Challenges in Determination of Microscopic Degree of Cleanliness in Ultra-Clean Gear Steels
Challenges in Determination of Microscopic Degree of Cleanliness in Ultra-Clean Gear Steels
(2022) 29:1583–1600
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ORIGINAL PAPER
Received: 4 August 2021 / Revised: 2 September 2021 / Accepted: 22 September 2021 / Published online: 11 February 2022
Ó The Author(s) 2022
Abstract
Shot-peened, case-hardened gears can fail in the tooth root due to crack initiation below the surface of the steel matrix.
Here, the crack is initiated at a non-metallic inclusion in the center of a so-called fisheye. This failure type can lead to a
reduced endurance fatigue limit of the gears. It is for this reason that, over the last decade, much effort has been invested by
steel manufacturers to reduce the non-metallic inclusion content of gear steels so as to mitigate or even completely prevent
such crack initiation. These ultra-clean gear steels were achieved by various measures in the steel production process.
However, as a result, the remaining non-metallic inclusions are inhomogeneously distributed in the steel volume in terms
of both size and location. However, due to the inhomogeneity of ultra-clean steels, the question arose if the values derived
according to the standards are still representative of ultra-clean steel batches. The results show that the standards can still
be applied, but more effort must be applied. To determine the degree of cleanliness, six microsections are currently
evaluated according to steel test specification (SEP) 1571, method K. It is shown that an examination of 24 microsections
starting from size class 0 seems beneficial to get more reliable and comparable results of the degree of cleanliness of these
ultra-clean gear steels. In addition, it is shown that a high degree of cleanliness has been achieved for all steel batches
investigated with the measures taken in the steel production process.
Keywords Degree of cleanliness Non-metallic inclusion Evaluation of inclusion SEP 1571 DIN 50602
Ultrasonic immersion testing Ultra-clean gear steel Gear
123
1584 D. Fuchs et al.
However, due to the inhomogeneity of ultra-clean gear 2.2 Methods for characterizing degree
steels, the question arises if the values derived based on six of cleanliness
microsections are still representative of ultra-clean steel
batches or if a greater effort, for example an evaluation of a The degree of cleanliness is generally divided into
higher number of microsections, must be made. In addition, macroscopic and microscopic inclusions in accordance
it will be checked whether the measures taken in the steel with common standards. Macroscopic inclusions are of a
production process have resulted in ultra-clean gear steels. size greater than 0.03 mm2 according to SEP 1571 and
Deutsches Institut für Normung (DIN) 50602. The
macroscopic degree of cleanliness is determined using the
2 State of scientific knowledge blue fracture test according to SEP 1584, the step turning
test according to SEP 1580 or ultrasonic immersion testing
2.1 Influence of fisheye failure on fatigue according to SEP 1927 or ASTM A388/A388M-19. For the
strength microscopic degree of cleanliness, on the other hand, the
following standards apply: SEP 1571, DIN 50602, DIN EN
Figure 1 shows schematicall an example of a fisheye 10247, ISO 4967, ASTM E45-13 and ASTM E2283-08.
fracture in a gear. A non-metallic inclusion in the center of The following is a brief description of the standards used
the fisheye is responsible for the crack initiation. An in this publication:
optically dark area often surrounds the non-metallic
(1) Ultrasonic immersion testing according to SEP 1927:
inclusion. This fracture mechanism occurs foremost with
This method compares the test specimens with a
higher numbers of load cycles and leads to a decrease in
reference block. The specimens are investigated in a
bending strength. It is therefore apparent that the degree of
water tank using an ultrasonic immersion search unit
non-metallic content in the form of inclusions has a great
with a pulse repetition frequency of 10 MHz. The
influence on the strength of high-strength gears [1–3].
macroscopic inclusions are categorized according to
Tridello et al. [4] show that the combination of the tested
their position, size and occurrence.
specimen’s volume and the inclusion distribution has an
(2) Evaluation of inclusions according to SEP 1571: The
impact on the fatigue strength. Consequently, more and
degree of cleanliness is determined on a particle
more effort is invested nowadays in the process of making
basis by means of microsections. Usually (at least)
and characterizing steel [5]. The degree of cleanliness
six microsections are evaluated to determine a value
represents a way of describing the content of non-metallic
for the degree of cleanliness. The standard differen-
inclusions in materials. Temmel et al. [6] show, however,
tiates between inclusions of type A (typically
that not all methods are suitable for characterizing steels
manganese sulfides), B (crumbled or elongated
with a low degree of sulfur. In the following, standardized
stringer aluminum oxides), C (silicon oxides), D
methods for characterizing the degree of cleanliness are
(globular aluminum oxides) and Dsulf (calcium
presented.
