Internet Engineering Task Force (IETF) M.

Bishop, Editor
Request for Comments: 9114 Akamai
Category: Standards Track June 2022
ISSN: 2070-1721

HTTP/3

Abstract
The QUIC transport protocol has several features that are
desirable in a transport for HTTP, such as stream multiplexing,
per-stream flow control, and low-latency connection
establishment. This document describes a mapping of HTTP
semantics over QUIC. This document also identifies HTTP/2
features that are subsumed by QUIC and describes how
HTTP/2 extensions can be ported to HTTP/3.

Status of This Memo PROPOSED

This is an Internet Standards Track STANDARD
document. This document has
errata.
This document is a product of the Internet
Engineering Task Force (IETF). It represents
the consensus of the IETF community. It has received public review and
has been approved for publication by the Internet Engineering Steering
Group (IESG). Further information on Internet Standards is available in
Section 2 of RFC 7841.

Information about the current status of this document, any errata, and
how to provide feedback on it may be obtained at https://www.rfc-
editor.org/info/rfc9114.

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1. Introduction
1.1. Prior Versions of HTTP
1.2. Delegation to QUIC
2. HTTP/3 Protocol Overview
2.1. Document Organization
2.2. Conventions and Terminology
3. Connection Setup and Management
3.1. Discovering an HTTP/3 Endpoint
3.1.1. HTTP Alternative Services
3.1.2. Other Schemes
3.2. Connection Establishment
3.3. Connection Reuse
4. Expressing HTTP Semantics in HTTP/3
4.1. HTTP Message Framing
4.1.1. Request Cancellation and Rejection
4.1.2. Malformed Requests and Responses
4.2. HTTP Fields
4.2.1. Field Compression
4.2.2. Header Size Constraints
4.3. HTTP Control Data
4.3.1. Request Pseudo-Header Fields
4.3.2. Response Pseudo-Header Fields
4.4. The CONNECT Method
4.5. HTTP Upgrade
4.6. Server Push
5. Connection Closure
5.1. Idle Connections
5.2. Connection Shutdown
 5.3. Immediate Application Closure
5.4. Transport Closure
6. Stream Mapping and Usage
6.1. Bidirectional Streams
6.2. Unidirectional Streams
6.2.1. Control Streams
6.2.2. Push Streams
6.2.3. Reserved Stream Types
7. HTTP Framing Layer
7.1. Frame Layout
7.2. Frame Definitions
7.2.1. DATA
7.2.2. HEADERS
7.2.3. CANCEL_PUSH
7.2.4. SETTINGS
7.2.5. PUSH_PROMISE
7.2.6. GOAWAY
7.2.7. MAX_PUSH_ID
7.2.8. Reserved Frame Types
8. Error Handling
8.1. HTTP/3 Error Codes
9. Extensions to HTTP/3
10. Security Considerations
10.1. Server Authority
10.2. Cross-Protocol Attacks
10.3. Intermediary-Encapsulation Attacks
10.4. Cacheability of Pushed Responses
10.5. Denial-of-Service Considerations
10.5.1. Limits on Field Section Size
10.5.2. CONNECT Issues
10.6. Use of Compression
10.7. Padding and Traffic Analysis
10.8. Frame Parsing
10.9. Early Data
10.10. Migration
10.11. Privacy Considerations
11. IANA Considerations
11.1. Registration of HTTP/3 Identification String
11.2. New Registries
11.2.1. Frame Types
 11.2.2. Settings Parameters
11.2.3. Error Codes
11.2.4. Stream Types
12. References
12.1. Normative References
12.2. Informative References
Appendix A. Considerations for Transitioning from HTTP/2
A.1. Streams
A.2. HTTP Frame Types
A.2.1. Prioritization Differences
A.2.2. Field Compression Differences
A.2.3. Flow-Control Differences
A.2.4. Guidance for New Frame Type Definitions
A.2.5. Comparison of HTTP/2 and HTTP/3 Frame Types
A.3. HTTP/2 SETTINGS Parameters
A.4. HTTP/2 Error Codes
A.4.1. Mapping between HTTP/2 and HTTP/3 Errors
Acknowledgments
Index
Author's Address

1. Introduction
HTTP semantics ([HTTP]) are used for a broad range of services on the
Internet. These semantics have most commonly been used with HTTP/1.1
and HTTP/2. HTTP/1.1 has been used over a variety of transport and
session layers, while HTTP/2 has been used primarily with TLS over TCP.
HTTP/3 supports the same semantics over a new transport protocol:
QUIC.

1.1. Prior Versions of HTTP

HTTP/1.1 ([HTTP/1.1]) uses whitespace-delimited text fields to convey
HTTP messages. While these exchanges are human readable, using
whitespace for message formatting leads to parsing complexity and
excessive tolerance of variant behavior.

Because HTTP/1.1 does not include a multiplexing layer, multiple TCP

connections are often used to service requests in parallel. However, that
has a negative impact on congestion control and network efficiency,
since TCP does not share congestion control across multiple connections.

HTTP/2 ([HTTP/2]) introduced a binary framing and multiplexing layer to

improve latency without modifying the transport layer. However,
because the parallel nature of HTTP/2's multiplexing is not visible to
TCP's loss recovery mechanisms, a lost or reordered packet causes all
active transactions to experience a stall regardless of whether that
transaction was directly impacted by the lost packet.

1.2. Delegation to QUIC

The QUIC transport protocol incorporates stream multiplexing and per-
stream flow control, similar to that provided by the HTTP/2 framing layer.
By providing reliability at the stream level and congestion control across
the entire connection, QUIC has the capability to improve the
performance of HTTP compared to a TCP mapping. QUIC also
incorporates TLS 1.3 ([TLS]) at the transport layer, offering comparable
confidentiality and integrity to running TLS over TCP, with the improved
connection setup latency of TCP Fast Open ([TFO]).

This document defines HTTP/3: a mapping of HTTP semantics over the

QUIC transport protocol, drawing heavily on the design of HTTP/2.
HTTP/3 relies on QUIC to provide confidentiality and integrity protection
of data; peer authentication; and reliable, in-order, per-stream delivery.
While delegating stream lifetime and flow-control issues to QUIC, a
binary framing similar to the HTTP/2 framing is used on each stream.
Some HTTP/2 features are subsumed by QUIC, while other features are
implemented atop QUIC.

QUIC is described in [QUIC-TRANSPORT]. For a full description of

HTTP/2, see [HTTP/2].

2. HTTP/3 Protocol Overview

HTTP/3 provides a transport for HTTP semantics using the QUIC
transport protocol and an internal framing layer similar to HTTP/2.

Once a client knows that an HTTP/3 server exists at a certain endpoint, it

opens a QUIC connection. QUIC provides protocol negotiation, stream-
based multiplexing, and flow control. Discovery of an HTTP/3 endpoint is
described in Section 3.1.
Within each stream, the basic unit of HTTP/3 communication is a frame
(Section 7.2). Each frame type serves a different purpose. For example,
HEADERS and DATA frames form the basis of HTTP requests and
responses (Section 4.1). Frames that apply to the entire connection are
conveyed on a dedicated control stream.

Multiplexing of requests is performed using the QUIC stream abstraction,

which is described in Section 2 of [QUIC-TRANSPORT]. Each request-
response pair consumes a single QUIC stream. Streams are independent
of each other, so one stream that is blocked or suffers packet loss does
not prevent progress on other streams.

Server push is an interaction mode introduced in HTTP/2 ([HTTP/2]) that

permits a server to push a request-response exchange to a client in
anticipation of the client making the indicated request. This trades off
network usage against a potential latency gain. Several HTTP/3 frames
are used to manage server push, such as PUSH_PROMISE, MAX_PUSH_ID,
and CANCEL_PUSH.

