Masonry Construction & Maintenance
Masonry Construction & Maintenance
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STP992
ASTM
1916 Race Street
% Philadelphia, PA 19103
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Libnuy of Congivss Cataloging-in-Publication Data
Masonry: materials, design, construction, and maintenance/Harry A.
Harris, editor.
(STP; 992)
Papers from a symposium held in New Orleans, LA, 2 Dec. 1986 and
sponsored by ASTM Committees C-7 on Lime, C-t2 on Mortars for Unit
Masonry, and C-15 on Manufactured Masonry Units.
Includes bibliographies and indexes.
"ASTM publication code number (PCN) 04-992000-07."
ISBN 0-8031-1168-1
1. Masonry—Congresses. I. Harris, Harry A. 11. ASTM Committee
C-7 on Lime. III. ASTM Committee C-12 on Mortars for Unit Masonry.
IV. ASTM Committee C-15 on Manufactured Masonry Units. V. Series:
ASTM special technical publication; 992.
TA670.M3781988 88-15446
693.1-dcl9 CIP
NOTE
The Society is not responsible, as a body,
for the statements and opinions
advanced in this publication.
Each paper published in this volume was evaluated by three peer reviewers. The authors
addressed all of the reviewers' comments to the satisfaction of both the technical editors) and
the ASTM Committee on Publications.
The quality of the papers in this publication reflects not only the obvious efforts of the authors
and the technical editor(s), but also the work of these peer reviewers. The ASTM Committee on
Publications acknowledges with appreciation their dedication and contribution of time and ef-
fort on behalf of ASTM.
Printed in Baltimore. MD
July 1988
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Foreword
This publication, Masonry: Materials, Design, Construction, and Maintenance, contains pa-
pers presented at the symposium of the same name held in New Orleans, LA on 2 Dec. 1986.
The symposium was sponsored by ASTM Committees C-7 on Lime, C-12 on Mortars for Unit
Masonry, and C-15 on Manufactured Masonry Units. Harry A. Harris, Ash Grove Cement Co.,
presided as symposium chairman and was editor of this publication.
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Contents
Overview
MATERIALS
DESIGN
Test of Model Masonry Single Pier Under Dynamic Shaking and Qoasistatic
Cyclic Loading—H.-L. CHEN AND S. P. SHAH 145
CONSTRUCTION
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MAINTENANCE
Indexes 281
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STP922-EB/JUI. 1988
Overview
This book stems from the fifth in a series of symposia on masonry sponsored by ASTM Com-
mittees C-7 on Lime, C-12 on Mortars for Unit Masonry, and C-15 on Manufactured Masonry
Units. Like those that have preceded it, this symposium provided a forum for the dissemination
and exchange of information and experiences related to masonry construction.
Three of the four preceding symposia were also published by ASTM:
STP 589—Masonry: Past and Present, published in August 1975, was the first in this series.
It provided the basis for future symposia by reviewing the specifications and test methods from a
historical perspective. Research and new developments in the field of masonry construction
were also covered.
STP 778—Masonry: Materials, Properties, and Performance, published in September 1982,
covered the third symposium on masonry. This publication presented a forum for research on
masonry units, mortar and grout (including their components), and masonry assemblages.
STP 871—Masonry: Research, Application, and Problems, published in April 1985, covered
the fourth symposium. The objective of this symposium was to cover field applications, end-use
problems, and research.
The second symposium in this series was not published except for several papers appearing in
ASTM's Journal of Testing and Evaluation. The scope of this symposium was similar to that of
the first.
For the current symposium. Masonry: Materials, Design, Construction, and Maintenance,
papers dealing with current technology in each of these four major areas of masonry were re-
quested. The areas were selected to provide general coverage of current developments in the
industry and thus provide an update to previous publications on this subject.
Materiak
The first three papers relate to testing procedures and properties of masonry materials and
assemblages. New test procedures are described and data presented on bond and shear
strengths of masonry assemblages. These papers will provide new guidelines for writing future
specifications and codes for masonry materials.
Robinson and Brown examine the existing C 270 requirements (ASTM Specification for Mor-
tar for Unit Masonry) for mortar and its shortcomings. Test data on the bond strengths of
several C 270 mortars are offered as a basis of writing a new performance specification.
Johal and Anderson have evaluated masonry cement mortars when used in the construction
of shear-wall specimens. Both static and cyclic load tests were conducted in this investigation of
concrete masonry block and clay brick walls.
Ribar and Dubovoy have explored the surface characteristics of brick. A new technique for
measuring surface characteristics provides important new insights into factors controlling bond
and shear strengths. Additional research on surface characteristics may provide a means of
evaluating the performance of each material in a masonry assemblage.
Design
Design of masonry construction is dealt with in the next five papers. Subjects range from the
detailing of tie systems to the testing of assemblages under various types of simulated loading.
1
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2 MASONRY
This important work will provide the means for better and safer construction even under the
extreme conditions found during an earthquake.
Raths has presented a preconstruction testing program for the selection of materials used in a
brick-veneer cavity wall. The program uses ASTM standards to evaluate materials and their
compatibility as a means of preventing both construction problems and unsatisfactory perfor-
mance.
Gensert and Bretnall have documented the construction and performance of a masonry struc-
ture by means of photography and computer graphics. Methods of analyzing architectural de-
tails and the interactions between masonry and structural frame works are shown.
Chin et al. have examined the relative stiffness between brick veneer and metal studs and its
effects upon wall design. This paper shows that, by using shorter length metal studs, critical
flexural bond stresses do not exist on tjrpical brick veneer/metal stud walls under designed load-
ing conditions.
Arnold et al. compare two methods of analysis for the design of brick spandrel panels. Tor-
sion stresses during placement were of particular interest in this study.
Chen and Shah have studied methods of improving seismic design of masonry structures by
testing masonry single pier models. The behavior of these piers was studied under dynamic
shaking and slowly applied cyclic loading.
Construction
The section on construction provides a direct link between the researcher and field applica-
tion. Three papers are offered in this category, each dealing with a different subject but all of
value to both the university laboratory as well as the masonry contractor.
Grimm's first paper is a review of methods for sampling and statistical data reduction for
brick masonry. Based on the techniques described, a concept of structural reliability is intro-
duced.
Matthys et al. present data on extended life or ready-mix mortars. The paper describes a
study in optimizing a mix to achieve specific strength and setting characteristics. The optimized
mix is then compared to standard portland cement lime Type N mortar for mechanical proper-
ties.
Coney and Stockbridge address water leakage problems through a study of waterproofing
coatings, surface grouting, and tuckpointing. Field studies were conducted prior to and during
the repairs of a building.
Maintenance
The preservation of our national heritage is gaining greater interest year by year, and the
most outstanding symbols of our past are found in masonry structures. To this end we devoted
the final section of this symposia to maintenance and rehabilitation. The four papers presented
here cover unique reviews of major rehabilitation projects. Details are presented on the materi-
als and methods used, where and how failures in the original construction occurred, and how
failures were corrected. These papers will be of great interest and value to those involved in this
area of masonry work.
Thomasen and Searls describe the deterioration of terra-cotta claddings and their repair.
Special emphasis is given to the cause of glaze spalling as related to repair and prevention
measures.
Manmohan et al. have studied the compressive stresses in terra-cotta cladding due to frame
shorting. Methods of relieving these stresses by cutting the bed and head joints are described.
Sourlis presents a detailed review of the restoration of a 100-year-old historical masonry
structure. All aspects of the project from bidding the job to final cleanup and landscape repairs
are described.
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OVERVIEW 3
Grimm's second paper is a study of masonry cracks and how they affect the performance of a
masonry structure. The various types of cracks are described and their causes and method for
repair are given.
This publication is the result of the combined efforts of many people. I want to thank the
members of my subcommittee and those assisting with the presentation and review of papers. A
special thanks to those on the ASTM staff who helped guide me through the many stages of this
process from conception to final publication.
Harry A. Harris
Ash Grove Cement Co., Kansas City, KS
66103; symposium chairman and editor.
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Materials
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Gilbert C. Robinson^ and Russell H. Brown?
ABSTRACT: Bond strength and water leakage were determined for Types M, S, and N mortars
joined to six different brick types. The air content, water retention, and flow rate were varied for
each mortar-brick combination. It was found that air content, water retention, and compressive
strength were inadequate indices of bond strength and water leakage. Yet these are the only prop-
erties specified in ASTM Specification for Mortar for Unit Masonry (C 270-84). A plea is made to
add a bond strength requirement to present property requirements. The initial rate of absorption
(IRA) of brick was found to be significant in predicting water leakage. Low IRA brick provided
the highest probability of zero leakage.
KEY WORDS: masonry, mortar, bond strength, water retention, air content, compressive
strength, water leakage
Consumers of mortars have supported the concept of a performance standard for mortar. As
a consequence, ASTM Specification for Mortar for Unit Masonry (C 270-84) includes a prop-
erty specification as well as a proportion specification. Inclusion of the property specification
option is a move in the right direction, but the designated qualities are inadequate for assuring
quality mortar. It is intended to plea for the addition of a bond strength requirement to present
property requirements and possibly the addition of a water leakage specification.
Property requirements should relate to key performance qualities desired in a mortar. The
most rigorous mortar requirements are to provide adequate and uniform bond strength and to
prevent water leakage. All other mortar functions are easy to fulfill. ASTM C 270 fails to ad-
dress the most demanding mortar qualities and instead specifies only three properties: compres-
sive strength, water retention, and air content. It is intended to present test results that will
question the ability of these three properties to assure quality mortar performance.
Compressive Strength
ASTM C 270 prescribes a minimum compressive strength for each type of mortar. Does this
relate to bond strength or water leakage? Figure 1 shows the insignificance of compressive
strength to bond strength. Three different types of mortar and four to six different types of brick
for each mortar type were evaluated for bond strength. A skilled brick mason constructed a
brick prism consisting of four bricks and three mortar joints for each combination for mortar
type and brick type. The mason proportioned the mortars by volume as prescribed by ASTM C
270. He used conventional field procedures for mixing the mortar and adjusted the mixing wa-
ter until he judged the mixture to be of desired consistency. The prisms were constructed and
7
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8 MASONRY
i 100
o 0 o o
CO
g 50
o
0 1 ~ I 1 1 I 1 . ...J
500 1000 1500 2000 2500 3000 3500 4000
COMPRESSIVE STRENGTH, psi
FIG. 1—The bond strengths of mortars of various compressive strengths.
then cured in a room environment for 28 days under a cover of plastic sheeting. The bond
strength was determined by the bond wrench method [ASTM Standard Method for Measure-
ment of Masonry Flexural Bond Strength (C 1072-86)]. Each point of Fig. 1 represents the
average results from several brick types as shown in Table 1. The compressive strengths of the
mortars were determined on mortar cubes as instructed by ASTM C 270 and ASTM Test
Method for Compressive Strength of Hydraulic Cement Mortars (Using 2-in. or 50-mm Cube
Specimens) (C 109).
All the bond strengths were within plus or minus 10 psi (69 kPa) of 135 psi (931 kPa). At the
same time, the compressive strength of the mortars varied from 800 to 3800 psi (5.5 to 26.2
MPa). This suggests that compressive strength is valueless as an index of bond strength.
Water Retention
ASTM C 270 specifies that mortars of all types shall have a minimum water retention of 75%.
This seems to make sense because a mortar should hold water and remain fluid against the
suction of the masonry unit, but does it work to assure quality mortar? The results of Fig. 2
suggest that this property too provides little assurance of quality mortar. The figure shows the
relation between water retention and bond strength. Each point is an average of several brick
Number of
Number of Joints Tested
Type Mortar Brick Types Per Datum Point
Type M 18
Types 15
TypeN 12
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ROBINSON AND BROWN ON PROPERTY SPECIFICATIONS
en
a,
1501.
I G .
-sr
CO
T®
Q 100 JL
50 60 70 80 90
o
WATER RETENTION, %
FIG. 2—The influence of water retention on bond strength.
types as shown in Table 1. The water retention follows the expected pattern of being higher with
Type N and lowest with Type M. The unexpected result was the little change in bond strength
with large changes in water retention. All of the combinations showed good bond strength, and
yet all of the M mortars were below the prescribed water retention, one being only 45%. Two
out of three of the Type S mortars failed to meet the water retention standard while one of the
Type N mortars was below the standard. Nevertheless, they all gave approximately the same
level of bond strength as the mortars that did meet the specified 75% water retention. There is
even a suggestion with the Type M mortars that substandard water retention provides a slight
improvement in bond strength. This supports the work by Hogberg as cited by Goodwin and
West [1]. Hogberg demonstrated that mortars with low water retentivity gave better bond
strength on absorbent brick. Low water retention coupled with extra water in the mortar
quenches the thirst of high IRA brick and improves bonding. This was demonstrated by Robin-
son and Salmond [2]. It is suggested that three mechanisms may explain the observed results on
water retention.
The first is that the mortar should give up easily its water to high IRA brick in order to nullify
the deleterious effect of high suction rate. Low water retention coupled with high water content
mortars provides for satisfaction of the suction demand of the brick while retaining sufficient
fluidity of the mortar for penetration into the surface structure of the brick. In contrast, increas-
ing mortar water retention through additives can retain the water against the suction of the
brick and retard filtration of the mortar paste into the brick surface.
The second consideration is for low IRA brick. Their limited water suction suggests the desir-
ability of a mortar that would stiffen with very little water removal.
The third consideration applies to all units. Dewatering of the mortar at the brick mortar
interface provides a more favorable water-to-cement ratio for strength development.
Once again the inclusion of the property "water retention" bears little relation to mortar
performance and is harmfully restrictive in designing a mortar-brick combination for optimum
performance.
Air Content
The last quality specified is the air content of the mortar. A maximum air content of 12% is
specified for portland cement lime mortars—Types M and S—and 14% for Type N. In con-
trast, masonry cements are limited to 18% maximum air content only if structural reinforce-
ment is incorporated. Otherwise no maximum is listed, although C 270 does state that the ma-
sonry cement should conform to the requirements of ASTM Specification for Masonry Cement
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10 MASONRY
(C 91). C 91 lists minimum air contents of 12% by volume and maximum contents of 20% for
Types M and S and 22% for Type N.
The influence of air content on bond strength is shown in Fig. 3. The same procedure was
used as described in the section entitled "Compressive Strength." The results of Fig. 1 were
limited to PCL mortars with less than 5.3% air content. These specimens were included in Fig.
3 together with additional specimens with higher air quantities and mortars made with masonry
cements. There is considerable scatter in results, but there appears to be a trend of decreasing
bond strength with increasing air content. In fact, it appears that the air content is more signifi-
cant than the type of mortar. Thus Types N, S, and M almost overlap at 3% air, and Types N
and M and masonry cement overlap at 12% air. The masonry cement seems to form a continua-
tion of the curve to lower levels of bond strength because of the higher permissible levels of air
content. Thus Type N masonry cement with 18% air (near its maximum limit) showed a bond
strength of about 35 psi (241 kPa), whereas Type N-PCL (portland cement-lime) mortar at 10%
air content (near its maximum limit) showed bond strengths of 75 psi (517 kPa). However, the
masonry cement compared to the PCL at the same air content showed about the same bond
strength. It would seem that masonry cements do themselves a disservice by specifying a mini-
mum air content. This is further illustrated by the bond strength designated as M-MC in Fig. 3.
These results are from a different investigator and were prepared with a Type M masonry ce-
ment in which the air content was controlled by mixing procedure. It will be observed that this
produced somewhat higher bond strengths than the Type M-PCL mortar when compared at
equivalent air content. Furthermore, it seems to follow a similar trend of decreasing bond
strength with increasing air content.
These results suggest that air content is a more meaningful quality indicator than the other
property requirements. However, air content alone is not sufficient to assure mortar quality, as
shown in Fig. 4. This shows the results on seven different mortar batches of similar air content.
150
w
^.100
i
CO
§50
O
10 15 20
AIR CONTENT, %
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ROBINSON AND BROWN ON PROPERTY SPECIFICATIONS 11
CO o M 18 (Air Content)
D. \
150 \
tq \
E-. V M 18.2
y12; \
^ 100 \
S
K
\ ^
M iflV^N^
^^
Cd
50 \Ready Mix 18
^-^^SOAP 18
oq M 19
0 1 1 1 1 1 L I 1
MORTAR TEST
FIG. 4—Variation in bond strength of mortars with similar air content.
However, the air was introduced by use of different air entraining agents or different proce-
dures. This shows a change from 179 to 30 psi (1234 to 207 kPa) bond strengths for the various
trials. All of the compositions were proportioned to be Type M except for the one labeled S and
Ready-Mix. The Type S was a Type S masonry cement and the Ready-Mix was also a Type S
masonry cement. These results point out that although air content may be significant to bond
strength, it is not sufficient to assure bond strength. Instead, the type of entraining agent and
the pore structure will influence bonding. A fine, uniform bubble structure favors strength
while an irregular structure with large bubbles harms strength. Schmidt [3] reports a similar
conclusion of European investigators of bond strength.
Once again the property specification of C 270 is inadequate. Replacement of the air require-
ment with a bond strength requirement would assure adequate performance and permit ma-
sonry cements and PCL mortars to compete without prejudice.
Brick IRA
The properties of masonry units are not part of the scope of C 270. Nevertheless, bond
strength is influenced by the masonry unit, and a bond strength requirement would evaluate the
compatibility of a particular mortar-brick pair. The initial rate of absorption (IRA) has been
suggested as a key quality of brick. Tests were made to evaluate the bond strength of brick of
different IRAs and Figs. 5 and 6 show typical results. It is interesting that the IRA appears to
have little influence on bond strength.
Other investigators have come to a similar conclusion. Gazzola [4] presented a similar result
in his paper at the last masonry symposium presented in Florida in 1983. Additional results
available from the Holmes Laboratory [ 5] in another mortar investigation had a similar finding.
The reason for the contradiction in results between these investigations and earlier ones is being
explored and will be the subject of another report.
Water Leakage
The topic of water leakage has been avoided because of its complexity and the wide scattering
of results. The same mortar-brick combinations previously presented under "Compressive
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12 MASONRY
-cuw
=ifc
' f ^
w
•^ 150
=115
^ 100
CO •apv / TK \N j ^ - - ^ '•
§ 50 . * I
rT -
O X
oq ^
0 • 1 -1 1 — 1 — 1
10 20 30 40
FIG. S—Tke relationship between bond strength and IRA for a Type N PCL mortar.
200 r-
20 30 40
+ LOW FLOW
* UED. FLOW
%, HIGH FLOW
FIG. b—Tke relationship between bond strength and IRA for a Type N masonry cement mortar.
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ROBINSON AND BROWN ON PROPERTY SPECIFICATIONS 13
Strength" were evaluated for their tendency towards leakage of water. This was done by pooling
water to a depth of 2 in. on top of horizontal prisms, then measuring the rate in drop of water
level. Each type of brick was tested with Types N, S, and M mortar and each combination was
tested at low, medium, and high air content and low, medium, and high flow rate.
The average water leakage was calculated for each brick type by combining the results for all
mortar types, flow rates, and air contents. The results are shown in Fig. 7 and the number at
each point is the number of prisms tested for each point. The solid curve indicates the average
water leakage. An attempt was made to assign a number to each trial which would indicate the
inches of water drop occurring per hour. There were two problems with this. First, there would
be an initial period where the water would soak into the assembly but not contribute to leakage
through the assembly. The higher the absorption of the brick, the greater the amount of this
initial water level drop. At the other extreme, trials that approached 2 in. of water leakage in the
6-h test period showed a tailing off of the rate of drop when the water level became 0.5 in. or
less. It would appear that the slope of the curve between these extremes better illustrates the
tendency to water leakage. As a consequence, a numerical value expressing water leakage was
obtained by measuring the drop in water level occurring between 1-h elapsed time and 6-h
elapsed time and dividing by five. Furthermore, if the water level dropped to 0.5 in. prior to 6-h
elapsed time, the reading was taken at this point and the time duration adjusted accordingly. In
the case of severe leakage the water would drop 2 in. in less than an hour, and in this event the
slope was evaluated in the period from zero to 1 h.
In addition to a numerical ranking, the specimens were also given a letter grade with A
awarded to those prisms that showed leakages of less than 0.05 in./h, a B for leakages of 0.05 to
0.10 in./h, etc. The broken line curve of Fig. 7 is the inverse of the first and obtained by a
different method. This curve shows the percentage of nonleakers or A grade trials for each type
of brick.
_ 100
5 10 15 20 25 30
Both methods of expressing results agree that water leakage is lowest with low IRA brick. It
would appear that IRAs of 10 or less are preferable.
The results of the two methods are distinct for higher IRA brick. The water leakage curve
indicates maximum leakage at 23 g IRA and then decreasing leakage as the IRA increases to 38
g. In contrast, the percentage of A prisms decreases to below 12% for all IRAs of 23 and above.
This would suggest that the rate of water leakage may decrease at higher IRA but that the
probability of a joint showing leakage is high for any value of 23 or above. These results were
obtained for brick without prewetting prior to application of mortar.
The scatter in results at higher IRAs precludes definite conclusions. The results do seem to
support the conviction that brick type and IRA have a major influence on water leakage.
Brick continue to imbibe water from mortar beyond the 1-min limit, and it was wondered how
an extended IRA test would rank the brick type. This is shown in Fig. 8, which plots the grams
D &E
0 12 5 10
ELAPSED TIME. Minutes
FIG. 8—The waterpickup versus elapsed time for the types of brick used in bond strength tests.
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ROBINSON AND BROWN ON PROPERTY SPECIFICATIONS 15
-,00
>-
<
K
UJ
If)
I
o
(0 U UJ
I I 2
O O o O HHO»*t K>oe 00
o o o o O O O O
<M 00 1- O <o M OO «1-
to C\i rJ rj
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16 MASONRY
TABLE 2—The influence of air content and mortar flow on resistance to water leakage.
Type N Mortar by Flow Type M Mortar by Flow
Brick Air
Type IRA Content Low Medium High Low Medium High
Low A A F A B A
18 Medium C C F
High J^ A A C A A
Low D F A D D C
27 Medium C F A
High D C D^ F F A_
Low F B A F C C
2S Medium F D C
High F F £ F F f^
NOTE: A = no leakage (less than 0.05 in./h); F = severe leakage (greater than 0.39 in./h).
for water pickup per net 30 in.^ of surface area against minutes of exposure. It will be noticed
that the bad leaking brick (C, D, E, and F) show an increased gap from the other brick at 10
min. Good Brick G and bad Brick D and E gave similar results at 1 and 2 min but a widening
gap with increased time. This persistent suction appears detrimental to leakage resistance.
The results on water leakage cause a suspicion that mortar flow may be significant. Table 2
abstracts leakage rankings (A, B, C, D, or F) from a larger table. The numerical value of leak-
age was obtained by averaging all the values for each brick type. It will be noticed that high
flows gave the best results for problem Brick C and D; however, a reverse result was obtained
with Brick A of lower IRA. Perhaps the flow should be adjusted from low to high as the brick
IRA increases. Also, this table illustrates the ranking of brick in Fig. 7. Note that the percent-
age of A grades decreases from brick Types A to C to D.
Acknowledgments
Grateful appreciation is expressed to the Masonry Research Foundation for its financial sup-
port of this investigation. Appreciation is expressed also to Wilson U. Johnson for his perfor-
mance of most of the test procedures of this project.
References
[/] Goodwin, I. F. and West, H. W. H., "A Review ot Literature on Brick/Mortar Bond," British Ceramic
Research Association, Stoke-on-Trent, ST47LQ, England, December 1980.
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ROBINSON AND BROWN ON PROPERTY SPECIFICATIONS 17
[2] Robinson, G. C. and Salmond, W. H., work in process, Ceramic Engineering Department, Clemson
University, Clemson, SC, 1986.
[3] Schmidt, S. B., president, Addiment, Inc., Doraville, GA, personal communication.
[4] Gazzola, E., Bagnariol, D., Toneff, J., and Drysdale, R. G., "Influence of Mortar Materials on the
Flexural Tensile Bond Strength of Block and Brick Masonry," Masonry: Research, Application and
Problems. ASTM STP 871, American Society for Testing and Materials, Philadelphia, PA, 1985, pp.
15-25.
[5] "Final Test Results Mortar Life Project," H. H. Holmes Testing Laboratories, Inc., Wheeling, IL, June
1983.
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L. S. PaulJohal^ and Eric D. Anderson^
REFERENCE: lohal, L. S. P. and Anderson, E. D., "Shear Strength of Masonry Piers Under
Cyclic Loading," Masonry: Materials, Design, Construction, and Maintenance, ASTMSTP992,
H. A. Harris, Ed., American Society for Testing and Materials, Pliiladelphia, 1988, pp. 18-32.
ABSTRACT: This paper describes a test program to evaluate shear behavior of masonry piers
constructed with portland cement and masonry cement-based mortars and tested under simu-
lated seismic loading. Both clay brick and concrete masonry block pier specimens were subjected
to in-plane cyclic shear stresses. Several brands of masonry cement and portland cement were used
in fabrication of 32 specimens. The pier portion of specimens was minimally reinforced for flexure
and partially grouted. No shear reinforcement was provided. The specimens were loaded in a
manner to eliminate any axial force in the pier cross section. Results indicate that the shear
strength of masonry piers constructed with masonry cement-based mortars compared favorably
with those constructed with portland cement-based mortars. Values of maximum shear stress
obtained with portland cement and masonry cement-based mortars were close and within the
range of scatter normally expected in experimental data. The shear strength was not influenced
significantly by the use of Types M or S mortars.
KEY WORDS: masonry, masonry piers, shear, shear stress, shear strength, cyclic loading, ma-
sonry cement-based mortar, portland cement-based mortar, Type M mortar. Type S mortar
In masonry construction, shear walls are often used to resist lateral loads through in-plane
stresses. Shear behavior of masonry, therefore, is a significant factor influencing the overall
response of masonry structures. During the last three decades, a limited number of experimen-
tal programs have attempted to identify and investigate parameters affecting the shear strength
of masonry. One of the parameters that has not been adequately investigated is the type of
cement used in the mortar. Both portland cement and masonry cement can be used to achieve a
selected mortar compressive strength. Almost all experimental programs on shear strength,
however, have been based on mortars containing a combination of portland cement and lime. A
shortage of test data on the behavior of masonry walls, using masonry cement-based mortars,
has led to regulatory constraints on the use of masonry cement. The current edition of the Uni-
form Building Code (UBC) does not allow the use of masonry cement in structural frames for
Seismic Zone Nos. 2, 3, and 4.
A test program was undertaken to expand the data base on the behavior of masonry walls.
Both clay brick and concrete masonry block pier specimens were subjected to in-plane cyclic
shear stresses. The overall objective of the program was to evaluate and compare shear behavior
of masonry piers constructed with portland cement and masonry cement-based mortars and
tested under simulated seismic loading. Several brands of masonry cement and portland cement
were used in the fabrication of 32 pier-type masonry shear wall specimens. Sixteen of these
specimens were constructed with hollow clay brick and 16 were constructed with concrete block.
'Senior structural engineer and associate structural engineer, respectively, Structural Experimental Sec-
tion, Construction Technology Laboratories, Skokie, XL.
18
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JOHAL AND ANDERSON ON MASONRY PIERS 19
The test region (pier portion) of specimens was minimally reinforced and partially grouted so
that the shear strength of masonry is primarily influenced by the mortar. Only the outer pier
cells were reinforced with a single vertical bar and grouted. In order to determine the shear
strength of masonry only, no horizontal shear reinforcement was provided in the pier portion.
In addition, loads were applied in a manner to eliminate the application of axial load to the pier
portion. This provided lower bound values of shear strength. Shear behavior of the specimens
was then compared to evaluate the performance of different cement t)rpes.
Experimental Program
The experimental program included two categories of mortars. The first category included
mortars obtained from Types M and S masonry cements. The second category had Types M and
S mortars prepared from a combination of portland cement and hydrated lime, with no ma-
sonry cement included. Three representative brands each of Types M and S masonry cement
were used to prepare three mixes each of M and S mortar. One mix each of Types M and S
mortar was prepared by blending three brands of portland cement with lime. Both hollow clay
bricks and hollow concrete blocks were included. Running bond construction pattern was used
throughout this program.
Test Matrix
The test matrix is presented in Table 1. Three representative brands of T3rpe M masonry
cement designated MCI, MC2, and MC3 were used to prepare three mixes of Type M mortar.
Three representative brands of Type S masonry cement designated SCI, SC2, and SC3 were
used to prepare three mixes of Type S mortar. Three representative brands of portland cement
were used to form a blended sample designated PCI. One mix each of Type M and Tjp^ S
mortar was obtained by mixing blended portland cement with hydrated lime.
Specimens
Thirty-two I-shaped pier type specimens were tested. This included 16 specimens constructed
with hollow clay brick and 16 with hollow concrete block. Specimens were cured for at least 28
"Mix proportions are expressed as proportions of portland cement: masonry cement: lime: fine aggregate
(by volume).
'Mix proportions used as specified by the manufacturer.
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20 MASONRY
days in a laboratory maintained at 23° ± 3°C (73° ± 5°F) and 50 ± 5% relative humidity
prior to testing. Specimen designation, type of mortar used, and mix proportions are listed in
Table 1.
Brick Pier Specimens. Sixteen specimens constructed with two-core nominal 200 by 100 by
300-mm (8 by 4 by 12-in.) hollow brick were tested. The specimen included 2.1-m by 0.6-m by
200-mm (7-ft by 2-ft by 8-in.) top and bottom spandrels as shown in Fig. 1. A 0.9-m^ (3-ft^) pier
formed the test portion of the specimen. The spandrels were used to apply horizontal shear
forces that were transferred across the pier portion of the specimens. The pier portion was rein-
forced with one Grade 60 No. 5 bar in each of the two outer cells. These two cells were filled with
Portland cement-based grout. No horizontal shear reinforcement was provided in the pier re-
gion. Thickness of mortar joints was maintained at approximately 13 mm (V2 in.) Full mortar
bedding was used. Mortar joints on both faces were cut flush and then tooled. The spandrels
were overreinforced to force damage into the pier portion. Both spandrels were completely
grouted.
Block Pier Specimens. Sixteen specimens constructed with two-core nominal 200 by 200 by
400-mm (8 by 8 by 16-in.) concrete block were tested. The specimen included 2.0-m by 0.6-m by
200-mm (6-ft 8-in. by 2-ft by 8-in.) top and bottom spandrels as shown in Fig. 2. The test
portion consisted of a 0.6-m^ (2-ft 8-in.^) pier. Thickness of the mortar joint in the pier region
was approximately 10 mm (Vs in.). Mortar was applied only to the face shells. Other details
were similar to those given for brick pier specimens.
7' - 0"
4 - #4 Rebars
Load Cell
Steel Strut
Hydraulic Ram
Steel Plate
Metric Equivalents :
1 in. - 2S.4 nun
1 tt . 305 mm
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JOHAL AND ANDERSON ON MASONRY PIERS 21
6' - 8-
n 2' - 0-
2 - #7 Rebars
Load Cell
Steel Strut
Hydraulic Ram
*=s
Steel Plate
^ ^
u 2' - 0"
<J7
Metric Equivalents :
1 in. - 25.4 mm
1 ft - 305 mm
Materials
Masonry Units. Average compressive strengths of hollow clay brick based on gross and net
areas were 22.1 and 32.8 MN/m^ (3210 and 4750 psi), respectively. Average compressive
strengths of concrete masonry block based on gross and net areas were 10.1 and 19.3 MN/m^
(1470 and 28(X) psi), respectively. Net areas of brick and block units were determined in accor-
dance with the ASTM Method of Sampling and Testing Concrete Masonry Units (C 140-75).
Mortar. Types M and S mortar mixes were proportioned in accordance with the ASTM Spec-
ifications for Mortar for Unit Masonry (C 270-84). Materials were proportioned as shown in
Table 1. At least six 50 by 50-mm (2 by 2-in.) mortar cubes were prepared for each mortar mix.
Three of these cubes were cured under the same laboratory conditions as the test specimens and
three were cured in a moist room maintained at 23° ± 2°C (73° ± 3°F) and 100% relative
humidity for comparison. Air content of wet mortar at desired consistency was also determined
for each mortar mix. Compressive strengths and air content levels of mortar for brick and block
pier specimens are listed in Tables 2 and 3, respectively.
Grout. Grout used to fill the outer cells of pier portions of the specimens was prepared in
accordance with the ASTM Specifications for Grout for Masonry (C 476-83). The grout mixture
included by volume one part of Type I/II portland cement, one tenth part of hydrated lime,
three parts of sand, and two parts of pea gravel with a maximum size of 10 mm (Vs in.). In
addition, a grout aid admixture, amounting to approximately 1% of cement by weight, was
added. Water-to-cement ratio was approximately 0.80. Average 28-day grout compressive
strengths measured on 75 by 150-mm (3 by 6-in.) cylinders were 23.0 and 19.3 MN/m^ (3330
and 2800 psi), respectively, for brick and block pier specimens.
Masonry Prisms. At least three brick and three block prisms were constructed and tested for
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22 MASONRY
Mortar Propertiles
Compressive Strength,
kN/m^- Masonry
Mortar Cement Compressive
Mortar Cementitious Brand Cured as Moist Air Content, Strength*,
Type Materials Designation Pier Specimens Cured % ItN/m^
"Average mortar compressive strength determined from at least three 51 by 51 mm cubes in accordance
with ASTM C 270-84 (UBC Standard No. 24-20).
'Average masonry compressive strength determined from at least three masonry prisms in accordance
with ASTM E 447-84 (UBC Section 2405 C).
Mortar Propertiles
Compressive Strength,
kN/m2" Masonry
Mortar Cement Compressive
Mortar Cementitious Brand Cured as Moist Air Content, Strength*,
Type Materials Designation Pier Specimens Cured % kN/m^
'Average mortar compressive strength determined from at least three 51 by 51 mm cubes in accordance
with ASTM C 270-84 (UBC Standard No. 24-20).
'Average masonry compressive strength determined from at least three masonry prisms in accordance
with ASTM E 447-84 (UBC Section 2405 C).
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JOHAL AND ANDERSON ON MASONRY PIERS 23
each type of mortar mix. Construction and testing of prisms conformed to the requirements of
the ASTM Test for Compressive Strength of Masonry Prisms (E 447-84). The height of the brick
prisms was approximately 400 mm (16 in.) obtained by stacking four units. The height of the
block prisms was approximately 600 mm (24 in.) obtained by stacking three units. Test results
are given in Tables 2 and 3.
Test Equipment
Loads were applied diagonally to the top and bottom spandrel beams as illustrated in Fig. 3.
The loads were applied by 445-kN (100-kip) capacity hydraulic rams using special loading shoes
and transferred through four 16-mm-diameter (Vs-in.) high-strength rods. The horizontal com-
ponent of the applied load represented the shear load transferred across the pier section. Two
struts, one on each side of the pier as shown in Figs. 1 and 2, were provided to reduce rotation of
the spandrel beams. Each strut included a 155-kN (35-kip) capacity hydraulic ram and a 222-
kN (50-kip) capacity load cell. Vertical strut force was applied simultaneously on each side of
the pier. The compression induced by each strut was held to one half of the applied shear force
to prevent application of axial load to the pier section. Thus, the pier portion of the specimen
was only subjected to a combination of shear and flexural loads. A photograph of the represen-
tative test setup is shown in Fig. 4.