sulfides). The standard describes three methods:
a. Method M: maximum inclusion value
b. Method K: mean inclusion value
c. Method E: extreme value, analyzed based on
size class (reference area: 100,000 mm2)
Fracture outside Methods M and K use six microsections for evalu-
of fisheye ation; method E uses at least 12 microsections, and
Fracture surface (tooth root)
123
Challenges in determination of microscopic degree of cleanliness in ultra-clean gear steels 1585
123
1586 D. Fuchs et al.
these ultra-clean gear steels can be determined with the casting. The diameter of the steel bars ranges from 100 to
current procedures according to the standards, like SEP 140 mm, and the reduction ratios are all above the speci-
1571, and whether high degrees of cleanliness have been fication value of 5:1 for continuous casting according to
achieved with the measures taken in the steel production ISO 6336, part 5. Steel batch OW5 shows the highest value
process. This publication addresses these questions and of 27:1. Furthermore, the steel batches are all classified in
deals with following influence factors: starting size class, the scatter band HH for a high hardenability according to
characteristic value, number of microsections, respectively, DIN EN ISO 683, part 3. The feature of steel batches OW1,
samples and the influence of extreme value methods. In OW7 and S9 is a modified calcium treatment with addi-
addition, further questions are clarified. tional recrystallization annealing. Steel batches S4 and S6
are open melted, whereas steel batch S8 is electroslag
remelted. Steel batch OW4 has a low sulfur content, and
5 Region of interest steel batch OW5 has a low aluminum content. A modified
rolling/forging process was used for steel batch OW3.
For the investigations on FZG back-to-back test rig and
Pulsator test rig (see Fig. 3), gear sizes with a normal 6.2 Chemical analysis
module mn = 1.5 and 5 mm were used. The region of
interest (ROI) for the cleanliness inspections was placed in Chemical analysis and oxygen content data are listed in
the later tooth root fillet of the gear as shown in Table 2. Tables 4 and 5. All steel batches are within the limits
The approximate area of the ROI in both cases is 210 mm2 specified in DIN EN ISO 683, part 3, which are also listed
for each microsection. The required microsections were in Table 4. Furthermore, all steel batches reveal oxygen
taken from a billet, which was divided into segments. contents that are below the maximum specification of
25 9 10–6 according to ISO 6336, part 5 as shown in
Table 5.
6 Steel batches and documentation
of material
7 Demonstration of effectiveness
6.1 Steel batches of measures taken to achieve ultra-clean
gear steels
The gear steel batches investigated are MnCr-, CrNiMo-,
NiMo- and NiCr-alloyed gear steels. Table 3 presents an Various measures have been taken to produce ultra-clean
overview of the steel batches, alloy systems, casting gear steels as shown in Table 3. In the following, it will be
method, diameters of the steel bars, reduction ratios and checked whether the measures taken in the steel production
features. process have resulted in ultra-clean steels.
Four of the nine steel batches are from continuous All gear steels investigated in this paper are classified as
casting, whereas the other steel batches are from ingot material quality class ME. Ultrasonic immersion testing to
Exciting magnet
Loading clutch
Test gear
Drive gearbox
Fixing unit
Fig. 3 Test rigs used for investigations on tooth root bending strength. a FZG back-to-back test rig (center distance a = 91.5 mm) according to
DIN ISO 14635, part 1; b pulsator test rig [15]
123
Challenges in determination of microscopic degree of cleanliness in ultra-clean gear steels 1587
Specimen
OW1 20MnCr5 Ingot 125 8:1 Modified calcium treatment with additional
recrystallization annealing
S4 20MnCr5 Continuous 105 8:1 Open melted
S6 20MnCr5 Continuous 105 8:1 Open melted
S8 20MnCr5 Ingot 100 8:1 Electroslag remelted
OW4 20MnCr5 Continuous 100 8:1 Low sulfur content
OW3 18CrNiMo7-6 Continuous 140 8:1 Modified rolling/forging process
OW5 18CrNiMo7-6 Ingot 140 27:1 Low aluminum content
OW7 20NiMo9-7 Ingot 130 12:1 Modified calcium treatment with additional
recrystallization annealing
S9 18NiCr5-4 Ingot 110 17:1 Modified calcium treatment with additional
recrystallization annealing
determine the macroscopic degree of cleanliness was using the chosen parameters, see Table 6 and Fig. 4. It
therefore mandatory and was performed according to SEP should be noted that the echoes in steel batch OW4 are
1927 (except for steel batches S4, S6 and S8, due to lack of located foremost in the core region of the bar and not near
raw material). This is in deviation to ISO 6336, part 5, the later tooth root fillet. Steel batch OW3 shows echoes
which specifies ultrasonic immersion testing according to distributed over the entire region of interest investigated.