As in HTTP/2, request and response fields are compressed for

transmission. Because HPACK ([HPACK]) relies on in-order transmission
of compressed field sections (a guarantee not provided by QUIC),
HTTP/3 replaces HPACK with QPACK ([QPACK]). QPACK uses separate
unidirectional streams to modify and track field table state, while
encoded field sections refer to the state of the table without modifying
it.

2.1. Document Organization

The following sections provide a detailed overview of the lifecycle of an
HTTP/3 connection:

• "Connection Setup and Management" (Section 3) covers how an

HTTP/3 endpoint is discovered and an HTTP/3 connection is
established.
• "Expressing HTTP Semantics in HTTP/3" (Section 4) describes how
HTTP semantics are expressed using frames.
• "Connection Closure" (Section 5) describes how HTTP/3 connections
are terminated, either gracefully or abruptly.

The details of the wire protocol and interactions with the transport are
described in subsequent sections:
 • "Stream Mapping and Usage" (Section 6) describes the way QUIC
streams are used.
• "HTTP Framing Layer" (Section 7) describes the frames used on most
streams.
• "Error Handling" (Section 8) describes how error conditions are
handled and expressed, either on a particular stream or for the
connection as a whole.

Additional resources are provided in the final sections:

• "Extensions to HTTP/3" (Section 9) describes how new capabilities

can be added in future documents.
• A more detailed comparison between HTTP/2 and HTTP/3 can be
found in Appendix A.

2.2. Conventions and Terminology

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL
NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT
RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be
interpreted as described in BCP 14 [RFC2119] [RFC8174] when, and only
when, they appear in all capitals, as shown here.

This document uses the variable-length integer encoding from [QUIC-

TRANSPORT].

The following terms are used:

abort: An abrupt termination of a connection or stream, possibly

due to an error condition.

client: The endpoint that initiates an HTTP/3 connection. Clients

send HTTP requests and receive HTTP responses.

connection: A transport-layer connection between two endpoints

using QUIC as the transport protocol.

connection error An error that affects the entire HTTP/3 connection.

: endpoint: Either the client or server of the
connection.

frame: The smallest unit of communication on a stream in HTTP/3,

consisting of a header and a variable-length sequence of bytes
structured according to the frame type.
 Protocol elements called "frames" exist in both this document and
[QUIC-TRANSPORT]. Where frames from [QUIC-TRANSPORT] are
referenced, the frame name will be prefaced with "QUIC". For
example, "QUIC CONNECTION_CLOSE frames". References without
this preface refer to frames defined in Section 7.2.

HTTP/3 connection: A QUIC connection where the negotiated

application protocol is HTTP/3.

peer: An endpoint. When discussing a particular endpoint, "peer"

refers to the endpoint that is remote to the primary subject of
discussion.

receiver: An endpoint that is receiving frames.

sender: An endpoint that is transmitting frames.

server: The endpoint that accepts an HTTP/3 connection. Servers

receive HTTP requests and send HTTP responses.

stream: A bidirectional or unidirectional bytestream provided by the

QUIC transport. All streams within an HTTP/3 connection can be
considered "HTTP/3 streams", but multiple stream types are
defined within HTTP/3.

stream error An application-level error on the individual stream.

:
The term "content" is defined in Section 6.4 of [HTTP].

Finally, the terms "resource", "message", "user agent", "origin server",

"gateway", "intermediary", "proxy", and "tunnel" are defined in Section 3
of [HTTP].

Packet diagrams in this document use the format defined in Section 1.3
of [QUIC-TRANSPORT] to illustrate the order and size of fields.

3. Connection Setup and Management

3.1. Discovering an HTTP/3 Endpoint
HTTP relies on the notion of an authoritative response: a response that
has been determined to be the most appropriate response for that
request given the state of the target resource at the time of response
message origination by (or at the direction of) the origin server identified
within the target URI. Locating an authoritative server for an HTTP URI is
discussed in Section 4.3 of [HTTP].

The "https" scheme associates authority with possession of a certificate

that the client considers to be trustworthy for the host identified by the
authority component of the URI. Upon receiving a server certificate in
the TLS handshake, the client MUST verify that the certificate is an
acceptable match for the URI's origin server using the process described
in Section 4.3.4 of [HTTP]. If the certificate cannot be verified with respect
to the URI's origin server, the client MUST NOT consider the server
authoritative for that origin.

A client MAY attempt access to a resource with an "https" URI by

resolving the host identifier to an IP address, establishing a QUIC
connection to that address on the indicated port (including validation of
the server certificate as described above), and sending an HTTP/3
request message targeting the URI to the server over that secured
connection. Unless some other mechanism is used to select HTTP/3, the
token "h3" is used in the Application-Layer Protocol Negotiation (ALPN;
see [RFC7301]) extension during the TLS handshake.

Connectivity problems (e.g., blocking UDP) can result in a failure to

establish a QUIC connection; clients SHOULD attempt to use TCP-based
versions of HTTP in this case.

Servers MAY serve HTTP/3 on any UDP port; an alternative service

advertisement always includes an explicit port, and URIs contain either
an explicit port or a default port associated with the scheme.

3.1.1. HTTP Alternative Services

An HTTP origin can advertise the availability of an equivalent HTTP/3
endpoint via the Alt-Svc HTTP response header field or the HTTP/2
ALTSVC frame ([ALTSVC]) using the "h3" ALPN token.

For example, an origin could indicate in an HTTP response that HTTP/3

was available on UDP port 50781 at the same hostname by including the
following header field:

Alt-Svc: h3=":50781"

On receipt of an Alt-Svc record indicating HTTP/3 support, a client MAY

attempt to establish a QUIC connection to the indicated host and port; if
this connection is successful, the client can send HTTP requests using the
mapping described in this document.

3.1.2. Other Schemes

Although HTTP is independent of the transport protocol, the "http"
scheme associates authority with the ability to receive TCP connections
on the indicated port of whatever host is identified within the authority
component. Because HTTP/3 does not use TCP, HTTP/3 cannot be used
for direct access to the authoritative server for a resource identified by
an "http" URI. However, protocol extensions such as [ALTSVC] permit the
authoritative server to identify other services that are also authoritative
and that might be reachable over HTTP/3.

Prior to making requests for an origin whose scheme is not "https", the
client MUST ensure the server is willing to serve that scheme. For origins
whose scheme is "http", an experimental method to accomplish this is
described in [RFC8164]. Other mechanisms might be defined for various
schemes in the future.

3.2. Connection Establishment

HTTP/3 relies on QUIC version 1 as the underlying transport. The use of
other QUIC transport versions with HTTP/3 MAY be defined by future
specifications.

QUIC version 1 uses TLS version 1.3 or greater as its handshake protocol.
HTTP/3 clients MUST support a mechanism to indicate the target host to
the server during the TLS handshake. If the server is identified by a
domain name ([DNS-TERMS]), clients MUST send the Server Name
Indication (SNI; [RFC6066]) TLS extension unless an alternative
mechanism to indicate the target host is used.

QUIC connections are established as described in [QUIC-TRANSPORT].

During connection establishment, HTTP/3 support is indicated by
selecting the ALPN token "h3" in the TLS handshake. Support for other
application-layer protocols MAY be offered in the same handshake.

While connection-level options pertaining to the core QUIC protocol are

set in the initial crypto handshake, settings specific to HTTP/3 are
conveyed in the SETTINGS frame. After the QUIC connection is
established, a SETTINGS frame MUST be sent by each endpoint as the
initial frame of their respective HTTP control stream.
3.3. Connection Reuse
HTTP/3 connections are persistent across multiple requests. For best
performance, it is expected that clients will not close connections until it
is determined that no further communication with a server is necessary
(for example, when a user navigates away from a particular web page) or
until the server closes the connection.

