to what is
visible in the present. Her blog post on ‘decolonising doctoral education’ shares
examples of doctoral writers who have shaped their texts to fit the knowledge
they are representing. For example, Manathunga refers to a Cambodian doctoral
researcher who wrote her thesis as a memoir because she had to literally rely on
her memory to allow the knowledge of her Cambodian grandmother’s memory
to emerge as knowledge. All this has been shared via the Hidden Curriculum
team and further signals the power of networked communities to trigger
change by making this kind of knowledge visible: [Link]
[Link]/2020/07/09/decolonising-doctoral-education-sociologies-of-
emergence
Conclusions
For academic writers and their teachers to become agents of change in both
their own practices and in re-configuring what makes writing academic, new
pedagogies need to emerge. The foundations of such pedagogies require writers
and teachers to have the agency and material conditions to be able to lay them
in the first place: one way of ensuring that teachers of academic writing are
empowered to lay such foundations is to ensure they are securely employed and
that they are supported in scholarly enquiry. I have identified two key levers that
can help activate this agency: scholarship and pedagogy itself. Scholarship can act
as a lever of change because it affords deep knowledge of the structures operating
at the level of the REAL. This knowledge is needed if agents are to engage in
transformative practices that allow for change at the level of the ACTUAL.
Pedagogy can act as a lever of change because it can provide opportunities for
interdisciplinary knowledge, which is REAL knowledge (in critical realist terms),
to be the focus of a writing curriculum. Interdisciplinary knowledge enables
writers as knowers to create texts that are more likely to become ‘agents of change’
because they represent the knowledge needed to transform reality for the better
at the level of the ACTUAL. Examples of pedagogies that might engage students
with this kind of deep learning were given together with examples of the kinds
of academic texts that would allow this knowledge to emerge. I have suggested
that what makes writing academic are texts that afford the emergence of socio-
academic practices (SAPs) and epistemic virtues (EVs) aimed at transforming
knowledge in the interests of social justice.
162
Signing Off
The Gist
The Detail
available in the textual environment (REAL). The level of the ACTUAL contains
the texts that actually exist in academia and that have to varying degrees been
sanctioned as ‘academic’. For example, Sousanis, Carson and Harron all received
their doctorates, despite them having been drawn, rapped and written for three
different audiences. These, despite being wildly different in their forms, are
considered to be academic not in virtue of their surface features but in virtue
of their compliance with the deep institutional requirements at the structural
level of the textual environment, which is ontologically REAL. By contrast, the
level of the EMPIRICAL is epistemologically real because it is a transitive level
of reality, one that can change according to the choices of the agent.
Where change is much slower and even impossible is at the level of the REAL.
This is the ontological level of reality. In critical realism, this is the level of deep
structures, ones that are historical, institutionally embedded and entangled
in the deep-seated disciplinary traditions of academic institutions. It includes
institutional practices that no amount of agency can change, such as the need
to do research in order to be awarded a PhD or the fact that language and the
alphabet are here to stay.
The three realms of reality – the REAL, the ACTUAL and the EMPIRICAL –
form an open system. In virtue of being porous and permeable, meaning that
new knowledge can ‘filter through’ at each level, opportunities for change
become possible at the level of the ACTUAL. This requires agents to identify
those opportunities for change, which I have referred to as ‘levers’ and ‘cracks’,
following Mason and Street. In order for agents to identify and action these
levers, they must exert their rational judgement and have deep knowledge
of the level of the REAL because they need to know what is available at the
ontological level in order to introduce meaningful change at the epistemological
level. For academic writers and their teachers to become agents of change in
both their own practices and in re-configuring what makes writing academic,
new pedagogies need to emerge. The foundations of such pedagogies require
writers and teachers to have agency to be able to lay them. I have identified two
key levers that can help activate this agency: scholarship and pedagogy itself.
Scholarship can act as a lever of change because it affords deep knowledge of
the structures at the level of the REAL. This knowledge is needed if agents are
to engage in transformative practices that allow for change at the level of the
ACTUAL to take place. Pedagogy can act as a lever of change because it can
provide opportunities for interdisciplinary knowledge, which is knowledge at
the level of the REAL, to be the focus of a writing curriculum. Interdisciplinary
knowledge enables writers as knowers to create texts that are more likely to
166 What Makes Writing Academic
Where to Next?
●● What are the limitations of critical realist theory as a praxis for writing in
the academy? For example, how and who classifies what belongs to the level
of the EMPIRICAL, the ACTUAL and the REAL?
• Who judges the ‘judgmental rationality’ of agents who are invested with the
power to trigger the levers of change needed to transform what happens at
the level of the ACTUAL? And who ‘invests them’ with this power?