ASTM A388/A388M-19. However, the ultrasonic immer- Figure 5 provides a first impression of the microscopic
sion testing according to SEP 1927 is a well-established degree of cleanliness of these ultra-clean steel batches. The
practice among German and European industrial gear values were determined according to ISO 4967, method A.
manufacturers and is usually used instead of the procedure The steel batches OW7 und S9 show the best (lowest)
according to ASTM A388/A388M-19. The determination cleanliness index. Steel batches OW1, S4, S6 and OW3
procedure was performed at 10 MHz. The region of show values equal to or higher than five, while the values
interest was defined as 6–35 mm from the surface. In the for the other steel batches are in between. All steel batches
case of steel batch OW4, four specimens were examined; are below the threshold values for material quality ME
in all other cases, two. based on ISO 4967, method A according to part 5 of ISO
Only in the specimens of steel batches OW3 and OW4, 6336 for case-hardened wrought steels.
echoes could be detected by ultrasonic immersion testing
123
1588 D. Fuchs et al.
Table 4 Chemical analysis of steel batches and limits according to DIN EN ISO 683, part 3 and for steel batch 20NiMo9-7 according to material
inspection document of steel manufacturer
Steel batch Alloy system Chemical composition/mass%
C Mn Cr Ni Mo S Al Cu P Si
OW1 20MnCr5 0.20 1.17 1.15 0.12 0.05 0.019 0.026 0.18 0.018 0.23
S4 20MnCr5 0.21 1.20 1.14 0.15 0.04 0.028 0.030 0.14 0.009 0.15
S6 20MnCr5 0.18 1.25 1.07 0.22 0.06 0.012 0.023 0.09 0.012 0.26
S8 20MnCr5 0.18 1.12 1.15 0.19 0.05 0.006 0.019 0.12 0.016 0.16
OW4 20MnCr5 0.21 1.31 1.25 0.16 0.02 0.006 0.031 0.12 0.010 0.17
OW3 18CrNiMo7-6 0.20 0.54 1.74 1.56 0.29 0.011 0.025 0.20 0.011 0.26
OW5 18CrNiMo7-6 0.19 0.54 1.65 1.42 0.27 0.001 0.009 0.10 0.007 0.27
OW7 20NiMo9-7 0.20 0.23 0.38 2.24 0.67 0.001 0.082 0.16 0.004 0.08
S9 18NiCr5-4 0.18 0.78 1.15 1.41 0.09 0.001 0.033 0.13 0.008 0.31
20MnCr5 Maximum 0.22 1.40 1.30 – – 0.035 – – 0.025 0.40
Minimum 0.17 1.10 1.00 – – – – – – –
18CrNiMo7-6 Maximum 0.21 0.90 1.80 1.70 0.35 0.035 – – 0.025 0.40
Minimum 0.15 0.50 1.50 1.40 0.25 – – – – –
18NiCr5-4 Maximum 0.21 0.90 1.20 1.50 – 0.035 – – 0.025 0.40
Minimum 0.16 0.60 0.90 1.20 – – – – – –
20NiMo9-7 Maximum 0.21 0.30 0.40 2.35 0.70 0.002 – – 0.025 0.10
Minimum 0.18 0.22 0.35 2.25 0.67 – – – – –
14 Not determined 9 14 18 6 13
All steel batches can be classified in the category ‘‘ultra- 8 Systematic determination of influence
clean gear steels’’. For this reason, all steel batches are used factors on determination of microscopic
in the following to derive the factors influencing the degree of cleanliness according to SEP
determination of the microscopic degree of cleanliness. 1571 of ultra-clean gear steels
123
Challenges in determination of microscopic degree of cleanliness in ultra-clean gear steels 1589
Number of echoes
Total indicator/
Size of echoes/mm
(mm dm-³)
60 15 15 ferences between the steel batches are visible. For oxide
40 10 10 inclusions, the tendencies are visible from size class 3 on
20 5 5 and for sulfide inclusions from size class 1. Differentiation
0 0 0 becomes much more pronounced from grade 2 or 1
OW3-1 OW3-2 OW4-1 OW4-2 OW4-3 OW4-4
Variant and specimen number
onward. Therefore, it seems helpful to choose a starting
Total indicator Number of echoes Size of echoes size class of 1 or below for comparing ultra-clean gear
steels.