Once a connection to a server endpoint exists, this connection MAY be

reused for requests with multiple different URI authority components. To
use an existing connection for a new origin, clients MUST validate the
certificate presented by the server for the new origin server using the
process described in Section 4.3.4 of [HTTP]. This implies that clients will
need to retain the server certificate and any additional information
needed to verify that certificate; clients that do not do so will be unable
to reuse the connection for additional origins.

If the certificate is not acceptable with regard to the new origin for any
reason, the connection MUST NOT be reused and a new connection
SHOULD be established for the new origin. If the reason the certificate
cannot be verified might apply to other origins already associated with
the connection, the client SHOULD revalidate the server certificate for
those origins. For instance, if validation of a certificate fails because the
certificate has expired or been revoked, this might be used to invalidate
all other origins for which that certificate was used to establish authority.

Clients SHOULD NOT open more than one HTTP/3 connection to a given
IP address and UDP port, where the IP address and port might be
derived from a URI, a selected alternative service ([ALTSVC]), a configured
proxy, or name resolution of any of these. A client MAY open multiple
HTTP/3 connections to the same IP address and UDP port using different
transport or TLS configurations but SHOULD avoid creating multiple
connections with the same configuration.

Servers are encouraged to maintain open HTTP/3 connections for as

long as possible but are permitted to terminate idle connections if
necessary. When either endpoint chooses to close the HTTP/3
connection, the terminating endpoint SHOULD first send a GOAWAY
frame (Section 5.2) so that both endpoints can reliably determine
whether previously sent frames have been processed and gracefully
complete or terminate any necessary remaining tasks.
A server that does not wish clients to reuse HTTP/3 connections for a
particular origin can indicate that it is not authoritative for a request by
sending a 421 (Misdirected Request) status code in response to the
request; see Section 7.4 of [HTTP].

4. Expressing HTTP Semantics in HTTP/3

4.1. HTTP Message Framing
A client sends an HTTP request on a request stream, which is a client-
initiated bidirectional QUIC stream; see Section 6.1. A client MUST send
only a single request on a given stream. A server sends zero or more
interim HTTP responses on the same stream as the request, followed by
a single final HTTP response, as detailed below. See Section 15 of [HTTP]
for a description of interim and final HTTP responses.

Pushed responses are sent on a server-initiated unidirectional QUIC

stream; see Section 6.2.2. A server sends zero or more interim HTTP
responses, followed by a single final HTTP response, in the same manner
as a standard response. Push is described in more detail in Section 4.6.

On a given stream, receipt of multiple requests or receipt of an

additional HTTP response following a final HTTP response MUST be
treated as malformed.

An HTTP message (request or response) consists of:

1. the header section, including message control data, sent as a single

HEADERS frame,
2. optionally, the content, if present, sent as a series of DATA frames,
and
3. optionally, the trailer section, if present, sent as a single HEADERS
frame.

Header and trailer sections are described in Sections 6.3 and 6.5 of
[HTTP]; the content is described in Section 6.4 of [HTTP].

Receipt of an invalid sequence of frames MUST be treated as a

connection error of type H3_FRAME_UNEXPECTED. In particular, a DATA
frame before any HEADERS frame, or a HEADERS or DATA frame after the
trailing HEADERS frame, is considered invalid. Other frame types,
especially unknown frame types, might be permitted subject to their own
rules; see Section 9.

A server MAY send one or more PUSH_PROMISE frames before, after, or

interleaved with the frames of a response message. These
PUSH_PROMISE frames are not part of the response; see Section 4.6 for
more details. PUSH_PROMISE frames are not permitted on push streams;
a pushed response that includes PUSH_PROMISE frames MUST be
treated as a connection error of type H3_FRAME_UNEXPECTED.

Frames of unknown types (Section 9), including reserved frames (Section

7.2.8) MAY be sent on a request or push stream before, after, or
interleaved with other frames described in this section.

The HEADERS and PUSH_PROMISE frames might reference updates to

the QPACK dynamic table. While these updates are not directly part of
the message exchange, they must be received and processed before the
message can be consumed. See Section 4.2 for more details.

Transfer codings (see Section 7 of [HTTP/1.1]) are not defined for

HTTP/3; the Transfer-Encoding header field MUST NOT be used.

A response MAY consist of multiple messages when and only when one
or more interim responses (1xx; see Section 15.2 of [HTTP]) precede a
final response to the same request. Interim responses do not contain
content or trailer sections.

An HTTP request/response exchange fully consumes a client-initiated

bidirectional QUIC stream. After sending a request, a client MUST close
the stream for sending. Unless using the CONNECT method (see Section
4.4), clients MUST NOT make stream closure dependent on receiving a
response to their request. After sending a final response, the server
MUST close the stream for sending. At this point, the QUIC stream is fully
closed.

When a stream is closed, this indicates the end of the final HTTP
message. Because some messages are large or unbounded, endpoints
SHOULD begin processing partial HTTP messages once enough of the
message has been received to make progress. If a client-initiated stream
terminates without enough of the HTTP message to provide a complete
response, the server SHOULD abort its response stream with the error
code H3_REQUEST_INCOMPLETE.
A server can send a complete response prior to the client sending an
entire request if the response does not depend on any portion of the
request that has not been sent and received. When the server does not
need to receive the remainder of the request, it MAY abort reading the
request stream, send a complete response, and cleanly close the sending
part of the stream. The error code H3_NO_ERROR SHOULD be used
when requesting that the client stop sending on the request stream.
Clients MUST NOT discard complete responses as a result of having their
request terminated abruptly, though clients can always discard responses
at their discretion for other reasons. If the server sends a partial or
complete response but does not abort reading the request, clients
SHOULD continue sending the content of the request and close the
stream normally.

4.1.1. Request Cancellation and Rejection

Once a request stream has been opened, the request MAY be cancelled
by either endpoint. Clients cancel requests if the response is no longer of
interest; servers cancel requests if they are unable to or choose not to
respond. When possible, it is RECOMMENDED that servers send an HTTP
response with an appropriate status code rather than cancelling a
request it has already begun processing.

Implementations SHOULD cancel requests by abruptly terminating any

directions of a stream that are still open. To do so, an implementation
resets the sending parts of streams and aborts reading on the receiving
parts of streams; see Section 2.4 of [QUIC-TRANSPORT].

When the server cancels a request without performing any application

processing, the request is considered "rejected". The server SHOULD
abort its response stream with the error code H3_REQUEST_REJECTED. In
this context, "processed" means that some data from the stream was
passed to some higher layer of software that might have taken some
action as a result. The client can treat requests rejected by the server as
though they had never been sent at all, thereby allowing them to be
retried later.

Servers MUST NOT use the H3_REQUEST_REJECTED error code for

requests that were partially or fully processed. When a server abandons a
response after partial processing, it SHOULD abort its response stream
with the error code H3_REQUEST_CANCELLED.
Client SHOULD use the error code H3_REQUEST_CANCELLED to cancel
requests. Upon receipt of this error code, a server MAY abruptly
terminate the response using the error code H3_REQUEST_REJECTED if
no processing was performed. Clients MUST NOT use the
H3_REQUEST_REJECTED error code, except when a server has requested
closure of the request stream with this error code.

If a stream is cancelled after receiving a complete response, the client

MAY ignore the cancellation and use the response. However, if a stream
is cancelled after receiving a partial response, the response SHOULD NOT
be used. Only idempotent actions such as GET, PUT, or DELETE can be
safely retried; a client SHOULD NOT automatically retry a request with a
non-idempotent method unless it has some means to know that the
request semantics are idempotent independent of the method or some
means to detect that the original request was never applied. See Section
9.2.2 of [HTTP] for more details.