• And, related to the above, what are the generative mechanisms of the
transitive epistemological realities of the REAL and the ACTUAL, i.e. can
change ever occur at the intransitive ontological level of the REAL? For
example, what are the levers that might change existing threshold concepts
or technologies or institutional practices? How and who could trigger these
levers? Roy Bhaskar’s alethic version of the truth might hold the key to this
as it is an attempt to bridge the objective truth at the level of the REAL and
the subjective interpretivist truth at the level of the ACTUAL (Groff, 2000);
• What new SAPs (Socio-Academic Practices), EVs (Epistemic Virtues)
and TCs (Threshold Concepts) might emerge from the open system
that academic writing is, especially with regard to the epistemologies of
the South, but also to other epistemologies, such as technological and
algorithmic ones (Introna, 2016)?
• What, if any, pedagogical differentiations might be needed at undergraduate,
Master’s and doctoral levels with regard to choice of genres at the ACTUAL
level? For example, are the possibilities at the level of the ACTUAL suitable
for all levels of knowledge communication?
• What, if any, disciplinary differentiations are needed with regard to choice of
genres at the ACTUAL level? For example, could a scientist write a memoir
to explain scientific theories?
●● And, finally, what might be the constraints on what makes writing
academic? Would these all be at the level of the REAL, as I seem to
have implied, or are there constraints at the level of the ACTUAL and
EMPIRICAL?
168 What Makes Writing Academic
the example when I first wanted to publish about publishing inequalities as shaped
by material inequalities and unequal access to scholarly resources. ‘Publishing
on publishing’ was not a thing in any discipline at that time in the 1990s! There
was no literature to review. So I started off with a personal narrative on how
I returned from the United States with a knowledge of academic conventions,
but couldn’t adopt them because of material inequalities in Sri Lanka. I cited
from news media and popular journals that had reported on the dire academic
conditions for scholars in the Global South. I also didn’t know under which
discipline a publication on academic publishing would fall. So I sent the article
to a journal on writing scholarship. The reviewers turned back my submission
saying that the focus of my argument was not clear because it was not framed
in terms of any existing scholarly literature. What they forgot was that there
was no scholarship on such a topic at that time. Finally, on the suggestion of the
reviewers, I tried to frame my article on the studies in writing scholarship on the
differences and difficulties for second-language students. However, I realized
how this literature distorted my argument. My article was not about language
differences. It was actually about material differences that exceeded language
or cultural diversity. Framing publishing inequalities as a linguistic or cultural
problem can actually end up blaming the victim. It will appear as if scholars in
the periphery are unable to publish simply because they adopt grammatical or
discoursal conventions that are different. If they only learn the proper language
and conventions they will be successful, it might be interpreted. In that sense,
this would not be the problem of the publishing industry, but of the individual
scholars. Thus, framing local knowledge in terms of publications available in
the field involves filtering out the critical edge in our argument, distorting the
significance or compromising our positions.
If we adopt a longer historical lens on academic writing conventions, we
will find that they have not been static, absolute or universal. They have been
changing in relation to material conditions, even in the West. In the earliest
scientific publications in the Philosophical Transactions of the Royal Society of
London in the seventeenth century, the research articles started with a ‘Dear
Editor’, written in first person, and narrating the experiment that the scholar
undertook (see Atkinson, 1996). The writing adopted a narrative and temporal
progression. There was no literature review to speak of, because it took many
more years for findings to sediment into established knowledge and states of
the art. The bulk of the articles at this time related to methodology, as research
instruments were not universal or universally accessible. In what Shapin (1984)
calls ‘communal witnessing’, the authors had to narrate the assembling of the
172 What Makes Writing Academic
for this reason that books such as this that theorize diversification and chart new
ways forward are much needed. I am in solidarity with scholars like Julia who
are working to diversify academic writing so that all scholars can have a voice,
share knowledge more equitably, and conduct a healthy and fair exchange of
knowledge. If there is one thing that the recent pandemic teaches us, it is that
any activity that doesn’t assume human interdependence is going to be costly for
all of us. Monopolization of knowledge, isolation of certain communities from
networks of knowledge production, and deliberate or unwitting distortion of
knowledge that favours one’s own values and interests will have dire implications
for our collective human future. Let us work towards more open and fair
scholarly exchanges through academic publishing.