Fig. 4 Results of ultrasonic immersion testing according to SEP 1927 According to the industrial practice of gear manufac-
turers, an overall total characteristic value is usually given
6
Type DS for the degree of cleanliness according to SEP 1571,
5
Type D (thick) method K. However, in this case, the values for oxide and
Cleanliness index
123
1590 D. Fuchs et al.
0 0
Size Size Size Size Size Size Size Size Size Size Size Size Size Size
class class class class class class class class class class class class class class
-2 -1 0 1 2 3 4 -2 -1 0 1 2 3 4
Oxide inclusions Sulfide inclusions
Fig. 6 Comparison of total characteristic values according to SEP 1571, method K for different size classes of oxide (a) and sulfide (b) inclusions
using steel batches OW3 and OW4 as examples
(a) 90 (b) 90
Oxide inclusions
Characteristic value of surface area
Fig. 7 Overall total characteristic value (a) and total characteristic value (b) starting from size class 0 according to SEP 1571, method K
Microsection 1.1 dent when comparing the values starting from size class 0
150 Microsection 1.2 as shown in Fig. 9b. The range and standard deviation are
surface area
Microsection 1.3
100 much higher. The same tendency is also visible with oxide
Microsection 1.4
Microsection 1.5 inclusions as shown in Fig. 9c and d. However, the num-
50 Microsection 1.6 bers and differences are much smaller, because the inclu-
sions in steel batch OW3 are predominantly sulfides.
0
Size class Size class Size class Size class Size class
0 1 2 3 4 8.2 SEP 1571, method M
Sulfide inclusions
According to method M of SEP 1571, the largest inclusion
Fig. 8 Detailed analysis of sulfide inclusions in sample 1 of steel of each inclusion type is evaluated for each of the six
batch OW3 according to SEP 1571, method K
microsections. The mean value of these six microsections
gives the maximum inclusion value according to method M
evaluation of sulfide inclusions, it can be seen that starting
for one sample. Figure 10a shows the mean values
from size class 4, there are no noteworthy differences
according to method M for 1 to 36 microsections for each
(range of 1.37) between the different sample numbers, as
123
Challenges in determination of microscopic degree of cleanliness in ultra-clean gear steels 1591
3 40
2
20
1
0 0
1 2 3 4 5 6 7 8 9 10 1 2 3 4 5 6 7 8 9 10 11
Number of samples Number of samples
(c) 10 (d) 10
9 9
8 8
7 7
6 6
5 5
4 4
3 3
2 2
1 1
0 0
1 2 3 4 5 6 7 1 2 3 4 5 6 7 8
Number of samples Number of samples
Fig. 9 Characteristic values of surface area according to SEP 1571, method K for sulfide inclusions starting from size class 4 (a) and 0 (b), and
for oxide inclusions, starting from size class 4 (c) and 0 (d) using example of steel batch OW3
inclusion type present. It can be seen that after approxi- previous methods and an extreme value method, like SEP
mately 12 to 18 microsections, the maximum inclusion size 1571, method E. Method E of SEP 1571 uses at least 12
class remains nearly constant. Figure 10b shows the mean microsections (e 2 samples). However, the recommended
values of 2–6 samples (one sample e six microsections) number of microsections is 24 (e 4 samples). An extreme
for each inclusion type present. It can be seen that all value for an inclusion size is determined based on a
sample numbers show different values and standard devi- Gumbel distribution, in which the largest inclusion in each
ations. However, expect for Dsulf inclusion types, there is individual microsection is taken. Based on an extrapolated
almost no visible influence on the maximum inclusion size virtual test surface area of 10,000 mm2, a value can be
class. derived for a maximum expected inclusion size or inclu-
sion size class, respectively.