Test Procedure
After placing the specimen in the loading rig and attaching all instrumentation, the test was
started by applying load through diagonally opposite corners of the top and bottom spandrel
beams. The load was applied in a series of increments alternating from one direction to the
Metric Equivalent:
1 in. . 25.4 mm Hydraulic Ram
Load Cell
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24 MASONRY
opposite direction. When the specimen exhibited large shear deformations at a specific load
level, the specimen was assumed to be approaching its load capacity. The load was then contin-
uously increased to obtain maximum shear stress. Testing was stopped at a stage when the load
dropped under increasing shear deformation.
Specimens were instrumented to measure applied loads and induced deformations. A layout
of instrumentation is given in Fig. 5. The diagonally applied loads were measured by a pair of
445-kN (100-kip) capacity load cells located behind the loading shoes at the corners of the bot-
tom spandrel. Vertical strut forces on each side of the pier were measured by two 222-kN
(50-kip) capacity load cells. Deformations along the diagonals of the pier were measured by two
linear potentiometers.
For the square pier section, the shear strain, 7, was calculated as follows
(di - dr)d
7 =
lab
where
a.b = height and width of the instrumented region (a = fc in this case),
d — original diagonal length of the instrumented region, and
d\ — di — change in diagonal lengths of the instrumented region at a given load stage.
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JOHAL AND ANDERSON ON MASONRY PIERS 25
P,
Metric Equivalent:
1 in. = 25.4 mm
Note :
P j = Diagonally Applied Load
1^ = Vertical Strut Force
° 1 '" 2 = Change in diagonal lengths at a given Load Stage
a, b = Height and Width of Instrumented Region
(38 in. for Bricl< and 34 in. for Block Pier Specimens)
h ^ ,h 2 = Transverse Displacement Measurements
Test Results
Shear Strength
A summary of test results including maximum shear stress, corresponding shear strain, and
shear modulus is listed in Tables 4 and 5 for brick and block pier specimens, respectively. Maxi-
mum shear stress was determined from the measured maximum shear force divided by the net
shear area of the pier section. Shear strain was calculated as described in the previous section.
The values reported corresponded to measured maximum shear forces. As judged from the
slopes of shear stress versus shear strain plots, the shear modulus was determined at shear
stresses of approximately 517 kN/m^ (75 psi) and 345 kN/m^ (50 psi) for brick and block pier
specimens, respectively. Values of average maximum shear stress and coefficient of variation
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26 MASONRY
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JOHAL AND ANDERSON ON MASONRY PIERS 27
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28 MASONRY
for all specimens are also listed in Tables 4 and 5. Representative plots of shear stress versus
shear strain are shown in Figs. 6 and 7.
Modes of Behavior
All specimens exhibited a shear mode of failure in the pier portion. Photographs of represen-
tative brick and block specimens after completion of tests are provided in Figs. 8 and 9, respec-
tively. Cracking in most cases initiated at one of the pier corners. These were usually small
cracks. In some cases, cracking appeared along the entire length of a diagonal instantaneously.
In these cases, the mode of behavior was brittle and the failure occurred at loads only 10 to 15%
above the cracking loads. Cracking loads ranged from 40 to 90% of the maximum loads. Early
cracking (below 60% of maximum load) usually resulted in subsequent behavior that was more
ductile. Initiation of cracking was also observed in some specimens in the interior portion of the
pier. As the applied load increased, the diagonal tensile stress reached the tensile capacity of
masonry resulting in large diagonal cracks. Cracks generally extended through horizontal and
vertical mortar joints along the pier diagonals prior to reaching maximum load. At failure
loads, however, the cracks extended through some masonry units also.
200
-0.01
Metric Equivalents:
I in. = 25.4 mm
I psi =6.89 kPa
- 2 0 0 -J-
FIG. 6—Shear stress versus strain for brick pier specimen CP4.
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JOHAL AND ANDERSON ON MASONRY PIERS 29
200 T
Metric Equivalents:
I in. = 25.4 mm
lpsi = 6.89l(Pa
-200 -J-
FIG. 7—Shear stress versus strain for block pier specimen DM3.
For the six brick specimens constructed with Type S masonry cement-based mortar, average
maximum shear stress was 841 kN/m^ (122 psi). The two corresponding specimens constructed
with Portland cement and lime reached an average maximum shear stress of 945 kN/m^ (137
psi). The shear stress values obtained in these two series are within 11% of each other, indicat-
ing similar strengths for masonry cement-based and portland cement-based mortars. The over-
all behavior and cracking pattern of specimens were also similar.
As can be seen in Table 4, the shear strains and shear moduli for all specimens fall within
acceptable range of scatter expected in this type of experimental data. Also, there is no appre-
ciable difference between the results of specimens constructed with Type M and Type S mor-
tars. Within the scope of this test program and within the data scatter normally expected, the
type of cement used in the mortar had no influence on the shear strength of brick pier
specimens.
Block Pier Specimens. As listed in Table 5, the six block specimens constructed with Type M
masonry cement-based mortar reached an average maximum shear stress of 1034 kN/m^
(150 psi). This compares very favorably with the two corresponding specimens constructed with
Portland cement-based Type M mortar. These specimens reached an average maximum shear
stress of 1062 kN/m^ (154 psi). Overall behavior and cracking pattern in the two series were
similar.
For the six block pier specimens constructed with Type S masonry cement-based mortars,
average maximum shear stress was 1062 kN/m^ (154 psi). This is greater than the average maxi-
mum shear stress of 993 kN/m^ (144 psi) obtained in the corresponding portland cement-based
specimens.
There is no appreciable difference between the results of specimens constructed with Type M
and Tjrpe S mortars. Thus, within the scope of the test program and the data scatter normally
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30 MASONRY
FIG. S—Representative brick pier specimens after test: (a) Specimen CMS: (b) Specimen CSS.
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JOHAL AND ANDERSON ON MASONRY PIERS 31
FIG. 9—Representative block pier specimens after test: (a) Specimen DM3; (b) Specimen DS2.
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32 MASONRY
expected, the type of cement used in mortar did not affect the shear strength of block pier
specimens.
Comparison with Uniform Building Code Allowable Shear Stresses. Based on the measured
average compressive strength of masonry used in this program, the UBC allowable shear stress
varies from 276 to 379 kN/m^ (40 to 55 psi). This was determined according to UBC Section
2406(c) for a shear wall with in-plane flexural reinforcement present, and "M/Vd" ratio less
than 1. The maximum measured shear stress ranged from approximately two to four times
these values for individual pier specimens. This is quite significant because the pier portion of
each specimen was only minimally reinforced for flexure, was partially grouted, had no shear
reinforcement, and had no axial force transferred through the pier section. All these factors
combined to provide a lower bound value of the measured shear strength.
Acknowledgments
Work described in this paper was sponsored by the Portland Cement Association under the
direction of George B. Barney, Divisional Director, Engineering Services Division. The investi-
gation was carried out at the Construction Technology Laboratories of the Portland Cement
Association under the direction of Henry G. Russell, Director, Structural Development Depart-
ment. The authors acknowledge review of a report on this work by J. Huisman, R. W. Kriner,
C. W. Miller, W. C. Reed, J. A. Rhineberger, andD. L. Rydquist. Suggestions and comments
during this investigation by members of an unofficial ad hoc committee are greatly appreciated.
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Jacob W. Ribar^ and Val S. Dubovoy^
REFERENCE: Ribar, J. W. and Dubovoy, V. S., "Investigatioii of Masoniy Bond and Snrface
Profile of Brick," Afajionry.'Materia/^, Design, Construction, and Maintenance, ASTM STP 992,
H. A. Harris, Ed., American Society for Testing and Materials, Philadelphia, 1988, pp. 33-37.
ABSTRACT; The original objective of this research was to investigate the influence of masonry
cements on flexural bond of mortar to clay brick units and on the water penetration of masonry
assemblies fabricated using these materials. The test variables included 20 masonry cements and
11 types of brick, each representing materials produced in different areas of North America.
Results of flexural bond strength tests on masonry assemblies indicated that factors other than
mortar composition affected bond strength. Accordingly, an investigation was made to evaluate
the effect of surface texture of clay brick units on bond strength. A surface profilometer, from
which results could be quantified, was used for this work. Results suggest that surface texture of
the brick is a primary factor in the development of bond strengths.
KEY WORDS; bond, bond wrench, brick, initial rate of absorption, mortar-brick prisms, brick
surface texture, surface profilometer
The masonry research community has, in recent years, expressed considerable interest and
concern regarding bond between mortar and masonry units. It has enthusiastically accepted the
bond wrench testing technique introduced by Hughes and Zsembery [ /] as a mean of measuring
bond strength because of its versatility and ability to produce data with less effort and cost. This
capability has generated a flood of information that is frequently contradictory and more ques-
tions remain unanswered than are resolved.
Industry research efforts on masonry bond have become restricted due to the multitude of
combinations of materials available and the great variety of individual physical characteristics
of these materials. Research is often limited to mortar types and composition and to not more
than a few brick types and their physical properties. The characteristic of the bricks used in
these studies is almost exclusively the initial rate of absorption. Characteristics of the mortar
include composition, air content, water retention, and compressive strength. When combined
with frequently overlooked variables that exist among aggregates, cementitious materials, and
masonry units, these can produce an infinite number of combinations. Therefore, research con-
fined to a narrow spectrum of materials reflects the performance of the tested materials only.
Masonry bond is an intricate process not completely understood. It is obvious that those param-
eters currently being used to predetermine masonry bond are inadequate.
Construction Technology Laboratories (CTL) has been involved in a research program to
evaluate masonry mortars prepared with 20 masonry cements representing a cross-section of
manufacturers in North America. These cements were combined first with one locally produced
solid brick and later with ten additional bricks representative of brick manufactured in the
eastern two thirds of the United States. This investigation concentrated on testing assemblies
'Principal masonry research engineer and research engineer, respectively. Concrete Materials/Technical
Services Department, Construction Technology Laboratories, Skokie, IL 60077.
33
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34 MASONRY
for flexural bond strength with tension normal to the bed joint, and for water penetration. The
primary variables in the bond strength study included masonry cement formulation, brick and
mortar properties, and the sources of brick and cement. A total of 454 clay-masonry prisms
were tested for bond strength, yielding 2844 data points. The water penetration study evaluated
20 test assemblies prepared with each of the 20 masonry cement mortars and the one solid brick
unit.
Results of this research disclosed several definite trends. Characteristics appearing to have
favorable influence on bond with all units tested were higher water content of the mortar and
greater fineness of the cement. A poor correlation was found between bond values and water
penetration and leakage, and between mortar compressive strength and bond strength. Also,
bond tests on seven-unit-high specimens made with Type S mortar that were removed from wall
test assemblies had consistently higher bond values than individually constructed prisms. Half
of the Type N mortars also showed this tendency.
A wide range of bond strengths was measured when each of the 20 cements was coupled with
the ten types of clay brick units. None of the traditional parameters mentioned above was useful
in explaining these variations. The least explainable circumstance occurred when two different
bricks with similar physical characteristics yielded widely contrasting bond data when com-
bined with the same mortar. The physical properties of these two bricks, A and H, are given in
Table 1. Even though the two bricks had identical initial rates of absorption. Brick H produced
significantly higher bond strengths with each of the 20 cements. Attempts to use the traditional
parameters, including those given in Table 1, to explain these differences in bond strength
proved to be inadequate.
The bedding surfaces of Bricks A and H revealed a significant difference in surface texture,
as seen in Figs. 1 and 2. An attempt was then made to quantify this difference by examining the
surface texture using a surface profilometer.
Resulting plots of the surface profiles, with pertinent surface texture parameters for these
bricks, are presented in Figs, lb and 2b. Some of the parameters in Figs, lb and 2b that best
describe and quantify the surface texture are defined as follows:
1. Ra is the most widely used parameter of roughness. It is the arithmetic mean of the depar-
ture of the profile from the mean line.
2. Rt is the maximum peak-to-valley height of the profile in the assessment traverse lengths.
3. Rv'is the maximum depth of the profile below the mean line within the assessment traverse
length.
4. Rp is the maximum height of the profile above the mean line within the assessment tra-
verse length.
5. Pz is the average height difference between the five highest peaks and the five lowest val-
leys within the traverse length.
Comparing these parameters, it can be seen that Brick H has a much rougher surface texture
than Brick A, thus providing for greater absolute surface area contacted by mortar. It is the
Initial Compressive
Brick Rate of Strength,
Designation Absorption, g Absorption, % psi
A 17 4.0 14,160
H 17 2.2 13,990
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RIBAR A N D DUBOVOY O N M A S O N R Y B O N D 35
Fl - tMlvsis
n - Crtph Hodc Traverse Ltmth Reference I Itnort
F3 - IttiP UHFIITER;I 3.88 in STRAlCHTl »t
F4 - Expand REJJBICK A
FS - Exdudt
I$.3S1 l i n - i
^.t:;^W^-«v-*^^
-21.878 i t n -
Fl - Aniluiis
Node Traverse Lenith Reference 1 I more
UHF!l,TERf3 3.88 in STRAtCHT ! 8 «
DEI ittKi A
FIG. 1—(a) Close-upphotographof bedding surface of Brick A (X10):(h) the surface prof He of Brick A.
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36 MASONRY
Fl - fltuhsis
fZ • Graph .1od« rrjv*rs* Length I Mtrtna i Ijnor*
fj - luii» UHFI'.TE^SII sea in ! jTi;oisnr( a >•
fi - Expand TflH ERICK H
F3 - Exciuiie
25.238 fin-<,
., A^iL Kir
LUh1
-2J.67! i i n -
2.S93 in
Fl - Hfijl'jsis
T^K ESKX H
FIG. 2—(a) Close-up photograph of bedding surface of Brick H (XIO); (b) the surface profile of Brick H.
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RIBAR AND DUBOVOY ON MASONRY BOND 37
judgment of the investigators that this greater surface area is a primary factor in the greater
bond development measured for Brick H.
It is planned to further evaluate the effect of surface texture of the masonry units on bond
strength in future work at CTL.
ConcluBions
Concepts within the masonry community that masonry performance can be predetermined by
the characteristics of individual components is not justified. The authors agree with Yorkdale
[2] that bond between clay masonry units and mortar is not well understood. Additional re-
search is needed to understand the complex mechanism of masonry bond. This research has
identified a useful tool that may assist research community.
References
[ /] Hughes, D. M. and Zsembery, S., "A Method of Determining the Flexural Bond Strength of Brickwork
at Right Angles to the Bed Joint," Second Canadian Masonry Symposium, Ottawa, June 1980.
[2] Yorkdale, A. H., "Initial Rate of Absorption and Mortar Bond," Masonry: Materials. Properties, and
Performance. ASTM STP 778. J. G. Borcheh, Ed., American Society for Testing and Materials, Phila-
delphia, 1982, pp. 91-98.
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Design
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Donald C. Raths^
REFERENCE: Raths, D.C., "PKConstractioii Brick Veneer Evaluation Testinc," Masonry: Ma-
teriah, Design, Construction, and Maintenance, ASTM STP 992, H. A. Harris, Ed., American
Society for Testing and Materials, Philadelphia, 1988, pp. 41-56.
ABSTRACT: This paper discusses and presents a preconstruction testing program for a brick
veneer cavity wall. It presents the testing program and the application of ASTM and industry
standards to the evaluation testing of the brick masonry materials. It provides findings on brick
and mortar characteristics, steps taken to improve the performance of the selected brick wall
materials, and engineering procedures for determining material compatibility and performance.
KEY WORDS: bond, bond wrench test, brick masonry, cavity wall, preconstruction, cope, mor-
tar performance, veneer, water permeability
Contract documents typically present the masonry requirements that must be complied with
during the construction of a project. However, they generally do not address preconstruction
testing that should be conducted to ensure proper selection and compatibility of masonry mate-
rials. This paper explores some of the methods and procedures that may be utilized in making
these often very necessary preconstruction evaluations.
Preconstruction testing and evaluation of the masonry materials that comprise the brick ve-
neer of a typical cavity wall can be an important factor in the prevention of construction prob-
lems and/or unsatisfactory performance of exterior masonry walls. A proper program ensures
the compatibility of materials and establishes construction procedures relating to brick prewet-
ting, tooling, and mortar ingredients. Also, a successful preconstruction testing program estab-
lishes a clear understanding of construction requirements, which should lead to a completed
exterior veneer wall with satisfactory service performance.
To illustrate the benefits of a preconstruction testing program, a recent project is presented
as an example. The project can be described as a complex of several low-rise office structures
with a nominal 100-mm (4-in.) brick veneer and 60-mm (23/8-in.) cavity. The exterior brick
veneer was anchored to the backup system with flexible wire anchors. The typical brick unit was
a standard size and shape with a special feature created by a continuous 16-mm (V8-in.)-radius
quarter circle (cope) removed from the top exterior edge of the brick (Figs. 1 and 2).
Preliminary architectural drawings and masonry specifications were reviewed at the start of
the evaluation testing program to ensure a complete understanding of the project requirements
and typical construction details. Suggested changes were offered to the architect in order to
clarify ASTM testing requirements, material selections, and field workmanship practices dur-
ing construction. Also, two brick types (A and B) were evaluated during the evaluation testing
program.
Based on a review of the project requirements and the general nature of the selected brick
properties, a masonry testing and evaluation program was developed that would include testing
of brick, mortar, and fabricated masonry assemblies.
41
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42 MASONRY
FIG. 1—Brick A with cope feature and 25-mm (1-in.) exposed mortar bed joint.
Ptognun Criteria
Brick A had been initially selected by the architect based on its color, texture, and its aes-
thetic appearance on the building in combination with a colored mortar. The selected brick was
a sand-molded clay product manufactured by the wet-mud process. The project specifications
required the brick to conform to ASTM Specification for Facing Brick (Solid Masonry Units
Made from Clay or Shale) (C 216), Grade SW, Type FBS [7], and mortar to be ASTM Specifi-
cation for Unit Masonry (C 270), Type N {8\. The special feature of a continuous cope along the
top exposed edge of the brick results in a nominal 25-mm (1-in.) mortar bed joint on the ex-
posed masonry wall (Figs. 1 and 2). Concerns were raised by the architect regarding the perfor-
mance and durability of the large mortar bed joint at the exposed face of the brick veneer wall
and in part was the impetus for the evaluation testing program.
The author's firm was requested to develop a masonry testing program to determine compati-
bility of materials and to measure conformance to ASTM requirements. This program consisted
of testing the brick for compliance with ASTM C 216 requirements, compressive strength of
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RATHS ON BRICK VENEER TESTING 43
{3/8')
25mm MORTAR JOINT
VOIDS IN MORTAR
WATER PATH ?
mortar per ASTM C 270, water permeance rating of fabricated assemblies in accordance with
field-adapted ASTM Test Method for Water Permeance of Masonry (E 514) [1,2] (Fig. 3), flex-
ural bond strength of wall prisms (cut from test panels) by the bond wrench method, ASTM
Method for Measurement of Masonry Flexural Bond Strength (C 1072) [4] (Fig. 4), and freeze/
thaw testing of a masonry specimen (brick and mortar) for a minimum of 150 cycles in accor-
dance with ASTM Method of Sampling and Testing Brick and Structural Tile (C 67) [6\. Also,
due to the high initial rate of absorption nature of this sand-molded brick, brick wetting proce-
dures were to be evaluated to establish requirements and procedures for field construction.
^All water permeance values reported in this paper are based on the area of ASTM E 514 test chamber.
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44 MASONRY
TO WATBH SUPPLY
BAR CLAMPS
BOTH SIDES
TEST SP£C/M£A/
SPONGE RUBBER
BASKET
FIG. 3—Field-adapted ASTM E 514 water permeability test. Figure takenfrom ASTM E 514 [3].
The four masonry test panels, 137 cm (54 in.) wide by 142 cm (56 in.) high were constructed
outdoors by a journeyman mason employed by the masonry subcontractor for this project (Fig.
5). The panels were constructed of one brick wythe (one vertical section of wall one unit in
thickness) [5] in running bond on a pedestal about 60 cm (24 in.) above grade and were com-
pleted in two days. The mortar ingredients were proportioned by volume in accordance with
ASTM C 270, Type N mortar (1:1:5'/2 to 6 proportions) and mixed for 5 min in a paddle-type
mixer. The head and bed joints were completely filled with mortar as called for in the specifica-
tions. The completed panels were representative of a high level of workmanship (Fig. 6). The
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RATHS ON BRICK VENEER TESTING 45
large 25-mm (1-in.) mortar bed joint was tooled using a section of metal pipe with an approxi-
mate diameter of 100 mm (4 in.) in accordance with the specified architectural requirements.
Brick A test results are presented in Table 1. A sieve analysis of the mortar sand was made
and it was determined that the sand conformed to ASTM Specification for Aggregate for Ma-
sonry Mortar (C 144) requirements. After a period of 28 days, field-adapted ASTM E 514 water
permeance [2] and flexural bond strength tests, using the bond wrench method, ASTM C 1072
[4], were executed on the four masonry test panels. Samples were removed from test panels by a
masonry saw for the bond wrench tests (see Fig. 4). The Phase I test results are presented in
Table 2 and Fig. 7.
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46 MASONRY
Additional bond wrench tests were conducted on a series of brick prisms (stack bond) to
make a preliminary evaluation of the significance of the fine powdery residue (common to sand-
molded bricks) which adhered to the upper surfaces of the brick. Four brick specimens were
fabricated by a laboratory technician using a hand-mixed Type N mortar (1:1:5V2 propor-
tions) and bricks uniformly prewetted using a hand sprayer. The specimens were fabricated and
cured in the laboratory at about 75°F (24°C) and then tested at 14 days. The test results are
shown in Table 3.
The Phase I masonry testing results indicated the brick met ASTM C 216 requirements [7],
including the freeze/thaw test on a brick and mortar assemblage for 150 cycles. Because Brick
A exhibited a very high initial rate of absorption [6], they were determined to require prewetting
during construction. The ASTM E 514 water permeance tests indicated water leakage rates well
beyond a 1.89 L/h (V2 gal/h)^ criterion established for a typical good wall [1] on Test Panels 1
and 3. The bond strength values were satisfactory for bricks properly prewetted. The Phase I
testing program results lead to the following observations:
1. Field-adapted ASTM E 514 water leakage rates varied widely according to the degree of
prewetting of the brick.
2. Test Panel No. 3 construction was most representative of field workmanship and its water
leakage rate of 8.50 L/h (2V4 gal/h) was deemed unacceptable.
3. Test Panel No. 4 exhibited the lowest water leakage rate, but was deemed to be impracti-
cal to construct due to the "floating" of the brick and "bleeding" of mortar during fabrication.
This was caused by the saturated condition of the brick at the time of fabrication.
4. Bond strength test values provided an adequate factor of safety compared to recom-
mended practice for brick masonry which allows flexural tension of 193 kPa (28 psi) for Type N
mortar [5].
5. The large volume of mortar at the 25-cm (1-in.) exposed bed joint created by the cope
along the top edge of the brick was difficult to properly compact. Small horizontal voids were
visually detected along the brick surface at the cope area when specimens were broken apart for
examination (Fig. 2).
6. The fine powdery residue on the top surfaces of the brick, resulting from the brick man-
ufacturer's production process, reduced the bond strengths approximately 12 to 15% (see
Table 3).
7. The texture and density of the bricks' bottom surface were suspected to be partly a cause
of high water leakage rates (see Fig. 2).
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RATHS ON BRICK VENEER TESTING 47
137cm (54")
CO
lO
E
o
CM
FRONT ELEVATION
FIG. 5—Typical brick masonry test panel.
Due to the high water leakage rates, the use of Brick A was not recommended. It was recom-
mended to evaluate an alternate Brick B as well as regular stretcher bricks (solid—no cores)
without the cope feature in the next testing phase. Also, the next test phase needed to more fully
address brick prewetting requirements considering the extreme sensitivity of water leakage to
prewetting moisture contents.
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48 MASONRY
FIG. 6a—Tr^i panel myrkmanihip at head and bed joints, interior surface.
|'1»fi#f|r|4;
t?:fe!8'-
to perform a special water penetration test using a dye to allow identification of actual water
leakage paths through the brick masonry assembly.
A typical brick was sectioned vertically along its long axis to allow a close examination of the
cross section. This examination revealed the presence of a less dense zone of material, about 5
mm (3/i6 in.) thick, at the entire bottom surface of the brick. This led to removal of a large
masonry prism section, approximately 46 cm (18 in.) by 76 cm (30 in.) in size from one of the
completed test walls. It was placed in a horizontal position with the exposed face upward, and
ponded water with a green dye was allowed to penetrate the wall for about 12 h. Upon selective
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PATHS ON BRICK VENEER TESTING 49
NOTES:
1. Type N Mortar (1:1:6 proportions Panel 1, 1:1:5i/2 proportions Panels 2 through 4).
2. Compressive strength of mortar cubes, ASTM C 270:6123 kPa (888 psi), 6206 kPa (900 psi), and 6295
kPa (913 psi).
3. Flexural tension determined by bond wrench tests, ASTM C1072, on brick prism specimens (removed
from test panel) [4]. Tooled face in tension.
10- • -
9- 34
-- 32
PANEL 1
"""^"^ 30
e - • 28
o
X -• 26
DC
Ul - • 24
(0 -- 22
z
-- 20
s 18
-I
<
o 16
c ftNEL 3
Ul
I- ^-"*-^ 14
< - •
i 12
o
- • 10
•
8
• - 6
^ h ^
_^Pfi NEL 4 4
2
RATHS TY 1CAL WALL
1 1 1 1 1 1 1 1 1 1 L
4 5
TIME - HOURS
FIG. 7—Phase I test results, modified ASTM E 514 water permeance test.
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50 MASONRY
Average
Brick Flexural Tension,
Specimen Surface kPa (psi)
NOTES:
1. Type N Mortar (1:1:5V2 proportions).
2. Compressive strength of mortar cubes, ASTM C 270: 5116 kPa'(742
psi) and 5461 kPa (792 psi).
3. Flexural tension determined by bond wrench tests, ASTM C 1072, on
brick prism specimens [4], Tooled face in tension.
4. All bricks uniformly wetted by a hand sprayer prior to fabrication of
samples.
demolition of the masonry prism, a detailed examination was made of the mortar/brick inter-
face at the head joints, the bed joints, and in the cope area (top front portion of the brick). This
examination resulted in the conclusion that the water paths were occurring in the bed joint
behind the mortar bond line through the less dense zone at the brick bottom surface, in addition
to the expected water paths at the head joints. Also, it was noted that water appeared to migrate
laterally at the cope area through the veins (voids) in the uncompacted mortar (see Fig. 2).
Additional testing was deemed necessary to further study the effects of prewetting, surface
texture, and tooling of the large exposed bed joint to determine their effects on water permeance
of the brick veneer wall.
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PATHS ON BRICK VENEER TESTING 51
NOTE: Weights based on the average of four bricks at 58°F (14.44°C) mean temperature.
The tooling of the large mortar bed joint was accomplished in this phase using a metal cylin-
der with an approximate diameter of 60 mm (2'/2 in.), slightly smaller than that used in Phase
I. This smaller diameter tool shape appeared to allow better compaction of the large mortar
volume in the cope area of the brick specimen. A regular mason's jointer was used for tooling
the 10-mm (^/s-in.) joints of the panels fabricated with regular stretcher bricks.
Based on the saturation and drying curves developed for Brick A and B, the moisture levels of
the bricks were monitored by weighing to allow measurement of specific levels of moisture at the
time the masonry test panels were constructed (Tables 5 and 6). Consideration for moisture
levels of brick was based upon water leakage values of Phase I tests, the journeyman mason's
"feel" as to proper timing for laying up and tooling of the mortar joints.
ASTM C 67 tests for Brick B are presented in Table 7. After a period of 28 days, ASTM E 514
water permeance and flexural bond strength tests, ASTM C 1072, were conducted on the ma-
sonry test panels. These results are given by Table 6 and Fig. 8.
Review of the ASTM E 514 water leakage and bond strength test data indicated the Brick A
and B special cope feature did not have any significant influence when compared to stretcher
brick performance. Therefore, it was decided that the coped feature of the brick was accept-
able. The water leakage rates were satisfactory for Brick B as they were within the program
criteria of 1.89 L/h ('/2 gal/h) for a typical good wall [/]. Brick A was very close to the program
criteria with a leakage rate of 2.28 L/h (0.60 gal/h).
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52 MASONRY
NOTES:
1. Type N mortar: Panels 1 through 4 (1:1:5 proportions). Panel 5 (1: l'/2:6 proportions).
2. Compressive strength of mortar cubes, ASTM C 270: Panels 1 through 4: 6812 kPa (988 psi), 9860
kPa (1430 psi), 10 115 kPa (1467 psi), and 10 329 kPa (1498 psi); Panel 5: 4799 kPa (696 psi).
3. Flexural tension determined by bond wrench tests, ASTM C 1072, on brick prisms (removed from test
panel) \4\. Tooled bed joint in tension.
4. Moisture content based on 24-h cold soak capacity.
nism after the clay was compacted in the molds. This represented an improvement in the
finished surface texture and was expected to significantly improve both water leakage rate and
bond strength properties. A further series of small masonry test panels were constructed with
Bricks A and B, including the special cope feature, to allow a further understanding of the
prewetting sensitivity characteristics of the bricks and to evaluate the modified surface of Brick
A. The masonry test panels were constructed 81 cm (32 in.) wide by 46 cm (18 in.) high, one
brick wythe in running bond and Type N mortar (1:1:5 proportions) ingredients identical to
previous tests. The moisture levels of all bricks for the specimens were closely controlled during
fabrication (weighing of oven dry bricks and adding measured amounts of water) to establish
known moisture contents. The ASTM E 514 water permeance values were determined by utiliz-
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PATHS ON BRICK VENEER TESTING 53
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54 MASONRY
ing a special small scale test chamber 30.0 cm (12 in.) high by 49.5 cm (19V2 in.) wide. The flow
rate and pressure differential were maintained to be equivalent to the standard size ASTM E
514 chamber. The water leakage test rates were then multiplied by the ratio of the standard size
test chamber divided by the small-scale test chamber to allow direct comparison of all ASTM E
514 test values. The results of these tests are shown in Table 8.
Based on the Phase II and III test results for ASTM E 514 water permeance values, accept-
able flexural bond strengths, freeze/thaw durability results, and the designed appearance of the
bricks in the finished wall, the coped Brick A with the modified bottom surface was selected for
construction.
Testing Conclusions
The preconstruction masonry testing program established several important factors: compat-
ibility of materials, sensitivity of brick wetting procedures to service performance of the com-
pleted wall, effects of 16-mm (Vs-in.) radius cope along the top exposed face of the brick, and
the influence of surface properties (density and texture of the bottom brick surface) for sand-
molded brick manufactured by the wet mud process.
The program established that the most important parameter, the degree of brick wetting at
the time of construction, related to both water permeability performance and bond strength.
The high initial rate of absorption required controlled wetting procedures in order to ensure
watertight joints between the mortar and the brick units. Technical literature and industry
Equivalent Values,
Moisture Content, % E 514 Leakage Rate, L/h (gal/h)
practices may not provide adequate guidance for the designer to specify in detail the brick pre-
wetting requirements for bricks with high initial rates of absorption. Therefore, it becomes criti-
cal to conduct preconstruction testing with ASTM E 514 as well as flexural bond strength tests
to establish the criteria for the specific brick and mortar selected. The preconstruction testing
program described above resulted in the selection of a brick and mortar proportions yielding a
water permeability rating of approximately 1.89 L/h ('/2 gal/h) for brick test panels, thus meet-
ing the program criteria. This was accomplished after refinement of brick wetting procedures
and modification of the texture of the lower surface of Brick A.
The influence of the special cope feature on the exposed top edge of the brick created a large
mortar volume at the exterior bed joint. The results of preconstruction testing for water permea-
bility and bond strength indicated this feature was neither significant nor detrimental to perfor-
mance. However, examination of demolished masonry test panels revealed that proper tooling
was important to obtain full compaction of mortar in the area of the cope (see Fig. 2). The
radius and width of the jointer were varied in order to establish better mortar compaction tech-
niques for the large exposed joint. The tooling technique was unique for this bed joint shape and
resulted in establishment of tooling methods with a specially designed jointer.
The fine powdery residue that adheres to the upper surfaces (constructed position) of the
sand-molded brick was related to the molding process in manufacturing. Testing indicated its
presence reduced bond strengths by up to 15% but did not affect permeance performance.
The preconstruction testing program yielded positive results by quantifying the critical items
of performance and identifying required construction methods and procedures. Also, the de-
signer, contractor, mason subcontractor, and owner jointly participated directly in the brick
masonry test program, which resulted in understanding of the project requirements among all
the parties. Procedures developed during the masonry testing program led to the development
of additional field quality control measures regarding brick prewetting and mortar tooling.
These items critical to the performance of the completed masonry wall were identified well in
advance of construction to allow the contractor and masonry subcontractor to plan and develop
wetting procedures for construction.
The preconstruction and construction testing program identified some important factors
which may apply to other masonry construction:
1. Initiate preconstruction testing program sufficiently in advance of construction to allow
evaluation of brick and mortar and time to effect any material changes without delaying the
project.
2. Importance of a closed finish surface on sand-molded brick as it relates to water per-
meance.
3. Determination of compatible mortar proportions.
4. Degree of brick prewetting and identification of initial rate of absorption level where this
is no longer required.
5. Development of field procedures to achieve the required prewetting.
6. The testing program results can be translated into actual construction methods which
produce in-place walls having the same performance as tested walls.
The benefits of a proper preconstruction testing program should promote understanding of
project requirements, decrease construction problems, increase the owner's assurance of ob-
taining quality constructed masonry, and improve the service performance of the completed
brick masonry wall.
References
[/] Raths, C. H., "Brick Masonry Wall Nonperformance Causes," Masonry: Research, Application, and
Problems. ASTM STP 871. J. C. Grogan and J. T. Conway, Eds., American Society for Testing and
Materials, Philadelphia, 1985, pp. 182-201.
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56 MASONRY
[2] Monk, C. B., Jr., "Adaptations and Additions to ASTM Test Method E 514 (Water Permeance of
Masonry) for Field Conditions," Masonry: Materials, Properties, and Performance. ASTM STP 778, } .
G. Borchelt, Ed., American Society for Testing and Materials, Philadelphia, 1982, pp. 237-244.
[3] ASTM Test Method for Water Permeance of Masonry (E 514-74), American Society for Testing and
Materials, Philadelphia, 1974.
[4] ASTM Method for Measurement of Masonry Flexural Bond Strength (C 1072-86), American Society
for Testing and Materials, Philadelphia, 1986.
[5] "Recommended Practice for Engineered Brick Masonry," Brick Institute of America, McLean VA,
1978.
[6] ASTM Method of Sampling and Testing Brick and Structural Clay Tile (ASTM C 67-83), American
Society for Testing and Materials, Philadelphia, 1983.
[7] ASTM Specification for Facing Brick (Solid Masonry Units Made from Clay or Shale) (ASTM C 216-
84), American Society for Testing and Materials, Philadelphia, 1984.
[8] ASTM Specification for Mortar for Unit Masonry (ASTM C 270-84), American Society for Testing and
Materials, Philadelphia, 1984.
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Richard M. Gensert^ and William C. Bretnall^
ABSTRACT: The authors have been actively investigating masonry buildings for over 25 years
and have documented problems associated with differential movement within masonry systems
and between systems and their supporting structures. While they have found many buildings and
components which perform well, it has been their experience that masonry buildings with prob-
lems have often been brought to the attention of the public without full and in-depth understand-
ing of the source of the trouble.