4.1.2. Malformed Requests and Responses

A malformed request or response is one that is an otherwise valid
sequence of frames but is invalid due to:

• the presence of prohibited fields or pseudo-header fields,

• the absence of mandatory pseudo-header fields,
• invalid values for pseudo-header fields,
• pseudo-header fields after fields,
• an invalid sequence of HTTP messages,
• the inclusion of uppercase field names, or
• the inclusion of invalid characters in field names or values.

A request or response that is defined as having content when it contains

a Content-Length header field (Section 8.6 of [HTTP]) is malformed if the
value of the Content-Length header field does not equal the sum of the
DATA frame lengths received. A response that is defined as never having
content, even when a Content-Length is present, can have a non-zero
Content-Length header field even though no content is included in DATA
frames.

Intermediaries that process HTTP requests or responses (i.e., any

intermediary not acting as a tunnel) MUST NOT forward a malformed
request or response. Malformed requests or responses that are detected
MUST be treated as a stream error of type H3_MESSAGE_ERROR.
For malformed requests, a server MAY send an HTTP response indicating
the error prior to closing or resetting the stream. Clients MUST NOT
accept a malformed response. Note that these requirements are
intended to protect against several types of common attacks against
HTTP; they are deliberately strict because being permissive can expose
implementations to these vulnerabilities.

4.2. HTTP Fields

HTTP messages carry metadata as a series of key-value pairs called
"HTTP fields"; see Sections 6.3 and 6.5 of [HTTP]. For a listing of
registered HTTP fields, see the "Hypertext Transfer Protocol (HTTP) Field
Name Registry" maintained at <https://www.iana.org/assignments/http-
fields/>. Like HTTP/2, HTTP/3 has additional considerations related to
the use of characters in field names, the Connection header field, and
pseudo-header fields.

Field names are strings containing a subset of ASCII characters.

Properties of HTTP field names and values are discussed in more detail in
Section 5.1 of [HTTP]. Characters in field names MUST be converted to
lowercase prior to their encoding. A request or response containing
uppercase characters in field names MUST be treated as malformed.

HTTP/3 does not use the Connection header field to indicate

connection-specific fields; in this protocol, connection-specific metadata
is conveyed by other means. An endpoint MUST NOT generate an
HTTP/3 field section containing connection-specific fields; any message
containing connection-specific fields MUST be treated as malformed.

The only exception to this is the TE header field, which MAY be present in
an HTTP/3 request header; when it is, it MUST NOT contain any value
other than "trailers".

An intermediary transforming an HTTP/1.x message to HTTP/3 MUST

remove connection-specific header fields as discussed in Section 7.6.1 of
[HTTP], or their messages will be treated by other HTTP/3 endpoints as
malformed.

4.2.1. Field Compression

[QPACK] describes a variation of HPACK that gives an encoder some
control over how much head-of-line blocking can be caused by
compression. This allows an encoder to balance compression efficiency
with latency. HTTP/3 uses QPACK to compress header and trailer
sections, including the control data present in the header section.

To allow for better compression efficiency, the Cookie header field

([COOKIES]) MAY be split into separate field lines, each with one or more
cookie-pairs, before compression. If a decompressed field section
contains multiple cookie field lines, these MUST be concatenated into a
single byte string using the two-byte delimiter of "; " (ASCII 0x3b, 0x20)
before being passed into a context other than HTTP/2 or HTTP/3, such as
an HTTP/1.1 connection, or a generic HTTP server application.

4.2.2. Header Size Constraints

An HTTP/3 implementation MAY impose a limit on the maximum size of
the message header it will accept on an individual HTTP message. A
server that receives a larger header section than it is willing to handle
can send an HTTP 431 (Request Header Fields Too Large) status code
([RFC6585]). A client can discard responses that it cannot process. The
size of a field list is calculated based on the uncompressed size of fields,
including the length of the name and value in bytes plus an overhead of
32 bytes for each field.

If an implementation wishes to advise its peer of this limit, it can be

conveyed as a number of bytes in the
SETTINGS_MAX_FIELD_SECTION_SIZE parameter. An implementation that
has received this parameter SHOULD NOT send an HTTP message
header that exceeds the indicated size, as the peer will likely refuse to
process it. However, an HTTP message can traverse one or more
intermediaries before reaching the origin server; see Section 3.7 of
[HTTP]. Because this limit is applied separately by each implementation
that processes the message, messages below this limit are not
guaranteed to be accepted.

4.3. HTTP Control Data

Like HTTP/2, HTTP/3 employs a series of pseudo-header fields, where the
field name begins with the : character (ASCII 0x3a). These pseudo-
header fields convey message control data; see Section 6.2 of [HTTP].

Pseudo-header fields are not HTTP fields. Endpoints MUST NOT generate
pseudo-header fields other than those defined in this document.
However, an extension could negotiate a modification of this restriction;
see Section 9.

Pseudo-header fields are only valid in the context in which they are
defined. Pseudo-header fields defined for requests MUST NOT appear in
responses; pseudo-header fields defined for responses MUST NOT
appear in requests. Pseudo-header fields MUST NOT appear in trailer
sections. Endpoints MUST treat a request or response that contains
undefined or invalid pseudo-header fields as malformed.

All pseudo-header fields MUST appear in the header section before

regular header fields. Any request or response that contains a pseudo-
header field that appears in a header section after a regular header field
MUST be treated as malformed.

4.3.1. Request Pseudo-Header Fields

The following pseudo-header fields are defined for requests:

":method": Contains the HTTP method (Section 9 of [HTTP])

":scheme": Contains the scheme portion of the target URI (Section

3.1 of [URI]).

The :scheme pseudo-header is not restricted to URIs with scheme

"http" and "https". A proxy or gateway can translate requests for
non-HTTP schemes, enabling the use of HTTP to interact with non-
HTTP services.

See Section 3.1.2 for guidance on using a scheme other than

"https".

":authority": Contains the authority portion of the target URI

(Section 3.2 of [URI]). The authority MUST NOT include the
deprecated userinfo subcomponent for URIs of scheme "http" or
"https".

To ensure that the HTTP/1.1 request line can be reproduced

accurately, this pseudo-header field MUST be omitted when
translating from an HTTP/1.1 request that has a request target in a
method-specific form; see Section 7.1 of [HTTP]. Clients that
generate HTTP/3 requests directly SHOULD use the :authority
pseudo-header field instead of the Host header field. An
intermediary that converts an HTTP/3 request to HTTP/1.1 MUST
create a Host field if one is not present in a request by copying the
 value of the :authority pseudo-header field.

":path": Contains the path and query parts of the target URI (the
"path-absolute" production and optionally a ? character (ASCII
0x3f) followed by the "query" production; see Sections 3.3 and 3.4
of [URI].

This pseudo-header field MUST NOT be empty for "http" or "https"

URIs; "http" or "https" URIs that do not contain a path component
MUST include a value of / (ASCII 0x2f). An OPTIONS request that
does not include a path component includes the value * (ASCII
0x2a) for the :path pseudo-header field; see Section 7.1 of [HTTP].

All HTTP/3 requests MUST include exactly one value for the :method,
:scheme, and :path pseudo-header fields, unless the request is a
CONNECT request; see Section 4.4.

If the :scheme pseudo-header field identifies a scheme that has a

mandatory authority component (including "http" and "https"), the
request MUST contain either an :authority pseudo-header field or a Host
header field. If these fields are present, they MUST NOT be empty. If both
fields are present, they MUST contain the same value. If the scheme does
not have a mandatory authority component and none is provided in the
request target, the request MUST NOT contain the :authority pseudo-
header or Host header fields.