8.3 SEP 1571, method E The evaluation according to method E is based on the
size of the largest inclusion in each individual microsec-
It was shown that above six or eight samples, respectively, tion, which means that an extended evaluation according to
the evaluations show more reliable values for the degree of SEP 1571, method M can also be made. Figure 11a com-
cleanliness according to SEP 1571, method K, starting pares the maximum inclusion size class of both methods.
from size class 0. However, this number of samples is not Particularly with inclusion type B, the size class increases
practical for each steel evaluation in industrial practice. A from two to four as a result of the extreme value analysis.
better approach could be to use a combination of the The value obtained using method E is therefore more
123
1592 D. Fuchs et al.
3
more detail. The influence of the gear steel alloy system
2
and slight differences in inclusion content is investigated as
1 well. Next, it is investigated, if the characteristic values of
0 SEP 1571, method K and ISO 4967, method A, are com-
1 6 11 16 21 26 31 36 parable. The extreme values methods according to SEP
Number of microsections
1571, method E and ASTM E2283-08 are compared,
(b) 5 before the results from the laboratories are contrasted as a
2 samples 3 samples 4 samples
4 final point.
Inclusion size class
5 samples 6 samples
3
2
9.1 Statistical method of determining minimum
number of samples for SEP 1571, method K
1
0
A B D Dsulf
D_sulf
In Sect. 8, it was shown that six or eight samples, respec-
Inclusion type tively, would be needed to deliver more reliable cleanliness
values for ultra-clean gear steels. For the evaluations
Fig. 10 Mean values for 1 to 36 microsections according to SEP according to SEP 1571, methods M and K, (at least) one
1571, method M (a), and mean value and standard deviation of 2 to 6
samples (b) combined using steel batch OW3 as an example sample (e 6 microsections) should be used. For method E,
two or four samples are recommended (e 12 or 24
conservative, because it predicts larger inclusion sizes. microsections, respectively) in the standard. In industrial
Figure 11b presents the steel batches S4, S6, S8, OW4 and practice, the time and costs are important factors. There-
OW3 in the form of a stacked bar chart. The number of fore, this section examines whether a reliable value can be
microsections evaluated for these steel batches was 24. An delivered by up to four samples (e 24 microsections). The
evaluation based on this representation of results seems following uses sulfide inclusions as an example, starting
helpful when comparing ultra-clean steel batches. from size class 0 of steel batch OW3. To eliminate prob-
able laboratory influences, all values are from a single
laboratory.
9 Further investigations Figure 12a shows the individual values for each
microsection. Random microsection combinations are
Further questions are clarified in the following. Using a shown based on these values, as shown in Fig. 12b. After
statistical method, the minimum number of samples for combining approximately 18 microsections, the deviations
SEP 1571, method K, is determined, when limiting the between the mean values are within an acceptable range. It
(a) 6 (b) 14
Maximum value, method M Type A Type B
5 12 Type C Type D
Maximum value, method E
Inclusion size class
10
4
8
3
6
2
4
1
2
0
Type A Type B Type D 0
S4 S6 S8 OW4 OW3
Inclusion type Steel batch
Fig. 11 Maximum inclusion size class according to SEP 1571, methods M and E using steel batch OW3 as an example (a), and stacked bar
chart of inclusion types present according to SEP 1571, method E (b) for various steel batches (24 microsections)
123
Challenges in determination of microscopic degree of cleanliness in ultra-clean gear steels 1593
seems that at least three samples (e 18 microsections) are 9.3 Influence of gear steel alloy system
helpful to get reliable cleanliness values, when limiting the and slight differences in inclusion content
number of microsections to 24.