One cannot analyze a building's problems by a quick visual inspection and a first reading of the
drawings and specifications. It is necessary to document all signs of distress as an overlay upon the
structural frame. Materials must be sampled and tested for quality and compatibility. Walls must
be probed with fiber optic instruments to determine the quality of assemblages and their attach-
ments to the structure. Architectural details, such as drainage, flashing, movement joints, bond-
ing, etc., are important to the well-being of masonry walls and must be examined. Structural
support of masonry and its interaction with the supporting structural component and with the
structural frame as a whole is also critical in terms of differential movements. The authors have
documented this experience by means of photography computer graphics instrumentation, and
this paper will share with you the knowledge gained by this work effort.
KEY WORDS: masonry, prefabricated panels, rigid connections, deflection, differential move-
ment, interaction, movement joints
Before we look at specific problems, we must first understand some basic principles of mate-
rials and the action of structural frames.
Masonry curtain walls, whether laid in place or prefabricated, must be free to move indepen-
dently of their supporting structures. If a masonry wall is restrained by the supporting frame
from expanding or contracting, excessive stresses will be introduced into the wall. Just as impor-
tantly, a structural frame which is more limber than the stiff masonry will induce excessive
stresses into the masonry by means of deflection. The different properties of masonry and struc-
tural frames can be itemized to draw some comparisons. Table 1 compares the weaker proper-
ties of masonry to the comparable properties of structural steel and reinforced concrete.
When a structural frame deflects laterally from wind loads or seismic loads, the deflection is
often called a drift and the drift comparison between various structural frames is called a drift
ratio. Thus, a braced frame in steel or a shear panel system in concrete or masonry would be
very stiff and would have a drift ratio of 1. By comparison, a steel frame with shear connectors
and no moment-resisting joints would be very flexible with a drift ratio of 10. Table 2 gives
reasonable values for the drift of different structural systems.
The shortening of the height of a structural frame may also induce restraints and resulting
stresses in masonry walls. This shortening of the frame may be due to axial loads in the columns
57
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58 MASONRY
Sr^u:
^ut
qAmi^^
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8 if
o
-' X
X 1/5
1^ j<
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<s o
I
t;
o
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GENSERT AND BRETNALL ON MASONRY BUILDINGS 59
and is instantaneous for elastic behavior in steel or concrete or may be time related for concrete
columns, walls, or posttensioned slabs as a result of material creep. For steel, the ratio may be
1, but for concrete it may be 3. Volume changes in masonry can work against deflections of the
structure or individual components, inducing cumulative stresses which exceed the strength of
the masonry.
Figure 1-a illustrates the deflection of an unrestrained steel frame under lateral load without
regard to the exterior curtain wall system. Figure 1-b illustrates the same frame under the same
lateral load but this time with the exterior curtain wall added. The frame deflects without re-
straint by the curtain wall because the movement joints within the curtain wall are effective. The
frame deflects the same amount as it did without regard to the curtain wall. Although J-1 is less
than J-2, as shown in Fig. 1-c, the reduction and extension of joints between panels is within the
workable tolerances of the joint materials. The deflection of the frame applies no stress to the
curtain wall.
Figure 2-a illustrates the same frame, without regard to the exterior curtain wall, deflecting
the same amount under the same lateral loads. The frame is illustrated again in Fig. 2-b but this
time with a curtain wall which has inoperable, insufficient, or even no movement joints (Fig.
2-c). The curtain wall now becomes a significant factor in resisting lateral loads, and the frame
deflects less than it would without the curtain wall. If this wall is masonry, an examination of
Table 1 will clearly show that it does not take much relative force to induce high stresses into the
masonry.
Before we look at a classic case history of this type of problem, we should be aware of the
tensile failure mode of masonry when it is under a compressive stress. Figure 3 shows a brick
pier under compression to the point of failure with vertical cracks that result from lateral ten-
sion stresses resulting from Poisson's ratio. The brick pier splits.
What we learn from this basic background is that if short masonry walls or hollow piers are
supported by a structural frame that deflects, and if horizontal movement joints do not exist,
the masonry is subject to compression stresses and splits vertically at the point of highest stress.
Points of highest stress are typically at corners and returns, as this is where the masonry is
stiffest.
Case History I
Several case histories illustrate what can happen when no allowance is made for these differ-
ential movements. Figure 4 shows a 23-story steel moment resistant frame building. The exte-
rior curtain wall is partly comprised of piers 1.22 m (4 ft.) deep by 0.61 m (2 ft.) wide, built with
102 mm (4 in.) of brick without any backup. The brick is supported at every other floor, and a 6-
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60 MASONRY
- -—' V -
\
V-
\
\ \
\
- r 4-
—t
—-
EXPANSION JOIHT
PANEL INTERACTION
mm (V4-in.)-thick movement joint was provided under the supporting angle at every fourth
floor. Within eight years of completion, cracks were observed near the comers of these piers
(Figs. 5,6).
It is not hard to understand why these cracks occurred. Movement joints were provided only
at every other supporting shelf angle. Where movement joints were not provided, the normal
and expected volume increase in the brick, due to moisture absorption and thermal expansion,
was restrained by the supporting shelf angle and by the shelf angle above. Where the movement
joint was provided, these volume changes significantly reduced the thickness of the joint; the
thickness had already been reduced during construction by deflection of the shelf angle support
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GENSERT AND BRETNALL ON MASONRY BUILDINGS 61
HO EXPANalON
PANEL INTERACTION
system. The masonry was restrained and compressed by the jaws of a giant vise, the jaws of the
vise being each succeeding set of shelf angle assemblies. Building drift due to wind caused addi-
tional compressive stresses in the masonry, sufficient to cause the masonry to crack at the stiff-
est place: the comers of the piers (Figs. 7,8).
Figure 9 shows lack of vertical expansion. Figure 10 shows compression stress contours as a
result of a finite-element analysis. Interestingly, ten years after the building was built all of the
cracked masonry was replaced, but the system of movement joints in the reconstruction fol-
lowed the original design. Today, seven years after this masonry was replaced, it is cracking in
the same location and in the same general pattern as the original masonry (Figs. 11-14). If the
problem had been understood and a new movement joint system properly designed, there would
be no cracks in the masonry today.
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62 MASONRY
Case History II
Prefabricated masonry panels can have just as much trouble with overdeflecting frames as
laid-in-place masonry. As another example, Fig. 15 shows a portion of a four-story unbraced
steel frame building with precast concrete floors. For reasons that baffle the authors, the build-
ing has lateral tie beams only at the roof; a futile attempt was made to provide a moment con-
nection between the precast concrete slabs and the steel columns.
Figure 16 shows a cross section through the structure. This 15.24-m (50-ft)-high structure
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GENSERT AND BRETNALL ON MASONRY BUILDINGS 63
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64 MASONRY
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GENSERT AND BRETNALL ON MASONRY BUILDINGS 65
would theoretically deflect 300 mm (11.5 in.), a A/H ratio of 0.019, under a code specified wind
load (Fig. 17). A properly designed steel frame for this building would deflect only 38 mm (1.5
in.), or a A/H ratio of 0.003 (Figs. 18,19).
Any four-story building with this amount of drift would be uninhabitable, yet this particular
building has been in use for over ten years. What keeps the drift within tolerable limits? The
prefabricated 122-mm (4-in.)-thick masonry panel curtain wall, being much stiffer than the
building frame, resists all of the wind loads (Fig. 20). However, they are not designed to do so
and have become distressed as a result. The panels are cracked at the comers of the window and
louver openings, exactly in the pattern one would expect from racking panels. Window frames
were also trying to resist these racking forces, and shear cracks occurred in the panels where
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GENSERT AND BRETNALL ON MASONRY BUILDINGS 67
window frame connections to the masonry occurred. All in all, the building was on the verge of
collapse. Figures 21-23 show the distressed condition.
Figures 24 and 25 indicate the, shear displacement between adjacent masonry panels as re-
flected by shear displacements in panel-to-panel caulking.
One other aspect of this building, unrelated to differential movement, needs to be mentioned.
Figure 26 details the belt course of masonry. Original design drawings called for a thicker brick
at the belt course so that the back of the panel would be flush. The panel as-built uses a brick
the same size as other bricks in the panel, effectively destroying the structural integrity of the
panel for wind loads and allowing a great potential for water infiltration.
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68 MASONRY
FIG. 15—(A) Case History II: Overall view of building; (B) Case History II: Typical wall panel.
Case History HI
At the other extreme, consider a concrete building which experiences no significant drift from
lateral loads and which is clad with prefabricated masonry panels with all connections rigidly
welded to the supporting structure. This building, Fig. 27, consists of one-way posttensioned
lightweight concrete slabs supported on lightweight concrete bearing walls. The bricks in the
prefabricated panels were not compatible with the mortar, resulting in very low bond strength,
and rather than change either the brick or the mortar, an attempt was made to provide the
necessary strength by threading reinforcing rods through the brick cores and then attaching
these bars at three points to a structural steel T, the assumption being that the brick and the
steel T would act as a composite section (Fig. 28). However, the principles of composite action
were poorly understood, and horizontal cracks soon appeared in the panels (Fig. 29).
Case History IV
In yet another building with no significant wind drift, the prefabricated brick curtain wall
panels failed partly because prefabrication methods led to weak mortar with poor tensile bond.
Not only was the bond of poor quality, but the process of grouting the joints and cores of the
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GENSERT AND BRETNALL ON MASONRY BUILDINGS 69
BSSt..
jak'innt j . - i . ^ - ; ^ .a,(r;t,V.;;> fTJiirt'-aiffia^
B =f
^Ul,"" ^^SSeehoH T^
*IMJ!UtJ
I'"-
W 10
COUMfN
«B.na4
i^ =3
FIG. 16—Case History II: Typical wind frame as designed and built.
brick required the panels to be fabricated face down. As a result, the exterior mortar joints were
not tooled and are not water resistant.
As with the previous example, all connections of these panels to the structural steel frame of
this building were welded and are rigid, and shims between adjacent panels were not removed.
And also as with the previous example, the tension field induced in the panels as they cooled
with respect to the supporting structure caused cracks at the reinforcing bars, where the cross
section of the masonry was reduced. Due to the weakness of the mortar and the relatively close
spacing of the reinforcing bars, the cracks also travelled from bar to bar, causing the panels to
split at midthickness. Figures 34 through 43 show the distressed condition of these panels.
More interestingly, vertical cracks soon developed at the location of the outer reinforcing
rods. During the first winter after construction, the panels cooled while the supporting structure
remained at a relatively uniform elevated temperature. This created a tension field between the
rigid connections, and the panels cracked at the reinforcing rods where the cross section was
reduced (Fig. 30). Several years later, these same panels, which are supported by the postten-
sioned slab, cracked at the center reinforcing rod. This crack, which telegraphed through from
the back of the panel, resulted from high compression forces, induced both by creep shortening
of the posttensioned lightweight concrete slab and thermal and moisture expansion of the brick.
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70 MASONRY
*•*»
., 1.
These forces, applied to the panel eccentrically through its rigid connectors, caused the panel to
fold like an accordion (Fig. 31). The progression of these cracks—horizontal and vertical—was
documented in a series of three detailed surveys made over a five-year period.
One must always ask the question: Can these stresses be induced into a panel before it is
destroyed at the connections? After all, the stresses must be higher at the connections where the
transfer of force occurs between panel and structural frame within a small area. A computer
analysis was made using the finite-element metjiod, and although the stresses were higher at the
connectors, they were confined to a relatively local area where the panel was reinforced. Figure
32 indicates the tension force contours by analysis and Fig. 33 shows the reinforcing that was
present.
Case History V
Tall parapet panels sometimes require extra supports in the form of steel bracing between the
parapet panel and the roof deck. One building in particular (Fig. 44) had parapets with diago-
nal bracing and short parapets without bracing (Figs. 45, 46). Bracing for the tall parapets
restrained the panels from bowing under a temperature rise on the outside face of the panels
(Fig. 47). The restraint occurred at the roof deck and cracked the panels due to a buildup in
negative bending (Fig. 48). Short parapet panels, however, had two lines of support rather than
three lines and so were not restrained and did not crack (Fig. 49).
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GENSERT AND BRETNALL ON MASONRY BUILDINGS 71
-8&^pn.
S^^
FIG. 18—Case History II: Typical wind frame as should have been designed.
Case History VI
Moisture and thermal expansion properties vary with the brick and with respect to the bricks
principle axis. These factors can present problems when different bricks are used in the same
wall and when they are not laid in the same configuration. One building which presented this
problem had a panelized curtain wall consisting of a bottom soldier course of jumbo brick
topped by standard brick laid in running bond. The bricks in running bond expanded at a rate
4 '/2 times that of the soldier course bricks across their width. This differential in expansion
cracked the mortar joints of the soldier coursing as shown in Fig. 50.
Conclusions
These few case histories, selected from the hundreds of buildings the authors have docu-
mented, show that masonry becomes distressed when it is restrained by its supporting structure
or when the supporting structure imposes loads on the masonry which the masonry is not de-
signed to accommodate. Different properties or materials incorporated into a single system can
also lead to distress of the system. The clear lesson to be learned is that designers must closely
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72 MASONRY
1 | ^ ^ * —
J=
•tF
"^ir
FIG. 19—Caie History II: Deflection of typical wind frame as should have been designed.
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GENSERT AND BRETNALL ON MASONRY BUILDINGS 73
STEEL T I E - B A C K
ANGLES
STEEL QRAVrrY
CONNECTION ANGLES
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74 MASONRY
EXTERIOR EXTERIOR
FACE FACE
POTENTIAL
WATER
INFILTRATION
AS DESIGNED AS BUILT
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GENSERT AND BRETNALL ON MASONRY BUILDINGS 77
FIG. 28—Case History III: Back view of north and south panels.
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78 MASONRY
FORCE
ELASTIC/CREEP SHORTENINO
MOISTURE AND OF CONCRETE WALLS
TEMPERATURE
EXPANSION
OF PANEL
FORCE • w it
SECTION
FIG. 29—Case History III: Opposing volume changes in north and south panels.
< • < •
< • < • -CRACKS
ELEVATION
FIG. 30—Case History HI: Tension due to temperature changes in north and south panels.
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GENSERT AND BRETNALL ON MASONRY BUILDINGS 79
-CRACKS
* * UL'jJ
ELEVATION
TBMmwnMB EXPANSION^
OF PANEL PLAN
FIG. 31—Case History III: Induced lateral force in north and south panels.
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80 MASONRY
-SYMMETmCAL
ABOUT CEKIERUNE
-UNSTRESSED
SHAPE
-800 pti
leoo p*i
-2400 p«l
PARTIAL ELEVATION
FIG. 32—Case History III: Stress map of north and south panels due to lateral tension forces.
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GENSERT AND BRETNALL ON MASONRY BUILDINGS 81
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82 MASONRY
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GENSERT AND BRETNALL ON MASONRY BUILDINGS 83
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84 MASONRY
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GENSERT AND BRETNALL ON MASONRY BUILDINGS 85
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86 MASONRY
urnoML cewMCTOii
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GENSERT AND BRETNALL ON MASONRY BUILDINGS 87
PWFABHCATED
m C X PANEL
QMVITY CONNECTOm
CONCRETE
SPANDHEL BEAM FLOOR DECKINQ
LATERAL CONNECTOR
-OLASS WINOOW
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88 MASONRY
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GENSERT AND BRETNALL ON MASONRY BUILDINGS 89
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90 MASONRY
WARM
- ^
_^
__ • Cracking
13^ M 2
M 1 > M2
and carefully examine the interaction of the masonry and its supporting structure, as well as the
interaction of the masonry materials with each other, and to design the overall system to interact
freely and without restraint.
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STP922-EB/JUI. 1988
DISCUSSION
caused by the production of chloride ion through degradation of the saran latex component of
this mortar; and that they (Gensert and Bretnall) were experts employed by this company to
investigate those buildings. (The author of this discussion was employed by plaintiffs in lawsuits
filed against this company in relationship to the distress.)
Gensert and Bretnall's first example is particularly of note because it went to trial, and a jury
held against the company that employed them for over 25 million dollars including punitive
damages. According to public records, this company appealed the verdict and later settled for
about 19 million dollars. The records also indicate that the other buildings the authors describe,
but do not name, and which contained the same mortar, were the subject of suits that were
settled by this company for amounts ranging from a few million dollars to over ten million
dollars.
Considering that five of their examples contained the masonry in question, none of these
authors addressed the significance of such statistics.
C. H. Raths^ (written discussion)—Messrs. Gensert and Bretnall in the verbal presentation of
their paper elected to discuss masonry building problems using a bank and a hotel, both located
in Cleveland, a manor in the Philadelphia area, and an apartment building, also near Philadel-
phia, as examples. The bank project was constructed using in-situ brick masonry and the mor-
tar in question. Prefabricated brick panels were employed on the other three projects in which
both the hotel and the manor had panels fabricated with this mortar. The apartment house used
a proprietary grout in the panel instead of mortar.
The presentation of the paper regarding the three panel buildings indicates that a main cause
of the observed cracking and distress is differential structural responses between the panels and
the building frame. These structural responses, according to Gensert and Bretnall, result from
rigid connections attaching the panels to the structural frame. Because the connections are rigid
and restrain movements, they induce cracking stresses into the panels when the panels are acted
upon by temperature, creep behavior of concrete building frames, moisture expansion of brick,
building lateral shear forces, weak planes within panels, etc. Also, it is offered that panel crack-
ing directly over reinforcement results from a stress riser effect of the rebar within the brick
cores.
No mention is made by the authors of the extremely excessive amounts of the Cl^ within the
mortar in question nor the extensive corrosion suffered by the reinforcement and other embed-
ded metal (with and without protective coatings).
This writer, as well as other qualified engineers, has been involved in investigating, analyz-
ing, and testing these four projects. Relative to the panelized projects, visual evidence of distress
and deformation or failure about connections was not typically present. And, considering the
magnitude of forces which would be attracted to rigid connections, shearing and bearing
stresses should occur which would cause complete failure of the connection itself and the adja-
cent brick. Yet, neither distress nor structural failure of the connections has occurred other
than that resulting from corrosion caused by C\~.
The conclusions about panel cracking and distress generated by rigid connections rest upon
analyses which do not recognize load-deformation characteristics of the connections but instead
consider connections absolutely rigid. Structural testing by the writer has provided data on the
load-deformation spring characteristics of these brick panel connections. Analyses using con-
nection springs, which provide significantly reduced restraint to panel movements, has indi-
cated that the magnitude of restraint forces induced into panels are small and will not produce
cracking distress. The analyses coincide with the observed behavior.
Gensert and Bretnall suggest that the cracking in the panels of the apartment house resulted
from a stress riser effect in the brick caused by vertical panel reinforcement. In-depth petro-
graphic and related testing determined that the in-plane cracking of the panel was a direct
Author's Closure
The number of discussion papers received indicates that there is keen interest in the subject of
masonry curtain wall distress and that this topic should be a matter for lively debate. It should
be pointed out that the discussers, except for one, are an organized group of professionals work-
ing collectively for the plaintiffs which they cultivated throughout the country.
In response, additional information is offered:
Case History I
Horizontal movement joints were provided approximately every 15 m (50 ft) and were filled
with 6.35-mm ('/4-in.) compressible material. Deflection of the supporting cantilever bracket,
moisture expansion of the masonry, and a temperature rise of 28°C (50°F) will close the joint.
The vertical legs of the shelf angles do not have enough stiffness to pry the piers apart. For the
prying force to be a factor, the piers on the front and side faces would have been displaced
outwards. In fact, piers were cracked on the front face only.
It is interesting to note that cracking occurred at high stress concentrations even though rust-
ing was not always present. Text books on masonry expansion and B.I.A. Tech Notes were
totally disregarded.
The recent history of this building is particularly significant. All masonry near steel framing
was replaced in 1979 using mortar containing no additives. All embedded metal was replaced
with new metal protected with multiple coats of epoxy paint. The reconstruction of the facade
followed the original design. Today, eight years later, the facade has become distressed in the
same locations and in the same pattern as the original distress. The origin of the distress is
clearly due to the structural action between the masonry and the supporting frame. The authors
are not alone in this opinion. Charles Raths, who examined the building at about the same time
as the authors, wrote in his summary report:
The visual examinations made by RRI resulted in identification of certain conditions which were of a
repetitive nature. Among repetitive conditions noted for the . . . office building were the following:
B2. Tapered vertical and horizontal brick cracks in the intermediate piers resulting from structural
frame deformations.
Case History HI
The owners of this building documented, very thoroughly and very carefully, the progression
of the distress in three separate (but not consecutive) years. A detailed study of this documenta-
tion shows that there is a very clear pattern, consistent from panel to panel, to the progression of
the distress. The total length of cracking at embedded metal is substantially less than the total
length of cracking away from embedded metal. If corrosion of embedded metals caused the
cracking, there would be no clear consistent pattern, and certainly no cracking where there was
no metal.
The authors are aware of only one load test of a stiffened panel. This test was performed by
laying a panel flat and having a group of men stand on it. The test was not conducted in a
controlled, scientific manner.
The steel connections between the panels and the structure are rigid and show signs of dis-
tress due to structural interaction between the panel and the structure. There were many docu-
mented instances of fully compressed horizontal joints. These joints closed because of the ex-
pansion of the brick and the creep shortening of the concrete frame.
Case History V
It is significant that the tall parapet panels of this building cracked on only two sides of the
building—those with the greatest thermal exposure. Yet support details and construction are
identical on all four sides. Thermal differentials of as much as 22°C (40°F) were recorded across
the thickness of a cracked panel on a sunny but relatively mild day, with the outside face being
the warmest. Bowing of the panels did occur.
Cracking at the lifting bolts or lugs is due to extremely high prying forces generated during
handling. These lugs were not only used to lift the panels but also to rotate them 90° from their
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DISCUSSION ON MASONRY BUILDINGS 95
as-built orientation to their in-place orientation. Entry of water and formation of ice during the
winter propagated initial cracking.
Smnmaiy
The distress seen in all these masonry curtain walls has a common origin: structural interac-
tion between the curtain wall and the supporting frame.
Of conclusive evidence: the patterns of distress in masonry using the mortar additive also
occur in masonry which does not use the additive. Further, nonmasonry curtain wall systems
investigated by the authors exhibited similar distress for the same reasons.
The lesson learned from these case histories is that curtain walls must be designed to allow for
the movements that do and will occur between the curtain wail system and the supporting
frame.
It is most surprising and distressing to the authors that many in the profession investigate
only to the seemingly obvious and compelling conclusion for their clients, yet refrain from fur-
ther research to seek out the underlying and motivating factor of a structural phenomenon, in
this instance that a certain masonry additive causes masonry distress regardless of design appli-
cation or construction technique. Yes! Some chemical additives can accelerate corrosion. But
what is required to initiate corrosion? A basic fact of chemistry is that water and oxygen pro-
mote corrosion. If masonry cracks from structural distress, it is obvious that water enters the
masonry and corrodes the steel. Conversely, if the masonry does not admit water to the steel,
there is no corrosion, as has been documented.
It is our contention, corroborated by several decades of private practice experience and cou-
pled with extensive university teaching and research, that the interaction of structural systems
and the systems they support are so sensitive as to require isolation of the supported system.
Perhaps there is a greater lesson to be learned here. Let us benefit from the documented past.
Let us understand the problems. And in so doing, reduce our forensic efforts and direct our
energies toward creating structures that will stand the test of time.
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Ian R. Chin,' Norbert V. Krogstad, ^ and Clare B. Monk, Jr.'
REFERENCE: Chin, I. R., Krogstad, N. V., and Monk, C. B., Jr.,"Iiifliieiice of Tie FlexibUIty,
Relative Lengtii, and End-Bonndar; Condition on Bricli Veneer-Metal Stud Flexural Bond
Stress," Masonry: Materials, Design, Construction, and Maintenance, ASTM STP 992, H. A.
Harris, Ed., American Society for Testing and Materials, Philadelphia, 1988, pp. 96-117.
ABSTRACT: Based on insights from the Clemson test report on the wall system under discussion,
the authors analytically examined the issue of the relative stiffness between the brick veneer and
the metal stud.
Much controversy has surrounded the contention that the inherent stiffness of the brick veneer
will result in critical flexural bond stresses in the veneer when laterally supported on metal studs.
Using ordinary conventional relative stiffness methods of analysis, the brick veneer can attract
85% or more of the wind load, whereas the metal studs attract 15% or less. Even if the studs are
designed to take full wind load at a span-deflection ratio of 360 to 600, ordinary analysis may still
indicate that critical flexure bond stresses will occur in the veneer prior to full participation of the
stud.
This paper shows that if the inherent tie flexibility, normal shorter metal stud length, and usu-
ally free top boundary wall condition are taken into account, critical flexural bond stresses do not
exist in the brick veneer on typical brick veneer/metal stud walls. Recommendations on the utili-
zation of inherent boundary conditions to minimize the development of critical flexural bond
stresses in the veneer are presented.
KEY WORDS; ordinary conventional analysis, relative stiffness, computer analysis, brick veneer,
metal studs, flexural bond stress, span-deflection ratio, metal tie flexibility, spring constant, fix-
ity, soft joint, relative height
Brick veneer with metal studs (BV/MS) construction has been used in the United States since
the mid 1960s. Early field experience was obtained in the walls of the Malaysia Pavilion build-
ings of the New York World's Fair (1963). Thus, there has been over twenty years of commercial
application. Development of the concept was initially m a d e by the metal stud producers
through their trade association, the Metal Lath/'Steel Framing Association ( M L / S F A ) , and was
based upon the successful use of brick veneer/wood stud walls in low-rise residential construc-
tion. By 1979 the Brick Institute of America (BIA) published Technical Note No. 28B, incorpo-
rating the brick industry's recommendation for B V / M S construction. The BIA criteria was at
variance with the earlier practice of M L / S F A in at least two ways:
'Senior consultant, architect II, and senior consultant, respectively, Wiss, Janney, Elstner Associates,
Inc., Northbrook, IL 60062.
^Metric conversion for units in this paper: in. = 2.54 cm; 1 ft = 30.48 cm; 1 psi = 6894.0 N/m^; 1 psf =
47.88 N/m^; 1 lb/in. = 175.1 ti/mK
96
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CHIN ET AL ON BOND STRESS 97
1. The use of adjustable 9-gauge wire ties instead of 16 gauge, Vs-in.-wide corrugated ties to
tie the brick veneer to the metal stud back-up wall.
2. Limiting span-deflection ratios of the metal studs under full wind load to 600 to 720 with
900 preferred instead of 240 to 360.
By 1980 ML/SFA had had over a decade of apparently successful BV/MS wall installations
on thousands of buildings with their criteria. The BIA recognized that BV/MS walls were in-
creasingly being used on high-rise construction, well over three stories, where high lateral forces
are encountered. Accordingly, their criteria were directed at assuring greater wall stiffness to
minimize the development of critical flexural bond stresses in the brick veneer.
To resolve these conflicting criteria, the two trade associations (BIA and ML/SFA) sponsored
a research program at Clemson University to investigate the BV/MS system. A report was is-
sued 23 April 1982 [/].
During the 1970s designers became aware that while the majority of BV/MS walls performed
satisfactorily, some did not. Five papers plus a workshop were dedicated to this subject at the
recent Third North American Masonry Conference (June 1985). This demonstrated an active
professional interest in the subject. No paper offered evidence of any structural collapses; how-
ever, some papers reported on ordinary structural analysis, which showed that ultimate flexural
bond stresses in the brick veneer on BV/MS walls were sometimes exceeded, which could pre-
sumably lead to excessive water penetration. Following the June conference, the BIA sponsored
a round-table conference in September 1985 to resolve the growing concern over this matter.
The results of this conference have not yet been made public.
The authors have been challenged in reviewing this issue to explain the apparent success of
the majority of BV/MS installations. In their own and in their colleagues' field experiences,
many more successes than failures of BV/MS walls have been observed. This paper shows why
this is the case. A careful review of the Clemson tests provided some helpful insights.
The classical ordinary strength of materials analysis, based on the relative stiffness between
the brick veneer and the steel stud, usually indicates that critical flexural bond stresses exist in
the brick veneer. However, the Clemson tests show that if the difference in length between the
brick veneer and the metal studs, the boundary conditions of the brick veneer and the metal
studs, and the flexibility of the metal ties connecting the brick veneer to the studs are taken into
account, critical stresses may be avoided. This paper examines these conditions.
In examining these conditions, a metal stud span-deflection ratio of 600 under full wind load,
as recommended by the BIA, is principally utilized. A metal stud span-deflection ratio of 360,
as earlier recommended by ML/SFA, is also utilized to explain the apparent success of typical
BV/MS walls designed under this earlier criteria.
Material Properties
At the outset it is well to establish a reasonable range of brick masonry properties based on
the best available test data. The brick industry, through its Structural Clay Products Research
Foundation (SCPRF), published in October 1964 the results of a National Testing Program
based on 31 varieties of regional brick. Much of this work can be found in "Progress Report No.
1 Small Scale Specimen Testing, October 1964" by SCPRF [2]. Figures 1 and 2 show the results
of the test program, which used Type S mortar throughout. From this work the statistics in
Table 1 have been compiled.
The recommended allowable flexure bond stress for masonry walls by the Building Code Re-
quirements for Engineered Brick Masonry [3] is:
1. Type S and M mortar = 36 psi.
2. Type N = 28 psi.
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98 MASONRY
M«0 r 4 t ^ 0 ^ i e \ f ~ f ~ 9 i 9 t o o ^ mt^tf r~ h- ^ to n oi fn oi ^ M ^ O
OO O^ <D OK 0^ ^ ' Q 9 i r - r - - O t « < 0 o^(^ao ( h i * ^ h - h - o t o
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CHIN ET AL ON BOND STRESS 99
MODULUS OF ELASTICITY, E
Average = 2.245 X 10* psi
Standard deviation = 0.882 X 10* psi
Coefficient of variation = 39.28%
Number of samples = 218
For the purposes of this paper, the authors assume that these "allowable" stresses are appli-
cable to BV/MS walls. These values may be increased 331/3% when wind is acting to 48 and 37
psi, respectively. For Type S mortar, the 36 psi could be increased three-fold to 108 psi without
the brickwork cracking. It is conceivable that some walls in service have experienced 108 psi
without failure. Further, very high wind loadings are events that happen relatively infrequently
in the life of a building. In the work to follow, the authors examine the conditions of BV/MS
walls that results in calculated stresses that fall within the 48 to 108 psi range for Type S or M
mortar (or 37 psi to 84 psi range for Type N mortar). Examination of the modulus of elasticity of
brickwork between the values 1 to 3 million psi, which reflect average values, is incorporated in
the analysis.
Figure 3 is a plot of this equation. The abscissae are L/d values or wall slendemess ratios; the
ordinates a r e i / A values or span-deflection ratios. Two regions of brickwork modulus of elastic-
ity are shown: E = i 000 000 and 3 000 000 psi. Each region is bounded by two levels of flex-
ural bond stress:/;, = 48 and 108 psi. The first represents the "allowable" for Type S mortar
increased by 33 ' / 3 % for wind or 36 psi X 1.33 = 48 psi. The second is an assumed high stress
level where brickwork cracking is not yet expected to develop, 36 X 3 = 108 psi. Values within
this range exceed the "allowable" stress for masonry walls but are below the ultimate cracking
stress. Also plotted are the ranges of slendemess ratios recommended by BIA and ML/SFA for
the design of the backup system. Because the backup system and the brick veneer are assumed
to deflect together in an ordinary analysis, it is clear that the brick veneer have to take the
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100 MASONRY
PRISMS
HOPTAR
:OHPRESSIVE STREBGTH " ' m COMPRESSIVE BRICK
STRENGTH COMPRESSIVF
CODE n
X R 1 ' V
E ».
pst
AIR CURED WITB
STRENGTH
pel
a
pBl PRIS>B»*
pal * a X
psl X 1 0 ' X
FIG. 2—Results from the National Testing Program published by the Structural Clay Productions Re-
search Foundation.
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CHIN ET AL ON BOND STRESS 101
PRISMS MCBTAR
COSE^SSIVE !ilRENCm " ' • COMPRESSIVE miCK
BRICK D
STREHGIH C0MIW8SIV1
psl STRENGTB
X R • V
m Wf, AIR CURED WIIB
PRISMS** psl
pel psl p«l pal X 1 0 ' ^
f X
u, It 225; Ul»l 5U3 2'>.0 0.792 350 2082 6066
tN 5 36S6 16U 617 17.0 0.952 263 2082 6306
FL 5 2391 889 399 16.7 O.6U5 270 2082 63>i0
KM 5 2437 767 313 12.8 0.833 jl^l 1708 6868
CM 5 2631 1093 '•37 16.6 o.goi 3*2 713 750'»
JM 5 3800 620 316 8.3 2.085 5'»9 2779 7806
Ml 5 3825 995 357 9-3 1.1)90 390 713 8039
DM 5 3807 380 lUS 3-7 3.i)U8 906 897 8717
m 5 1>UU3 hos 212 U.8 1.520 3'»2 ac82 9161
AL 5 3729 II18O 576 15.5 0.952 255 1380 9267
KB 5 3U29 1007 He 12.1 1.350 39't 1708 9708
m 5 sgn *95 251 6.U 1.099 281 SUSi 9730
CL 5 5182 1380 502 9-7 2.280 Ititf) 1588 9810
MB 5 35W 615 294 8.3 1.500 ••23 713 10711
CM 5 '•952 620 29lt 5.9 3.060 618 1588 11502
AH 5 5066 II85 220 i>.l> 1.750 Jhi 1380 12015
ca 5 U719 1098 501 10.6 2.220 kio 713 12138
DB 5 li207 575 226 5.lt 3.57JI 8J*9 897 12264
la 3 5617 »63 261 *.7 i.itao 263 2082 12336
ra 5 5357 1055 507 9.5 1.730 323 2082 12782
JB 5 5358 1520 581 10.9 lilt82 277 2779 13052
AM 5 6018 635 SSI 3.8 2.060 3't2 1380 14388
BB 5 5556 1680 678 12.2 2.'•50. Itlfl 215'^ 14760
RM 5 5650 382 169 3.0 SM9 '•32 2875 15300
BB 5 5722 53'' 198 3.5 2.632 I46O 2875 16093
EB 5 i>li08 1090 ItliO 10.0 2.469 560 2'^23 16440
CH 5 5760 530 225 3-9 2.730 Ii7'» 1588 17838
FIG. 2—Continued.
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102 MASONRY
^
Nd, V 1 • • . 1 1 •
FIG. 3—Parametric study showing height/deflection values as a function of slendemess ratio values for
constant values of wall modulus and wall stress.
majority of the load or crack. Brick masonry walls cannot normally tolerate, without cracking,
span-deflection ratios below the £/A = 900 limit.
To examine this issue with greater precision, graphs were developed which express the flex-
ural bond stress of the brick veneer, (f, psi) based on the following equation
where
q = wind load, psf,
L = wall height, ft.
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CHIN ET AL ON BOND STRESS 103
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104 MASONRY
® _,
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o
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+ ^
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CHIN ET AL ON BOND STRESS 105
I
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106 MASONRY
I
i
5
I
|sd u| peon PUjM
I
S
u. a
o
11
s • O
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CHIN ET AL ON BOND STRESS 107
(0
CD
CD
CD
T-
Masonry Wall O 0
*
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CD
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FIG. 7—Diagram of computer model used.