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academic literacies 10, 12, 20, 93, 99, 100, logical 32, 91
116, 119, 122 multimodal 3, 6, 10, 42, 52, 57, 71,
see also Theresa Lillis and Brian Street 84–5, 93, 97, 100, 134–6, 146,
academic misconduct 149–50
ghostwriting 43, 101 narrative 95–7
plagiarism x, 43–4, 76, 99, 101, 117, objective 8–12, 18, 35, 44, 56, 60, 64,
123, 138 69–70, 72, 100, 103, 106–10, 112–18,
proctoring 137–8 125, 132, 139, 141, 145, 164, 167
academicness 12–13, 70, 73–6, 78–81, 83–5, propositional 89, 94, 96
87, 99–101, 105, 117, 127, 133, 150–2 recursive 10, 12, 25, 57, 94, 135–6, 147
Académie Française 61 retroductive 109, 110, 116
academy 3, 17, 20, 33–4, 37, 39, 50, 58, 69, rhetorical See genre
73, 80, 113, 117, 148, 156, 167 substantive 92, 94, 96, 98, 164
Accademia della Crusca 61 visual 3, 79, 88, 94–5, 104, 127–8, 134,
access ix, x, xiii, 5, 19, 33–4, 62, 103, 112, 153
128, 135, 144, 154–7, 169–72 assessment ix, 6, 23, 24, 66, 71, 104, 127,
active voice 31, 124 133, 138, 14–2, 149–50, 152, 160
see also grammar Athena Swan 144
activism 79–80, 143–4
actual See knowledge Bazerman, Charles 15, 57, 62–4, 66–7, 79,
affordance 3, 11, 35, 57, 71, 83, 85, 103, 147, 172
112, 142, 150, 152 Bhaskar, Roy 10, 33, 99, 102–4, 109, 114,
agency 2, 15, 27, 29–31, 34, 43, 64, 73, 118, 167
79, 80–1, 85, 100, 102, 104–6, 109, Black Lives Matter 144
114–15, 118–19, 120, 123, 128, 133, BLM See Black Lives Matter
135, 145, 147, 152, 154, 157, 159,
160–1, 165 capitalism 107, 117
alienation xi, 25, 56 CARS See genre > create a research space
alphabet x, 17, 35, 45, 47–55, 57, 64, 68, Carson, A.D. See genre > alternative
70, 72–3, 85–6, 136, 163–5 Cartesian See Descartes
analytic dualism 102, 106 censorship 62, 132–3
argument change x, xi, 3, 4, 12–13, 20, 27–9, 40, 46,
abductive 110 50, 63, 73, 77, 83, 99, 100, 102–6,
clear See clarity 108–12, 114, 116, 118–24, 128–30,
deductive 46, 54, 66, 89–91, 94, 96, 110 133–5, 143–50, 152–61, 165–7, 172
formal 2, 9, 10–11, 18, 26, 32, 39, 78, Chinese 47–8, 51–2
90–2, 94, 98, 110, 141–2, 158 clarity 14, 32, 67, 76, 142–3, 150
haptic 104 see also argument and transparency trope
inductive 12, 89, 91, 93–4, 98, 110, 164 climate change 111, 117–18
linear 9–13, 32, 45, 57, 73, 93–4, commodification 42, 163
115–16, 120–5, 128, 132, 134–6, composition See Rhetoric and
145, 147, 152–3 Composition/Writing Studies
200 Index
conventions See rules and standards Equality, Diversity and Inclusion [EDI] 144
Covid-19 pandemic 2, 138 ethics 42–3, 141, 148, 154, 166
critical realism ix, x, 3, 6, 13, 18, 99–103, see also values
105–7, 109, 111–17, 119–23, 125–7, European statistics agency 4
129, 159, 165–6 EUROSTAT See European statistics
agency
DBIS See Department of Business and
Industry (UK) fake 43, 75
Department of Business and Industry see also hoax
(UK) [DBIS] 4 feminism 8, 28, 70, 78–9, 83
decolonization Fodor, Jerry 13, 80, 125, 127
colonial 17, 38, 45, 69, 160 see also Multiple Realizability
imperial 160 Fricker, Miranda 71, 80, 86
deficit 26, 35, 37–9, 133, 145, 160 see also epistemic injustice
see also remedial
Derrida, Jacques 53, 67, 75–6, 87 Galilei, Galileo 62, 78
Descartes 34, 46, 109 genre
Dewey, John 22, 27, 39–41, 94 abstract 3, 78
disability 4 acknowledgments 65