So far, steel batch OW3 (18CrNiMo7-6, see Table 3) was
9.2 Value compatibility between SEP 1571 used, due to its extended database compared to the other
and DIN 50602 steel batches. The following now evaluates whether the
conclusions drawn are also valid for other steel alloy sys-
According to its preamble, SEP 1571 is intended to be the tems and slightly different degrees of cleanliness. Fig-
value-compatible successor to DIN 50602. This value ure 15 shows the results for steel batches OW1, OW5,
compatibility was previously confirmed by an interlabora- OW7 and S9. To limit the evaluation effort, size class 2
tory test by the steel institute VdEh, which publishes the was chosen as the starting size class for steel batch OW1,
SEP 1571 specification. However, in the interlaboratory due to its higher non-metallic inclusion content. Steel
test, steels with a common degree of cleanliness and clean batches OW7 and S9 show the lowest non-metallic inclu-
steels for bearing applications were used. This publication sion content of all steel batches. The results for each steel
will therefore also examine whether value compatibility batch are based on four samples (e 24 microsections).
also exists for ultra-clean gear steels. Virtually no differentiation is possible using values from
Figure 13a compares the overall total characteristic size class 4 onward. However, starting from size classes
value according to method K. A good correlation can be below 4, differences between the steels batches are visible.
seen between the two standards for evaluations starting As a result, it can be noted that the already drawn con-
from size classes 0, 1 and 2. Figure 13b and c shows the clusions are also valid for other steel alloy systems and
total characteristic values for oxide and sulfide inclusions, slightly different degrees of cleanliness.
respectively. Again, there is a good correlation between the
values obtained with method K of SEP 1571 and DIN 9.4 Comparison of characteristic values of SEP
50602. Figure 14 compares the maximum inclusion sizes 1571, method K and ISO 4967, method A
with method M, using steel batch OW3 as an example. This
evaluation is based on six specimens (e 36 microsections). Part 5 of the ISO 6336 gear standard presents the specifi-
Some slight differences can be seen. However, except for cations governing the cleanliness of gear steels. Here, the
the inclusion type A/SS, the same maximum inclusion size degree of cleanliness shall be determined according to ISO
class is always given. 4967, method A. Although the values of SEP 1571, method
K and ISO 4967, method A are not directly comparable, the
expectation is that comparing steel batches according to
these standards should at least show similar tendencies.
(a) Figure 16 compares the tendencies of SEP 1571, method
200
Characteristic value of
100 rized as fine and thick are considered here. The same
tendency can be seen with the steel batches OW1, S4, S6,
50
OW7 and S9. When only comparing the steel batches S8,
0 OW4, OW3 and OW5, a similar tendency is also apparent,
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
but with an offset. Therefore, in Fig. 16b, only the inclu-
Microsection
(b) sions categorized as thick according to ISO 4967, method
200
A are compared to SEP 1571, method K. It can be seen that
Characteristic value of
150 the tendencies are more similar, but differences are still
surface area
123
1594 D. Fuchs et al.
100 100
10 10
K2
K2
K1
K2
K1
K2
1 1
(c) 1000
SEP 1571
Characteristic value of surface area
DIN 50602
100
10
K1
K2
K2
Steel batch
Fig. 13 Overall total characteristic value according to SEP 1571, method K, starting from size class 0 and from size class 1 (K1) or 2 (K2) (a) and
total characteristic value for oxide (b) and sulfide (c) inclusions using method K of SEP 1571
1. ASTM E2283-08 determines a maximum inclusion E2283-8, inclusion type A shows higher values than
length using a two-parameter (Gumbel) extreme value inclusion type D for both steel batches. With SEP 1571,
distribution. The method of moments or the method of method E, the opposite tendency is apparent. However,
maximum likelihood is given for estimating the both standards show higher values for steel batch OW3
extreme value distribution parameters. The stated than for steel batch OW4.
95% confidence interval for the maximum inclusion
length is based on a probability of 99.9%. 9.6 Comparison of results from laboratories
2. Method E of SEP 1571 determines a maximum
inclusion size class or maximum inclusion area using This publication applied the results from six laboratories.
the method of maximum likelihood. The 95% confi- All laboratories used separate samples, which must be
dence intervals are calculated by the Workman- taken in consideration in the comparison of the laborato-
Hotelling method [16]. ries. This approach was chosen to broaden the database and
to consider the inhomogeneity of the material. The fol-
Direct comparison is therefore not possible. However, a
lowing compares the results of the laboratories, and steel
check is conducted in the following to ascertain whether at
batches OW3 and OW4 are used as an example. Table 7
least the same tendencies are visible for inclusion types A
gives an overview of the number of microsections from
and D of steel batches OW3 and OW4 as examples. Fig-
each laboratory evaluated in this subsection.