1 000 000 and 3 000 000 psi. Thus, for each wall height studied there are six combinations of
material properties. Four stud heights were studied: 8 ft 0 in., 9 ft 4 in., 10 ft 8 in., and 12 ft 0
in. These were selected as being the range of most practical interest. Common stud heights in
the majority of BV/MS walls range from 8 to 10 ft. The height of the brick veneer was assumed
to be 16 in. taller than the studs to reflect actual installations, jrielding veneer heights of 9 ft 4
in., 10 ft 8 in., 12 ft 0 in., and 13 ft 4 in. All cases studied assumed the base of the brick veneer
to be hinged; the top was free. For the metal studs, the base was hinged or fixed and the top
hinged. Six levels of wind loads were selected: 15, 20, 25, 30, 35, and 40 psf. In order to com-
pare the results with the previous analysis, the reduction of tensile stress due to the weight of the
wall was ignored.
Several parametric studies were undertaken to study the sensitivity of the flexural bond stress
in the brick veneer. As the program modeled each mortar joint as a separate network joint, it
was possible to scan all the joints and print only the maximum flexural bond stress. Figure 8
shows results with the metal studs designed with a span-deflection of 600 under full load. In
addition to selecting the maximum flexural bond stress, the maximum tie load and the displace-
ment at the top of the brick veneer are shown. Figure 9 shows the influence of fixing the base of
the stud.
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108 MASONRY
FIG. i—Continued.
Figure 10 compares the flexure bond stress in the brick veneer as determined by ordinary
analysis and by computer analysis. As shown in this figure, the flexural bond stresses in the
brick veneer, as determined by the computer analysis, are lower than the stresses as determined
by the ordinary analysis. For a metal stud wall with a span-deflection ratio of 600 and a metal tie
spring constant of 2000, the stresses analyzed are as shown in Table 2.
Based upon Table 2 information, it can be seen that the stresses in the brick veneer as deter-
mined by the computer analysis are significantly less than the stresses determined by the ordi-
nary analysis and that fixing the base of the studs is very effective in reducing flexural bond
stress in the brick veneer.
A study of the computer results shows that as the tie stiffness is reduced, flexural bond stress
in the brick veneer is reduced. A 1:100 change in tie stiffness changes the stress roughly 1:2.
For low tie stiffness (200 lb/in.) the maximum top displacement becomes excessive; for high tie
stiffness (20 000 lbs/in.), the maximum load in ties becomes excessive.
When the top of the brick veneer is pinned, the beneficial effect of the spring ties is negated
and will result in the brick veneer receiving more load than if the ties had been completely rigid.
A study of the computer results also shows that as the modulus of elasticity of the brickwork is
reduced, flexural bond stress in the brick veneer is reduced. A 1:3 change in the modulus of
elasticity changes the stress less than 1:2. For a 1 000 000 psi modulus of elasticity, the maxi-
mum flexural bond stress is under 100 psi. For a 3 000 000 psi modulus of elasticity the value is
under 200 psi. The latter value falls to under 100 psi when the stud base is fixed.
Many BV/MS walls of commercial interest are not over 10 ft tall. The computer analysis
reveals that these walls can withstand a wind load up to 40 psf without cracking when designed
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110 MASONRY
MAXIMUM LOAD IN T I E
WALL HT. SPRING E MASONRY 15PSF 20PSF 25PSF 30PSF 35PSF 40PSF
FIG. 9—Wall results for studs designed for L/1445—bottom of studs fixed.
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CHIN ET AL ON BOND STRESS 111
FIG. 9—Continued.
TABLE 2—Stresses for a metal stud wall with a span-deflection ratio of 600 and a
metal tie spring constant of 2000.
with a metal stud span-deflection ratio of 600. At 8 ft tall, the flexure bond stresses in the brick
veneer approach the "allowable" stresses (37 to 48 psi) when the wind is not over 25 psf.
As shown in Fig. 11, the stress in the brick veneer on earlier typical 8 to 10-ft-tall BV/MS
walls designed with a span-deflection ratio of 360 and with corrugated wall ties with an assumed
spring constant that approaches 500 lb/in. is less than the stress required to crack the wall. In
contrast, by the ordinary analysis the flexure bond stress in some of these walls exceeds cracking
stress levels. This computer analysis demonstrates why the vast majority of the typical BV/MS
walls earlier constructed with span to deflection ratios of 360 and 600 have not cracked and are
apparently successful.
The computer analysis has shown that above 10 to 12 ft the designer has a choice of either
increasing the span-deflection ratio or fixing the base of the metal studs. This would be a matter
of comparative economics.
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112 MASONRY
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CHIN ETAL. ON BOND STRESS 113
FIG. 11—Continued.
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CHIN ETAL ON BOND STRESS 115
MAXIMUM LOAD IN T I E
WALL H T . SPRING E MASONRY 15PSF 20PSF 25PSF 30PSF 35PSF 40PSF
FIG. \2—Wall results for studs designed for L/1445—bottom of studs fixed. Spring constants from 500
to 1500 lb/in.
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116 MASONRY
FIG. 12—Continued.
1. Stud fixity—Fixing both ends of the stud while having dramatic influence on wall stress is
probably not practical because of the need for the joint at the top of the stud to accommodate
vertical building movements. However, fixing the base should be given serious consideration by
the designer as an alternate to increasing the span-deflection ratio of the metal studs, especially
for walls over 10 ft tall.
2. Engineered ties—Based on the studies made, ideal spring tie constants appear to be be-
tween 200 and 2000 lbs/in. Figure 12 has been prepared for the constant values of 500, 1000,
and 1500 lb/in. As shown in the figure, for metal studs fixed at the bottom to yield an effective
span-deflection ratio of 1445, the stress in the brick veneer in walls up to 13 ft, 4 in. is under the
cracking stress. An ideal tie to embrace the conditions studied is one having a 1000 lb/in. spring
constant with a capacity of 175 lb.
3. Top joint displacement—The maximum top joint displacement is limited by the deforma-
tional limit of the material used to seal the joint. On the assumption that for a Vs-in. joint a
20% shear deformation is tolerable, a maximum top displacement is 0.25 in. Such a 'A in.
displacement will be controlled by the spring constant selected as determined from Fig. 12.
Summary
This paper has shown that excessive flexural bond stresses associated with brick-veneer/
metal-stud walls as determined by ordinary strength of materials analysis are significantly low-
ered by taking into account the effect of the wall top soft joint, the tie flexibility, the shorter stud
length, and the stud fixity. The complexities of the actual wall boundary condition have necessi-
tated the use of a frame network analysis (computer) for solution. The results indicate that for
walls under 10 ft, flexural bond stress levels in the brick veneer can be not only below cracking
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CHIN ETAL ON BOND STRESS 117
limits but also can be within "allowable" values as traditional built with corrugated ties. For
walls between 10 and 12 ft, the authors recommend engineering the tie stiffness or fixing the
stud base or both as design conditions demand. For taller walls less than three stories, fixing
both ends at the stud would permit designs to 20 ft.
References
(/] "Performance Evaluation of Brick Veneer with Steel Stud Backup," Clemson University, Department
of Civil Engineering, Clemson, SC, 23 April 1982.
[2] "National Testing Program, Progress Report No. 1 Small Scale Specimen Testing," Structural Clay
Products Research Foundation, Geneva, IL, October 1964.
[3] "Building Code Requirements for Engineered Brick Masonry," Structural Clay Products Institute,
McLean, VA, August 1969.
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Richard C. Arnold, * L. John Dondanville, ^ Norbert V. Krogstad, ^
and Clare B. Monk, Jr. ^
REFERENCE: Arnold, R. C , Dondanville, L. J., Krogstad, N. V., and Monk, C. B., Jr., "Anal-
yib and Te*t of a Torsional Sensitive C-Sliaped Prefabricated Brick Spandrel Panel," Masonry:
Materials, Design, Construction, and Maintenance, ASTMSTP992, H. A. Harris, Ed., Ameri-
can Society for Testing and Materials, Philadelphia, 1988, pp. 118-144.
ABSTRACT: Recognizing the inherent torsional flexibility of an open C-section, the authors ana-
lyzed in detail the dead and live load behavior of the section under review. The section consisted of
a sloping sill, a vertical spandrel, and a horizontal soffit configuration fabricated as a continuous
bent plate. The three planes when joined together form an open C-section. To explore the stress
patterns in this shaped plate, the authors modeled the analysis for a hand solution. This was then
compared to a more rigorous solution using a flnite-element computer approach.
The hand approach determined the principal axes of inertia, the shear centers, and the princi-
pal states of stress by Mohr's circle. Comparison is shown with graphic plots of principal stresses
from the finite-element analysis. The latter technique makes a detailed investigation possible,
including plots of both principal tensile and shearing stresses. The modeling of the complex metal
embedments at each reaction location was also possible by the finite-element solution.
Full-scale testing of the panel was made utilizing dead weight from brick loading platforms that
exerted gravity and wind loading on the spandrel panel through a series of compound lever
frames. Contrary to results of brittle torsional failure expected from the analytical work, the ex-
perimental behavior demonstrated a capacity to a load factor of five without cracking or collapse.
KEY WORDS: prefabricated brick panels, reinforced structural masonry, torsional sensitive, C-
shaped cross section, full-scale testing, combined wind and gravity forces, unique compound lever
loading system
Prefabricated brick spandrel panels, about 27 feet long, had been fabricated to replace sets of
three shorter panels of equal total length for a facade replacement program. A single, longer
panel had the advantages of fewer total panels, fewer attachment anchors, and fewer vertical
joints. A design goal was to replace the facade from the exterior as fast as possible with mini-
mum disturbance to the on-going activities of the owner's business. While spandrel panels of
this length are not unique, it is believed that brick panels of this length have been rare. During
the course of erection one panel sustained failure. The mode of failure suggested torsional twist
near one end. When erected, the panels were lifted at their center of gravity as simple beams
near their ends without the benefit of lateral wind connections at their third points when in-
stalled. Such lateral constraints would restrain any twisting moments.
The panel geometry is described in Fig. 1 together with the cross-sectional properties. Inher-
'Engineer II, senior engineer, engineer II, and senior consultant, respectively, Wiss, Janney, Elstner As-
sociates, Inc., Northbrook, IL 60062.
^Metric conversion for units in this paper: in. = 2.54 cm; 1 ft = 30.48 cm; 1 psi = 6894.0 N/m^; 1 pcf =
157.0 N/m'; 1 lb = 0.4536 kg.
118
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ARNOLD ET AL ON BRICK SPANDREL PANEL 119
19.5'
AREA = 264.48 m^
Ix = 75,658.8 m"
ly = 8,918.4 m"
Ixy = 9,199.3 m^
lO
eg
lO
7.706'
CENTROID
MASONRY PROPERTIES
MASONRYPRlSMf^- 7300psi
MORTAR COMPRESSIVE f'c>S000psJ
REINFORCING GROUT f'g- 3600psi
SHEAR
CENTER BRICK COMPRESSIVE f'(,= 12,200p8i
CO
oo ABSORPTION: 24 - h SUBMURSION 4.4%
H- • r.. o » 5 - h BOIL 5.3%
IRA - 3.8 grams
,0
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120 MASONRY
ently this configuration as an open C-section suggests torsional sensitivity, whereas its relatively
low span-depth ratio suggests flexural strength. It is well recognized that prefabricated panels
are frequently subjected to loading and boundary conditions more severe during handling when
fabricated, transported, and erected than when finally installed. Such loading conditions are
difficult to define rationally. The failed panel's condition was complicated by air voids that
surrounded the longitudinal steel due to fabrication procedures. At the failed end a significant
void was found in the outside, bottom steel rod. In retrospect, it is still unknown what precise
mechanism caused failure. Nevertheless, the failure incident caused a full-scale investigation to
assure adequacy of the panels as fabricated and installed.
A typical panel as fabricated, including representative steel grout void conditions, was se-
lected for test. Generally the voids in question seldom exceeded a brick thickness in length,
although the failed panel did have a void of several feet. Theoretically, the steel bond contact
area that existed despite voids was capable of sustaining the flexural loading. Prior to the full-
scale test described here,fivefull-scale tests were performed using lead weights to load the panel
through its center of gravity. Generally, these tests withstood a vertical load factor of three
without failure. However, these vertical load tests did not simulate to a sufficient degree the
lateral loading torsional moment as required by code. It was decided to carry one panel to fail-
ure, loading both vertically and laterally by simulated gravity and wind forces. Not only was the
lateral wind loading distributed over the surface of the panel but also the gravity loading as well.
Such body loading is in sharp contrast to vertical gravity loading concentrated at the center of
gravity using lead weights only in the prior testing. The latter, while relatively simpler to per-
form, failed to apply the proper ratio of torsional moment to flexural moment as the loading to
failure was increased.
Code Review
The wind loading was based on the 1981 edition of the Building Official Conference of Amer-
ica (BOCA) code as required by the local authority. As will be shown, appropriate normal forces
were applied to the sloping sill, the vertical fascia, and the horizontal soffit as interpreted by the
authors and as verified by consultation with BOCA. With respect to torsion about the shear
center, the torsional moment was increased by a factor of 1.81 when surface loadings were dis-
tributed as compared to concentrated test loads at the center of gravity. For an open C-section
this difference could be significant, at least theoretically.
Two torsional issues are raised by the "Recommended Practice for Engineered Brick Ma-
sonry" of the Brick Institute of America (BIA). The first concerns the recommendation for
shear reinforcement and the second is the calculation of the torsional shearing stresses them-
selves.
As shown in Fig. 1, the panels were originally designed using bed joint reinforcement as hori-
zontal stirrups. BIA under Section 4.8.5.2 expressively omits the use of wire reinforcement for
this purpose. Further, under BIA Section 4.8.5.1(5) all the shear is to be taken by the stirrups
when unreinforced criteria are exceeded. For the case under study, the allowable maximum
unreinforced shear of 50 psi was exceeded, necessitating reliance on the horizontal Vs in.
rounds for possible stirrup steel action providing the maximum shear stress did not exceed 120
psi. It will be shown later that this value is also exceeded. However, the top rod failed the limits
of stirrup spacing by BIA Section 4.8.5.5. Thus, BIA criteria limited the participation of steel
inherently available in the design, namely the use of the bed joint reinforcement and the top
steel bar for resisting shear.
It must be pointed out that the BIA recommended practice is directed primarily at flexural
shear, not torsional shear. For helpful insight one must turn to the American Concrete Institute
code: ACI 318, Section 11.6, dealing with combined flexural shear and torsional shear. First,
ACI 11.6.1.1 limits the effective flange overhang to three times the flange thickness. Unlike
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ARNOLD ET AL. ON BRICK SPANDREL PANEL 121
BIA, ACI 11.6.6 does allow the torsional resistance of the masonry material to be utilized (see
ACl equation 11-22). However, calculation showed that, when the torsional resistance of the
masonry was added to that of the steel, the combined strength is less than that of the applied
factored torsional moment. Further, by ACI 11.6.8, stirrup spacing for torsion is very restric-
tive, not to exceed 12 in. Also, in the commentary on ACI 11.6.7.3, it is pointed out that "both
longitudinal and closed transverse reinforcement are required to resist diagonal tension stresses
due to torsion, and if one or the other types of reinforcement are not provided, the other will be
relatively ineffective. The stirrups must be closed, since inclined cracking due to torsion may
appear on all faces of a member." Thus the ACI criteria, which utilizes ultimate strength de-
sign, showed excessive shearing stresses and restricted steel participation to spacings less than
12 in. Further, the closed stirrup requirement would support the use of bed joint reinforcement
but not centerline horizontal steel to avoid face cracking as cautioned by the commentary.
By both BIA and ACI (American Concrete Institute) design codes the torsional shear capacity
was underdesigned. This occasioned the need for a more detailed study.
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122 MASONRY
which the steel support mechanisms were embedded into the brickwork to avoid point concen-
tration at all reactions.
To handle these as-built support conditions, a finite-element analysis was used.
Finite-Element Analysis
In an attempt to better understand the torsional behavior of the panel, a finite element
method (FEM) analysis of a typical panel was performed. Both handling and "as-built" condi-
tions were considered. Loadings consisted of gravity and wind forces. Analysis of the model was
performed using a proprietary FEM processor based on SAP IV, the Structural Analysis Pro-
gram for Static and Dynamic Response of Linear Systems developed at the University of Cali-
fornia, Berkeley. The problem was executed on a Prime super minicomputer system.
Details of Model
A model of one half of a symmetric panel was constructed using a thin plate and shell quadri-
lateral element to represent the masonry. A total of 1200 elements were used to model the soffit.
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ARNOLD ET AL. ON BRICK SPANDREL PANEL 123
fascia, and sill components of the "C"-shaped panel. Three-dimensional beam elements were
incorporated in the model to represent the steel plate and channel elements embedded in the
masonry at support locations. Beam elements were also used to model portions of the support-
ing framework. Material properties used for the masonry plate elements include: E =
3 000 000 psi, Poisson's ratio = 0.25, and a unit weight of 132 pcf. For the steel members, a
modulus of 29 000 000 psi, Poisson's ratio = 0.30, and a unit weight of 490 pcf were used.
Support conditions for the analysis included two distinct cases. An initial analysis with the
panel supported at lifting points near each end of the panel was performed to determine han-
dling stresses. A second analysis with the panel supported by beam elements representing mem-
bers of the building's structural framework was performed to determine response after erection.
In this "as-built" model, a support providing both vertical and horizontal reactions was pro-
vided near the end of the panel ("gravity support"). A second support providing only a horizon-
tal reaction represents the panels "wind support" near the one-third point of the panel. In the
actual construction, this connection uses a slotted hole to eliminate vertical load transfer.
Loading of the panel for both the handling and erected conditions included gravity loads. In
addition, analysis of the "as-built" model included a uniformly distributed wind load as re-
quired by the BOCA Basic Building Code/1981, which governed the initial design of this build-
ing. After discussion with BOCA officials concerning interpretation of the requirements, the
loadings shown in Fig. 3 were utilized.
y^^yy
1
FIG. 3—Orientation of positive wind loading for analysis and testing.
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124 MASONRY
Results
Results of the analysis described above were reviewed to determine the relative response of the
structure to the dead load and dead load plus/minus wind load. Contour plots of the maximum
principal stress on the faces of the brick panels are attached as Figs. 5A to 7B (stresses in these
plots are in psi). Each group of plots shows either an inside or outside face of the panel. Stresses
printed in large letters are the highest and lowest stresses on the plot and are located near the H
(high) and L (low) printed on the plot. Stresses in the longitudinal direction of the panel for the
dead load only case were also plotted as Figs. 4A and 4B to compare with hand calculations
described earlier.
In all of these plots, high stresses in the immediate location of the support were considered as
locations of critical stress, realizing that the magnitudes of stress directly at the point of support
may be artificially high. No attempt was made to refine the model in this area or to determine
the convergence of the solution. Stresses under consideration were primarily at midspan or a
number of elements away from the support locations.
-104
SLOPE
--J3-.
•q.7B7
ia ifl-
FASCIA
5 9 .[34
SOFFIT
FIG. 4—(A) Longitudinal stress distribution on insideface ofpanel due to dead load only. (B) Longitudi-
nal stress distribution on outside face of panel due to dead load only.
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ARNOLD ET AL ON BRICK SPANDREL PANEL 125
85.55 -9S.21
Discussion
Correlation of the model with hand calculations appears relatively good. Longitudinal
stresses shown in Figs. 4A and 4B indicate tension at midspan near the soffit/fascia intersection
of 60 (inside face) to 70 psi (outside face). The "A" figures represent stresses on the inside face
of the panels whereas the "B" figures represent stresses on the outside face of the panels. At the
top of the sloping panel near midspan, compression of approximately 93 psi is indicated on the
outside face. These compare with hand calculations of approximately 73 psi at the extreme
edges of the section when considering simple bending of the panel. Torsional effects can be
noted in the reduction of tension at the free edge of the soffit relative to the fascia/soffit inter-
section and in the stress gradient from the inside to the outside face at the top of the sloping
panel at midspan.
Principal stresses shown on Figs. 5A and 5B for dead load only should be compared to Figs.
6A and 6B for dead load plus wind load and compared to Figs. 7A and 7B for dead load minus
wind load. The differences between the longitudinal and principal stresses are indicative of the
effect of the torsion effect. Significant differences exist in stress levels between the inside face
and the outside face: each must be examined to determine the location of maximum stress.
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126 MASONRY
SLOPE
FASCIA
&a^05^
SOFFIT
FIG. 5—(A) Principal stress distribution on inside face of panel due to dead load only. (B) Principal
stress dbtribution on outside face of panel due to dead load only.
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ARNOLD ET AL. ON BRICK SPANDREL PANEL 127
108.S
-42.52
SLOPE
-L-21 . 11
-es^^^
sfl--"^ eflb=
FASCIA
70. 1
Hm
-£a
SOFFIT
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128 MASONRY
201 . 8
-102 .5
110
180
170
160
-20
.B(C^^?^. ^ 2 - ^ ^
SOFFIT
FIG. b—Principal stress distribution on inside face of panel due to dead load plus wind load. (B) Princi-
pal stress distribution on outside face of panel due to dead load plus wind load.
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ARNOLD ET AL ON BRICK SPANDREL PANEL 129
14R.5
- 4 9 . 18
120
->^^-7-
'"'^sej.Ub
U J 1/ / / {T
SOFFIT
7R- --. , - arf"
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130 MASONRY
168.S
-64.46
FIG. 7—Principal stress distribution on inside face of panel due to dead load minus wind load. (B) Prin-
cipal stress distribution on outside of panel due to dead load minus wind load.
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ARNOLD ET AL ON BRICK SPANDREL PANEL 131
Rq . 86
SLOPE
zmr—?^-B^
FASCIA
72.75
^a L-12.rU
SOFFIT
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132 MASONRY
Principal stresses are substantially increased when wind torsion effect is included. In the neigh-
borhood of the gravity support, the maximum principal stresses exceed the BIA limit of 120 psi.
It is this observation plus the concerns discussed in the code review discussion earlier that led to
the decision to perform a full-scale test.
Loading Mechanism
The loading was applied through vertical truss bents located at twelve stations along the total
length of 26 ft, 10 in. Each bent applied load to a ten brick course region. The bents were braced
in pairs to act as a coupled stable structure forming twelve frames, six inside and six outside the
spandrel. See Figs. 8 and 9 for the loading plan layout and the loading bent elevations. The
wind loading was uniformly applied through three sets of compound levers acting normal to the
sill, fascia, and soffit surfaces. The gravity loading was similarly applied acting vertically to the
three surfaces. The loadings were distributed through a surface grillage at all locations except
the vertical gravity force on the fascia, which was necessarily an edge load along its top bound-
ary. Grillage pads in contact with the brick surface were grouted with gypsum to minimize stress
concentrations. The frame fabrication was made out of wood with the levers made out of wood
and steel links connecting to wooden grillage. The wood loading platforms and the com-
pound levers were connected by steel wires. Figures 10 through 14 are illustrative of the loading
mechanism.
Loading Procedure
The loading mechanism was originally designed to be done in the field. Events cause the
program to be done in a laboratory where better instrumentation was possible. The gravity
loading was devised so that the weight of two 5-lb bricks on each of the 72 loading platforms
constituted a loading increment on the spandrel panel surface. The lever system would neces-
sarily follow the specimen as it deflected under load, avoiding any problems of the specimen
creeping away from the loading mechanism. The system was designed to apply a load factor of
six. At a load factor of three, the levers reached their allowable travel; the test was stopped and
the travel clearances increased. The test was continued until a load factor of five was achieved,
at which lever clearances were again exceeded. At the load factor of three and five, the loads
were held for 24 h to measure creep and then were fully unloaded to measure recovery after an
additional 24 h.
Instrumentation
Twenty-eight movement readings were taken on the test specimen itself: two vertical and two
horizontal at each of the following seven locations:
1. Two at the end reaction supports.
2. Two at the wind reaction supports.
3. Two between the reaction and wind supports.
4. One at the panel center.
Six further additional movement readings were taken at the end reactions and wind supports as
follows:
1. Two vertical at the reaction supports.
2. Two horizontal at the reaction supports.
3. Two horizontal at the wind supports.
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ARNOLD ET AL ON BRICK SPANDREL PANEL 133
"S
<
_i 6.
Q-
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134 MASONRY
_ _ 01
Q* a:
oa: > 1 ^
(-2 I
i
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ARNOLD ET AL ON BRICK SPANDREL PANEL 135
These 34 movements were monitored by LVDTs (linear variable differential transducers) for
automatic electronic collection and data processing. From these readings midspan deflection
and rotations could be determined relative to the restraints at the supports. It is to be noted
again that only a top horizontal restraint existed at the wind support.
In addition to these movement monitors, the loads at three bents were checked by electrical
strain gauges. Special steel connecting links were machined to mount strain gauges on the links
at the six delivered load locations: the wind and gravity loads on the sill, fascia, and soffit sur-
faces. This required 36 strain-gauge measuring channels. These gauge reading loads were com-
pared to the primary loads delivered from the brick gravity platforms. During the test an auto-
matic computation was made to compare the measured load to the expected load from the brick
gravity platforms. This was read out as an actual load factor. The planned values ranged from
1.0 to 5.0 in 0.25 increments during the second test. Thus 20 readings were taken at each of 70
channels (34 movements plus 36 strain values) for a total of 1400. For the first test, which was
stopped at a load factor of 3.0, 840 readings were taken. Without automatic data acquisition,
such small incremental values would not be practical to do.
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ARNOLD ET AL. ON BRICK SPANDREL PANEL 137
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138 MASONRY
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ARNOLD ET AL ON BRICK SPANDREL PANEL 139
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140 MASONRY
0 'lO
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o
0.35 -
oliJ
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tu
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RECOVERY
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2 3
LOAD FACTOR
TEST1 TEST2 O COMPUTER MODEL
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ARNOLD ET AL ON BRICK SPANDREL PANEL 141
0.0010
0.0000
-0.0010
-0.0020
-0.0030
-0.0040
2 4 HOUR
-0.0050
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< RECOVERY
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LOAD FACTOR
TEST1 TEST2 O COMPUTER MODEL
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142 MASONRY
z
o
o
UJ
111
•
z
<
Q.
W
O
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<
o
OC
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FIG. 17—Plot of Test 1 vertical deflection versus load factors: front, rear, average.
0.40
0.35
O
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o
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< 0.25
a.
tt>
a
i
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•<
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0.00 +
0
FIG. 18—Plot of Test 2 vertical deflection versus load factors: front, rear, average.
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ARNOLD ET AL ON BRICK SPANDREL PANEL 143
TABLE 1—Load Test 1: Table of measured load and percentage of theoretical load
by location on loading frame.
TABLE 2—Load Test 2: Table of measured load and percentage of theoretical load
by location on loading frame.
Tables 1 and 2 compare the measured loads from the strain gauge readings with the theoreti-
cal values expected.
The deflection/rotational plots (Figs. 15 and 16) show considerable departures from the com-
puter model. This may be understood as showing the effect of the cracked section behavior of
the actual steel reinforced panel over the uncracked, unreinforced behavior as assumed in the
computer model.
Since the span-depth ratio is low, about 5.5, the spandrel panel is expected to be stiff ap-
proaching a thin deep beam. At service loads (load factor of one), the span deflection ratio is
estimated to be more than 4000. This estimate is based on the assumption that the change in
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144 MASONRY
deflection between a load factor of one to two is the same as from zero to one. Such an assump-
tion is required because the actual deflection of the specimen under its own gravity loading is
necessarily unknown: it is conservative to use the calculation made. Even at a load factor of five,
the vertical midspan deflection was only about 4/lOths of an inch or a span-deflection ratio
of 725.
When similar analysis is made of the rotations at service loads (load factor of one), the rota-
tion is about 0.001 rad. The horizontal movement of the tip of the sloping sill relative to the
juncture of fascia and soffit is estimated to be l/20th of an inch. At a load factor of five, this
movement becomes about 1 in. It is apparent from these results that, relatively, the spandrel
panel displays greater flexibility in torsion than in flexure as is to be expected of a deep, thin,
open C-section. This observation becomes very significant when it is noted that the flexural span
is approximately three times the torsional span, the wind supports being at the third points
where the bottom horizontal tie was never installed.
Despite continuous inspection during loading and a thorough check of all specimen surfaces
after the test, no visible cracking was noted of the brick and mortar materials. The total absence
of cracking at the higher load factors was unexpected.
Investigation Summaiy
From the code review and the finite-element analysis, it was expected that the panel would
fail in excessive principal stresses due to torsion. Even at a load factor of five, no brittle cracking
was observed. The joint action between the steel reinforcing and the brick masonry proved' to
have a greater capacity than either the BIA or ACI Codes predicted. In fact, the ultimate behav-
ior was surprisingly ductile-like. The authors conclude that both code requirements and analyti-
cal results are conservative. While the results proved to show satisfactory behavior for the prob-
lem at hand, it does suggest that code criteria may be more conservative than needed.
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Hung-Liang Chen^ and Surendra P. Shah^
REFERENCE: Chen, H.-L. and Shah, S. P., "Test of Model Masoniy Single Pier Under Dy-
namic Shaking and Quasistatic Cyclic Loading," Masonry: Materials, Design, Construction, and
Maintenance, ASTM STP 992, H. A. Harris, Ed., American Society for Testing and Materials,
Philadelphia. 1988, pp. 145-165.
ABSTRACT: In order to improve seismic design of masonry structures, research is needed in the
area of masonry response to seismic loading. One of the purposes of this program is to investigate
the difference of the structural response of masonry single pier when in-plane shear force is ap-
plied dynamically and slowly. In addition, modeling techniques for brick masonry were studied.
The experimental results are reported for the structural behavior of two brick masonry piers
under dynamic shaking and slowly applied cyclic loading. Each specimen was an unreinforced
model pier having a height-to-width ratio of 1 with fixed-end conditions. The model was con-
structed of one fourth scale brick and mortar composed of fine sand, lime, and cement. Compres-
sive tests of model mortar cubes, prisms, and one square panel were done to understand the mod-
eling techniques of brick masonry. It was found that the piers under dynamic shaking are
characterized by localized failure and abrupt stiffness degradation. However, the peak strength
was lower under dynamic shaking. This tentative, preliminary conclusion should be verified with
further tests.
KEY WORDS: modeling, masonry, bricks, mortar, prisms, single pier, square panel, cyclic load-
ing, dynamic loading, shaking, compressive test, scale factor, shear
Although masonry is one of man's oldest and most common building materials, it has proba-
bly remained the least understood. The structural behavior in particular is not well known, and
very little work has been done in studying the dynamic behavior of masonry structure.
Historically, masonry has shown poor resistance against earthquakes. After an extensive re-
view of the literature, it was concluded that shear walls penetrated by numerous window open-
ings, which were the components of multistory masonry buildings, were most frequently dam-
aged in past earthquakes [4,5,12]. These structural components can be identified as the piers
and the spandrel beams of a shear wall [4].
A testing fixture was designed in order to study the pier behavior under dynamic shaking and
statically applied cyclic lateral loads (Fig. 1). Since experimental programs on large-scale speci-
mens are expensive and difficult to conduct, model masonry piers having a height-to-width ratio
of 1 were chosen. Each specimen was an unreinforced model pier with fixed-end conditions.
One-fourth scale model brick and model mortar composed of fine sand, lime, and cement were
used for model construction.
In this paper the experimental investigation is reported for the structural behavior of model
145
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146 MASONRY
outer frame
^.JDI
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CHEN AND SHAH ON MODEL MASONRY 147
masonry single pier under dynamic sliaking and slow-rate cyclic loading. The variable included
in the program is the rate of loading. The results are presented in the form of hysteresis loops,
envelope curves, and stiffness degradation. Simple analytical models are developed in order to
check the shaking facilities and to understand the behavior of the pier under dynamic shaking.
The modeling technique was checked by comparing the static behavior of the model pier with a
prototjrpe pier.
Test Specimens
Material Properties
The specimens used to determine the material properties are shown in Fig. 2, and Table 1
shows the mechanical properties of the materials used in the construction of the piers. The
'/4-scale (50.8 by 25.4 by 14.3 mm) model bricks were made by Belden Brick Co. and were
donated by Ramm Brick Inc. for support of this research. The brick was made from shale and
was classified as Grade SW according to ASTM Specification for Facing Brick (Solid Masonry
Units Made from Clay or Shale) (C 216-81). The test results following ASTM Method of Sam-
pling and Testing Brick and Structural Clay Tile (C 67-81) are shown in Table 2A. The area of
the holes is about 12.5% of the gross area.
The mortar was simulated as Type N, that is. Cement: Lime: Sand = 1:1:6 by volume. Port-
land Type I cement and Type S hydrated lime were used. Finer sand was used in constructing
the model mortar. The sand gradation is shown in Table 2B. Compressive strength of 50.8-mm
(2-in.) cubes for model mortar is also listed in Table 1. Three samples of cubes were taken at the
same time when constructing the pier specimens. The sampling, curing, and testing of cubes
followed ASTM Test Method for Compressive Strength of Hydraulic Cement Mortars (Using
2-in. or 50-mm Cube Specimens) (C 109-77).
Six prisms for uniaxial compression tests and one square panel for diagonal tension tests were
constructed. Three of the six prisms were three-stack bond (48.4 by 50.8 by 25.4 mm) prisms.
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148 MASONRY
1/4 s c a l e model b r i c k
jSSSi
square pane
<toc*)
WW.
diagonal t e n s i l e lest
and bliv If p i e r
FIG. 1—Specimens.
NOTE: 1 in. = 25.4 mm, 1 lb = 4.448N, 1 ksi = 6.895 MPa, 1 lb/in. = 0.175 N/mm.
'Based on gross area.
'Procht, M. M., 1931.
'ASTM Specifications for Mortar for Unit Masonry (C 270-84).
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CHEN AND SHAH ON MODEL MASONRY 149
Passing %, Passing %,
Sieve No. Model Mortar ASTM C 144"
30 100 40 to 75
50 70 10 to 35
100 20 2 to 15
200 0
I
i8
&5
— MODEL PRISMS
A PROTOTYPE PRISM
[McNary Sc A b r a m s ]
I I I I I 1 P" — I 1 1 1
0.002 0.004 0.006 0.008 0.01 0.012
AXIAL STRAIN
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150 MASONRY
and the other three were six-stack bond (98.4 by 50.8 by 25.4 mm) prisms. These prisms were
constructed, prepared, and basically tested according to ASTM Test Methods for Compressive
Strength of Masonry Prisms (E 447-84). The thickness of mortar joint was approximately 2.8 +
0.3 mm. All the compression tests were performed on an MTS loading machine at a loading rate
of about 4448 N/min (1000 Ib/min). The stress-strain curves for the three tests of six-stack bond
prisms are shown in Fig. 3. The modulus of elasticity for the model masonry was obtained from
these results. It is noted that the vertical cracks were usually formed before peak load and the
prisms always failed due to the splitting of bricks. The stress-strain curves of the model prisms
are compared with a test result of a prototjrpe prism from Ref 6.
The values of compressive strength of mortar, brick, prism, and square panel of larger scale
specimens tested by other investigators are compared with the model specimens in Table 3. A
direct comparison with the prototype and the model is not possible because of the variations in
mortar strengths, brick strength, and test parameter involved in the prism test and square panel
tests. However, considering these inherent variations, it can be said that the model prism
strength and the model diagonal tension strength are reasonable when compared to the typical
prototype values.
The prisms and the square panel were cured under the same normal atmospheric conditions
as the piers. The ages of the specimens are listed on Table 1.