discipline xi, 5, 9, 10, 14, 24–7, 30, 33–4, alternative
39, 43, 67–8, 81, 91–3, 110, 133, Carson: 78–9, 84, 88, 100–1, 134,
136, 142, 150–1, 155, 158, 166, 144, 165
170–2 Harron: 78–9, 81, 114, 128, 158,
diversity x, 3, 4, 5, 10, 13–14, 38–9, 40, 42, 165
45, 72–3, 80, 83, 89, 100, 122, 164, Sousanis: 15, 37, 79, 88, 127, 131,
171 144, 153, 165
biography 57, 147
EAP See English for Academic Purposes blog 3, 38, 137, 158, 160–1, 166
English for Academic Purposes [EAP] chronicle 3, 62–3, 91, 147
5, 6, 9, 10–13, 17, 20, 23–4, 32–6, citations 66, 129
38–44, 69, 78, 87, 93, 95, 97, 107, comic 3, 91, 145, 152, 154, 174
115, 132–3, 137, 155, 158, 163 commentaries 57
ecology 41, 72, 135, 139, 145, 153, 160 create a research space (CARS model)
education ix, x, xi, xii, 3–7, 10, 14, 17, 21, 11, 170
24, 27, 33, 37, 38–44, 61, 68–72, 77, creative non-fiction 70
80, 93–4, 97, 101, 103, 105, 116–18, dialogue 3, 14, 24, 30, 62, 63, 78, 81, 84,
132–3, 142–3, 146, 148, 150–2, 91, 104, 145, 151–2
158–61, 163, 166 digital 134, 136, 146–7
see also training dissertations 78, 104, 127, 146, 153
emergence 80, 102, 120, 122, 125–6, EdD 134
141–2, 161 essai 60
weak and strong 126–7, 129 see also Montaigne
English, Fiona xii, 19, 24 essay 1, 3, 6, 10–11, 19–20, 23–4, 27,
see also re-genring 32, 36, 38, 40–1, 43, 57, 60–1, 63,
epistemic fallacy xi, 11, 108–10 70, 76, 78, 91, 93, 98–9, 101, 104,
epistemic injustice See Fricker, Miranda 107, 117, 128–9, 133, 136, 138, 145,
epistemology 8, 11, 17–19, 107 160, 164, 166
EDI See Equality, Diversity and Inclusion ethos 10, 86, 89
epistemic virtue 149–53, 161, 167 experimental article 60, 63, 72, 164
Index 201
findings 64, 66, 78, 79, 171–2 higher education ix, x, xi, 4–7, 17, 24, 33,
humour 148 37–9, 44, 69, 72, 77, 80, 93, 101, 116,
IMRAD 136, 166 132–3, 137, 142–3, 146, 148, 160
infographic (poster) 136 Higher Education Institution [HEI] 4
interview 151, 153 Higher Education Statistics Agency
introduction 3, 19, 36, 65, 136 (UK) [HESA] 4
journal article 1, 147 history 3, 5, 8, 10, 13–14, 36, 45–51, 53–5,
letter 57, 62, 63, 91, 147 57, 59–61, 63, 65, 67–72, 76, 91,
literature review 95, 170–2 102, 104, 110, 121, 136, 139, 142,
logos 10, 86 147, 160, 163
main body 3 hoax 10, 17, 43, 74–8, 98–9, 108, 112,
manifesto 3, 83, 84, 91, 143, 150 116–17, 128, 137, 141, 164
memoir 70, 161, 166–7 see also fake
methods 31, 63–4, 66, 78–9, 88, 95, 97, homogeneity 37–8, 107, 148
108, 136, 172 humanism 14, 41, 46, 60–2, 67
newsletter 91, 135, 149, 158 human Rights 144, 148
pathos 10, 86 Hyland, Ken 20, 23, 23, 33–4, 39–40, 66,
PhD 1, 15, 28–9, 75–6, 78–9, 81, 101, 125
114, 136, 142, 144–5, 147, 153, 158,
165 ideology 4, 6–7, 13, 22–3, 29, 38, 45, 51,
poem 1, 30, 31, 57, 70, 79, 84, 89, 92, 53, 57, 67, 68–73, 80–1, 84, 97, 103,
101, 104, 152–3 106, 113, 133, 141–2, 160, 164, 167,
see also poetry 170
prose 2, 13, 14, 24, 30, 31, 33, 38, 54, IELTS See International English Language
57, 70, 73, 78, 79, 135, 147, 152, 153 Testing System
rhetoric 14, 36, 60, 64, 67, 70, 100, IMRAD See genre > IMRAD
107–8, 113–5, 124–5, 149, 170, intellectual work See knowledge
172 intentional fallacy 76–7
thesis See PhD and EdD interdisciplinarity See knowledge
ghostwriting See academic misconduct International English language Testing
Global North xi System [IELTS] 1, 23, 36, 42–3,