ure 17 compares the two standards. According to ASTM
123
Challenges in determination of microscopic degree of cleanliness in ultra-clean gear steels 1595
123
1596 D. Fuchs et al.
0 0
Size Size Size Size Size Size Size Size
class 2 class 3 class 4 class class class class class
0 1 2 3 4
Sulfide inclusions
Oxide inclusions
(c) 70 (d) 10
9
60
8
50 7
6
40
5
30 4
20 3
2
10 1
0 0
Size Size Size Size Size Size Size Size Size Size
class class class class class class class class class class
0 1 2 3 4 0 1 2 3 4
Oxide inclusions Oxide inclusions
Fig. 15 Mean value and standard deviation of characteristic value of surface area according to SEP 1571, method K for steel batch OW1 (MnCr-
alloyed) (a), steel batch OW5 (CrNiMo-alloyed) (b), steel batch OW7 (NiMo-alloyed) (c) and steel batch S9 (NiCr-alloyed) (d)
S9 S4 S9 S4
OW7 S6 OW7 S6
OW5 S8 OW5 S8
Fig. 16 Comparison of tendencies of SEP 1571, method K and ISO 4967, method A (a) and SEP 1571, method K and only inclusion categorized
as thick according to ISO 4967, method A (b)
123
Challenges in determination of microscopic degree of cleanliness in ultra-clean gear steels 1597
50
1
0
OW4 OW3 0
OW4 OW3
Steel batch Steel batch
Fig. 17 Comparison of extreme value methods ASTM E2283 (a) and SEP 1571, method E (b)
OW3 20 8 24 18 6 6
OW4 14 6 24 18 6 6
their size and location in the steel volume. In addition, a to determine the characteristic value of the surface area
minimum of six microsections seems beneficial for each according to SEP 1571, method K. However, 24 micro-
sample, and each microsection should be (at least) 200 sections seems more beneficial.
lm2. The standard SEP 1571 is a value-compatible successor
There is no strong influence of the number of samples on to DIN 50602 also for ultra-clean gear steels. There is a
the maximum inclusion size according to SEP 1571, good correlation between the values obtained with method
method M, if evaluating six microsections for one sample. K of SEP 1571 and DIN 50602. Some slight differences
However, it seems beneficial that (at least) two samples can be seen when comparing these methods. However,
(e 12 microsections) are evaluated to determine the except for the inclusion type A/SS, the same maximum
maximum inclusion size. For a comparison of ultra-clean inclusion size class is always given.
steel batches, method E of SEP 1571 represents a more The already drawn conclusions are also valid for other
conservative approach than method M. Furthermore, a steel alloy systems and slight differences in non-metallic
stacked bar chart facilitates comparison of ultra-clean inclusion content.
steels according to method E. It is not possible to make a direct comparison of the
values of SEP 1571, method K and ISO 4967, method A.
10.2 Further investigations However, it seems that a comparison of SEP 1571, method
K and only the inclusion categorized as thick according to
It was shown that the determination of the degree of ISO 4967, method A may display a similar tendency.
cleanliness of these ultra-clean gear steels should be based However, this has to be verified in further investigations.
on six or more samples. However, this approach is not The overall tendency is similar when comparing the steel
expedient in industrial practice. Four samples (e 24 batches with ASTM E2283-08 and SEP 1571, method E.
microsections) are usually examined for SEP 1571, method However, differences are apparent when comparing the
E. When limiting the number of microsections to a maxi- inclusion types.
mum of 24, to limit time and costs, it seems beneficial that Comparing the results of different laboratories shows
at least three samples (e 18 microsections) are examined that the values from each laboratory differ slightly.
123
1598 D. Fuchs et al.
10
50
0 0
Size class 0 Size class 4 Size class 0 Size class 4
Oxide inclusions Sulfide inclusions
10
50
0 0
Size class 0 Size class 4 Size class 0 Size class 4
Oxide inclusions Sulfide inclusions
Fig. 18 Characteristic value according to method K of SEP 1571 of oxide (a) and sulfide (b) inclusions, and according to method K of DIN
50602 of oxide (c) and sulfide (d) inclusions of steel batch OW3 and comparison of laboratories
However, bearing in mind that the ultra-clean material is application and further improvement. A possible approach
inhomogeneous and different microsections were used, the to characterize ultra-clean gear steels, based on the results
values are all still within the same range. It can be stated presented here, would be as follows:
that the six laboratories, which carried out the cleanliness
1. ROI should be specified according to the region of the
studies, achieved comparable results. Whether this also
later tooth root fillet of the gear.