Model Piers
The model pier specimen is composed of two parts: top and bottom flanges and a square
panel at the center. The weight of the pier was 30.7 N (6.9 lb). The overall dimensions of the
model pier are shown in Fig. 2. The thickness of mortar joint is about 2.8 + 0.3 mm. The
thickness of the pier is 25.4 mm. The piers were constructed vertically by an experienced mason
employing careful leveling techniques. Water was added to the mortar until it became work-
able. Two unreinforced ungrouted model piers were constructed at the same time. One pier was
tested one month later. The other one was tested four months after construction.
X ^^
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152 MASONRY
The LVDT(3) measured the diagonal displacement of the specimen. The working range for
LVDT(l) and (2) was ±12.7 mm (0.5 in.) and for LVDT(3) was ±2.54 mm (0.1 in.). The
accelerometer ACC(l) measured the acceleration of the table. The acceleration at the top of the
pier was measured by ACC(2).
2. Slow-rate cyclic loading—There is only one change of the testing setup than that for the
dynamic shaking. Four shaft collars (steel clamps) were used to fix the steel rod against the
bearing rollers. Therefore, the top of the pier was not allowed to move and the outer frame was
working as a reaction frame at this moment. The horizontal in-plane force was applied from the
bottom of the pier by displacing the table along the X-direction.
One load cell with capacity ±4448 N (1000 lb) was placed between the exciter and the shak-
ing table in order to measure the horizontal inputting force. The LVDT(1), (2), and (3) were at
the same places as described in the dynamic shaking, and a LVDT(4) was added for measuring
the vertical displacement of the pier.
Testing Procedure
Two testing procedures are described below:
1. Dynamic shaking test: The five stages (SI to S5) during this test are reported in Table 4.
At each stage, the motion history of the table was prescribed by the function generator. Sinusoi-
dal cycles of motion at a specified displacement amplitude of the table were set through the
entire test. The measured displacement of table was slightly different at different frequencies.
The duration between each stage was about 15 min to 1 h. After each stage, the pier was visually
inspected and the crack pattern was identified and photographed.
2. Slow-rate cyclic loading test: There were 18 stages (Rl to R18) of loading. The pier was
subjected to a series of increasing displacement amplitude controlled in-plane shear forces.
Each stage of loading consisted of two sinusoidal cycles of loading at a specified exciter displace-
ment amplitude. The specified amplitude was gradually increased stage by stage. The full se-
quence of loading was applied at a frequency of 0.01 Hz. Each stage had a duration of 5 to
20 min.
The test was terminated at Stage R18 because of the capacity of the exciter. The shear
strength of the pier at this stage was still in the ascending part. The test of the same pier by
dynamic shaking was continued the following day in order to obtain more information about the
model.
All of the tests were carried out under an essentially constant vertical load of 1423 N (320 lb).
The additional vertical force developed during the cyclic displacing will be discussed in the
presentation of test results.
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CHEN AND SHAH ON MODEL MASONRY 153
Test Results
Mode of Failure
The mode of failure under dynamic loading is shown in Fig. 4. Flexural mode of failure was
observed for both piers. This is characterized by horizontal cracks going through the toes of the
pier. Shear slips along the horizontal cracks were observed during the dynamic shaking test and
the permanent deformation of the measured relative displacement was mainly due to the slips.
The pier was considered to fail when the horizontal cracks were completely formed, and further
increase in inertia force only produced more slips. It is noted that the failure under dynamic
shaking is characterized by localized cracking. Such failure has already been reported by other
researchers [16].
Pier No. 1
The time histories of the relative lateral displacement is plotted in Fig. 5. The relative lateral
displacement was computed from the difference between the lateral deflection at the top of the
pier and the table displacement. For the dynamic shaking test, the acceleration at the top pro-
duces the inertia force necessary to displace the specimen. The acceleration measurements are
also shown in Fig. 5.
The average shear stress (the inertia force divided by the net area) versus the relative displace-
ment for Pier No. 1 is plotted in Fig. 6. In Stage SI, the shaking frequency was low (0.5 Hz), and
the pier with its heavy lumped weight (1423 N) was moving as a rigid body. The measured top
acceleration is about zero at Stage SI. Prior to Stage S3 there were no cracks. At Stage S3, a
frequency of 7 Hz was applied and failure occurred. Two main flexural cracks and shear slips of
the specimen were observed. A permanent deflection occurred as seen in Fig. 5, Stage S3. The
LVDTs were zeroed again after Stage S3. At Stage S4, no further damage of the pier was found
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154 MASONRY
TIME (SEC)
- TABLE ACC.
lO.ls
t°-l9
^llWWl/WlWii»'
• RELATIVE DISPL.
jO.lr
-I 1
mm1 1 —1 r
TIME (SEC)
-
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o
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o
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o
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n
\
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1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1
1
O O g O O O Q O O O O O O Q O O O O O O O O
I I I t l l l t l V T
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O
u Lb
2
ur
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m
o o o o o o o o o N o n o * o lOo «>o No CO
N w 10 •* fo N
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156 MASONRY
and the hysteretic loop went back to the origin at rest. During Stage S3 loading, the stiffness of
the pier degraded 27% (as indicated by the difference in the observed initial stiffness during
Stages S4 and S2). At Stage SS, the pier had further slips and crushing, and splitting at the top
right and left corners was observed. No cracks appeared in the diagonal direction and the pier
became unstable under shaking. Therefore, tests were stopped after this stage. It is interesting
to note that even after severe damage during Stage S3, Pier No. 1 could still sustain a 3-Hz,
0.22-g shaking at Stage S4 without any further damage. As shown in Fig. 6, the damaged pier
behaved as a rigid body. It vibrated around the origin under the inertia forces and returned
back to the origin at rest.
Pier No. 2
The envelope (the maximum load of each stage) of the hysteresis is shown in Fig. 7. The
individual hysteretic loop of Stage R5, R13, and R18 is also shown in Fig. 7. The average shear
stress is calculated as the applied horizontal force divided by the net area. Each stage contains
two cycles. The pier behaved linearly up to R5. At R13 the nonlinearity was observed because of
cracking. The plots of shear stress versus vertical displacement are shown in Fig. 8. The nonlin-
earity of the vertical displacement shows the opening of the flexural cracks.
The reading of the LVDT(4) (vertical displacement) was recorded when the lumped load was
put on the pier. There was concern that the reaction frame was not rigid enough and the con-
stancy of the vertical load was not maintained. From the measured displacements we found that
the maximum change of the average of vertical force is about —222 N (—50 lb), 15% of total
vertical load), and we noted that the reading of vertical LVDT went back to the same reading
after each stage. Furthermore, the maximum rotation of the reaction frame (Stage R18) is only
0.0075 rad. This influence of the fixed-end condition is negligible. Therefore, the rigidity of the
reaction frame is confirmed and the vertical load can be assumed approximately constant dur-
ing the tests.
The dynamic shaking of Pier No. 2 was started with small increments of acceleration, but no
new crack was found. The complete opening of a new horizontal crack (other than the cracks at
R18) was found after a 4-Hz, 0.25-g excitation. It is noted that under dynamic shaking the
cracks may be very unstable. Even though the increment of acceleration was small, the displace-
ment jump was very noticeable. There was no diagonal crack. The measured vertical displace-
ment was due to the opening of horizontal cracks at the toe.
Fr = -^ = KJr (1)
where Kp is the stiffness of prototype pier and K^ is the theoretical initial stiffness ratio of
prototjrpe pier to model pier due to difference of dimension and elastic modulus. The calculated
values are listed in Table 5. Since the mortar compressive strength and the bearing stress were
found to be important factors influencing the behavior of the pier [5], we chose these two
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CHEN AND SHAH ON MODEL MASONRY 157
V)
tlJ
O-100.0
cfi
a° R13
-200.0 R18
-300.0
-2.0 -1.0 0.0 1.0 2.0
RELATIVE DISPLACEMENT ( m m )
n 2 CYCLES PER STAGE
-300.0
-2.0 -1.0 0.0 1.0 2.0 3.0
RELATIVE DISPLACEMENT(1 DIVISION = 1mm)
FIG. 7—Test results under statically cyclic loading (Pier No. 2).
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158 MASONRY
-300.0
-0.6 0.6
VERTICAL DISPLACEMENT ( m m )
parameters and assumed a proportional relation as a first approximation for the current
comparison,
fr = "MrOBr (2)
where a Mr is the ratio of the compressive strength of mortar between prototype and model and
a Br is the ratio of the initial bearing stress of prototype pier to that of model pier. The compari-
son of load-deflection diagram, stiffness degradation diagram, and equivalent damping ratio
diagram are shown in Fig. 9. The comparison shows an adequate correspondence between pro-
totype and model. However, because the model pier was still loaded on the ascending part, the
comparison is only meant to illustrate the trend of the response. The validity of the model can-
not be completely established until the overall loading behavior is simulated. Moreover, unlike
the HCBR-11-2 specimen, there were no diagonal cracks in the model pier. This may be because
of the relatively lower bearing stress. The model pier experienced about 276 kPa (40 psi) bearing
stress during the test, but the stress on HCBR specimen increased from 730-kPa (106-psi) to
2793-kPa (405-psi) bearing stress when the ultimate load was reached. It is noted that during
the first few loading stages, it is reasonable to assume the bearing stress remained as initial
bearing stress for the HCBR specimen. This assumption was used in the comparison.
Dynamic Response
In order to understand the dynamic response of the model masonry and to check the dynamic
shaking setup, the following analytic models were developed. As shown in Fig. 10, a Single
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CHEN AND SHAH ON MODEL MASONRY 159
- a
SOU ir> m
1/1 m
d o -^
I
>>
faj! 00 •»!•
I
m
U
I
'II SO 00
s
n ^ l/J ».
(N ^ O^
< & o
<S
t*)
C5
^1
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160 MASONRY
HYSTERETIC ENVELOPE
0.0
0.0 0.8 1.2 1.6 2.0
RELATIVE DISPLACEMENT (mm)
v(t) v(t)
1 M
1
! -^
1
1
K //
/ rW /
/r /
/ '
y'^^
/i^ /i^^ /:ii."'
SDOF
Vg(t)
v(t) v(t)
1 m
/'c K
/ n
/
KT M
1
r
-ja^ mj I
.J
CT
2DOF
Degree of Freedom (SDOF) model was used for the analysis of the response under dynamic
shaking. The equation of motion is
Assuming that the system is linear, we let K be equal to the initial stiffness of the pier, damping
ratio equal to 5%, and the loading function equal to the table excitation. These data are shown
in Table 6. It was also noted that the dynamic magnification factor was not influenced signifi-
cantly by the assumed damping ratio at the currently applied loading frequency.
The free vibration response was simulated by a 2 Degree of Freedom (2D0F) system as shown
in Fig. 10. This was necessary since the shaking table did not stop right after the force vibration.
It was assumed that the shaking table had the damping coefficient CT and spring constant KT-
The equations of motion are as follows:
where mr is the mass of the shaking table. The solution of the equations of motion is of the form
The spring constant of the shaking table was measured while the damping ratio was assumed
equal to 5%. Table 6 shows the input data and the calculated frequency of the first mode. Since
the response of the pier is of main interest, we use the measured table acceleration to calculate
the time history of the relative displacement of the pier. The comparisons with the experimental
results are shown in Fig. 11. It was noted that in Stage S2 and Stage S4 the pier behaved linearly
under dynamic shaking and the calculated results are in good agreement with the experimental
results. But in Stage S3, as a result of damage, the stiffness of the pier varied during loading
(Fig. 6). Thus the assumption of a constant stiffness could not predict the measured response.
For further investigation of the dynamic behavior of this stage, a model constructed with a
nonlinear spring is suggested. However, more experiments should be conducted to achieve this
aim.
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CHEN AND SHAH ON MODEL MASONRY 163
o^ o ^
"/•B^
V r-' -q^
O
Q
fM (N (N
l/> lO I/)
z rJ <N r i
s^^
n o> r^
t^ rn 1/^
o -^ <s
c3
vO vO rt
O Ov 0^
^H O N i-H
CO
< O -u;#
Q
(/5
TT .o o
s-
^ I/) 00
o
Z
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164 MASONRY
MEASURED
+ CALCULATED SDOF
o CALCULATED 2D0F
CALCULATED
SDOF 200F
0.8 1.2
TIME (SEC)
MEASURED
+ CALCULATED SDOF
« CALCULATED 2D0F
-T 1 1 r
6.2 6.6
TIME (SEC)
Summary
As a preliminary study, the possibility of using the model brick masonry to study the static
behavior as well as dynamic behavior of single pier was explored. The difference of the masonry
response under static loading and dynamic loading was observed, and simple analytical models
were developed in order to check the shaking facilities and to understand the behavior of the
pier under dynamic shaking. The strength of model prisms and square panels were found in
good correlation with the prototype prisms and square panels. The possibility of using model
piers to reproduce the behavior of prototype piers was examined by considering a scale factor.
The model piers under dynamic shaking were characterized by localized flexural failure. How-
ever, the peak strength was lower under dynamic shaking.
Acknowledgment
Acknowledgment is made to C. Ostrander from Masonry Advisory Council for his valuable
suggestions. Ramm Brick Inc. is gratefully acknowledged for providing the model brick, and we
thank J. Gilstrom from Ramm for providing us with very useful information. R. Nudd from
Bricklayers Local 21 of Illinois is gratefully acknowledged for his construction of the model
masonry specimens. The authors also want to acknowledge M. L. Wang (currently at the Uni-
versity of New Mexico) for his helpful suggestions and his contributions to the experimental
setup that he made while he was research associate at Northwestern University.
References
[/] Benjamin, J. R. and Williams, H. A., "The Behavior of One-Story Brick Shear Walls," Proceedings
o/ASCE, Journal of Structural Division, Vol. 84, No. ST4, July 1958.
[2] Brown, R. H., "Prediction of Brick Masonry Prism Strength from Reduced Constraint Brick Tests,"
Masonry: Past and Present, ASTM STP 589, American Society for Testing and Materials, Philadel-
phia, 1975, pp. 171-194.
[3] Chen, S. J., Hidalgo, P. A., Moyes, R. L., Clough, R. W., and McNiven, H. D., "Cyclic Loading
Tests of Masonry Single Piers, Vol. 2—Height to Width Ratio of 1," EERC 78-28, Earthquake Engi-
neering Research Center, Berkeley, CA, December 1978.
[4] Mayes, R. L. and Clough, R. W., "A Literature Survey—Compressive, Tensile, Bond and Shear
Strength of Masonry," EERC 75-15, Earthquake Engineering Research Center, Berkeley, CA, 1975.
[5] Mayes, R. L. and Clough, R. W., "State-of-the-Art in Seismic Shear Strength Masonry—An Evalua-
tion and Review," EERC 75-21, Earthquake Engineering Research Center, Berkeley, CA, 1975.
[6] McNary, W. S. and Abrams, D. P., "Mechanics of Masonry in Compression," Journal of Structural
Engineering, American Society of Civil Engineers, New York, April, 1985.
[ 7] Mengu, Y. and McNiven, H. D., "A Mathematical Model of Masonry for Predicting Its Linear Seis-
mic Response Characteristics," EERC 79-04, Earthquake Engineering Research Center, Berkeley,
CA, 1979.
[8] Priestley, M. T. N. and Bridgeman, D. O., "Seismic Resistance of Brick Masonry Walls," Bulletin of
the New Zealand National Society for Earthquake Engineering, Vol. 7, No. 4, 1974.
[9] Qamaruddin, M., Arya, A. S., and Chandra, B., "Dynamic Response of Multi-Storied Brick Build-
ings," f'artA^uafce^/i^meermg and Structural Dynamics, Vol. 13, March-April 1985, pp. 135-150.
[10] Samarasinghe, W., Page, A. W., and Hendry, A. W., "Behaviorof Brick Masonry Shear Walls," The
Structural Engineer. Vol. 59B, No. 3, September 1981.
[//] Stafford Smith, B., Carter, C , and Choudhury, J. R., "The Diagonal Tensile Strength of Brick-
work," The Structural Engineer, Vol. 48, No. 6, June 1970.
[12] Stephen, R. M., Hollings, J. P., Bouwkamp, J. G., and Jurukovski, D., "Dynamic Properties of an
Eleven Story Masonry Building," EERC 75-20, Earthquake Engineering Research Center, Berkeley,
CA, 1975.
[13] Sucuoglu, H., Mengi, Y., and McNiven, H. D., "A Mathematical Model for the Response of Masonry
Walls to Dynamic Excitations," EERC 82/24, Earthquake Engineering Research Center, Berkeley,
LCA, 1982.
[14] Williams, D. W., "Seismic Behaviorof Reinforced Masonry Shear Walls," Ph.D. thesis. University of
Canterbury, Christchurch, New Zealand, 1971.
[15] Yokel, F. Y. and Fattal, S. G., "Failure Hypothesis for Masonry Shear Walls," Journal of the Struc-
tural Division, Vol. 102, No. ST3, American Society of Civil Engineers, New York, March 1976.
[16] Gulkan, P., Mayes, R. L., and Clough, R. W., "Shakingof Single-Story Masonry Houses", Vol. 1, 2
Copyrightand 3, EERC
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19 10:24:50 Center, Berkeley, CA, 1979.
EDT 2008
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Construction
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Clayford T. Grimrn^
REFERENCE: Grimm, C. T., "StaUstical Primer for Brick Masonry," Masonry: Materials, De-
sign, Construction, and Maintenance, ASTM STP 992, H. A. Harris, Ed., American Society for
Testing and Materials, Philadelphia, 1988, pp. 169-192.
ABSTRACT: Methods of sampling and statistical data reduction applicable to brick masonry are
reviewed. Techniques for plotting histograms and probability density functions for normal and log
normal distributions are discussed. Criteria for establishing sample size and specification require-
ments are enumerated. Binary operations with variables are illustrated. The concept of structural
reliability is introduced. Seventeen log-normal graphs of various brick masonry properties are
included.
KEY WORDS: absorption, brick, strength (compressive) (flexural), cracks, expansion (freezing)
(moisture) (thermal), joint thickness variation, masonry, modulus of elasticity, mortar, sampling,
statistics
Sampling
The purpose of materials testing is to formulate generalizations about the characteristics of
those materials. To determine absolutely the mean strength of a large quantity of material, it
would be necessary to test all of the material, which may be impractical, virtually impossible, or
even self-defeating. Accordingly, some of the material may be tested from which results infer-
ences may be drawn about the strength of all the material. Valid tests of a sample give results
which are certain only for the sample, but those results permit conclusions of varying certitude
about the material from which the sample was taken [11\.
The material from which a sample is taken is called a lot, that is, a quantity of material
which, insofar as is practical, consists of a single type, grade, class, size, finish (texture), and
composition produced by a single source by the same process and under practically the same
conditions. The size of a lot is sometimes standardized; for example, ASTM Method of Sam-
pling and Testing Brick and Structural Clay Tile (C 67-83) [2] establishes 250,000 brick as a lot.
A specimen is an individual piece of material from a lot. A sample is a number of specimens.
Valid conclusions about a lot can be drawn by testing a sample only if the sample is representa-
tive of the lot. For that reason the method of selecting specimens must be unbiased. Bias is
avoided by selecting a random sample, that is, every specimen of the sample has an equal
chance of being selected in every trial. A sample selected haphazardly, without a conscious
plan, is not a random sample. It is a haphazard sample. It is virtually impossible to draw a
sample at random by exercise of human judgement alone. The proper use of an artificial or
mechanical device of selecting a random sample is necessary. Specimens may be selected by
assigning a number to each unit or small group of units in the lot and using a table of random
numbers [7/] or an electronic random number generator to select a number of specimens. For
any given set of conditions there are usually several possible sampling plans, all valid, but differ-
ing in speed, simplicity, and cost.
'Consulting architectural engineer and senior lecturer in architectural engineering. University of Texas at
Austin, Austin, TX.
169
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170 MASONRY
The degree of certitude with which conclusions are drawn from test results increases with the
number of randomly selected specimens in the sample. The required number of specimens de-
pends on: (1) the variability in the characteristic to be tested; (2) the permissible difference
between the tested mean value and the mean value of the lot; and (3) the degree of confidence
with which one wishes to state what that difference may be.
Histogram
Having collected a random sample and performed the tests, the first step in data analysis is
often the preparation of a histogram, that is, a plot of the frequency of occurrence versus se-
lected class intervals (i) of the random variable. The number of intervals can be any convenient
number, usually not less than six and increasing with the amount of data. Consider the 25 data
points on the tensile strength of a mortar in psi given in Table 1.
Note in Table 1 that the minimum value is 496 and the maximum if 598. The range (R) is the
difference between the maximum and minimum. If there are 7 class intervals, there are about
R/7 or 15 units per class interval, that is, / = 15.
The frequency distribution is given in Table 2. Note for example that the class interval is from
and including 495 to but not including 510. In Table 2 the number 525 occurs in the 525 to 540
class interval rather than in the 510 to 525 class interval. The histogram is shown in Fig. 1.
x=n
s^ = (n- 1 ) - '' E
E ((x - x)2 (1)
jc=0
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GRIMM ON STATISTICAL PRIMER 171
X = 547.40
s = 23.54
V= 4.30 %
U n= 25.
Z
UJ i = 15.00
3
o
lO O lO O in o in o in
CM in s. 00 o
lO •*
lO lO in in CO CD
FIG. 1—Histogram.
The sample standard deviation (s) is the square root of the variance (s^). It is an estimate of
the standard deviation of the lot (a).
The sample coefficient of variation (v) is the sample standard deviation divided by the sample
mean, v = s/x or expressed as a percentage, v% = 100 s/x. T5rpical coefficients of variation (v)
for some samples of materials are given in Table 3.
From the data in Table 1, n = 25, x = 547.4, s^ = 554.13, s = 23.54, and v = 4.3%.
Normal Distribution
As the total number of observations approaches infinity and the class interval approaches
zero, the histogram approaches a continuous curve, that is, a frequency distribution curve re-
ferred to as & probability density function. The integration of the equation for that curve be-
tween specified limits is a probability function. Although there are several types of such func-
tions, an axiom of probability theory, the central limit theorem, states: "Under very general
conditions, as the number of variables in the sum becomes large, the distribution of the sum of
BRICK
24-h cold water absorption 5 <4.9 4.9 to 7.8 >7.8
Saturation coefficient 7 <2.9 2.9 to 5.3 >5.3
Initial rate of absorption, suction 8 <13.1 13.1 to 21.3 >21.3
Compressive strength 10 <7.0 7.0 to 12.0 >12.0
BRICK MASONRY
Compressive strength" 12 <3.4 3.4 to 5.7 >5.7
Mortar head joint thickness 18 <17.0 17.0 to 21.0 >21.0
Mortar bed joint thickness 19 <11.9 11.9 to 15.5 >15.5
'Laboratory specimens.
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172 MASONRY
random variables will approach the normal distribution." The normal distribution function is
also known as the normal probability density function.
where
fix) = the normal probability density function for a sample, that is, the height of an ordinate
erected at a distance x — x from the mean.
It is convenient to express the deviation of x from the mean (jE) in terms of i, so that z —
(x — x)/s. Thus, the density function for the standard normal curve is
where
/(z) = the normal probability density function in terms of z.
At the mean, z = 0 and/(z) = (27r)~''^ or 0.3989. In terms of a histogram the computed
frequency is nif{z)/s. Although the data in Fig. 1 are not symmetrically arranged, we will as-
sume by virtue of the central limit theorem that the data would be normally distributed given
more data. Accordingly, for the histogram in Fig. 1 at ;ic = 518, x — x = 518 — 547.4 or
- 2 9 . 4 , z = (x - x)/s or -29.4/23.54 or -1.2489, from Eq 3,/(z) = 0.1829, and the fre-
quency is 25 X 15 X 0.1829/23.54 or 2.91. The computed normal frequency at the midpoint of
each interval in the histogram in Fig. 1 is given in Table 4. With those data the normal curve
may be drawn on the histogram. The accuracy of such a plot increases as the number of class
intervals increases.
The probability that x will fall between xx and x^ can be determined by expressing x in terms
of z and integrating Eq 3 between z\ and zi.
Deviation at Interval
Midpoint fromjc
(1) (2) (3) (4) = [(1) -1- (2)1/2 (5) = (4) - J (6) = (5)/i (7)
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GRIMM ON STATISTICAL PRIMER 173
where
P(z) = the normal probability function, that is, the area under the normal curve between
— 00 and z (see Table 5).
Equation 4 cannot be integrated in closed form and must be evaluated by numerical integra-
tion. Tabular values of i'(z) between — oo and z may be found in Table 5. The following polyno-
mial approximation may be used for P(z) between — oo and z [/].
+ 0.0211410061 z^ + 0.0032776263z3
Thus, for example, from the data in Table 1 the probability that the tensile strength of the
mortar sample will be greater than 533 psi is determined as follows
From Eq 5, P(z) = 0.2710 or 1 - P{z) = 0.7290, which compares with 0.2291 + 0.5 or 0.7291
from Table 5. Similarly, the probability that the tensile strength of a specimen lies between plus
or minus one standard deviation of the sample mean, that is, between 523.96 and 571.04 psi, is
0.6826, that is, from Table 5 where z = 1, P(z) = 0.8413 and between z = - 1 and z = 1,
P(z) = 2(0.8413 — 0.5) or 0.6826 (see Fig. 2). The shape of the normal curve is wider and
flatter as the standard deviation increases, that is, as the data become more variable.
It is often necessary to know the value of z required for a given probability, P{.z), in which case
refer to Table 5 or the following polynomial approximation, where P{z) is the portion of the area
under the normal curve between — oo and z [/]. Where P{z) > 0.5, z = F. Where P{z) < 0.5,
z = -F.
where
P{z) > 0.5: setc = {ln[l - P(.z)]-^y'\ and
P(z) < 0.5: setc = {\n[P(z)]-^y'\
For example, if tests on representative samples from the national brick production give a
mean compressive strength of 10 437 psi with a standard deviation of 3636 psi, what are the
limits of the 20 percentiles of the sample; that is, 20% of the sample has a compressive strength
lower than what value? What are the strength limits for the next higher 20 percentiles?
P(z) z(Eq6) zs X + zs
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174 MASONRY
^ d
d o o o o o o o d o d d d d
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GRIMM ON STATISTICAL PRIMER 175
fS 00 l/l vO f^ ^
Ov ^ (N ^ ON I/)
(N -^ i/i ^ -O t^
o^ o^ o^ o^ o^ o^
o d o o o d d d d d d d d d d d a o o do
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r- o ^ o 00 i/> m ^ -^ ^ 00 ^ ^ ON lO ON <N -^ NO r^
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<N ^ 10 -S ^ r- ~i TT 00 w n 00 O N O N O^
ON ^ ^ ON ON ON X^^ 00
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^^^
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(TV (N TT vO I ^
\o ^ ^ '
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- . . . » o02'2'2'2'
^CT^O^0^
ON ^ ^ I ^ ON ON I QN ^^ O^ 5 * 5 * QN O^CT^^^CT*ON
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dddddd ddddd ooooo
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d G d G d d G G G G O <0 G G d G G G G G G
ra r - TT (T) NO vp
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(NfOTTi/jNor-- r^ooQOooi
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d d d d d d d d d d d d d d d d
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176 MASONRY
f i x ) , HZ)
It is concluded that 20% of the national brick production sample has a compressive strength
less than 7376 psi, that 20% is in the range of 7376 to 9516 psi, 20% is in the range of 9516 to
13 495 psi, and 20% have a compressive strength greater than 13 495 psi. It is important to
realize that those conclusions are valid for the sample and not necessarily for the lot. Those
conclusions are valid for the lot only if x = ji and s = a, that is, that the sample has the same
distribution as the lot. That probably is not exactly true.
Sample Size
The distribution of the sample approaches that of the lot as the number of specimens
increases. The deviation of the sample mean from the lot mean expressed as a percentage of the
sample mean is the sampling error, [t = 100 (^ — x)/S]. The number of specimens required for
a sample is a function of: (1) the allowable sampling error; (2) the coefficient of variation of the
sample; and (3) the confidence required that the allowable sampling error will not be ex-
ceeded [3].
where
Hr = required sample size to the next higher whole number,
k = a. factor corresponding to a probability that the sampling error will not exceed e„ (see
Table 6),
V — coefficient of variation, and
«„ = allowable sampling error, %.
The probability that the sampling error will not exceed e^ is, of course, set at a low value.
Approximate values of k for various levels of confidence are given in Table 6. An allowable
sampling error (e„) is often set at 5%; for example, the true mean compressive strength of the
brick in the lot may range from 7600 to 8400 psi, when the sample mean strength is 8000 psi.
The use of Eq 7 requires an estimate of v, in which case Table 3 may be helpful.
Suppose we select a sample from a lot of what we believe is good quality-controlled brick to
estimate the 24-h cold water absorption of the lot within 5% of the sample mean with a confi-
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GRIMM ON STATISTICAL PRIMER 177
Approximate
Probability
Confidence of Excessive Chance of
Level, % Error Excessive Error k
dence level of 95%; that is, the probability is 0.05 that the sampling error will be exceeded.
From Table 6,fc= 1.96. From Table 3, v = 6% for the coefficient of variation in the 24-h cold
water absorption of good quality-controlled brick. £„ = 5%. Accordingly, from Eq 7, « =
(1.96 X (s/sy or 5.5 or 6 to the next larger whole number.
Suppose further that when we test the 6 brick, we find that x = 20% and v = 10%. Appar-
ently, what we thought was good quality brick is only fair brick by reference to Table 3. We may
now determine the sampling error (e) from a rearrangement of Eq 7.
kvn~ (8)
or
6 = 1.96 X 10(6)-'''2 = 8%
Therefore, the mean 24-h water absorption of the lot might be between 18.4 and 21.6%. Since
that range is intolerable (that is, 8% > 5%), more testing is necessary. We now set v = 10 and
from Eq 7, B = (1.96 X 10/5)^ or 16 to the next higher whole number. Accordingly, we must
test 10 more brick, that is, 16 — 6 = 10.
If a national survey of the compressive strength of brick, consisting of 31 samples, indicates a
mean strength of 10 437 psi with a standard deviation of 3636 psi, we can be 95% confident that
the true national average compressive strength lies between 9157 psi and 11 717 psi, that is, k =
1.96, V = 100 X 3636/10 437 == 34.84%, andn = 31. Therefore, e == 12.26%. Lower value =
O.OlxdOO - «) or 9157, and upper value = 0.01^(100 -I- e) or 11 717.
strength, that is, if the mean strength of the brick on a project equals the specified mean
strength, half the brick is below the specified mean strength, if the strength is normally distrib-
uted. The required mean strength will be greater for brick having high variance in strength than
for brick having low-strength variance. Also, the required mean strength will be higher if the
mean strength is determined from a small sample than from a large one. The required mean
strength is determined as follows:
where
Xr = required mean value,
jCj = specified mean value,
V = coefficient of variation of the sample, %
t = factor depending on confidence that jCj < x^ (See Table 7), and
ra = number of specimens in sample.
For example, if you wish to be 90% confident that the mean strength of a lot of brick will
exceed a specified mean compressive strength of 8000 psi, what mean strength would be re-
quired of a sample of eight bricks which had a coefficient of variation of 12%?
From Table 7, t = 1.415 andx, = 100 X 8000(100 - 1.415 X 12(8)-'^2]-i ^jj^ = g s ^ p^j
Similarly, the maximum required mean value can be determined as follows
Xr ™ax = 100S,(100 + tv«-'^2)-i (10)
If one wishes to be 99% confident that the mean 5-h boiling water absorption of a lot of brick
will not exceed 17%, should brick be accepted on which the manufacturer offered test data
indicating a mean 5-h boiling water absorption of 10% with coefficient of variation of 25%
based on a sample of five bricks?
Under those conditions, brick having a 5-h boiling water absorption of less than 12% should
be accepted.
where
xi — lower limit of x,
x/, = upper limit of x, and
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GRIMM ON STATISTICAL PRIMER 179
V = coefficient of variation, %.
where
Zp = number of standard deviations from the mean below which the values of ;c lie;
Pc = confidence probability; decimal and
Zc = the number of standard deviations from the mean below which the confidence probabil-
ity lies.
Procedure:
Given xi or x/,, x, and v, determine K from Eq 11 or 12.
Given Pc, determine z<. from Eq 6 or Table 5.
Given K, Zc, and n, determine Zp from Eq 13.
Given Zp, determine Pp from Eq 5 or Table 5.
For example, a representative sample of nine mortar specimens has a mean sand/cement
ratio of 3.04 with a coefficient of variation of 8.72%. We can be 99% confident what percent of
the mortar has a sand/cement ratio of at least 3 (that is, 3 or greater).
From Eq 6, where P^ = 0.99, z^ = 2.33.
From Eq 11, where x = 3.04, v - 8.72, andxi = 3, K = 0.1509.
From Eq 13, where K = 0.1509, n = 9, and Ze = 2.33, Zp = -0.6307.
From Eq 5, where Zp = -0.6307, Pp = 0.264.
We can be 99% confident that at least 26.4% of the mortar sample has a sand/cement ratio
greater than 3.
Blnaiy Operations
The mean and the standard deviation of the sum, difference, product, or quotient of two
normally distributed, independent variables may be determined as follows [10].
Mx+i- = Mx + h (14)
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180 MASONRY
O r o (N \ 0 • ^
oooot^r- . _ _ _ . .
r4Trp^<N<N (N<N<N<N(N (N<S<N(N(N
sO <N (S <N (N
00 ^O 00 r*l O
r^ 00 (*! n t^
'^ O 00 so in -^ ^ Tp r^i f^ ro <*) CO f^ ro f^
^ ^ 00 ^ O ^ *0 0^ ro O^ o ro O 00 so
r- ^ r-- ^ fs O 0^ 00 00 r^ r^ t^ r^ so so
r^ OCTvO^ 0> a^ 00 00 00 00 00 00 00 00 00
^^ooo ooooo ooooo
<
CO a^ ^ <r) (N o o^ 00 r- so
(N'^ob^io i/>TrTfTr'^
TT Tf TT -^ ^-i/)i/^ioi/>io
^ r*)
n r ^f^
r ofi
* ^f*!
t^>oi/)mi/) i/^i/)ioi/)i/>
l/^
o d o o o d o o d d d d d d d
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GRIMM ON STATISTICAL PRIMER 181
oooa^c^ ooi^m^
^ v^ »,0 1.0 \ 0 " "• " " " " " — '"^ in in -^ -^ •>-> 00 m r^
0 0 0 0 00
o o o o o oo"ooo o o o o o o o o o
lO TT Tf fO r^
rO r o f 5 f*5 f*5 (S(N(N^'-H ^ » - « o o o a>r-^^OTr
1/) LO I/) lO l/l i/>uot/)i/)io in in in ^n in m in in m
o o o o o o o o o o o o o o o o o o o
vOr^OOOO Q Q O _
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182 MASONRY
A unit of heat flow through a wall is one btu/h — ft^ — °F. The rate through Material A has a
mean value of 0.13 units with a standard deviation of 0.04 units. The mean rate through Mate-
rial B is 1.13 units with a standard deviation of 0.1 units. What is the mean flow through both
materials combined in parallel and what is the standard deviation of the mean flow? From Eqs
14 and 15
The gross area of a hollow masonry unit is 88.64 in.^ with a standard deviation of 4 in.2. The
net area of the unit has a mean value of 45 in.^ with a standard deviation of 2 in.2. What is the
mean cell area of the unit and its standard deviation? From Eqs 16 and 17
A pier has a mean width of 7.625 in. and a mean thickness of 11.6 in. The standard deviation
in width and_thickness is 0.17 in. What is the mean area of the pier and the standard deviation
in the area? A = 7.625 X 11.6 = 88.45 in.^. From Eq 18, s = [(7.625 X 0.17)2 + ( H Q ^ X
0.17)2 + (o.i7)'']>/2 o „ = 2.2839 in.