Global South 37, 141, 170–1 78, 98–9, 107, 109, 116–17, 128–9,
grammar 9, 12–13, 17, 20, 33, 55, 67, 79, 158, 164
82, 98–100, 104 international students See
Greek internationalization
eudamonia 80 internationalization 4, 5, 33, 42, 63, 137,
phronesis 21, 80 160, 166
poiesis 21–2
praxis 21–2, 27, 29, 133, 159, 167 knowledge
technê 21 ACTUAL 103–7, 109–12, 118–19,
γράφω (writing/drawing) 50 127–52, 154, 157, 161, 165–7
Gutenberg Revolution 58 data 8, 14, 58, 79, 91–2, 94–5, 124–5,
see also Printing Press 153
democratize 3, 9, 14, 38, 57, 69, 101,
Harris, Roy 47–53, 67, 87–8, 114 141, 154, 170, 172
Harron, Piper See genre > alternative dialectic 111, 118–19
HEI See Higher Education Institution ecologies of 83, 89, 117, 144
HESA See Higher Education Statistics EMPIRICAL 104–9, 112, 114, 119,
Agency 127–9, 150–2, 157, 165, 167
202 Index
subjective See knowledge truth 8, 30, 33, 42, 46, 64, 74–5, 77–8,
success ix, 37, 42, 129, 148, 171 80–9, 91, 96–8, 109–12, 117, 125,
supervenience 126–9 127, 139, 147, 164, 167
supervenient base See supervenience Turner, Joan 6, 22–4, 28, 35, 37–8, 42–3,
supervisor 1, 3, 34, 75, 157, 160 45, 57, 64–5, 67, 69, 94, 141–2
Swales, John 11, 24, 133, 170, 172 see also Writtenness and ontological
complicity
teacher xi, 3, 5, 11, 13, 28, 32, 34, 36, 41,
58, 81, 89, 113, 114, 116, 122–3, university
153–7, 160–1, 165–6 Enlightenment 45, 93, 142
text x, 2–5, 11–12, 17–18, 23, 30, 32, 35–6, Humboldtian 65, 68, 144
40, 43, 51, 54, 57, 65–7, 70, 73–87, Mediaeval 58, 61
89, 95, 99, 100–1, 104, 108, 112, Renaissance 58–9, 61
114, 116–17, 128–9, 134–9, 141–54,
157–9, 161, 163, 172 values 5, 6, 21, 27–8, 38, 45, 70–1, 73, 79,
see also textual environment 80
textual environment 7, 15, 79, 80–5, 87, see also ethics
91, 98, 100–6, 111–12, 128, 150–2, vocabulary 13, 25–7, 75, 96, 104, 125
163–5 see also lexis
theory voice 2, 10, 14, 18, 23, 31, 39, 49, 63, 74,
Cartesian 34, 46, 109 79, 107–8, 124, 129, 134, 143, 146,
cognitive 5, 22, 24, 55, 86, 109, 151, 153, 169–70, 173
115–16
complexity 10, 25, 66, 76, 80, 95, 99, West (The) 8, 21, 45, 48–9, 51–5, 57–8,
120–6, 128, 154, 159, 169 65, 68, 76, 85, 99, 142–4, 147,
constructivism/constructivist 106, 108, 170–2
115–17, 119 Wittgenstein, Ludwig 67, 75–8, 87–8
expressivist 99, 100, 115–17 writer xi, 1–7, 11, 13–15, 23, 25, 27–9,
idealism 109, 115 34–9, 41–4, 63–4, 67, 71–4, 77–88,
macro 13–14, 131, 133, 164 91, 96, 98–101, 103–23, 125, 128–9,
positivism 89–90, 97, 106, 115, 142 132–5, 137–8, 140, 145, 147–50,
standpoint 8, 10, 26, 104, 160 152–66
thinking Writing Studies 10, 73, 82–3, 103, 133,
consciousness 34, 39, 56, 68, 72, 86, 136, 145
90 see also Rhetoric and Composition
critical 24, 158–60 Studies
higher order x, 17, 45, 57, 72, 86, 163 writing
Thomson, Pat xii, 6, 7, 22, 26, 28, 93, 124, academic see academicness
157 creative 93, 156
threshold concept 73, 80–5, 91, 98, 104, method of enquiry 103–5, 107–11,
128, 145, 150–1, 159, 164, 167 113–14, 118, 128, 133–4, 138–40,
training 39–40, 138 144, 153, 157, 159, 164, 166
see also education and Dewey, John Writtenness 28, 37–8, 141–2
translanguaging 24, 72, 88, 135, 149 see also Received Pronunciation,
transparency trope 87 Turner, Joan and ontological
see also clarity complicity
205
206
207
208
209
210