applies to other laboratories must be examined more in
2. Ultrasonic immersion testing according to SEP 1927
detail in each individual case. As a conclusion for indus-
should be used to ensure that no macroscopic inclu-
trial practice, it can be stated that no distinction should be
sions are present.
drawn between steel batches with cleanliness values in the
3. Determination of the microscopic degree of cleanliness
same range due to the inhomogeneity of ultra-clean gear
should be performed according to SEP 1571, method
steels. However, in further investigations, limit values
K:
should be elaborated to allow better comparison and dif-
ferentiation of gear steels. a. 4 single samples (e 24 single microsections)
b. Area of (at least) 200 lm2 for each microsection
10.3 Recommendations c. Starting from size class 0
d. Separate statement of oxide and sulfide inclusions
For industrial application of these results, it is important in e. Statement of standard deviation
the gear industry to make recommendations for direct
123
Challenges in determination of microscopic degree of cleanliness in ultra-clean gear steels 1599
(a) 8 (b) 20
LAB-A LAB-A
2 5
0 0
Size class 0 Size class 4 Size class 0 Size class 4
Oxide inclusions Sulfide inclusions
(c) 8 (d) 20
LAB-A LAB-A
7
Characteristic value of surface area
2 5
0 0
Size class 0 Size class 4 Size class 0 Size class 4
Oxide inclusions Sulfide inclusions
Fig. 19 Characteristic value according to method K of SEP 1571 of oxide (a) and sulfide (b) inclusions, and according to method K of DIN
50602 of oxide (c) and sulfide (d) inclusions of steel batch OW4 and comparison of laboratories
4. Determination of the extreme value should be in 3. Should there be any irregularities in the characteriza-
accordance with SEP 1571, method E. tion, repeated grinding and polishing of the microsec-
tions to gain 48 microsections in total is a simple way
Should there be any irregularities in the characterization,
to expand the database.
repeated grinding and polishing of the microsections to
gain 48 microsections in total is recommended.
Acknowledgements The underlying research work was funded in
equal proportions by the ‘‘Arbeitsgemeinschaft industrieller
Forschungsvereinigungen e.V. (AiF)’’, the German Federal Ministry
11 Conclusions of Economics and Technology (BMWi, IGF no. 16662 N) and the
FVA. The results presented in this paper were taken from the FVA
1. A high degree of cleanliness has been achieved for all research project 293 III ‘‘Späte Zahnfußbrüche/ Reinheitsgrad’’. More
detailed information on the influence of non-metallic inclusions is
steel batches investigated with the measures taken in given in the final report.
the steel production process. All steel batches can be
classified in the category ‘‘ultra-clean gear steels’’. Funding Open Access funding enabled and organized by Projekt
2. An examination of 24 microsections starting from size DEAL. The underlying research work was funded in equal propor-
class 0 seems beneficial (SEP 1571, method K) to get tions by the ‘‘Forschungsvereinigung der Arbeitsgemeinschaft der
Eisen und Metall verarbeitenden Industrie e.V. (AVIF)’’ (A 305 / S
more reliable and comparable results of the degree of 0024/10235/16) and the FVA. The results presented in this paper were
cleanliness. taken from the FVA research project 293 IV ‘‘Späte Zahnfußbrüche/
123
1600 D. Fuchs et al.
Reinheitsgrad II’’. More detailed information on the influence of non- Schützenhöfer, R. Schneider, C. Schüller, Berg Huettenmaenn
metallic inclusions, especially in the very high cycle range, is given in Monatsh 157 (2012) 194–203.
the final report. [6] C. Temmel, B. Karlsson, K. Torresvoll, Practical Metall. 46
(2009) 123–136.
Open Access This article is licensed under a Creative Commons [7] Y. Murakami, Metal fatigue, Academic Press, New York, USA,
Attribution 4.0 International License, which permits use, sharing, 2019.
adaptation, distribution and reproduction in any medium or format, as [8] D. Fuchs, T. Tobie, K. Stahl, Investigations into the defect
long as you give appropriate credit to the original author(s) and the failure of gears and its influence on the gear load carrying
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use is not permitted by statutory regulation or exceeds the permitted [10] A. Stenico, material-mechanical investigations of the tooth root
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nieurwesen 83 (2019) 579–587.
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