An HTTP request that omits mandatory pseudo-header fields or contains

invalid values for those pseudo-header fields is malformed.

HTTP/3 does not define a way to carry the version identifier that is
included in the HTTP/1.1 request line. HTTP/3 requests implicitly have a
protocol version of "3.0".

4.3.2. Response Pseudo-Header Fields

For responses, a single ":status" pseudo-header field is defined that
carries the HTTP status code; see Section 15 of [HTTP]. This pseudo-
header field MUST be included in all responses; otherwise, the response
is malformed (see Section 4.1.2).

HTTP/3 does not define a way to carry the version or reason phrase that
is included in an HTTP/1.1 status line. HTTP/3 responses implicitly have a
protocol version of "3.0".
4.4. The CONNECT Method
The CONNECT method requests that the recipient establish a tunnel to
the destination origin server identified by the request-target; see Section
9.3.6 of [HTTP]. It is primarily used with HTTP proxies to establish a TLS
session with an origin server for the purposes of interacting with "https"
resources.

In HTTP/1.x, CONNECT is used to convert an entire HTTP connection into

a tunnel to a remote host. In HTTP/2 and HTTP/3, the CONNECT method
is used to establish a tunnel over a single stream.

A CONNECT request MUST be constructed as follows:

• The :method pseudo-header field is set to "CONNECT"

• The :scheme and :path pseudo-header fields are omitted
• The :authority pseudo-header field contains the host and port to
connect to (equivalent to the authority-form of the request-target of
CONNECT requests; see Section 7.1 of [HTTP]).

The request stream remains open at the end of the request to carry the
data to be transferred. A CONNECT request that does not conform to
these restrictions is malformed.

A proxy that supports CONNECT establishes a TCP connection

([RFC0793]) to the server identified in the :authority pseudo-header field.
Once this connection is successfully established, the proxy sends a
HEADERS frame containing a 2xx series status code to the client, as
defined in Section 15.3 of [HTTP].

All DATA frames on the stream correspond to data sent or received on

the TCP connection. The payload of any DATA frame sent by the client is
transmitted by the proxy to the TCP server; data received from the TCP
server is packaged into DATA frames by the proxy. Note that the size and
number of TCP segments is not guaranteed to map predictably to the
size and number of HTTP DATA or QUIC STREAM frames.

Once the CONNECT method has completed, only DATA frames are
permitted to be sent on the stream. Extension frames MAY be used if
specifically permitted by the definition of the extension. Receipt of any
other known frame type MUST be treated as a connection error of type
H3_FRAME_UNEXPECTED.
The TCP connection can be closed by either peer. When the client ends
the request stream (that is, the receive stream at the proxy enters the
"Data Recvd" state), the proxy will set the FIN bit on its connection to the
TCP server. When the proxy receives a packet with the FIN bit set, it will
close the send stream that it sends to the client. TCP connections that
remain half closed in a single direction are not invalid, but are often
handled poorly by servers, so clients SHOULD NOT close a stream for
sending while they still expect to receive data from the target of the
CONNECT.

A TCP connection error is signaled by abruptly terminating the stream. A

proxy treats any error in the TCP connection, which includes receiving a
TCP segment with the RST bit set, as a stream error of type
H3_CONNECT_ERROR.

Correspondingly, if a proxy detects an error with the stream or the QUIC

connection, it MUST close the TCP connection. If the proxy detects that
the client has reset the stream or aborted reading from the stream, it
MUST close the TCP connection. If the stream is reset or reading is
aborted by the client, a proxy SHOULD perform the same operation on
the other direction in order to ensure that both directions of the stream
are cancelled. In all these cases, if the underlying TCP implementation
permits it, the proxy SHOULD send a TCP segment with the RST bit set.

Since CONNECT creates a tunnel to an arbitrary server, proxies that

support CONNECT SHOULD restrict its use to a set of known ports or a
list of safe request targets; see Section 9.3.6 of [HTTP] for more details.

4.5. HTTP Upgrade

HTTP/3 does not support the HTTP Upgrade mechanism (Section 7.8 of
[HTTP]) or the 101 (Switching Protocols) informational status code
(Section 15.2.2 of [HTTP]).

4.6. Server Push

Server push is an interaction mode that permits a server to push a
request-response exchange to a client in anticipation of the client
making the indicated request. This trades off network usage against a
potential latency gain. HTTP/3 server push is similar to what is described
in Section 8.2 of [HTTP/2], but it uses different mechanisms.
Each server push is assigned a unique push ID by the server. The push ID
is used to refer to the push in various contexts throughout the lifetime of
the HTTP/3 connection.

The push ID space begins at zero and ends at a maximum value set by
the MAX_PUSH_ID frame. In particular, a server is not able to push until
after the client sends a MAX_PUSH_ID frame. A client sends
MAX_PUSH_ID frames to control the number of pushes that a server can
promise. A server SHOULD use push IDs sequentially, beginning from
zero. A client MUST treat receipt of a push stream as a connection error
of type H3_ID_ERROR when no MAX_PUSH_ID frame has been sent or
when the stream references a push ID that is greater than the maximum
push ID.

The push ID is used in one or more PUSH_PROMISE frames that carry the
control data and header fields of the request message. These frames are
sent on the request stream that generated the push. This allows the
server push to be associated with a client request. When the same push
ID is promised on multiple request streams, the decompressed request
field sections MUST contain the same fields in the same order, and both
the name and the value in each field MUST be identical.

The push ID is then included with the push stream that ultimately fulfills
those promises. The push stream identifies the push ID of the promise
that it fulfills, then contains a response to the promised request as
described in Section 4.1.

Finally, the push ID can be used in CANCEL_PUSH frames; see Section

7.2.3. Clients use this frame to indicate they do not wish to receive a
promised resource. Servers use this frame to indicate they will not be
fulfilling a previous promise.

Not all requests can be pushed. A server MAY push requests that have
the following properties:

• cacheable; see Section 9.2.3 of [HTTP]

• safe; see Section 9.2.1 of [HTTP]
• does not include request content or a trailer section

The server MUST include a value in the :authority pseudo-header field for
which the server is authoritative. If the client has not yet validated the
connection for the origin indicated by the pushed request, it MUST
perform the same verification process it would do before sending a
request for that origin on the connection; see Section 3.3. If this
verification fails, the client MUST NOT consider the server authoritative
for that origin.

Clients SHOULD send a CANCEL_PUSH frame upon receipt of a

PUSH_PROMISE frame carrying a request that is not cacheable, is not
known to be safe, that indicates the presence of request content, or for
which it does not consider the server authoritative. Any corresponding
responses MUST NOT be used or cached.

Each pushed response is associated with one or more client requests.

The push is associated with the request stream on which the
PUSH_PROMISE frame was received. The same server push can be
associated with additional client requests using a PUSH_PROMISE frame
with the same push ID on multiple request streams. These associations
do not affect the operation of the protocol, but they MAY be considered
by user agents when deciding how to use pushed resources.

Ordering of a PUSH_PROMISE frame in relation to certain parts of the

response is important. The server SHOULD send PUSH_PROMISE frames
prior to sending HEADERS or DATA frames that reference the promised
responses. This reduces the chance that a client requests a resource that
will be pushed by the server.