If that short pier at failure carries a mean axial load of 30 kips, having a standard deviation of
5 kips, what is the mean unit compressive strength of the pier and what is its standard devia-
tion? S = P/A = 30/88.45 or 0.339 ksi. From Eq 21, s = 88.45"' [(30 X 2.28)2 + (gg 45 x
5)2]i'2[88.452 ^ 2.282]-'/2 oj J = 0.057 ksi. What is the allowable stress, if we wish to be 95%
confident that stress will not exceed strength? From Eq 6 where P(z) = 0.95, z = 1.6458.
Therefore P/A = 0.339 - (1.6458 X 0.D57) or P/A = 0.245 ksi. This is correct only if jc = u.
ReUabU»7
Consider Fig. 3.f(y) is the frequency distribution curve for strength of a structural member,
and/(x) is the frequency distribution curve for the stress in the same member. Wheii stress
equals strength, failure occurs. Reliability (R) is the probability that strength will exceed stress.
R may be determined from Eq 5 or Table 5 where [10]:
where
Xr = mean strength, psi,
X, = mean stress, psi,
ij = standard deviation in stress, psi, and
Sr = standard deviation in strength, psi.
For example, the mean flexural strength of a particular type of masonry is 135 psi with a
standard deviation of 33 psi. The flexural stress in the masonry is 25 psi with a standard devia-
tion of 9 psi. What is the reliability of the system? z = (135 - 25)(332 + 92)-''2 or 2 = 3.22.
From Table 5 or Eq 5, /? — 0.9994. There is one chance in about 1667 that failure will occur.
What is an acceptable level of probability of being killed by structural failure? The appropri-
ate value of R varies with the type of material, load, and structure.
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GRIMM ON STATISTICAL PRIMER 183
Log-Nonnal Distribution
The frequency distribution is often not symmetrically arranged but is skewed to the right or
left. When that happens the mean, mode, and median are not coincident as they are in normally
distributed data. The mode is the value of the observation that occurs most frequently. It is at
the peak value in a frequency distribution. The median in a set of observations is the middle
observation when the observations are arranged in order of magnitude, that is, half the data are
greater than and less than the median.
Many types of data are not symmetrically (normally) distributed. For example, if the mean
price of a house is $100,000, a house selected at random is much more likely to cost $200,000
that it is to cost zero. In such cases when the coefficient of variation exceeds 30%, it is often
helpful to use the log-normal distribution, that is, the natural logarithm of the variable is nor-
mally distributed. The log-normal density function is determined as follows in which v is ex-
pressed as a decimal:
V = s/x (27)
where
z = (Inx - a)0~^:
y = nifiz) (30)
where
y — the histogram ordinate at any value of jc,
n = number of data in the histogram.
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184 MASONRY
Probability, % z
1 -2.3267
5 -1.645
10 -1.28
20 -0.842
25 -0.674
30 -0.524
33.3 -0.4317
40 -0.253
Mode -0
SO (median) 0
Mean 0/2
60 0.253
66.7 0.4317
70 0.524
75 0.674
80 0.842
90 1.28
95 1.645
99 2.3267
99.5 2.575
99.9 3.10
Computed
Interval Observed Interval Frequency
(0 Frequency Midpoint (Ordinate)
0to6 7 3 7.3
6 to 12 5 9 7.4
12 to 18 6 15 4.9
18 to 24 4 21 3.3
24 to 30 1 27 2.2
30 to 36 3 33 1.6
36 to 42 0 39 1.2
42 to 48 2 45 0.9
48 to 54 2 51 0.7
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GRIMM ON STATISTICAL PRIMER 185
X = 7.15 % LOW< 4 9 %
s = 4.13 % NORMAL = 4.9 - 7.8 %
LOG NORMAL V = 58 % HIGH > 7 8 *
n = 31.
i = 2.14 %
MODE = 4.65%
MEDIAN = 6.20 %
i
24 hr. COLD WATER ABSORPTION, %
COEFFICIENT OF VARIATION, *
n = 31). Since z = (ln:c — a)i8"', x = exp(/3z + a). For example where P(z) = 80%, from
Table 8, z = 0.842, from Eq 29,/(z) = 0.3938(1.00473)"' exp[-(0.842V2) - (1.00473 X
0.842) - 2.6607] or/(z) = 0.008325, and from Eq 30, y = 0.008325 X 31 X 6 or3; = 1.55 and
X = exp [(0.842 X 1.00473) + 2.6607] or x = 33.3. The ordinates to the distribution curve are
recorded in Table 9.
Application
The principles of statistics as discussed above have been applied to some published test data
on masonry. Histograms and log-normal probability density functions have been plotted in
Figs. 4 thru 21. In those figures, "high" values are in the upper 33 percentile, low values are in
the lower 33 percentile, and normal values are in the middle third of the distribution.
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186 MASONRY
12 MEDIAN = 8.2%
>-
u
10 / ^
7 8
3
2 6
4
2
i ^ LOG NORMAL
y §^^ 1^^""^'- L_
1 r •—t—
COEFFICIENT OF VARIATION , X
COEFFICIENT OF VARIATION, »
FIG. 8—Coefficient of variation in the mean initial rate of absorption of brick [4).
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GRIMM ON STATISTICAL PRIMER 187
o
UJ
GOOD<7 %
FAIR = 7 - 1 2 ^
POOR > 12 %
COEFFICIENT OF VARIATION, %
= 12.80
MODE = 129.76
MEDIAN = 136.29
I
• * c \ j o < c c p ^ e M O a ) < p
f^' o w in 00 ,- Tf i< oj cj
^ C 0 5 l 0 t D ( 0 0 5 O r ; ( r )
FIG. 1 i—Flexural strength of brick masonry wall panels Type S mortar, inspected workmanship, psi [9].
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188 MASONRY
COEFFICIENT OF VARIATION, »
FIG. 13—Ratio of stress at first crack to ultimate strength of brick masonry in compression [5].
FIG. 14—Brick masonry prisms; longitudinal strain at first crack: three brick strengths with three mor-
tar types [5].
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GRIMM ON STATISTICAL PRIMER 189
11
80 i = 133.4
MODE = 517.1
60 MEDIAN = 596.1
1,
i
20
1
J 1
\
LOG NORMAL
CO p ^ CD eg 00 Cy
^, ifi CO ir, ifi •^ •.•,-'lo O
-vb '-•./
cN iri u4
oi
cvjinroWtncDcytooofijinco
FIG. IS—Ratio of modulus of elasticity to compressive strength of brick masonry prisms, dimension-
less [6].
FREEZING EXPANSION %
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190 MASONRY
LOW< 2.7
NORMAL = 2 . 7 - 3 . e
HIGH > 3.68
FIG. n—Coefficient of thermal expansion of brick (10 ' in./in. °F) [7].
U
Z
LENGTH CHANGE, »
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GRIMM ON STATISTICAL PRIMER 191
GOOD<17%
FAIR =17-21.%
POOR > 21%
LOG NORMAL
COEFFICIENT OF VARIATION, %
i'
COEFFICIENT OF VARIATION, %
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192 MASONRY
8r / n=24.
i = 0.069 in
1
V MEDIANJ = n19 in
>-
u 4
z
UJ
13
\\v
2
i
2
0 J
'A T- (M CM S- n ^ in
c o o b Y^ d d d
in
DE ^wTION, in.
FIG. 1\—Deviation of masonry head joint from vertical in 6-ft height of brick wall [8].
References
[/] Abromourtz, M. and Stegum, I. A., Handbook of Mathematical Functions, NBS Applied Science
Series 55, Superintendent of Documents, U.S. Government Printing Office, Washington, DC, Nov.
1964.
[2] ASTM Method of Sampling and Testing Briclt and Structural Clay Tile (C 67-84), 1985 Annual Book
of ASTM Standards, ASTM, Philadelphia, PA, 1985, pp. 49-58.
[3] ASTM Recommended Practice for Choice of Sample Size to Estimate the Average Quality of a Lot or
Process (E122-72), 1985 Annual Book ofASTM Standards, American Society for Testing and Materi-
als, Philadelphia, PA, 1972.
[4] National Testing Program, Progress Report No. 1, Small Scale Specimen Testing, Brick Institute of
America, Hemdon, VA, Oct. 1964.
[5] Grimm, C. T. and Fok, C.-P., "Brick Masonry Compressive Strength at First Crack," Masonry Inter-
national, University of Edinburgh, Edinburgh, Scotland, Vol. 1, No. 2, July 1984, pp. 18-23.
[6] Grimm, C. T., "Elastic Modulus of Clay Brick Masonry," Proceedings of International Symposium
on Reinforced and Prestressed Masonry, University of Edinburgh, Scotland, 26-28 Aug. 1984,
pp. 225-252.
[7] Grimm, C. T., "Probabilistic Design of Expansion Joints in Brick Cladding," Proceedings: 4th Cana-
dian Masonry Symposium, University of New Brunswick, Freducton, NB, Canada, June 1986,
pp. 553-568.
[8] Grimm, C. T., "Some Brick Masonry Workmanship Statistics," Journal of the Construction Division,
American Society of Civil Engineers, New York, NY, March 1988.
[9] Gross, J. G., Dickers, R. D. andGrogan, J. C , Recommend Practice for Engineered Brick Masonry,
Brick Institute of America, Reston, VA, Nov. 1969, pp. 257-262.
1/0] Haugen, E. B., Probabilistic Approaches to Design, John Wiley & Sons, Inc., New York, NY, 1968,
p. 123.
[//] Natrella, M. G., Experimental Statistics, NBS Handbook 91, Superintendent of Documents, U.S.
Government Printing Office, Washington, DC, 1966.
[12] Hald, A., Statistical Theory with Engineering Applications, John Wiley & Sons, New York, NY, 1965,
pp. 303-316.
[13] Young, J. E. and Brownell, W. E., "Moisture Expansion of Clay Products," Journal of The American
Ceramic Society, Columbus, OH, 1 Dec. 1959, Vol. 42, No. 12, pp. 571-581.
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John H. Matthys, ^ James T. Houston, ^ and Alireza DehghanP
REFERENCE: Matthys, J. H., Houston, J. T., and Dehghani, A., "An Invettlgatloii of an Ex-
tended Plastic Lite Mortar," Masonry: Materials, Design, Construction, and Maintenance,
ASTM STP 992, H. A. Harris, Ed., American Society for Testing and Materials, Philadelphia,
1988, pp. 193-219.
ABSTRACT; The use of an extended plastic life mortar which can be stored for a prolonged
period of time without losing its desirable properties can be beneficial to the masonry industry in
several ways.
This paper presents the findings of a two-phase study related to an extended plastic life mortar
(ready mix mortar) using a single brand of set-reducing additive. Phase 1 was optimization of a
final mix in terms of setting characteristics and compressive strength. Mixes were made which
examined the variables of dosage rates, cement content, lime content, and fly ash content. Each
mix was characterized by compressive strength, air content, water retention, and plasticity. Sev-
eral mix designs were generated for achieving particular strength and setting characteristics.
Phase 2 compared one of the generated extended plastic life mortars to a standard Portland
cement lime Type N mortar as defined in ASTM Specification for Mortar for Unit Masonry (C
270) with respect to mechanical properties. The properties examined included: compressive
strength, bond strength, freeze thaw, corrosion, shrinkage, efflorescence, and compressive
strength and modulus of elasticity of masonry prisms.
KEY WORDS: mortar, ready mixed, retarded strength, freeze-thaw resistance, corrosion,
shrinkage, efflorescence
The commercialization of extended plastic life (EPL) mortars as a ready-mixed product avail-
able to the masonry industry is a relatively new concept in the United States. At this time several
chemical admixtures have been developed and are being promoted for use in producing ready-
mixed EPL mortars. The marketing of such products in the United States has developed quite
rapidly and has been spurred on by such factors as prior usage in non-U.S. construction mar-
kets and desires of inventors, entrepreneurs, and major companies to be first in the market
place for obvious reasons. The incentive of the potential user is to achieve a promised or implied
net savings over the conventional job-mixed mortars.
Agencies and individuals who participate in the development of specifications and standards
for the use of construction materials in the United States are traditionally conservative in their
approach to that task, and that stance is certainly proper in these writers' points of view. Public
safety and long-term performance issues as well as the more common and obvious short-term
physical properties of new products must be adequately assessed prior to public use.
In the case of EPL mortars the authors have found little published research data from U.S.
sources; foreign sources were not reviewed. In addition, there is currently no recognized U.S.
specification or standards specifically applicable to the evaluation and use of EPL mortars. The
193
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194 MASONRY
current, generally referenced U.S. specification for mortar for unit masonry is ASTM C 270,
and EPL mortars do not comply with regard to duration of use provisions and in some cases may
exceed the air content limitations. Consequently, there is a definite need for both thorough
research and specification development to address the subject of EPL mortars for use in ma-
sonry construction in the United States. The market testing for such products has produced
sufficient results to motivate both the technology and marketing interests in the masonry indus-
try to work together in producing a cost-effective product with dependable short-term and long-
term performance properties.
There are at least six basic parameter study areas related to the proper evaluation of construc-
tion materials composed of filler aggregates bound together in a matrix containing portland
cement and other related binder components.
1. Physical and chemical properties, variability, and compatibility of each binder compo-
nent.
2. Compatibility of the binder components with the aggregate filler of the product matrix.
3. The effects of proportioning the binder components upon the performance of both the
plastic and hardened phase of the product matrix.
4. The influence of the batching and mixing cycle and plastic phase history upon short-term
and long-term performance of the product matrix.
5. The influence of environmental factors, especially temperature, upon the plastic phase
and in-place performance of the product matrix.
6. The long-term performance of the product matrix with emphasis on chemical and physical
stability in those environmental conditions where the product will actually be used.
Other areas of needed study for new products relate to considerations of constructability, that
is, the influence of construction variables upon the performance of the in-place product. The
emphasis of this study was to evaluate selected materials parameters only.
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196 MASONRY
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MATTHYS ET AL ON EXTENDED LIFE MORTAR 197
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198 MASONRY
2. Early screening tests suggest that EPL mortars may be significantly subject to the effects
of specimen size, shape, and curing regimen.
3. Strength retrogression from 7 to 28-day air-cured tests was observed in a significant num-
ber of EPL mortar mixes, especially when the mixtures were kept plastic for 24 h or more. It
should be noted that compressive strength retrogression did not occur in any moist-cured speci-
mens.
4. Almost all EPL mortar mixes had air contents exceeding 12%, with many exceeding 20%.
5. For all combinations of binders (cement only, cement plus fly ash, and cement plus lime)
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MATTHYS ET AL. ON EXTENDED LIFE MORTAR 199
and the use of EPL admixtures in varying dosages, a severe reduction in compressive strength
was noted when comparing cubes made immediately after initial mixing and those made after
maintaining mortar plasticity for 24 to 72 h. Strength reductions typically ranged from 50 to
90+% for 28-day tests.
6. Increasing cement content and varying EPL admixture dosage were only marginally suc-
cessful in improving strengths of mortars aged 24 h or more.
7. Increasing fly ash content from 20 to 50% of cementitious material weight produced a
significant reduction in strengths of cubes molded immediately after initial mixing, but much
less effect was seen in strengths of EPL mortars kept plastic for 24 to 72 h.
8. In general, it is felt that EPL mortar testing is quite sensitive to testing procedure, both in
procedure design and operator technique. The influence of the binder systems employed, in-
cluding the chemical admixtures coupled with the uncharacteristically long set time extension
for Portland cement-based binders, has resulted in a hardened mortar product which would be
expected to be "testing techniques sensitive." As a result, the authors recommend that those
responsible for test and standards development should give due consideration to the potential of
this product to display significant sensitivity to field production and field construction variables
as well as laboratory test procedures.
Tables 1 and 2 have been included in this paper for general reference only in order to illus-
trate the relative magnitude of cube strengths for selected variations in mortar mix proportions.
TABLE \—Mortar bate!i properties'• (mixes with cement and sand omly).
"Batch weights (kg saturated surface dry (SSD)] flow = % (ASTM Specification for Flow Table for Use
in Tests of Hydraulic Content C 230-80); air = % by volumetric method (ASTM Test Method for Air
Content of Hydraulic Cement Mortar C 185-80); EPL admixture = dosage rate (g/45.3 kg total cementi-
tious material); water retention = % (ASTM Methods for Physical Testing of Quicklime, Hydrated Lime,
and Limestone C 110); W/C = water cement ratio (by weight).
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200 MASONRY
o ^ - ^ f^ ^ o •-« m • ^ TT a - t-'
ro ID -^ « ON r - ^ Tj-
f*5 O^ 1^ ' ^ ^ 'I* O ^
vO <N —
f^ t^ o in
IPS
-^ r - TT lO
^ TT lO I/) m ro 00 r^
X 00 O ^ Tf ON 00 ^
00 ^ ^
00 n
^c r^ TT u^ O ^O O 00 • uo f s ^
[^ ^ ro O I 00 *-H ^£
m ID f^ O
00 r*> f ) " ^
lO a^ n f*! 00 - ^ ^ lO n i-H f l 00
^ TT Q r^
-H ON (N O
fo fo r-^ to O (^ O - ^
^O 0 0 ^ l/>
^ - t ^ lO to
00 ^ ^
c
0^ f j "^ ^
^O O f ^ TT
^ <N m
r^ (^ ^o ^ sO O^ O 00 1/^ ^H 00 a>
•^ rn O^ yf
00 lO ^ r*)
^ 00 rs vo ^ r^ LO 00
t ^ 00 o • »
CM ^ r^ -H 1/5 O
- ^ T H (N
^ m <N •-"
a
•a
X! j = J3 J : J : j :
u
J: J : .s £ J : f
O - ^ 0 0 <S
<N r r l ~
ss
H3
•-«
c o
05 .1 05 .1
•a a>
< " < S 2
OL.
a
CL Q
ON ^ B
o
z
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MATTHYS ET AL. ON EXTENDED LIFE MORTAR 201
Materials
Masonry Units—Two types of clay brick were selected for construction of assemblages as
shown in Fig. 9. The net cross-sectional area was approximately 78% of the gross area, classify-
ing them as solid units. Initial rate of absorption tests and compression tests were conducted on
the units according to ASTM Method of Sampling and Testing Brick and Structural Clay Tile
(C 67). Test results and unit dimensions are given in Table 3.
Type I brick was a medium compressive strength and medium suction unit. Type II brick was
a high compressive strength and low suction unit.
79-0.25"
0.25"
( a ) Typ« I Brick
2.0" -1.5"
(X) c:)
.50"
-7.50"
(b) Type H Brick
Mortar
The conventional Type N portland cement lime mortar used was based on the proportion
specification. Water was added to produce a flow of 130 ± 5%. All conventional mortar was
used within a 2V2-h period and exhibited average 28-day moist-cured cube compressive
strength of 7949 kPa.
Assemblage Tests
Flexural Bond Test—Two stack bonded prisms five units high, fully bedded, with concave
tooled mortar joints were built by a qualified mason (Fig. 10). Prisms were air cured in the
laboratory environment for testing at 3, 7, and 28 days using the bond wrench. Figures 11 and
12 show the flexural bond strength with age for prisms constructed with Type I and II units,
respectively.
For the medium absorption (Type I brick) prisms, the extended plastic life mortar specimens
for initial mixing had 3-day bond strengths comparable to that of the conventional Type N
mortar, a 40 and 50% higher strength after 7 and 28 days, respectively. The 7-h suspension
mortar specimens had a 50% lower 3-day strength but about the same 7 and 28-day strength as
-7.5"
<z:>CD .^^So^
Joint No. I
12.75"
3/8"* / Joint No 7
\
1 3 . 2 5"
Joint Mo 3
Joint No t
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MATTHYS ET AL ON EXTENDED LIFE MORTAR 203
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204 MASONRY
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MATTHYS ET AL ON EXTENDED LIFE MORTAR 205
conventional T3rpe N mortar. The retempered 24-h extended mortar suspension specimens ex-
hibited 3-day, 7-day, and 28-day strengths about 60% to 70% less than that for standard Type
N mortar.
For the low absorption (Type II brick) prisms both mortars exhibited about 7% lower flex-
ural strength compared to the medium absorption specimens. The comparison of the two mor-
tars at 3, 7, and 28 days are basically the same as for the Type I brick specimens.
Compression Prisms
As for the flexural bond study, two stack bonded prisms were constructed for examining
compression strength of masonry assemblages for the two brick types at 3, 7, and 28 day ages.
The specimens were capped and tested according to ASTM Test Methods for Compressive
Strength of Masonry Prisms (E 447) (see Figs. 13 and 14). All specimens were air cured in the
laboratory.
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206 MASONRY
Test results for medium absorption (Type I brick) prisms are given in Fig. 15. Three-day
strength and 28-day strength for initial mixing for extended plastic life mortar was equivalent to
the Type N standard. The prisms for 7-h and 24-h suspension periods, exhibiting lower strength
at all ages, gave 28-day strength at 20% and 40% less than those of standard mortar, respec-
tively.
Test results for the low absorption (Type II brick) prisms are given in Fig. 16 and exhibited a
lower overall strength as compared to Type I brick. With the exception of the 7-h suspension
period strength at 28 days, the values are basically the same as for Type I brick.
Modulus of Elasticity in Compression—To determine the initial modulus of elasticity in com-
pression, the two brick types were used as in the flexural bond and compression test to build
stack bonded prisms using standard Type N portland cement lime mortar and the extended
plastic life mortar at 0, 7, and 24-h suspension periods. For each test two prisms were con-
structed and tested after 28 days of lab curing. To measure strains, a transducer was placed at
the center line on both sides of the prism's wide face with a 20.32-cm gage length. Test data
curves are shown in Figs. 17 and 18. Modulus values are tabulated in Table 4. The prisms with
the higher strength units were stiffer.
The extended plastic life mortar selected for comparison purposes was the most economical
of the four final mixes generated in Phase 1. It contained only portland cement, admixture, and
sand. This mortar showed good workability and, according to the mason, was easy to work with.
It remained quite plastic for 24 h while maintaining workability. Without retempering, this mix
hardened in 35 h. The EPL mortar initial flow was in the order of 125%. Flows at 6-h suspen-
sion were about 105%. Flows at 24-h suspension were about 55%. All suspended mortar was
retempered to approximately the same initial flow prior to construction of specimens. The mor-
tar set time in assemblages was approximately 30 min for the high IRA brick (Type I) and V/i h
for low IRA (initial rate of absorption) brick (Type II). The mortar had an average air content of
21.3% and water retentivity value of 78.6%. The average 28-day moist-cured strength of mortar
was 6338, 7239, and 4343 kPa for 5.08-cm cubes made initially, 6 h, and 24 h after initial
mixing, respectively. The drop in mortar strength for 24-h suspension was associated with re-
tempering.
It should be noted that although both mortars were mixed to approximately a 130% flow, the
extended plastic life mortar showed excellent workability at flows as low as 80%. The color of
cubes made from the extended plastic mortar was slightly darker than the standard mortar
cubes. However, in assemblages, both mortars approached a similar shade of color after a few
days.
Masonry Assemblage Shrinkage—To examine the shrinkage of mortar when used in masonry
assemblages, brass gage plugs were epoxyed to two faces of the 28-day compression test stacked
bonded specimens. The gage length was then measured at time intervals of 1, 4, 7, 14, 21, and
28 days using a dial micrometer conforming to ASTM C 246. The length changes were then
Modulus of Elasticity,
Avg of Two Samples, kPa
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MATTHYS ET AL. ON EXTENDED LIFE MORTAR 207
1=
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208 MASONRY
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MATTHYS ET AL. ON EXTENDED LIFE MORTAR 209
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(isd) ssaaas
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210 MASONRY
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MATTHYS ET AL ON EXTENDED LIFE MORTAR 211
calculated using the initial one-day observation length as the reference. The test data is shown
in Figs. 19 and 20. Specimens were air cured in the laboratory.
As shown, the Type I brick prisms made with initial mixed extended plastic life mortar had
less shrinkage than that of Type N portland cement lime mortar. The 7-h suspended mortar had
the least shrinkage while the 24-h suspended mortar had the most. The results were basically
the same for the Type II brick prisms, except that the amount of shrinkage was about 50%
higher. The low absorption brick masonry assemblages exhibited similar shrinkage to that of
the mortar shrinkage specimens. The high absorption brick masonry assemblages exhibited a
smaller shrinkage than that of the mortar shrinkage specimens.
Freeze Thaw Resistance—To examine the resistance of the mortars to alternate freezing and
thawing, 5.08-cm mortar cubes were made for the conventional Type N portland cement lime
mortar and the comparison extended plastic life mortar. (Here only initially mixed cubes were
evaluated.) Cubes were air cured for 28 days and their dry weights recorded. The samples were
then subjected to alternate freezing and thawing cycles in accordance with ASTM C 67.
After nine cycles of freezing and thawing, it appeared the conventional standard mortar had
lost a considerable amount of material from the portion of the cube in contact with water (see
Fig. 21). The extended plastic life mortar specimens did not appear to have lost any weight. All
cubes were dried and weighed. The data are given in Table 5.
The conventional mortar cubes, having exceeded the 3% weight limit of ASTM C 67, were
considered to have failed. The extended plastic life mortar cubes had not lost any weight; there-
fore, the freezing and thawing procedure was continued. At the end of 50 cycles, these cubes
were still undamaged (see Fig. 22).
Efflorescence Test—A decision was made to examine the conventional and extended plastic
life mortar with regard to efflorescence. Standard 5.08-cm cubes were made for conventional
Type N mortar and the extended plastic life mortar for 0 and 24-h suspension times. For each
mix, six cubes were made, air cured in laboratory for 28 days, and divided into two three-cube
sets. At the end of the curing period they were dried and tested according to ASTM C 67. One
set of each specimen group was placed in the drying room, and the second set was placed in
distilled water for seven days. Both sets were dried in a drying oven for 24 h and examined for
changes due to efflorescence.
The results showed that the cubes made from standard Tjrpe N and the extended plastic
mortar (0 suspension time and 24-h suspension time) had effloresced on the cube portion in the
water. Figure 23 shows the extended life mortar cubes; Fig. 24 shows the standard Type N
mortar cubes.
Shrinkage Characteristics—To compare the shrinkage characteristic of the mortars, two
mortar specimens for Type N standard mortar and for the extended plastic life mortar (0, 7-h,
and 24-h suspension times) were cast and tested according to ASTM Test Method for Length
Change of Hardened Cement Mortar and Concrete (C 157) and ASTM Specification for Appa-
ratus for Use in Measurement of Length Change of Hardened Cement Paste, Mortar, and Con-
crete (C 490). The specimens were mortar prisms 2.54 cm^ and approximately 28.57 cm in
length. Figures 25 and 26 show the specimens along with the reference bar. The samples were
cured in a moist room for 48 h, then cured in lime-saturated water until they reached an age of
28 days. An initial observation of length was made after seven days of curing, this length to serve
as the reference length. The second observation of length was made at the end of the 28-day
curing period. The specimens were then stored in the laboratory environment with more length
observations being made after total air storage periods of 4, 7,14, and 28 days, 8 weeks, and 16
weeks. The results are shown in Fig. 27.
After 28 days of moist curing there was a slight increase in length of extended plastic life
mortar samples for 0 and 7-h suspension times. The 24-h extended mortar and standard Type N
mortar showed a decrease. In the air-curing period, all samples decreased in length; most of the
shrinkage occurred in the first 14 days. Very little change occurred after 28 days in air with
basically no change after 56 days.
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212 MASONRY
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.C
Q
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MATTHYS ET AL. ON EXTENDED LIFE MORTAR 213
go
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214 MASONRY
Standard
Type N 1 243 236 2.9
2 243 235 3.3
3 241 233 3.3 3.5
4 242 236 2.5
5 242 233 3.7
6 241 228 5.4
After 16 weeks the total percent length change of Type N standard mortar specimens was
0.147%. The extended plastic mortar specimen for 0, 7, and 24-h suspension times measured
0.120, 0.140, and 0.143%, respectively.
Corrosion—An attempt was made to examine the corrosion resistance characteristics of an
ASTM Type N mortar and the extended plastic life mortar for 0 suspension time. Mortar sam-
ples were made using two different specimen sizes, namely 5.08 cm wide by 5.08 cm high by
30.48 cm long and 10.16 cm wide by 10.16 cm high by 30.48 cm long (see Figs. 28 and 29). A
No. 3 steel rod was placed in the center of each specimen for either an embedded condition or an
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MATThYS ET AL. ON EXTENDED LIFE MORTAR 215
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216 MASONRY
exposed condition as shown in Fig. 30. Three surface bar conditions were examined: zinc
plated, cadmium plated, and regular steel without surface treatment. Two specimens per mor-
tar type per bar surface coating per exposure condition were constructed. The No. 3 rod was
initially weighed and placed inside the molds in the middle of the specimen. All samples were
air cured in the laboratory for 28 days and then moved to the moist room. Each specimen was
then checked at 3, 6, and 9 months for extent of corrosion. At the end of each specified period
the rods were taken out of the molds, cleaned, and weighed. No definitive trends could be estab-
lished from this data.
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MATTHYS ET AL. ON EXTENDED LIFE MORTAR 217
I
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is
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3
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218 MASONRY
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MATTHYS ET AL. ON EXTENDED LIFE MORTAR 219
'JE P i-^H:
1" 1"
2"
1"
\
^
P 2"
T
:j -r
I"
2"
c ) Exposed C o n d i t i o n , 2"x2"xl2" Hold d) Exposed C o n d i t i o n , 4"x4"xl2", Hold
Summaiy—Phase 2
The one extended plastic life mortar in this phase showed equivalent or better performance as
compared to the standard ASTM Type N portland cement lime proportion mortar for all the
tests conducted on specimens constructed from initial mixing and the 6 to 7-h suspension pe-
riod. The EPL mortar exhibited sufficient compressive strength and also good bonding to the
masonry unit. Shrinkage at all suspension times of EPL mortar was less than Type N mortar.
Freeze-thaw resistance of the initially mixed EPL mortar was far superior to that of the con-
struction mortar. The EPL mortar did not appear to promote corrosion.
However, the bond strength and compressive strength of masonry prisms made for the 24-h
suspended mortar were about 50% less than those for Type N mortar. This effect is associated
with retempering of the mortar. In all cases the extended plastic life mortar had good workabil-
ity for a minimum period of 20 h. If retempering is needed it is recommended that the flow of
EPL mortar examined here be kept in the 80 to 100% range.
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William B. Coney^ and Jerry G. Stockbridge^
ABSTRACT: Water leakage in a building gave the authors an opportunity to try a variety of
widely used procedures to improve the watertightness of masonry walls.
The water permeance of the masonry walls in their original condition ranged from 11 to 60 L/h.
Three types of clear waterproofing coatings, two types of surface grout, and conventional tuck-
pointing were tested. Each procedure was applied to two wall areas. Water permeance tests were
performed on each sample area in accordance with a field-modified version of ASTM Test Method
for Water Permeance of Masonry (E 514). Sample areas were tested prior to repair, after repair,
and in some cases after weathering through one winter.
The tests relate to one type of brick and mortar on one specific building. It would be unwise to
extrapolate our findings to other buildings, but the results are interesting, and we believe they
contribute to a growing wealth of experience.
In recent years, tuckpointing, surface grouting, and waterproof coatings have all been used
as methods for decreasing the water permeance of masonry walls, but to our knowledge, their
comparative effectiveness has been studied on few actual buildings in the field.
Water leakage in the Science building at Northeastern Illinois University in Chicago and an
aggressive University architect gave the authors an opportunity to study a variety of widely used
procedures to improve the watertightness of masonry walls. The Science building is four stories
high and was completed in 1972. Figure 1 shows a general view of the building from the north-
west. The bricks conform to ASTM Specification for Facing Brick (Solid Masonry Units Made
From Clay or Shale) (C 216). The mortar was analyzed and found to have Type N proportions in
accordance with ASTM Specification for Mortar for Unit Masonry (C 270). The mortar was
made with masonry cement containing an air entraining agent. Air contents of the mortar sam-
ples tested ranged from 16 to 2 6 % . Petrographic analysis revealed minimal intimacy of contact
between the mortar and brick. The contact area on the samples examined was estimated at only
about 2 5 % .
When tested in accordance with a field-modified version of ASTM Test Method for Water
Permeance of Masonry (E 514), walls were found to have water permeances of 11 to 60 L / h ,
which are some of the highest values we have seen.
220
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CONEY AND STOCKBRIDGE ON WATERPROOFING 221
Testing Procedures
As mentioned, the water permeance tests were performed based on a field-modified version of
ASTM E 514. Two test chambers were used. The test chambers each covered a wall area of 12
ft^. Test exposure conditions were equivalent to the standard 5.5 in. of rain per h accompanied
by a 62.5 mph wind. Our field test varied from the standard laboratory test in that the per-
meance was determined by measuring the amount of water entering the face of the wall rather
than measuring the amount of water exiting the back of the wall. Each test was run for 3 h or
until the 15-L capacity of our reservoir was drained. Figure 2 shows one of the test setups.
Test Area
The testing was performed on the masonry walls of the two penthouses on the roof of the
building because of easy access. There was one penthouse near the west end of the roof and one
near the east end. The two penthouses were each 82 ft long by 46 ft wide by 14 ft high.
The walls of each penthouse were divided into six test areas, creating a total of twelve test
areas, as shown in Fig. 3.
Pretreatment Permeance
One E 514 test was run in each of the twelve test areas before any of the masonry treatments
were performed. Test areas were selected to miss any cracks in the walls. At some locations
where cracks could not be avoided, they were tuckpointed before any testing was performed.
Shrinkage separations between brick and mortar were not tuckpointed. Even with visible cracks
eliminated from the test, water permeances from 11 to 60 L/h were measured as mentioned.
The permeance of each of the twelve tests is presented in Table 1.
Wall Treatments
After pretreatment testing, the twelve test areas were subjected to the following repair proce-
dures.
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222 MASONRY
Tuckpointing
Wall Area 3 was tuckpointed in accordance with the recommendation of the Brick Institute
of America (BIA 7F). All existing mortar joints were cut out to a depth of at least V2 in. Walls
were hosed down about 1 h before tuckpointing to remove debris and to wet the brick. A prehy-
drated mortar mix of one part lime, one part cement, and five and one-half parts sand by vol-
ume was used. Portland cement met the requirements of ASTM C Specification for Portland
Cement (C 150). Lime met ASTM Specification for Hydrated Lime for Masonry Purposes (C
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CONEY AND STOCKBRIDGE ON WATERPROOFING 223
Post
Wall Pretreatment Treatment Percent
Area Permeance° Treatment Permeance" Improvement
207), Type S. Sand met ASTM Specification for Aggregate for Masonry Mortar (C 144). The
joints were tooled to form a concave joint.
Wall Area 11 was tuckpointed in substantially the same manner and using the same materials
as Wall Area 3, except the joints were simply struck flush rather than being tooled.
Observations
1. All of the treatments reduced the water permeance of the masonry to some extent.
2. On this specific project, clear waterproof coatings were the least effective treatment. Sur-
face grouting of joints was a much more effective treatment. Surface grouting the entire wall
surface and conventional tuckpointing with tooled joints were the most effective treatments.
3. None of the treatments made the walls completely watertight.
4. Tuckpointing with struck joints was considerably less effective than tuckpointing with
tooled joints.