Due to reordering, push stream data can arrive before the corresponding
PUSH_PROMISE frame. When a client receives a new push stream with an
as-yet-unknown push ID, both the associated client request and the
pushed request header fields are unknown. The client can buffer the
stream data in expectation of the matching PUSH_PROMISE. The client
can use stream flow control (Section 4.1 of [QUIC-TRANSPORT]) to limit
the amount of data a server may commit to the pushed stream. Clients
SHOULD abort reading and discard data already read from push streams
if no corresponding PUSH_PROMISE frame is processed in a reasonable
amount of time.

Push stream data can also arrive after a client has cancelled a push. In
this case, the client can abort reading the stream with an error code of
H3_REQUEST_CANCELLED. This asks the server not to transfer additional
data and indicates that it will be discarded upon receipt.

Pushed responses that are cacheable (see Section 3 of [HTTP-CACHING])

can be stored by the client, if it implements an HTTP cache. Pushed
responses are considered successfully validated on the origin server (e.g.,
if the "no-cache" cache response directive is present; see Section 5.2.2.4
of [HTTP-CACHING]) at the time the pushed response is received.

Pushed responses that are not cacheable MUST NOT be stored by any
HTTP cache. They MAY be made available to the application separately.

5. Connection Closure
Once established, an HTTP/3 connection can be used for many requests
and responses over time until the connection is closed. Connection
closure can happen in any of several different ways.

5.1. Idle Connections

Each QUIC endpoint declares an idle timeout during the handshake. If
the QUIC connection remains idle (no packets received) for longer than
this duration, the peer will assume that the connection has been closed.
HTTP/3 implementations will need to open a new HTTP/3 connection for
new requests if the existing connection has been idle for longer than the
idle timeout negotiated during the QUIC handshake, and they SHOULD
do so if approaching the idle timeout; see Section 10.1 of [QUIC-
TRANSPORT].

HTTP clients are expected to request that the transport keep connections
open while there are responses outstanding for requests or server
pushes, as described in Section 10.1.2 of [QUIC-TRANSPORT]. If the client
is not expecting a response from the server, allowing an idle connection
to time out is preferred over expending effort maintaining a connection
that might not be needed. A gateway MAY maintain connections in
anticipation of need rather than incur the latency cost of connection
establishment to servers. Servers SHOULD NOT actively keep
connections open.

5.2. Connection Shutdown

Even when a connection is not idle, either endpoint can decide to stop
using the connection and initiate a graceful connection close. Endpoints
initiate the graceful shutdown of an HTTP/3 connection by sending a
GOAWAY frame. The GOAWAY frame contains an identifier that indicates
to the receiver the range of requests or pushes that were or might be
processed in this connection. The server sends a client-initiated
bidirectional stream ID; the client sends a push ID. Requests or pushes
with the indicated identifier or greater are rejected (Section 4.1.1) by the
sender of the GOAWAY. This identifier MAY be zero if no requests or
pushes were processed.

The information in the GOAWAY frame enables a client and server to

agree on which requests or pushes were accepted prior to the shutdown
of the HTTP/3 connection. Upon sending a GOAWAY frame, the endpoint
SHOULD explicitly cancel (see Sections 4.1.1 and 7.2.3) any requests or
pushes that have identifiers greater than or equal to the one indicated, in
order to clean up transport state for the affected streams. The endpoint
SHOULD continue to do so as more requests or pushes arrive.

Endpoints MUST NOT initiate new requests or promise new pushes on

the connection after receipt of a GOAWAY frame from the peer. Clients
MAY establish a new connection to send additional requests.

Some requests or pushes might already be in transit:

• Upon receipt of a GOAWAY frame, if the client has already sent

requests with a stream ID greater than or equal to the identifier
contained in the GOAWAY frame, those requests will not be
processed. Clients can safely retry unprocessed requests on a
different HTTP connection. A client that is unable to retry requests
loses all requests that are in flight when the server closes the
connection.

Requests on stream IDs less than the stream ID in a GOAWAY frame

from the server might have been processed; their status cannot be
known until a response is received, the stream is reset individually,
another GOAWAY is received with a lower stream ID than that of the
request in question, or the connection terminates.

Servers MAY reject individual requests on streams below the

indicated ID if these requests were not processed.

• If a server receives a GOAWAY frame after having promised pushes

with a push ID greater than or equal to the identifier contained in
the GOAWAY frame, those pushes will not be accepted.

Servers SHOULD send a GOAWAY frame when the closing of a

connection is known in advance, even if the advance notice is small, so
that the remote peer can know whether or not a request has been
partially processed. For example, if an HTTP client sends a POST at the
same time that a server closes a QUIC connection, the client cannot
know if the server started to process that POST request if the server does
not send a GOAWAY frame to indicate what streams it might have acted
on.

An endpoint MAY send multiple GOAWAY frames indicating different

identifiers, but the identifier in each frame MUST NOT be greater than
the identifier in any previous frame, since clients might already have
retried unprocessed requests on another HTTP connection. Receiving a
GOAWAY containing a larger identifier than previously received MUST be
treated as a connection error of type H3_ID_ERROR.

An endpoint that is attempting to gracefully shut down a connection can

send a GOAWAY frame with a value set to the maximum possible value
(262-4 for servers, 262-1 for clients). This ensures that the peer stops
creating new requests or pushes. After allowing time for any in-flight
requests or pushes to arrive, the endpoint can send another GOAWAY
frame indicating which requests or pushes it might accept before the
end of the connection. This ensures that a connection can be cleanly
shut down without losing requests.

A client has more flexibility in the value it chooses for the Push ID field in
a GOAWAY that it sends. A value of 262-1 indicates that the server can
continue fulfilling pushes that have already been promised. A smaller
value indicates the client will reject pushes with push IDs greater than or
equal to this value. Like the server, the client MAY send subsequent
GOAWAY frames so long as the specified push ID is no greater than any
previously sent value.

Even when a GOAWAY indicates that a given request or push will not be
processed or accepted upon receipt, the underlying transport resources
still exist. The endpoint that initiated these requests can cancel them to
clean up transport state.

Once all accepted requests and pushes have been processed, the
endpoint can permit the connection to become idle, or it MAY initiate an
immediate closure of the connection. An endpoint that completes a
graceful shutdown SHOULD use the H3_NO_ERROR error code when
closing the connection.

If a client has consumed all available bidirectional stream IDs with

requests, the server need not send a GOAWAY frame, since the client is
unable to make further requests.

5.3. Immediate Application Closure

An HTTP/3 implementation can immediately close the QUIC connection
at any time. This results in sending a QUIC CONNECTION_CLOSE frame
to the peer indicating that the application layer has terminated the
connection. The application error code in this frame indicates to the peer
why the connection is being closed. See Section 8 for error codes that
can be used when closing a connection in HTTP/3.

Before closing the connection, a GOAWAY frame MAY be sent to allow

the client to retry some requests. Including the GOAWAY frame in the
same packet as the QUIC CONNECTION_CLOSE frame improves the
chances of the frame being received by clients.

If there are open streams that have not been explicitly closed, they are
implicitly closed when the connection is closed; see Section 10.2 of
[QUIC-TRANSPORT].

5.4. Transport Closure

For various reasons, the QUIC transport could indicate to the application
layer that the connection has terminated. This might be due to an
explicit closure by the peer, a transport-level error, or a change in
network topology that interrupts connectivity.

If a connection terminates without a GOAWAY frame, clients MUST

assume that any request that was sent, whether in whole or in part,
might have been processed.

6. Stream Mapping and Usage

A QUIC stream provides reliable in-order delivery of bytes, but makes no
guarantees about order of delivery with regard to bytes on other
streams. In version 1 of QUIC, the stream data containing HTTP frames is
carried by QUIC STREAM frames, but this framing is invisible to the HTTP
framing layer. The transport layer buffers and orders received stream
data, exposing a reliable byte stream to the application. Although QUIC
permits out-of-order delivery within a stream, HTTP/3 does not make
use of this feature.

QUIC streams can be either unidirectional, carrying data only from

initiator to receiver, or bidirectional, carrying data in both directions.
Streams can be initiated by either the client or the server. For more detail
on QUIC streams, see Section 2 of [QUIC-TRANSPORT].

When HTTP fields and data are sent over QUIC, the QUIC layer handles
most of the stream management. HTTP does not need to do any
separate multiplexing when using QUIC: data sent over a QUIC stream
always maps to a particular HTTP transaction or to the entire HTTP/3
connection context.

6.1. Bidirectional Streams

All client-initiated bidirectional streams are used for HTTP requests and
responses. A bidirectional stream ensures that the response can be
readily correlated with the request. These streams are referred to as
request streams.

This means that the client's first request occurs on QUIC stream 0, with
subsequent requests on streams 4, 8, and so on. In order to permit these
streams to open, an HTTP/3 server SHOULD configure non-zero
minimum values for the number of permitted streams and the initial
stream flow-control window. So as to not unnecessarily limit parallelism,
at least 100 request streams SHOULD be permitted at a time.

HTTP/3 does not use server-initiated bidirectional streams, though an

extension could define a use for these streams. Clients MUST treat
receipt of a server-initiated bidirectional stream as a connection error of
type H3_STREAM_CREATION_ERROR unless such an extension has been
negotiated.

6.2. Unidirectional Streams

Unidirectional streams, in either direction, are used for a range of
purposes. The purpose is indicated by a stream type, which is sent as a
variable-length integer at the start of the stream. The format and
structure of data that follows this integer is determined by the stream
type.
Unidirectional Stream Header {
Stream Type (i),
}

Figure 1: Unidirectional Stream Header

Two stream types are defined in this document: control streams (Section
6.2.1) and push streams (Section 6.2.2). [QPACK] defines two additional
stream types. Other stream types can be defined by extensions to
HTTP/3; see Section 9 for more details. Some stream types are reserved
(Section 6.2.3).

The performance of HTTP/3 connections in the early phase of their

lifetime is sensitive to the creation and exchange of data on
unidirectional streams. Endpoints that excessively restrict the number of
streams or the flow-control window of these streams will increase the
chance that the remote peer reaches the limit early and becomes
blocked. In particular, implementations should consider that remote
peers may wish to exercise reserved stream behavior (Section 6.2.3) with
some of the unidirectional streams they are permitted to use.

Each endpoint needs to create at least one unidirectional stream for the
HTTP control stream. QPACK requires two additional unidirectional
streams, and other extensions might require further streams. Therefore,
the transport parameters sent by both clients and servers MUST allow the
peer to create at least three unidirectional streams. These transport
parameters SHOULD also provide at least 1,024 bytes of flow-control
credit to each unidirectional stream.

Note that an endpoint is not required to grant additional credits to

create more unidirectional streams if its peer consumes all the initial
credits before creating the critical unidirectional streams. Endpoints
SHOULD create the HTTP control stream as well as the unidirectional
streams required by mandatory extensions (such as the QPACK encoder
and decoder streams) first, and then create additional streams as allowed
by their peer.

If the stream header indicates a stream type that is not supported by the
recipient, the remainder of the stream cannot be consumed as the
semantics are unknown. Recipients of unknown stream types MUST
either abort reading of the stream or discard incoming data without
further processing. If reading is aborted, the recipient SHOULD use the
H3_STREAM_CREATION_ERROR error code or a reserved error code
(Section 8.1). The recipient MUST NOT consider unknown stream types to
be a connection error of any kind.

As certain stream types can affect connection state, a recipient SHOULD

NOT discard data from incoming unidirectional streams prior to reading
the stream type.

Implementations MAY send stream types before knowing whether the

peer supports them. However, stream types that could modify the state
or semantics of existing protocol components, including QPACK or other
extensions, MUST NOT be sent until the peer is known to support them.

A sender can close or reset a unidirectional stream unless otherwise

specified. A receiver MUST tolerate unidirectional streams being closed
or reset prior to the reception of the unidirectional stream header.

6.2.1. Control Streams

A control stream is indicated by a stream type of 0x00. Data on this
stream consists of HTTP/3 frames, as defined in Section 7.2.

Each side MUST initiate a single control stream at the beginning of the
connection and send its SETTINGS frame as the first frame on this
stream. If the first frame of the control stream is any other frame type,
this MUST be treated as a connection error of type
H3_MISSING_SETTINGS. Only one control stream per peer is permitted;
receipt of a second stream claiming to be a control stream MUST be
treated as a connection error of type H3_STREAM_CREATION_ERROR.
The sender MUST NOT close the control stream, and the receiver MUST
NOT request that the sender close the control stream. If either control
stream is closed at any point, this MUST be treated as a connection error
of type H3_CLOSED_CRITICAL_STREAM. Connection errors are described
in Section 8.

Because the contents of the control stream are used to manage the
behavior of other streams, endpoints SHOULD provide enough flow-
control credit to keep the peer's control stream from becoming blocked.

A pair of unidirectional streams is used rather than a single bidirectional

stream. This allows either peer to send data as soon as it is able.
Depending on whether 0-RTT is available on the QUIC connection, either
client or server might be able to send stream data first.

6.2.2. Push Streams

Server push is an optional feature introduced in HTTP/2 that allows a
server to initiate a response before a request has been made. See
Section 4.6 for more details.

A push stream is indicated by a stream type of 0x01, followed by the

push ID of the promise that it fulfills, encoded as a variable-length
integer. The remaining data on this stream consists of HTTP/3 frames, as
defined in Section 7.2, and fulfills a promised server push by zero or
more interim HTTP responses followed by a single final HTTP response,
as defined in Section 4.1. Server push and push IDs are described in
Section 4.6.

Only servers can push; if a server receives a client-initiated push stream,

this MUST be treated as a connection error of type
H3_STREAM_CREATION_ERROR.

Push Stream Header {

Stream Type (i) = 0x01,
Push ID (i),
}

Figure 2: Push Stream Header

A client SHOULD NOT abort reading on a push stream prior to reading

the push stream header, as this could lead to disagreement between
client and server on which push IDs have already been consumed.

Each push ID MUST only be used once in a push stream header. If a client
detects that a push stream header includes a push ID that was used in
another push stream header, the client MUST treat this as a connection
error of type H3_ID_ERROR.

6.2.3. Reserved Stream Types

Stream types of the format 0x1f * N + 0x21 for non-negative integer
values of N are reserved to exercise the requirement that unknown types
be ignored. These streams have no semantics, and they can be sent
when application-layer padding is desired. They MAY also be sent on
connections where no data is currently being transferred. Endpoints
MUST NOT consider these streams to have any meaning upon receipt.
The payload and length of the stream are selected in any manner the
sending implementation chooses. When sending a reserved stream type,
the implementation MAY either terminate the stream cleanly or reset it.
When resetting the stream, either the H3_NO_ERROR error code or a
reserved error code (Section 8.1) SHOULD be used.

7. HTTP Framing Layer

HTTP frames are carried on QUIC streams, as described in Section 6.
HTTP/3 defines three stream types: control stream, request stream, and
push stream. This section describes HTTP/3 frame formats and their
permitted stream types; see Table 1 for an overview. A comparison
between HTTP/2 and HTTP/3 frames is provided in Appendix A.2.