While it would be unwise to extrapolate our findings on this particular project to other proj-
ects, the results are interesting, and we believe that they contribute to a growing wealth of expe-
rience.
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Maintenance
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Sven E. Thomasen^ and Carolyn L. Searls^
ABSTRACT: One of the most common types of deterioration observed in terra-cotta buildings is
glaze spailing. This separation of the hard, fairly impermeable glaze from the underlying clay
bisque exposes the clay to water infiltration and accelerated deterioration. The mechanisms re-
sponsible for glaze spailing are fabrication defects, incorrect installation, environmental expo-
sure, and improper maintenance. The investigation of glaze spailing consists of a field survey,
field tests, and laboratory analysis. Once a diagnosis of the causes is made, appropriate preventive
measures can be implemented.
KEY WORDS: terra-cotta, spailing, glaze spailing, restoration, masonry, deterioration, testing
Terra-cotta was a popular architectural cladding material from the 1880s through the 1930s,
coinciding with the building of American cities and the rise of the skyscrapers.
The typical terra-cotta block was fabricated by handpressing clay into wood forms. The back
of the block was open with internal stiffeners called webs. The glaze, which was brushed or
sprayed on the surface, was either a slip (clay wash) or an aqueous solution of mineral and metal
salts.
Terra-cotta is relatively durable and permanent because of the excellent weathering proper-
ties and the hard surface of the glaze. But, most terra-cotta buildings are now more than 50
years old and many claddings have started to deteriorate. The historical significance of these
buildings, the unmatched richness of detailing, and the vivid color of the terra-cotta make pres-
ervation of these structures important.
Deterioration of terra-cotta claddings takes many forms, but the one most frequently seen is
glaze spailing. Glaze spailing can first appear as a small blister from which the spailing can
grow to cover an entire terra-cotta block. Once glaze spailing has started, it allows a larger
amount of water to enter the bisque and in many cases further accelerates the breakdown of the
terra-cotta cladding.
It is important to properly diagnose the causes of glaze spailing before initiating a rehabilita-
tion program. This paper discusses glaze spailing and presents techniques for the testing and
diagnosis of the causes of glaze spailing.
'Senior consultant and senior engineer, respectively, Wiss, Janney, Elstner Associates, Inc., Emeryville,
CA 94608.
227
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228 MASONRY
Fabrication
Inherent Glaze Faults—Inadequate firing of the terra-cotta can result in undervitrification,
which makes the glaze permeable. High permeability can also result from the glaze being too
IIP^
FIG. 1—Glaze spalling in boundary layer of bisque occurs at mortar joint and in center of block.
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THOMASEN AND SEARLS ON GLAZE SPALLING 229
SALT FORM/JION OR
FUNGUS GROWTH
EXERT PRESSURE
BELOW GLAZE
FIG. 2—Glaze spoiling from salt formation or biological growth at mortar joint.
thin or from insufficient flux in certain glaze formulas. Highly permeable glaze allows water
infiltration, which can lead to glaze spalling.
Inherent Bisque Faults—Many terra-cotta blocks were packed by hand into molds. Pressing
the clay layers into the mold sometimes produces microcracks and weak planes parallel to the
surface of the block immediately below the glaze. Spalling has later occurred along these weak
planes.
Crazing—Afiet the firing, the terra-cotta cools and both the glaze and the clay shrink. If the
coefficient of thermal expansion for the glaze is larger than the coefficient for the clay, the
cooling will create tension in the glaze and cause craze cracks in the glaze. The terra-cotta block
has reached its smallest dimension after the firing. As it absorbs moisture from the environ-
ment, the bisque expands and the nonabsorbent glaze remains stable. The expansion of the
bisque creates tension in the glaze and can result in crazing. The craze cracks are typically
microscopic in width and generally do not increase the absorption rate compared to glaze with-
out crazing. The overall effect of crazing on durability is not well understood, but it appears
that crazed glazes are less prone to damage from glaze spalling than uncrazed glazes.
Ittstallation
Terra-cotta was sometimes used as a load-bearing masonry, but more often as a cladding
anchored to the structural framing system. Normally, no provisions were made in the design for
movement, either absolute or differential, in the backup framing or in the cladding. The blocks
were typically supported vertically at each floor level by shelf angles. Ties or Z-shaped steel
straps were framed into slots or holes in each block and anchored the terra-cotta horizontally to
the backup walls of masonry or concrete. Ornamental units generally had multiple anchors.
The terra-cotta was installed with solid cement/lime mortar joints about 5 mm wide. The back
of the blocks were sometimes fully grouted and sometimes left ungrouted, but whether grouted
or ungrouted, the wall cladding had no internal flashings or weepholes.
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THOMASEN AND SEARLS ON GLAZE SPALLING 231
incomplete supports can be found at outside building corners, as shown in Fig. 5, where the
shelf angles are terminated short of the corner.
Environmental
Terra-cotta is generally durable and permanent because of the excellent weathering proper-
ties and the hard surface of the glaze, but the mechanical, chemical, and biological processes
resulting from environmental exposure will, with time, alter the durability of the facade.
Among the various environmental agents harmful to terra-cotta, moisture is the most impor-
tant. Water is a carrier for airborne chemicals: it transports salts, supports biological growth,
and exerts pressure when it freezes. Water is the single most damaging element to terra-cotta.
Environmental Chemicals—The vitreous glass-like surface of most terra-cotta glazes pro-
vides a durable barrier against most environmental chemicals and generally resists the adher-
ence of dirt and the accumulation of airborne gases and salts from acid rain. The exception is
some slip glazes, especially those with relatively high permeability or those with rough-textured
surfaces. While most glazes are not sensitive to carbon dioxide and sulphur dioxide, the long-
term exposure to the acids usually found in polluted air can cause dulling of the glaze. The
environmental chemicals will, however, more vigorously attack the mortar in the joints and this
will allow water infiltration and accelerated deterioration of the terra-cotta.
Water, Salt Deposits—Water enters the bisque through deteriorated mortar joints, perme-
able glaze, or damaged terra-cotta blocks, and it travels freely through the porous bisque and
masonry backup. Water soluble salts are carried along with the water and these salts are depos-
ited in the boundary layer of the bisque as the water evaporates through permeable glaze. The
buildup of salt deposits can exert considerable internal pressure which ultimately fractures the
boundary layer of the bisque.
Water, Biological Process—Algae, moss, and lichen thrive in a porous environment when
light and moisture are present. Most light-colored glazes permit sufficient sun transmission to
support biological growth. The presence of biological organisms prevents the bisque from dry-
ing out, and the chemical products of their metabolism disintegrate the mortar. The formation
of biological growth below the glaze can exert considerable internal pressure which ultimately
fractures the boundary bisque layer, as shown in Fig. 6. Glaze spalling from biological growth is
commonly found adjacent to mortar joints or adjacent to previously spalled sections where
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232 MASONRY
FIG. 5—Cracking and spalling caused by incomplete vertical support around building comers.
m^k^-
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THOMASEN AND SEARLS ON GLAZE SPALLING 233
moisture and air are readily available; but it can also be found in the middle of an undamaged
block, where it can be seen as a glaze blister. As soon as the glaze has spalled, the underlying
bisque will dry and the biological growth will die or will move in under the edge of the adjacent
glaze.
Water, Freeze/Thaw—Frost damage is dependent on the cycles and speed of temperature
variations around the freezing point, the degree of saturation, and the pore distribution and
permeability of the bisque. While certain forms of cracking can be attributed to frost damage, it
appears that glaze spalling is seldom caused by freeze/thaw action in the bisque. This might be
attributed to the large percentage of air voids usually found in the terra-cotta bisque.
Maintenance
Delayed Maintenance—Deteriorated mortar joints, damaged terra-cotta blocks, and spalled
glaze are major sources of water infiltration into the bisque. Repairs and maintenance of the
terra-cotta should be performed at regular intervals to prevent accelerated deterioration. Water
infiltration through cornices, roofs, window sills, and other elements should be reduced by
proper maintenance.
Improper Repairs—More damage can be done from incorrect repair than from no repair.
Most glaze spalling is water related, and often the water infiltrates through deteriorated mortar
joints. While the joints permit water to enter into the bisque, the mortar joints also allow water
to escape in the same way. If the joints are covered with sealant, water that enters the block by
other sources will tend to evaporate through the glaze rather than the joint, and this will result
in glaze spalling.
Improper Cleaning—The hard vitreous surface of the glaze is most often self cleaning, but
dirt sometimes collects in crevices or at rough-textured surfaces. Cleaning of dirty surfaces
should be done with great care. Improper chemical cleaning agents can dull the gloss of the
glaze or attack the mortar, and any abrasive cleaning, especially sandblasting, will damage the
glaze surface and the increased permeability will result in future spalling.
Improper Coatings—Epoxy paints have sometimes been used to coat terra-cotta buildings
with glaze spalling because the glossy epoxy is a good visual match for the glaze. The epoxy
paint traps moisture inside the walls. The water ultimately evaporates through pinholes in the
coating and extensive spalling has resulted.
Field Survey
The extent and the nature of the spalling is first evaluated by a visual survey of the building
facades. Distress in the terra-cotta is recorded on elevation drawings for analysis and detection
of failure trends. An inspection is made of possible sources of water infiltration such as leaking
gutters, damaged cornices, or deteriorated window sills. The glaze is examined closely for pin-
holes, mortar deterioration, and biological growth. In light-colored glazes, biological growth
can be seen as a blue-green color showing through the glaze. In advanced stages, the growth can
be seen as a buckling of the glaze outward from the clay substrate.
The marked-up field survey is analyzed for typical patterns in the spalling. Glaze spalling in
one building consistently started adjacent to the mortar joints and grew in towards the center of
the block. Examination revealed that water was being absorbed through the mortar joints and
through the corner of the terra-cotta block where the glaze did not wrap around the edge. In
another building, spalling occurred at each floor level. It was found that infiltrated moisture
collected on top of the shelf angles and caused spalling from corrosion and from salt deposits as
the water evaporated.
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234 MASONRY
Field Tests
The deterioration and spalling of terra-cotta is closely related to water infiltration, and two
field tests are used to evaluate water tightness. The simplest test is done by attaching an open-
ended plastic tube to the terra-cotta with sealant tape, as shown in Fig. 7. The tube is filled with
a predetermined head of water, and the decrease in height of water in the tube, representing the
amount of water absorbed by the terra cotta, is recorded at intervals of 10 min, 30 min, 1 h, and
hourly thereafter. This test is useful for comparing a variety of substrates on a single building,
such as crazed glaze, glaze with pinholes, intact glaze, treated glaze, and mortar joints.
A portable aluminum test frame can be attached to the facade to perform a modified version
of ASTM Standard Method of Test for Water Permeance of Masonry (E 514). Water and air
pressure are applied simultaneously to the wall. The permeance is determined by measuring the
loss of water in the recirculating system.
Strain relief testing measures the magnitude and direction of the built-up stresses often
caused by expansion of the terra-cotta and absence of expansion joints. Electrical resistance
strain gages are attached to the terra-cotta surface and the gages are read. Then the terra-cotta
block, with the gages attached, is cut loose from the wall and the gages are read again. The
change in gage reading is a measure of the strain in the block. The stress in the block is found by
multiplying the measured strain difference by the modulus of elasticity, as determined by labo-
ratory tests. The glaze in the test area should be firmly attached to the clay body and no glaze
cracks should occur under the gage. Temperature variations during the day can affect the read-
ings and should be recorded when strain readings are recorded. Compressive vertical stresses as
high as 23 MPa have been recorded. This exceeds the maximum compressive strength of some
terra-cotta. From multiple strain measurements, a stress map can be made for the exterior
elevation. The map is used to evaluate if cutting of expansion joints into the facade will relieve
the built-up terra-cotta stresses.
Laboratory Tests
Laboratory tests can be performed on terra-cotta to evaluate the performance of the glaze and
to determine the causes of glaze spalling.
Petrographic Analysis—The consistencies of the glaze and the clay body are evaluated
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THOMASEN AND SEARLS ON GLAZE SPALLING 235
through a stereomicroscopic examination. The density of the glaze surface, the composition of
the material, and the degree of deterioration can be established by an experienced petrogra-
pher. The examination of the boundary layer between glaze and clay body is important, and the
nature, the magnitude, and the depth of cracks often are an indication of the future perfor-
mance of the glaze.
Absorption—The absorption test compares the performance of glazed and unglazed speci-
mens. On one terra-cotta sample, the glaze is ground off while on an identical sample the glaze
is left intact. The sides of both samples are coated so that water absorption occurs only through
the face. The samples are soaked face down in water for 24 h. The weight gain of the glazed
compared to the unglazed sample is a measure of the absorption characteristics of the glaze.
Ideally, a glazed specimen should produce zero absorption if the glaze is intact, sound and
craze-free. New glazes are normally impervious, but tests of 40- to 80-year-old terra-cotta struc-
tures found that the glaze at best reduced water absorption about 70% and at worst only 10%
compared to unglazed terra-cotta. High water absorption through the glaze is not necessarily
indicative of impending failure if the terra-cotta has the ability for water vapor to be transmitted
from the clay out through the glaze. Moisture which is trapped behind the glazed surface is the
more likely cause of spalling failures.
Thermal Coefficients—Tests are performed both on the complete terra-cotta block and on
separate samples of glaze and clay body. Strain gages are mounted on the samples which are
then subjected to temperature ranges representing the normal wall exposure. Strain readings
are taken at the high, the low, and an intermediate temperature.
Moisture Expansion—During the firing, the free water is removed from the terra-cotta. As it
again absorbs moisture, the clay body expands. Some of the expansion is cyclic, but a portion is
nonrecoverable. A general magnitude of the moisture expansion can be determined by a reheat
test. A terra-cotta sample is measured at 21 °C. The sample is then heated to 460°C, again
allowed to cool to 21 °C, and then measured. The measured shrinkage is an indication of some
of the long-term moisture expansion of the terra-cotta. Moisture expansion of the clay body is
the cause of much of the cracking, spalling, and buildup of stresses in the terra-cotta walls.
Glaze Adhesion—Glaze spalling may occur because the bond between the glaze and clay has
deteriorated or because it was not initially well bonded. The glaze adhesion test is performed by
attaching a 25 by 25 by 100 mm test bar to the face of the terra-cotta. The bar is then knocked
off and the fracture surface examined. If the glaze is well adhered to the clay, pieces of the clay
body will come off with the glaze. A clean separation of glaze and clay indicates poor adhesion.
Preventive Measures
The causes of glaze spalling must be addressed and preventive measures implemented to
reduce the ongoing deterioration. The repair of glaze spalling is often part of a larger restora-
tion project. Damaged blocks can be replaced or the spalled section can be patched by applying
a surface coating to the exposed bisque.
Since moisture is a common cause of glaze spalling, the elimination of water infiltration is of
primary importance. Defective mortar joints should be repointed, and horizontal surfaces
should slope to drain or they should be protected against water infiltration. It is generally not
recommended to apply coatings to vertical surfaces. Reducing water infiltration will also cut off
the supply of moisture for biological growth, but treatment with a biocide may be necessary for
some infestations.
Bibiiography
Berryman, N. C , "History of Architectural Terra-Cotta," National Council on Education for the Ceramic
Arts (NCECA) Journal, 1981.
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236 MASONRY
Fidler, ] . , "The Conservation of Architectural Terra-Cotta and Faience," Association for Studies in the
Conservation of Historic Buildings Transactions, Vol. 6, 1981, reprinted in Friends of Terra Cotta
newsletter. Vol. 3, No. 3, Fall/Winter 1984.
Patterson Tiller, de Teel, "The Preservation of Historic Glazed Architectural Terra-Cotta," Preservation
Briefs No. 7, Technical Preservation Services Division, U.S. Department of the Interior, Washington,
DC, June 1979.
Prudon, T. H. M., "Architectural Terra Cotta: Analyzing the Deterioration Problems and Restoration
Approaches," Technology and Conservation, Vol. 3, Autumn 1978.
Robinson, G. S., "The Reversibility of Moisture Expansion," Ceramic Bulletin, Vol. 64, No. 5, 1985.
Stockbridge, J. G., "Evaluation of Terra Cotta on Inservice Structures," Durability of Building Materials
and Components, STP 691, American Society for Testing and Materials, Philadelphia, PA, 1980.
Thomasen, S. E., "Degradation and Rehabilitation of Terra Cotta," Second International Conference on
the Durability of Building Materials and Components, National Bureau of Standards, Gaithersburg,
MD, September 1981.
Thomasen, S. E. and Ewart, C. S., "Techniques for Testing, Analyzing and Rehabilitation of Terra
Cotta," Strengthening of Building Structures—Diagnosis and Therapy, lABSH Symposium, Venezia
1983, final report. International Association for Bridge and Structural Engineering, ETH—Hongger-
berg, CH-8093 Zurich, Switzerland.
Tindall, S. M., "Architectural Terra-Cotta Restoration," National Council on Education for the Ceramic
Arts (NCECA) Journal, 1981.
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Dushyant Manmohan, ^ Robert L. Schwein, ^ and
Loring A. Wyllie, Jr. ^
REFERENCE: Manmohan, D., Schwein, R. L., and Wyllie, L. A., Jr., "In-Sitn Eraluatioii of
Comprefsive Stresses," Masonry: Materials, Design, Construction, and Maintenance, ASTM
STP 992, H. A. Harris, Ed., American Society for Testing and Materials, Philadelphia, 1988,
pp. 237-250.
ABSTRACT: The use of terra cotta as a cladding material emerged in the 1880s and began to
decline in the late 1930s. During this period, high-rise buildings employing terra cotta cladding
included no provisions for differential movement between the cladding and structural framing.
Numerous terra cotta clad buildings are showing signs of distress due to weathering and induced
stresses from frame shortening under load. Determination of residual compressive stresses within
the terra cotta cladding is often necessary for evaluation and repair of the distressed material.
The level of stresses induced in the cladding of a high-rise building in San Francisco was mea-
sured by performing strain relief tests. Uniaxial strain gauges were adhered vertically to the face of
the terra cotta blocks and initial balance readings were obtained. The mortar bed joints were sawn
along the terra cotta units and the strains monitored during and after the cutting. Samples of the
terra cotta block were cut, instrumented, and tested in compression to determine elastic proper-
ties and ultimate compressive strength.
Having obtained the physical properties of the terra cotta, compressive stresses due to frame
shortening in the structure were determined. Strain data obtained indicated stress levels which
were low enough to eliminate the need for stress relief. Optimum saw cutting locations were deter-
mined had stress levels been high enough to require stress relief.
KEY WORDS: terra cotta facade, residual compressive stresses, in-situ evaluation, strain mea-
surements
Glazed terra cotta was a popular facade material for multi-story buildings constructed be-
tween 1880 and 1930. Originally it was employed in the traditional structural load-bearing ap-
plication in masonry walls in buildings of modest height. Subsequently, its use was widened to
high-rise construction where it was used as cladding in purely architectural applications.
Terra cotta, like other building materials, is subject to weathering and deterioration. Most
failures like spalling and crazing are due to moisture [1]. Vertical cracks, however, that run
through several units, stories, or large areas of material are often due to excessive stresses.
These stresses could be due to thermal movements or shortening of the structure relative to the
terra cotta or both. Stress failures are indicative of inadequate design. An understanding of
differential movement and how to compensate for it came after many terra cotta facades were
constructed without flexible joints for stress relief.
Reports of terra cotta restoration on the Woolworth Building in New York [2-4] indicated
very high compressive stresses. Stockbridge [3] reported measuring compressive stresses of 4.8
237
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238 MASONRY
to 23.9 MPa (680 to 3400 psi) in 21 terra cotta clad columns. None of the above reports, how-
ever, presented details of experimental techniques used to measure or relieve these stresses.
This paper discusses experimental techniques employed to determine compressive stresses in
the terra cotta facade of the Pacific Telesis Headquarters Building in San Francisco.
The study was undertaken with the following objectives in mind:
1. To determine the compressive stresses present in the terra cotta units.
2. If excessive, to determine optimum techniques for stress relief that would be effective in
the field.
The Pacific Telesis Headquarters (Fig. 1) is a 27-story building constructed in 1924. The
building has a structural steel frame with reinforced concrete floor slabs. The exterior walls
consist of glazed terra cotta with unreinforced brick masonry backing. The brick and terra cotta
are supported by structural steel ledgers 7.62 by 7.62 cm (3 by 3 in. angles) cantilevered out
from the floor framing. Though the terra cotta is supported on everyfloor,there are no provi-
sions for expansion joints in the cladding.
Figure 2 is a cross-section of a column showing the typical construction. The terra cotta units
are 76.2 cm long by 45.7 cm high by 2.5 cm thick (30 in. long by 18 in. high by 1 in. thick) and
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MAN MOHAN ET AL ON COMPRESSIVE STRESSES 239
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240 MASONRY
are attached to the brick by tie wires hooked through attachment holes at the top and bottom of
each unit. The tie wires are embedded in the brick mortar.
Distress to the facade was manifested by spalled glaze and fine cracks in some of the terra
cotta units.
Procedntes
The test procedures to measure stresses due to frame shortening can be summarized as fol-
lows:
1. Instrumenting selected terra cotta units with strain gauges.
2. Measuring and establishing the as-instrumented strain as the base line strain.
3. Saw cutting two horizontal mortar joints and remeasuring strain.
4. Determining the compressive strength and modulus of elasticity of the terra cotta to con-
vert strain to stress. The magnitude of the change in strain, and hence stress, was then assumed
to be the residual stress due to frame shortening.
FIG. 3—Photograph of elevation instrumented with gauges. The shadows are across the fifth floor win-
dows.
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MANMOHAN ET AL. ON COMPRESSIVE STRESSES 241
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242 MASONRY
As can be seen in Fig. 4, the main concentration of gauges was on terra eotta blocks on either
side of the saw cuts. There was one gauge placed one floor above the saw cuts and three gauges
spaced out two floors below. The four locations on the 4th, 5th, and 7th floors were selected to
determine the extent of stress relief provided on floors adjacent to the one with saw cuts. A total
of 14 gauges were installed on the column units and 12 on the mullion units.
Gauge Installations
Micro-Measurement's CEA-06-500UW-120 electronic strain gauges were selected for mak-
ing strain measurements. These gauges have an active length of 1.2 cm (V2 in.). Based on the
fact that terra cotta is a relatively fine-grained material, it was decided that an active gauge
length of 0.64 to 2.54 cm (V4 to 1 in.) would provide satisfactory results. The other important
selection criterion was that the above gauges are self-temperature compensating [at ambient
temperatures of 10 to 38°C (50 to 100°F)] for a coefficient of thermal expansion of 10.8 X 10~*
cm/cm/°C (6 X 10~* in./in./°F). Prudon et al. [3] measured the thermal coefficient of expan-
sion of the glaze and of the terra cotta to be 16.6 cm/cm/°C (9.2 X 10~* in./in./°F) and 7.92
cm/cm/°C (4.4 X 10~* in./in./°F), respectively, making these gauges ideal for the applica-
tion.
The glazed faces of the terra cotta tile units were uneven and contained small surface asperi-
ties. A cylindrical drum grinder equipped with 100-grit abrasive was used to smooth and pre-
pare the glazed surfaces. Precautions were taken to prevent the glaze from being penetrated.
The surface was finished by hand sanding with 120 and 240-grit emery paper. The gauges were
bonded with a cyanoacrylate adhesive in accordance with the manufacturer's instructions,
wired, and protected with a urethane coating and rubber pad. The wiring was routed along the
face of the building and attached with duct tape. Each of the gauge wires was cut to a common
length and routed inside a nearby office. A strain gauge was mounted on a cut piece of terra
cotta and was removed from the building for use as a temperature-compensating element which
was free of load-induced strains. The compensation gauge was also wired with a length of con-
ductor equal to that of the active gauges.
Each of the 26-gauge circuits was calibrated with shunt resistors which are equivalent to 500
and 1000 microstrain. A Daytronics digital strain instrument was used for measuring strains.
Vishay switch and balance units were incorporated into the circuitry to allow rapid scanning of
the strain gauges.
Strain measurements were made for two days prior to the stress relief operations. These mea-
surements were made to determine the effect of thermally induced strains due to varying sun-
light on the facade.
Strain Measurements
Stress relief operations were carried out in the evenings, several hours after the sun had left
the south face of the building. This was done deliberately to minimize the effect of thermal
strains. While making strain measurements, the temperature-compensating gauge was placed
on the outside face of the building at the sixth floor.
The sequence of saw cutting is reported in Table 1. Strains were measured on the column
gauges after each cut on the column mortar joint. Similar measurements were made on the
mullion. Final measurements were made two days after the saw cutting operations were com-
plete.
Saw cutting was accomplished dry using a regular Skil-saw and a diamond-tipped blade. The
cuts were deep enough to cut through the terra cotta, leaving the brick intact.
Subsequent to saw cutting of the mortar joints, terra cotta Blocks 8 and 9 from the column
and Block 7 from the mullion were removed and taken to the laboratory. Cube samples were
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MANMOHAN ET AL ON COMPRESSIVE STRESSES 243
Time Condition
04/26/86
6:05 p.m. Initial balance of strain gauges.
6:53 p.m. Completed cut on Joint B of column. Measure strain on column
gauges.
7:02 p.m. Completed cut on Joint A of column. Measure strain on column
gauges.
7:22 p.m. Completed cut on Joint A of mullion. Measure strain on mullion
gauges.
7:33 p.m. Completed cut on Joint B of mullion. Measure strain on mullion
gauges.
04/27/86
4:31 p.m. Measure strain on both column and mullion gauges.
04/28/86
4:36 p.m. Measure strain on both column and mullion gauges.
prepared from each of the three blocks and instrumented with strain gauges. Two gauges, iden-
tical to those used in the field, were applied to opposite faces of the cubes. One gauge was placed
on the glazed surface and the other on the fired clay face. The cubes were tested in compression
to obtain stress versus strain data to determine the compressive modulus of elasticity. The cal-
culated modulus for the glaze and fired clay were averaged and the average modulus used for
determining field frame shortening stresses. In addition, the compressive strength of the terra
cotta was also determined.
Revolts
The stress versus strain values for terra cotta samples tested in compression are shown in Fig.
5. The average modulus of elasticity of the two samples was determined to be 10.92 X 10' kPa
(1.56 X 10* psi). This value was used for determining frame shortening stresses in the terra
cotta blocks. The average compressive strength of the two terra cotta blocks was measured to be
23.70 MPa (3300 psi).
The strains measured after each saw cut and at 24 and 48 h after saw cutting are tabulated in
Tables 2 and 3 for the column and mullion gauges, respectively. Corresponding calculated
stress relief has also been reported. Figure 6 is a graphical representation of stresses immedi-
ately after the final cut and 24 h later for the column gauges. Figure 7 is a similar representation
as above for the mullion gauges.
Immediately after the final cut the maximum strain and stress relief measured in the column
were 520 microstrain and 5.6 MPa (800 psi), respectively. The maximum strain relief was mea-
sured at Location 8 between saw cuts. The maximum strain relief in the mullion cladding imme-
diately after saw cutting was 125 microstrain, corresponding to a maximum stress of approxi-
mately 1.40 MPa (200 psi). This location was also in between saw cuts.
Discussion
On the column, the maximum and average stress relief provided by the saw cutting operation
was approximately 5.6 MPa (800 psi) (Location 8) and 3.5 MPa (500 psi) (Locations 7, 8, 9, and
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244 MASONRY
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MANMOHAN ET AL ON COMPRESSIVE STRESSES 245
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246 MASONRY
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MANMOHAN ET AL ON COMPRESSIVE STRESSES 247
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248 MASONRY
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MANMOHAN ET AL ON COMPRESSIVE STRESSES 249
10), respectively. The compressive strength of the terra cotta was determined to be 22.4 MPa
(3200 psi), which is four times the maximum stress measured. In this case, therefore, it was
decided not to proceed with stress-relieving operations on the remainder of the building. The
above results were consistent with the distress noted. There was little evidence of large longitu-
dinal or horizontal cracks traversing several pieces of terra cotta, as would be expected if com-
pressive failure had occurred.
Had the stress relief measured been greater than one half the compressive strength of the
terra cotta, stress relieving may have been required. Prior to making this decision, however, at
least one other area would have been instrumented and relief stresses measured to verify find-
ings of the original data.
As can be seen from Fig. 6, stress relief at Locations 4 and 13 on the column are approxi-
mately 35% of the relief at Locations 7 to 10. These locations are only one block away from the
saw cuts. In the event that it was necessary to stress relieve the entire building, the recom-
mended saw cutting option may have been every other bed joint on the columns. It is likely that
saw cutting every other joint would have relieved the stress uniformly and to acceptable levels.
For reasons similar to those presented above, excessive stresses on the mullion terra cotta would
also have been relieved uniformly and to acceptable levels by saw cutting out every other joint.
In order to determine the optimum spacing of cuts, the following need to be considered:
1. Compressive strength of the terra cotta to establish the maximum acceptable stress level.
2. Decay pattern of stress relief away from cut joint until it reaches an acceptable level.
3. Verification of the stress relief procedures by performing cuts at optimum locations on a
new section of instrumented terra cotta.
4. The configuration of the facade. Window openings, block layout, and future maintenance
of cut and sealed joints.
It should be pointed out that the stress relief pattern shown in Fig. 6 closely follows the ex-
pected behavior of the cladding under residual compressive loading in the structure. The stress
relief due to saw cutting should be highest directly adjacent to the horizontal cuts, diminishing
with distance due to shear drag along the masonry backing-to-terra cotta joint. Within experi-
mental error, negligible stress relief was obtained on adjacent floors.
No attempt was made to monitor strain after removal of the terra cotta blocks. Thus, we did
not measure stress relief due to shear drag from brick backing bonded to the terra cotta through
the mortar joint. Compressive stresses due to shear drag, in our opinion, are relatively low and
of a magnitude of less than 0.70 MPa (100 psi) depending on the quality of the bond; stresses
higher than above would have resulted in shear failure at the mortar-terra cotta interface. Shear
drag stresses would not be higher than 0.70 MPa (100 psi) for the following reasons:
1. Current UBC (Uniform Building Code) requirements [Chapter 30, Section 3004 (b)] for
minimum shear strength of bonded veneer is 0.35 MPa (50 psi).
2. Experimental data obtained in our laboratory of mortar bonded to brick indicate the high-
est shear strength obtainable to be approximately 1.05 MPa (150 psi). This value was measured
using current materials technology and under laboratory conditions. Considering that the sub-
ject project was constructed in 1924, shear strength of bond will definitely be less than 1.05 MPa
(150 psi) and most likely less than 0.70 MPa (100 psi).
The maximum stress relief expected due to shear drag [<0.70 MPa (100 psi)] is, therefore,
substantially less than the maximum stress relief measured on the terra cotta [5.6 MPa (800
psi)].
On the column, strains measured 24 h after saw cutting indicated that there was additional
stress relief of approximately 13% at locations adjacent to the saw cuts. Little or no change was
measured at locations between saw cuts. The changes in strain after 24 h were insignificant.
On the mullion, however, the additional average stress relief at 24 h on blocks adjacent to saw
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250 MASONRY
cuts (Numbers 5, 6, 9, and 10) was 130% of the average relief immediately after saw cutting.
This is visually apparent from Fig. 7. We are not sure of the reason for the magnitude of delayed
stress relief on the mullion as compared to the column. Nevertheless, it is advisable to wait at
least 24 h to obtain final stress measurements. As on the column, there were insignificant
changes in strain recorded after 24 h.
During this study, it was assumed that the stress distribution across the full thickness of the
terra cotta units and the mechanical property specimens was linear. This is not entirely accurate
as the glaze layer is of higher modulus than the fired clay core and, consequently, exhibits
higher stress values than the core under a given strain. It should be kept in mind, however, that
the fired clay is extremely thick compared to the glaze and will carry most of the load.
Strains measured in the field were converted to stress from modulus values obtained only on
terra cotta. This conversion did not take into consideration the brick backing behind the terra
cotta.
No significant strains were induced by load or thermal changes in the building during the
two-day period when strains were recorded prior to the saw cutting.
ConclnsioD
The procedures described in this paper can provide valuable information on stresses built up
in terra cotta facades due to lack of expansion joints. This information is required during resto-
ration in order to make decisions on the need for and methods of repair.
The relatively low stresses measured resulted in considerable cost savings on the restoration of
the Pacific Telesis Building.
References
[/) Wilson, F., Building Materials Evaluation Handbook, Van Nostrand Reinhold Co., New York, 1984,
pp. %-99.
(2) Stockbridge, J. G., "Evaluation of Terra Cotta on In-Service Structures," Durability of Building Mate-
rials and Components, ASTM STP 691, P. I. Sereda and G. G. Litvan, Eds., American Society for
Testing and Materials, Philadelphia, 1980, pp. 218-230.
[3] Prudon, T. and Stockbridge, J., "Restoration of the Facade of the Woolworth Building," Rehabilita-
tion, Renovation and Preservation of Concrete and Masonry Structures, ACISP-85, G. Sabnis, Ed.,
American Concrete Institute, Detroit, 1985, pp. 209-227.
[4] Gaskie, M. ¥., Architectural Record, Vol. 169, No. 11, Mid-August 1981, pp. 90-95.
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Tom Sourlis^
REFERENCE: Sourlis, T., "Restoration of the John J. Glessner House," Masonry: Materials,
Design, Construction, and Maintenance, ASTM STP 992, H. A. Harris, Ed., American Society
for Testing and Materials, Philadelphia, 1988, pp. 251-256.
KEY WORDS: granite, masonry, restoration, historic structure, tuck-pointing, mortar joint,
scaffolding, alkaline gel
251
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252 MASONRY
Historic Preservation
Preserving a historic structure such as Glessner House is difficult and expensive; great care
must be talcen so that irreplaceable elements of the building are not damaged. Also, the restora-
tion must be historically accurate. Both the scholarly interest andthe funding which made pos-
sible this type of restoration came about because of a change in attitude toward our architec-
tural heritage in the 1960s. People began to have a deeper regard for older buildings constructed
of time-honored materials. The movement gained momentum with the National Historic Pres-
ervation Act of 1966. In 1976, the year of America's bicentennial, the Tax Reform Act included
legislation encouraging owners of historic property to preserve it. This law disallowed both the
deduction of demolition expenses and the accelerated depreciation of any new structure built on
the site. As a consequence of these events, restoration of historic buildings such as Glessner
House has become more widespread.
The National Historic Preservation Act of 1966 coincided with the purchase of Glessner
House by the Chicago School of Architecture Foundation (now the Chicago Architecture Foun-
dation). Glessner House was designated a Chicago landmark in October of 1970. After focusing
early restoration work on the interior of the house, the Foundation decided to prepare for the
building's 100th birthday by commissioning complete tuck-pointing and cleaning of the exte-
rior granite facades. This was a major undertaking since the building had weathered two of
America's severe pollution eras: the smoke from early factories and locomotives and the exhaust
fumes from the ever more numerous automobiles. The granite walls of Glessner House had gone
from a sparkling light gray to soot black.
protection of the building; (2) grinding of mortar joints; (3) preliminary tuck-pointing of mortar
joints to prevent penetration of caustic cleaning chemicals; (4) cleaning of the granite; (5) repair
of the chimneys; (6) pink beading of the mortar joints; and (7) breakdown of scaffolding and
landscaping repairs.
The original spec called for complete pipe scaffolding of the wall perimeter in order to insure
a minimum amount of contact with the delicate terra-cotta tiles of the roof and with the granite
stones of the facades. We devised a system of rigging the building with pipe scaffold towers at 20
and 12-ft intervals and hanging swing stages in between the towers. Because the swing stage is
the most efficient working platform for a tuck-pointer, this innovation enabled us to bid the
project competitively. As a result, we were awarded the contract.
nails presumably installed under Mrs. Glessner's direction for training ivy on the facade of the
house. They also collected bits of original building materials found near the foundation below
grade.
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SOURLIS ON GLESSNER HOUSE 255
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256 MASONRY
responsibility for any damage and took every precaution to prevent damage. The terra-cotta
tiles are thin, and some have come loose with age. In order to protect these fragile tiles, special
ladders that were padded with foam and supported with wood struts from the topmost struc-
tural tile of the building were designed. The peak tiles were just strong enough to bear this
weight. Chimney repair involved many less man-hours than cleaning but was completed over a
longer time schedule because of the required phases and difficult access to the work area.
Acknowledgments
I would like to gratefully acknowledge the editorial assistance of Jacquelyn Scruggs in prepar-
ing this paper.
Bibliography
"John J. Glessner House," pamphlet. Commission on Chicago Historical and Architectural Landmarks,
Chicago, IL, 1984.
Hitchcock, H. R., The Architecture of H. H. Richardson and His Times, Archon Books, Hamden, CT,
1936 revised 1961, pp. 277-278, 290-294, Figs. 105-106.
New Life for Old Buildings, M. F. Schmertz, Ed., McGraw-Hill, New York, 1982, pp. vi-vii.
Van Rensselaer, M. G., Henry Hobson Richardson and His Works, Houghton Mifflin, 1888, reprinted
Dover Publications, New York, 1969, pp. 109-110.
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Clayford T. Grimm, ^
REFERENCE: Grimm, C. T., "Maioniy Cracks: A Review of the Literature," Masonry: Materi-
als, Design, Construction, and Maintenance, ASTMSTP992, H. A. Harris, Ed., American Soci-
ety for Testing and Materials, Philadelphia, 1988, pp. 257-280.
ABSTRACT: Masonry surface cracks are objectionable because they are the primary source of
water permeance and may be aesthetically displeasing or indicative of structural distress. Cracks
are the most frequent cause for masonry's failure to perform as intended. The types, locations,
patterns, sizes, and causes of cracks are discussed. Methods are described for their prevention and
repair.
KEY WORDS: block (concrete), bricks, corrosion, cracks, expansion, failure, inspection, ma-
sonry, mortar, movement (structural), repair, sealants, shrinkage, strain
Cracking is probably the most frequent cause of masonry performance failure [30] and has
been an engineering concern for at least the last 150 years [J, 7,10,26,36,54,58,70.71,88,91.92,
97,111.112]. More recently, cracked masonry has generated litigation [107-110]. Cracks are
caused by movement (strain), which can not be prevented but can be accommodated. Thus,
cracks can be eliminated or made so small as to be unobjectionable.
A crack is here defined as a break, split, fracture, fissure, separation, cleavage, or elongated
narrow opening visible to the normal human eye and extending from the surface and into a
masonry unit, mortar joint, interface between a masonry unit and adjacent mortar joint, or into
the joint between masonry and an adjacent construction element.
Crack Classification
Masonry cracks may be classified by: (1) structure type; (2) masonry type; (3) location; (4)
pattern; (5) width; and (6) cause. For a given type of structure and material, the location, pat-
tern, and width often provide clues to the cause. Cracks result from strain which induces stress
in excess of strength in compression, tension, or shear. Strain may be induced by the imposition
of loads or by restraint of volume changes in the masonry materials. Volume changes include
those induced by change in temperature, moisture, water or salt crystallization, or corrosion.
Loads may be imposed by movements of foundations, structural frames, shelf angles, roof
slabs, spreading of pitched roofs, wood expansion, or retaining wall deflection. Cracks may also
be caused by vibration, blasting, and fire.
Types of masonry structures include: (1) arches and shells; (2) fireplaces and chimneys; (3)
floors and pavements; (4) revetments and channels; (5) beams and slabs; (6) bearing walls and
columns, and (7) nonbearing walls. Types of cracked masonry units include: (1) brick; (2) con-
crete masonry units (CMU); (3) stone; and (4) terra cotta. Cracks are located: (1) in masonry
'Consulting architectural engineer and senior lecturer in architectural engineering. University of Texas at
Austin, Austin, TX 78712.
257
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258 MASONRY
units; (2) in mortar joints; (3) between units and mortar; and (4) continuously through units and
mortar. Crack patterns are: (1) horizontal, (2) vertical, or (3) diagonal. If vertical, they may be
straight or cogged, and, if diagonal, they may be straight or stepped.
Cracks smaller in width than 0.1 mm are insignificant to water permeance because that is the
least width through which wind-driven rain will enter [i2]. The maximum width of a crack that
will neither impact appearance nor cause alarm is said to be 0.25 to 0.38 mm [14]. Bidwell [11]
classified cracks as fine (up to 1.5 mm), medium (1.5 to 10 mm), and wide (above 10 mm).
Rainer [81] classified crack width as very slight (less than 1 mm), slight (1 to 5 mm), moderate
(5 to 15 mm), and severe (more than 15 mm). Kaminetzky [53] classified crack widths as negli-
gible (less than 0.1 mm), very light (0.4 mm), light (0.8 to 3.2 mm), moderate (3.2 to 12.7 mm),
extensive (12.7 to 25.4 mm), or very extensive (more than 25.4 mm). The term "hairline crack"
often appears in engineering literature to describe vaguely a narrow fracture. The thickness of
human hair varies with race, age, body location, circularity (measurement axis), fiber length,
relative humidity, and tensile stress [111]. Among teen-aged caucasoids for hair from the occip-
ital area of the scalp, the mean diameter is 70 jim with a standard deviation of 20 /xm {X = 0.07
mm, s = 0.02 mm). If the data are normally distributed, probably only 1 of 15 "hairline"
cracks would not admit wind driven rain, that is, diameter <0.1 mm.
Cracking Strain
The theory of fracture mechanics has been applied to masonry by Shrive [94]. He observed
that for a crack to be visible, the surfaces of the newly formed crack must separate, indicating
the previous existence of tensile stresses. Thus, it is tension which causes cracks, whether the
loads are compressive, shear, or tensile.
Compression induces tension transverse to the axial force, which may cause splitting (see Fig.
1). The strain required to cause brick masonry to crack in compression occurs at about half the
ultimate strength [39]. Frequent application and withdrawal of load may cause fatigue and
strength reduction and, therefore, increased cracking probability. As few as 40 cycles of com-
pressive load is said to cause a 30% reduction in static strength [1].
Shear induces diagonal tension. The shear load at first visible crack in concrete masonry
walls was measured at about 64% of failure load with a coefficient of variation of 25% for 15
walls [69,89,90]. Mayes et al. [63] found visible cracks in concrete masonry shear panels at
stresses exceeding 50 psi (345 kPa). Schneider [87] found first crack at an average of 64% of the
ultimate shear strength for 29 concrete masonry piers. Meli [66] found the ratio of shear load at
first crack to ultimate load on various types of masonry walls to be 0.83 with a coefficient of
variation of 20% for 19 specimens.
The first crack in brick masonry in flexure occurs at about 80% of failure strength [46].
Lawrence and Morgan [59] found that the flexural stress in masonry at first crack may be esti-
mated at 30% of the ultimate strength plus 29 psi (200 kPa). The tensile strain at rupture for
concrete masonry walls is about 0.021% [67]. The effect of specimen size and test method on
flexural strength is described in Ref 41.
Cement Shrinkage
Mortar, grout, concrete masonry units, and reinforced concrete shrink upon drying. When
excessive shrinkage is restrained, cracks result. Shrinkage of materials made with portland ce-
ment is caused by water loss and by carbonation. Water loss shrinkage is reversible. Carbon-
ation shrinkage is not. As CMU dry the recession of water in capillaries creates surface tension,
which places the material in compression and thus reduces volume. Because sand and gravel are
stiffer than lightweight aggregates, CMU made with such aggregates have greater shrinkage.
Carbonation is primarily a reaction between calcium hydroxides [Ca(OH)2], released by hydra-
tion of cement, and carbon dioxide (CO2) from the air to produce calcium carbonate [CaCOj]
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GRIMM ON MASONRY CRACKS 259
utile Split
Longitudinal Vertical Tenalla -V
V/
^^^-"-^^-"-^''^TEr^rrrr^' ^-^^-^-^
PLAN
Restraint
Vertical Bow-
Parapet-
-Roof Line
Wall
No Shelf Angle -
-Shelf Angia with Eipunsion Joint 'No Expansion Joint
o
u 'j ' ^ S h a l f Angia Diaeontinuous at Cornar -
I \
ELEVATION
and water [ 93]. Carbon dioxide may also react with other cement paste components. Lime also
carbonates and therefore shrinks. The physiochemistry of carbonation is discussed by Kroone
and Blakey [57], Powers [78], Verbeck [103], and Kamimura [51].
Mortar Shrinkage
Unrestrained, 28-day shrinkage of mortar specimens cast in metal molds is said to have a
mean value of about 650 X 10"'% with a standard deviation of 150 X 10"''% [42]. The ulti-
mate (23 year), unrestrained, mortar shrinkage is estimated to have a mean of 1800 X 10~^%
with a standard deviation of 420 X 10"''% [40]. The horizontal shrinkage of mortar in bed
joints in masonry is restrained by shear with the masonry units, which Ritchie [83] found re-
duces mortar shrinkage. From those data it is estimated that the mean effect of restraint is to
reduce mortar shrinkage by about 30% with a standard deviation of 22%, when adjusted for
sample size. Anderegg [5] found that mortar left in contact with brick had shrinkage about
50% less than that of mortar cast in metal molds. Mortar shrinkage is also discussed in Refs 44,
55. and 58.
Mortar shrinkage increases with water-cement ratio, which increases with lime content
[28,33.49,65,73,83,106]. Voss [104] found that some mortars made with dolomitic hydrate
shrink more than some made with high calcium putty. As mortar sand fineness increases, water
demand to provide workability increases and shrinkage increases [13]. Thus, Anderegg [6] and
Conner [ 18] found that mortar joint cracking increased with sand fineness. Masonry sands are
also discussed in Ref 95. Increased air content also increases shrinkage [13].
The use of calcium chloride as a mortar additive can cause cracking by accelerating corrosion
of metals in contact with mortar and by substantially increasing drying shrinkage of mortar
[19]. Mortar cracks may also be due to weathering or sulfate attack [32,84]. McBumey [64]
describes expansion due to delayed hydration of magnesium oxide in mortar as causing severe
cracking of masonry.
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GRIMM ON MASONRY CRACKS 261
45% depending on CMU shrinkage and average annual relative humidity at the construction
site [8].
Sealant Joints
Sealant joints are sometimes called "movement joints." Three types of such joints are used
for crack control in masonry: expansion joints close to accommodate expansion of brick or
stone masonry; control joints open to accommodate shrinkage of concrete masonry; construc-
tion joints seal the crack between masonry and other materials, such as windows and doors. To
avoid considerable confusion, the terms expansion joint, control Joint, and construction joint
Cure
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262 MASONRY
• *
I
1
t-
>
Ui
I
i
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GRIMM ON MASONRY CRACKS 263
should not be used interchangeably. Some types of control joints arefilledwith mortar, can not
close, and can not be substituted for expansion joints without causing significant cracking. The
design of sealant joints is discussed in Ref 61 and 75.
Cracks in Brick
The plane of cracks in the face of unglazed, extruded brick may be perpendicular to the face
and parallel to the direction of extrusion (for example, vertical for brick layed as a stretcher)
and are usually located at a core in the brick. They may penetrate only slightly or may extend to
the core. Such cracks are typically 2 mm (0.08 or V64 in.) or less in width. They are caused by
inadequate quality control in the brick manufacture process. ASTM Specification for Facing
Brick (Solid Masonry Units Made from Clay or Shale) (C 216) limits facial cracks in face brick
to those which may be seen at a distance of 15 ft (4.6 m) or 20 ft (6.1 m), that is, crack widths of
about 1.5 mm (0.06 in.). Cracks in brick that are parallel to the face and to the direction of
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264 MASONRY
extrusion are called laminations and are not visible on the surface. All extruded brick are lami-
nated to some extent or other. Although laminations are of some concern to ceramic engineers,
there is no evidence that they affect brick performance [85]. Weathering or excessive compres-
sive stress applied at the face of brick may cause it to spall [40] (see Fig. 4).
Brick-Mortar Compatibility
Cracks in mortar may be due to differential movement between brick and mortar. For exam-
ple, if the coefficient of thermal expansion of brick is greater than that of mortar, vertical cracks
may occur in horizontal bed joints.
-Concrete Slab
Brick
Anchor
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GRIMM ON MASONRY CRACKS 265
Hedstrom et al. [45] measured the modulus of elasticity of several mortars at 90% of tensile
strength. The mean value was 2.87 X 10* psi. If the tensile bond strength of mortar to brick is
about 75 psi, the maximum unit strain in the mortar is 75/2.87 X 10* or 26 X 10"''%, which is
about one eighth of that found by Menzel [67]. In any event, if the 28-day shrinkage of re-
strained mortar is 230 X 10"''%, to avoid a cracked head joint the differential strain must be
compensated for by brick expansion. Irreversible moisture expansion of brick at 28 days has a
mean value of 63 X 10"'% [42]. A 7.63-in. (190-mm)-long brick expanding at that rate would
produce a strain in a Vs-in. (10-mm) mortar head joint of 1280 X 10"''%, that is, some 5.6
times greater than that required to compensate for mortar shrinkage.
Since the most likely mortar shrinkage transverse to the plane of a mortar head joint is much
less than the most likely brick moisture expansion, a shrinkage crack in the mortar head joint
most likely will not occur in brick masonry. Palmer and Parsons [ 74] found no evidence that
volume changes in mortar subsequent to hardening destroyed or weakened mortar bond when
extent of bond was good. When water retentivity of mortar was not compatible with the suction
rate of brick, mortar volume change was disruptive. High shrinkage mortar could be combined
with low moisture expansion brick, in which case the bond strength and extensibility of the
mortar becomes important to crack avoidance.
Mortar shrinkage and brick expansion are additive in bed joints. If that differential strain is
290 X 10"''% and the mortar modulus of rigidity is 0.4 X 2.87 X 10' psi, the estimated shear
stress is 332 psi. For ASTM C 270 Type N mortars, Nuss, Noland, and Chinn [ 72] found a mean
28-day shear strength of brick masonry to be 394 psi. When the IRA of brick was reduced by
wetting, shear strengths were much higher. It was also higher when Types M and S mortar were
used. Mortar shrinkage should not cause cracking of well-bonded mortar bed joints in brick
masonry.
I
I
}
o
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GRIMM ON MASONRY CRACKS 267
I Soil Hea ve
FIG. 6—Deep beam flexure—corner heave and/or midwall settlement or supporting beam deflection
Wall Opening
A wall above grade is more prone to volume change than a foundation wall. If the two are
rigidly anchored together, the restraint often induces cracks (Fig. 5).
Differential movement will also occur between dissimilar materials in a wall, for example,
face brick bonded to CMU in a composite wall [3S\. If the brick expansion is 0.03% and the
concrete masonry contraction 0.03%, the differential is 0.06%. If the modulus of rigidity of the
masonry is 500 000 psi, the first approximation of the shear stress in the masonry is 300 psi.
Differential vertical movement between dissimilar materials can cause parapets to lean in (see
Fig. 12).
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268 MASONRY
Dcflaction
Wall Exoansion
Di*plac*d W*ll-
Displaced Jamb i i
TTTTr, 1
i^rX^,
^ Wal Opening
Wall
> \
SECTION SECTION
Uniform
_ Horizontal
Flexural Crack
EXT INT
Uniform
Horizontal
Flexural Crack
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GRIMM ON MASONRY CRACKS 269
Wall Expansion
Horizontal Flexural
Crack at Piar Head
Horizontal Flexural
Crack at Pier Base
i
1
VSV/////////////////////////K\-\
V i r t i c a l Straight
Flexural Crack Cogged Flexural Crack
ELEVATION
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270 MASONRY
Cracl(
Roof
Brick Face
Grade
SECTION
PLAN
Cracks can occur in bearing wall structures due to differential strain at the intersection of
bearing and nonbearing walls. Horizontal cracks at wall midheight may be due to flexure
caused by excessive deflection or bowing due to unaccommodated, differential, vertical move-
ment (Fig. 4). Such cracks are also caused by excessive deflection of masonry veneer over flexi-
ble steel studs designed for a maximum deflection of L/360 or L/600. A single wythe of brick
masonry cracks at a flexural deflection of about L/2000 [15]. The horizontal expansions of
wood floors has caused bulging and cracks in brick veneer on wood frame buildings.
Masonry having a lower modulus of elasticity has higher strain capacity and is, therefore, less
likely to crack. Therefore, the lowest adequate strength of masonry should be used. The lowest
strength mortar which is strong enough should always be used.
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GRIMM ON MASONRY CRACKS 271
Fonndatloiu
Foundation movement may be caused by uneven settlement, moisture movement in plastic
soils, or downhill creep of surface layers. Settlement is caused by soil consolidation, shear fail-
ure, and variable soil types. Clays and silts increase in volume with increased moisture content
and decrease in volume with reduced moisture. Water content of soil changes with season, trees
and shrubs, localized watering and heat, and moisture migration. When ground water reduces
the shear strength of sloped soil, downward slides can result [96], Masonry pavements on
chalky or fine sandy soils may be subject to upheaval due to ice lensing during severe winters
[23], Building on permafrost is a special case with peculiar problems. In coal mining regions
ground subsidence may cause a surface wave 2 or 3 ft (0.61 or 0,91 m) high to pass slowly
through entire communities [27,76]. The influence of trees on house foundations in clay soils is
discussed in a publication of the British Building Research Station 1101]. The settlement of
foundation for masonry walls is discussed by Komomik and Mayurik [56].
Cracks that result from uneven settlement of foundations may take any form, but they are
most often diagonal or vertical and are usually tapered [96] (see Figures 6, 7, 14, 15, 16, and
-Bowed Parapet
7/yy/j ryi
--_:::::w///^:
PLAN
Restraint
Parapet-
S
Wall
jm JML
Grade •
ELEVATION
Deflection
Soil Heave
>t ^" ^
Wat. ,
Opening
FIG. 15—Deep beam flexure with wall openings—comer heave and/or midwall settlement or supporting
beam deflection.
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GRIMM ON MASONRY CRACKS 273
Deflection''
FIG. 16—Deep beam flexure with wall opening—comer settlement or differential column contraction.
Deflection
FIG. M—Deep beam flexure with wall opening—comer settlement or differential column contraction.
17). Vertical cracks wider at the top than at the base indicate flexure, sometimes due to founda-
tion movement (see Fig. 14).
Frame Movement
Wind loads [4] cause structural frames to sway. Frame drift may induce racking of masonry
walls supported on frames (Fig. 18). Concrete columns are subject to thermal, creep, shrinkage,
and elastic deformations, which usually are different for each column in the same building. The
average contractions of concrete columns in highrise buildings is reported by the Portland Ce-
ment Association to be about 0.032% for shrinkage, 0.04% for creep, and 0.042% for elastic
deformation, but extreme values may be 65% greater [14]. Unaccommodated differential
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274 MASONRY
movement between adjacent columns will crack masonry walls attached to the frame (see Fig.
16). Thompson and Johnson [102] report differential vertical movements of Vz in. in 15 ft of
wall length as insufficient to cause cracking (0.0028L), but others have suggested limiting such
movement to 0.0014L. Such movement, when excessive, often causes diagonal cracks extending
to and from the comers of wall openings [88].
Horizontal cracks near floor level may indicate excessive floor, beam, or slab deflection.
Walls supported on beams having excessive deflection may crack horizontally anywhere, verti-
cally near midspan, and diagonally near span third points [14,96]. Masonry supported on a
steel spandrel beam may crack due to torsional rotation of the spandrel beam [52].
The net expansion of brick masonry due to freezing, moisture, and heat, less restraint and
mortar shrinkage, is estimated to have a mean value of about 0.03% but one chance in 20 of
being as much as about 0.07% [42]. When brick masonry is anchored to a concrete frame, the
differential vertical movement may average 0.14% and could be as much as 0.26%, that is, 3.12
in. (79 mm) in 100 ft. (30.5 m). If that magnitude of differential vertical movement is not ac-
commodated by horizontal expansion joints between the masonry and the frame, cracking will
result. A restrained movement of only 0.01 in. (0.25 mm) in 20 ft (6.1 m) can produce a bulge of
1 in. (25 mm) [22].
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GRIMM ON MASONRY CRACKS 275
angle is not continuous around the corner, leaving the masonry at the comer continuous verti-
cally past the shelf angle (see Fig. 2).
Cracks at Roofs
Horizontal cracks at corners near concrete roof slabs may be due to slab curl caused by differ-
ential shrinkage between the top and bottom of the slab [24,48] (see Fig. 3). Roof movement
can cause diagonal cracks in masonry walls parallel to the roof movement (see Fig. 5) and hori-
zontal cracks in masonry perpendicular to the roof movement [ 96]. Roof movement may be due
to concrete shrinkage or thermal movement in steel roofs. Horizontal cracks near eaves may
indicate lateral movement of pitched roofs, vaults, or shells. Dimensional change of wood plates
rigidly anchored to masonry walls may cause masonry cracks. The holes in such plates through
which the anchor bolts pass should be larger than the bolts, and the anchor nut should be
tightened only by hand.
Vibration-Induced Craclcs
Most building vibrations generated internally are caused by machines (cranes, elevators,
fans, pumps, and punching presses) or by people (walking, jumping, running, dancing). Exter-
nally generated vibrations are commonly caused by road or rail traffic, subways, sonic booms,
strong wind, earthquake, blasting, excavation, soil compaction, or pile driving [80]. Relatively
small vibration may add to built-up stress concentrations and lead to unexpected masonry
cracks even when vibration levels are within recommended limits [80]. In tall buildings wind-
induced vibrations can lead to cladding cracks. Dowding and Corser [31] describe cracks
caused by blasting due to: (1) vibration of the structure or its foundation; (2) impact of flying
rock; (3) permanent ground distortion; and (4) air blast [31].
Cracli Inspection
Although no absolute determination as to the cause of masonry cracking can be made solely
on the basis of visual observation, cause clues are readily obtained. What to notice about cracks
[32]: (1) direction (pattern); (2) extent (where it begins and ends); (3) width (uniform or tapered
and if so how); (4) depth (through the paint, the plaster, and the wall); (5) alignment (in plane
or laterally offset); (6) edge sharpness (rough, rounded, or broken edges may be indicative of
compression failure); (7) cleanliness (new cracks have clean sides, not coated with paint, dirt, or
algae); and (8) crack dynamics (static or changing in size, shape, or direction).
Information on the date of crack occurrence is suspect because a crack is very seldom noticed
at first unless its formation is accompanied by a loud noise. Hearing a noise and then finding a
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276 MASONRY
crack is not uncommon, but a cause-effect relationship is seldom justified [32]. Crack width
may be gauged by use of the Avongard Calibrated Crack Monitor (2836 Osage, Waukegan, II).
Under about 15 foot candles of illumination visual acuity is about 0.5 min of arc, that is,
under that illumination, a crack can be seen at a distance up to about 6900 times its width [47],
for example, a crack width of 0.1 mm can be seen at a distance of about 2 ft-3 in. (960 mm).
The frequency with which masonry should be inspected for cracks varies from one to five
years [105]. The legal liability assumed by architects and engineers who inspect building fa-
cades has caused considerable concern [60].
Repair
Tests made at the Building Research Station in England have shown that the capacity of 9-in.
(229-mm)-thick brick walls to carry vertical loads is reduced no more than 30% by a stepped or
slanted crack up to 1 in. (25 mm) wide, provided that the damage is not accompanied by consid-
erable transverse movement [82]. If a wall is out of plumb not more than 1 in. (25 mm) or bulges
no more than V2 in. (12 mm) in a normal story height, no repair would usually be needed on
structural grounds alone [82].
Crack repair methods may be classified as those which do not significantly change wall ap-
pearance and those which do. Fine cracks [less than V16 in. (1.5 mm)] are not very conspicuous
and in brick masonry would often be made more unsightly by repointing [82]. Such cracks can
be filled by surface grouting, which will prevent objectionable water permeance and not greatly
change wall appearance, if the masonry surface texture is relatively smooth. Clear coatings for
masonry typically do not bridge cracks and, therefore, do not prevent water permeance. Crack
repair methods for masonry are discussed in Ref. 34, 37, and 38.
References
[1] Abrams, D. P., Noland, J. L., and Atkinson, R. H., "Response of Clay-Unit Masonry to Repeated
Compressive Forces," Proceedings of the 7th International Bricks Masonry Conference, Brick Devel-
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[2] Allan, W. D. M., "Shrinkage Measurements of Concrete Masonry," Journal of the American Con-
crete Institute. Detroit, MI, Vol. 26, No. 6, 1930, pp. 699-713.
[3] Ameny, P. and Jessop, E. L,, "Masonry Cladding: A Report On Causes and Effects of Failures,"
Proceedings of the Seventh International Brick Masonry Conference, University of Melbourne, Mel-
bourne, Australia, February 1985, p. 261.
[4] American National Standard Minimum Design Loads for Buildings and Other Structures, ANSI
A58.1—1982, American National Standards Institute, Inc., New York, NY, 1982.
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Testing and Materials, Philadelphia, Vol. 40, 1940, p. 1134.
[6] Anderegg, F. O. and Anderegg, J. A., "Some Volume Changes in Mortar and Concrete," ASTM
Bulletin, American Society for Testing and Materials, Philadelphia, December 1955, pp. 60-63.
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Development Research Institute, Parkville, Victoria, Australia, January 1979.
[8] 1985 Annual Book of Standards, American Society for Testing and Materials, Philadelphia, Vol.
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[9] Baker, L. R. and Jessop, E. L., "Moisture Movement in Concrete Masonry," InternationalJoumal
of Masonry Construction. London, England, Vol. 2, No. 2, 1982, pp.-75-80.
[ 10] Baker, M. C , "Introduction to the Problem of Cracks, Movement, and Joints in Buildings," Cracks,
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Canada, Ottawa, Ontario, August 1972.
[11] Bidwell, T. G., The Conservation of Brick Buildings, The Repair, Alteration, and Restoration of Old
Brickwork, Brick Development Association, London, England, August 1977, p. 6.
[12] Birkeland, O. and Sevendsen, S. D., "Norwegian Test Methods for Rain Penetration through Ma-
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Materials, Philadelphia, February 1963, pp. 3-15.
[13] Bloem, D., "Effects of Aggregate Grading on Properties of Masonry Mortar," Symposium on Ma-
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GRIMM ON MASONRY CRACKS 277
sonry Testing, ASTM STP 320, American Society for Testing and Materials, Philadelphia, June
1962, pp. 67-91.
[14] Building Movement Joints, Portland Cement Association, Skokie, IL, 1982, p. 30.
[15] Compressive, Transverse, and Racking Strength Tests of Four-inch Brick Walls, Structural Clay
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[16] Concrete Masonry Shrinkage, National Concrete Masonry Association, Herndon, VA, 1961.
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[18] Conner, C. C , "Some Effects of the Grading of Sand on Masonry Mortar," Proceedings of the
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[20] Copeland, R. E., "Procedures for Controlling Cracking in Concrete Masonry," Concrete Products,
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[21] Copeland, R. E., "Shrinkage and Temperature Stresses in Musonry," Journal of the American Con-
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[22] "Cracking of Concrete Masonry—Causes and Suggested Remedies," Concrete, Vol. 56, No. 4, Chi-
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[24] "Cracking Tendencies in Brick or Stone Masonry Walls at the Structural Slab," Journal of The
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[27] Crawford, C. B., "Deformation Due to Foundation Movements," Cracks, Movement, and Joints in
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[30] "Differential Movement," Technical Notes on Brick Construction, No. 18, Bricks Institute of Amer-
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[31] Dowding, C. H. and Corser, P. G., "Cracking and Construction B\sisting," Journal of The Construc-
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278 MASONRY
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[47] lES Lighting Handbook, Illuminating Engineering Society, New York, NY, 1959, p. 2-9.
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[551 Kessler, D. W. and Anderson, R. E., Studies in Stone Setting Mortar, BMS Report 139, National
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[56] Komornik, A. and Mayurik, A., "Restrained Settlement of Masonry Buildings," Proceedings of the
International Conference of Soil Mechanics and Foundation Engineering, Japanese Society of Soil
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[571 Kroone, B. and Blakey, F. A., "Reaction Between Carbon Dioxide Gas and Mortar," ACIProceed-
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[58] "Lack of Design Data, New Building Techniques Cause Facade Failures," Engineering News
Record, 2 Feb. 1978, p. 9.
[591 Lawrence, S. S. and Morgan, J. W., "Investigations of the Properties of Small Brickworks Panels in
Lateral Bending, Experimental Building Station, North Ryde, N.S.W., Australia, TR 52/75/418,
January 1975.
[601 Le Patner, B. B., "Caveat Architectus: Facade Inspections and the Design Professional," Architec-
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[6/] Mansfield, G. A., Sirrine, C. A., and Wilk, B., "Control Joints Regulate Effects of Volume Change
in Concrete Masonry," Journal of the American Concrete Institute, Detroit, MI, July 1957, Vol. 54,
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280 MASONRY
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STP922-EB/JUI. 1988
Author Index
H
Houston, J. T., 193 Thomasen, S. E., 227
W
Johal, L. S. P., 18 Wyllie, L. A.,Jr., 237
281
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Subject Index
C 230-80, 199(ftn, table)
C 246, 206
Absorption {See also Initial rate of absorp- C 270, 8,42,44, 49,50,52(table), 193-194,
tion)
199, 220
brick C 270-82 32
boiling water, 186{fig) C 270-84 (also, UBC 24-20), 7-17, 21,
cold-water 18S(figs)
initial rate, 11, 186-187(figs) 22(ftn, tables), 148(table)
statistical methods for testing, 182-192 C 476-83, 21
C 1072, 43, 45, 49, 51, 52(tables)
tests on terra-cotta, 235 C 1072-86,8
ACI (See American Concrete Institute) E 447-84, 23, 148(table)
Acrylic clear coating, 224 E 514, 43, 44(fig), 45, 46, 51-52, 53(fig),
Adhesion, terra cotta, 235
Air content 54-55, 220-221, 234
Avongard calibrated crack monitor, 276
extended plastic life mortar, 196
Air content of mortar
influence on bond strength, 9-ll(fig),
22(tables), 32, 33 B
Air-cured cube strengths BIA {See Brick Institute of America)
cement only extended plastic life mortars, Binary operations, 179, 182
200{table) Biological growth as a cause of glaze spalling,
Air content 231-232(fig)
extended plastic life mortar, 196 Bisque—failure between glaze, 228
Algae, 231 Bisque faults, 229, 231
Alkaline gel, 251 Block (concrete), literature review of masonry
Alkyl trialkoxy silane clear coating, 224 cracks, 257
Aluminum stearate clear coating, 223 Block pier specimens—materials, 20, 22(ta-
American Concrete Institute bles)
ACI 318, Section 11.6—flexural shear and BOCA (See Building Official Conference of
torsional shear, 120-121 America)
ASTM Special technical publications Boiling water absorption—brick, 186(fig)
STP 589, 1 Bond, masonry, 33, 41-56
STP 778, 1 Bond strength
STP 871, 1 brick and mortar, 7, 8-9(figs), 14-15(figs),
ASTM Standards 33-34, 46-47, 52
C 67, 43, 46(table), 51, 52(table), 201 Bond wrench testing techniques, 33, 45(fig),
C 67-83, 169 46
C 67-85, 147 Brick
C 90, 263 masonry, 41, 42-43(figs), 169
C109, 8 properties
C109-86, 147 applied statistical methods, 185-192
C 110, 199(ftn, table) (figs)
C 140-75, 21 Brick and mortar properties
C 144, 45, 223 bond strength, 7, 8(fig). 33-34
C 144-84, 149(table) boiling water absorption, 186(fig)
C 150, 222 cold-water absorption, 185(figs)
C 185-80, 199(ftn, table) compressive strength, 151(table), 187(fig)
C 207, 222-223 expansion, 189-190
C 216, 42, 46, 220, 263 initial rate of absorption (IRA), 11, 12(fig),
C 216-85a, 147 186-187(figs)
283
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284 MASONRY
Grout mixture for pier testing, ASTM C476- cement-based mortar,18, 19(table), 34
83,21 cracks, literature review, 257-280
Grouting, 223 distress, 57-90—discussion, 91-95
literature review on cracks, 257-280
mortars, 33, 148-149{tables)
H performance failure, literature review on
Histagram—sampling, 170 cracks, 257
Historic structure performance standards, 37, 41
preservation and restoration, 251-256 piers, 18, 23-24, 145, 147
Hystereses loops, 147, 156 prisms, 21-23 (tables)
properties
coefficients of variation, 171(table)
vs reinforced concrete masonry, 58(table)
Inertia force, 153 vs structural steel, 58(table)
Initial rate of absorption—brick IRA, 11,12- restoration, 251
13(figs), 33, 186-187 shrinkage, 206, 211-217
In-situ evaluation of compressive stress on standards, inadequacy of ASTM C 270, 7-
terra-cotta, 237-243 17
Inspection, literature review on masonry seismic design, 147
cracks, 257 terra-cotta, 227
Interaction, 57 testing and evaluation program, 21, 41
IRA {See Initial rate of absorption) Masonry assemblage shrinkage, 206
Masonry buildings, distress, 60-90{figs) 94-
95
Masonry units, extended plastic life mortars
Leakage, water (See Water leakage) physical properties, 202(table)
Lichen, 231 Masonry walls
Literature review on masonry cracks, 257-280 flexural bond stress of brick veneer/metal
Load stress distribution on brick spandrel stud, 97
panels, 126-131(figs) flexural strength of brick panels, 187(fig)
Load factors (See also Dynamic loading. Cy- performance, 41, 52(table), 97-99(fig, ta-
clic loading) ble)
deflection, 140-143{figs) preconstruction testing, brick veneer, 41,
failure, 153 52
rotation, 141(fig), 143-144(figs) Material properties, 97-98, 147, 148(table)
testing, 152-153 Material properties of brick, 149
Load in tie, 108(fig) Materials, strength, 97
Loading bents, elevation, 134-139(figs) Materials testing, 20, 22, 169-192
Loading, gravity, 120,122 Maximum and minimum properties
Loading mechanisms and procedures, test statistical methods for brick masonry sam-
plan, 132, 133(fig) pling and testing, 178-179
Loading test, 152(table), 156, 157(figs) Mean and variance, 170-175(equations, ta-
Log-normal distribution, 183-185(figs, ta- bles)
bles) Mechanical properties of materials, 147
Metal Lath/Steel Framing Association (ML/
SFA), 96-97
M Metal studs, 103, 110-116(figs, tables)
Maintenance of terra-cotta, 233 Metal tie flexibility, 103
Malaysia Pavilion buildings, 96 ML/SFA (See Metal Lathe Steel Framing As-
Marshall Field Warehouse, Chicago, 251 sociation)
Masonry Model masonry piers
bond strength, 33-34 structural behavior, 145-147, 148(table)
brick and mortar, 220-224 test results, 156, 157(figs), 158-165
buildings Modulus of elasticity in compression, 99,189,
corrosion, 57-95 206, 243
curtain walls, 57-60 Model prisms
discussion, 91-95 stress-strain curves, 149(fig)
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SUBJECT INDEX 287
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