Control Request Push

Frame Section
Stream Stream Stream
Section
DATA No Yes Yes
7.2.1
Section
HEADERS No Yes Yes
7.2.2
Section
CANCEL_PUSH Yes No No
7.2.3
Section
SETTINGS Yes (1) No No
7.2.4
Section
PUSH_PROMISE No Yes No
7.2.5
Section
GOAWAY Yes No No
7.2.6
Section
MAX_PUSH_ID Yes No No
7.2.7
Section
Reserved Yes Yes Yes
7.2.8

Table 1: HTTP/3 Frames and Stream Type Overview

The SETTINGS frame can only occur as the first frame of a Control
stream; this is indicated in Table 1 with a (1). Specific guidance is
provided in the relevant section.
Note that, unlike QUIC frames, HTTP/3 frames can span multiple packets.

7.1. Frame Layout

All frames have the following format:

HTTP/3 Frame Format {

Type (i),
Length (i),
Frame Payload (..),
}

Figure 3: HTTP/3 Frame Format

A frame includes the following fields:

Type: A variable-length integer that identifies the frame type.

Length: A variable-length integer that describes the length in bytes

of the Frame Payload.

Frame Payload: A payload, the semantics of which are determined

by the Type field.

Each frame's payload MUST contain exactly the fields identified in its
description. A frame payload that contains additional bytes after the
identified fields or a frame payload that terminates before the end of the
identified fields MUST be treated as a connection error of type
H3_FRAME_ERROR. In particular, redundant length encodings MUST be
verified to be self-consistent; see Section 10.8.

When a stream terminates cleanly, if the last frame on the stream was
truncated, this MUST be treated as a connection error of type
H3_FRAME_ERROR. Streams that terminate abruptly may be reset at any
point in a frame.

7.2. Frame Definitions

7.2.1. DATA
DATA frames (type=0x00) convey arbitrary, variable-length sequences of
bytes associated with HTTP request or response content.

DATA frames MUST be associated with an HTTP request or response. If a

DATA frame is received on a control stream, the recipient MUST respond
with a connection error of type H3_FRAME_UNEXPECTED.
DATA Frame {
Type (i) = 0x00,
Length (i),
Data (..),
}

Figure 4: DATA Frame

7.2.2. HEADERS
The HEADERS frame (type=0x01) is used to carry an HTTP field section
that is encoded using QPACK. See [QPACK] for more details.

HEADERS Frame {
Type (i) = 0x01,
Length (i),
Encoded Field Section (..),
}

Figure 5: HEADERS Frame

HEADERS frames can only be sent on request streams or push streams. If

a HEADERS frame is received on a control stream, the recipient MUST
respond with a connection error of type H3_FRAME_UNEXPECTED.

7.2.3. CANCEL_PUSH
The CANCEL_PUSH frame (type=0x03) is used to request cancellation of
a server push prior to the push stream being received. The
CANCEL_PUSH frame identifies a server push by push ID (see Section
4.6), encoded as a variable-length integer.

When a client sends a CANCEL_PUSH frame, it is indicating that it does

not wish to receive the promised resource. The server SHOULD abort
sending the resource, but the mechanism to do so depends on the state
of the corresponding push stream. If the server has not yet created a
push stream, it does not create one. If the push stream is open, the
server SHOULD abruptly terminate that stream. If the push stream has
already ended, the server MAY still abruptly terminate the stream or MAY
take no action.

A server sends a CANCEL_PUSH frame to indicate that it will not be

fulfilling a promise that was previously sent. The client cannot expect the
corresponding promise to be fulfilled, unless it has already received and
processed the promised response. Regardless of whether a push stream
has been opened, a server SHOULD send a CANCEL_PUSH frame when it
determines that promise will not be fulfilled. If a stream has already been
opened, the server can abort sending on the stream with an error code
of H3_REQUEST_CANCELLED.

Sending a CANCEL_PUSH frame has no direct effect on the state of

existing push streams. A client SHOULD NOT send a CANCEL_PUSH
frame when it has already received a corresponding push stream. A push
stream could arrive after a client has sent a CANCEL_PUSH frame,
because a server might not have processed the CANCEL_PUSH. The
client SHOULD abort reading the stream with an error code of
H3_REQUEST_CANCELLED.

A CANCEL_PUSH frame is sent on the control stream. Receiving a

CANCEL_PUSH frame on a stream other than the control stream MUST
be treated as a connection error of type H3_FRAME_UNEXPECTED.

CANCEL_PUSH Frame {
Type (i) = 0x03,
Length (i),
Push ID (i),
}

Figure 6: CANCEL_PUSH Frame

The CANCEL_PUSH frame carries a push ID encoded as a variable-length

integer. The Push ID field identifies the server push that is being
cancelled; see Section 4.6. If a CANCEL_PUSH frame is received that
references a push ID greater than currently allowed on the connection,
this MUST be treated as a connection error of type H3_ID_ERROR.

If the client receives a CANCEL_PUSH frame, that frame might identify a

push ID that has not yet been mentioned by a PUSH_PROMISE frame
due to reordering. If a server receives a CANCEL_PUSH frame for a push
ID that has not yet been mentioned by a PUSH_PROMISE frame, this
MUST be treated as a connection error of type H3_ID_ERROR.

7.2.4. SETTINGS
The SETTINGS frame (type=0x04) conveys configuration parameters that
affect how endpoints communicate, such as preferences and constraints
on peer behavior. Individually, a SETTINGS parameter can also be
referred to as a "setting"; the identifier and value of each setting
parameter can be referred to as a "setting identifier" and a "setting
value".

SETTINGS frames always apply to an entire HTTP/3 connection, never a

single stream. A SETTINGS frame MUST be sent as the first frame of each
control stream (see Section 6.2.1) by each peer, and it MUST NOT be sent
subsequently. If an endpoint receives a second SETTINGS frame on the
control stream, the endpoint MUST respond with a connection error of
type H3_FRAME_UNEXPECTED.

SETTINGS frames MUST NOT be sent on any stream other than the
control stream. If an endpoint receives a SETTINGS frame on a different
stream, the endpoint MUST respond with a connection error of type
H3_FRAME_UNEXPECTED.

SETTINGS parameters are not negotiated; they describe characteristics of

the sending peer that can be used by the receiving peer. However, a
negotiation can be implied by the use of SETTINGS: each peer uses
SETTINGS to advertise a set of supported values. The definition of the
setting would describe how each peer combines the two sets to
conclude which choice will be used. SETTINGS does not provide a
mechanism to identify when the choice takes effect.

Different values for the same parameter can be advertised by each peer.
For example, a client might be willing to consume a very large response
field section, while servers are more cautious about request size.

The same setting identifier MUST NOT occur more than once in the
SETTINGS frame. A receiver MAY treat the presence of duplicate setting
identifiers as a connection error of type H3_SETTINGS_ERROR.

The payload of a SETTINGS frame consists of zero or more parameters.

Each parameter consists of a setting identifier and a value, both encoded
as QUIC variable-length integers.

Setting {
Identifier (i),
Value (i),
}

SETTINGS Frame {
Type (i) = 0x04,
 Length (i),
Setting (..) ...,
}

Figure 7: SETTINGS Frame

An implementation MUST ignore any parameter with an identifier it does

not understand.

7.2.4.1. Defined SETTINGS Parameters

The following settings are defined in HTTP/3:

SETTINGS_MAX_FIELD_SECTION_SIZE (0x06) The default value is

: unlimited. See
Section 4.2.2 for usage.

Setting identifiers of the format 0x1f * N + 0x21 for non-negative

integer values of N are reserved to exercise the requirement that
unknown identifiers be ignored. Such settings have no defined meaning.
Endpoints SHOULD include at least one such setting in their SETTINGS
frame. Endpoints MUST NOT consider such settings to have any meaning
upon receipt.

Because the setting has no defined meaning, the value of the setting can
be any value the implementation selects.

Setting identifiers that were defined in [HTTP/2] where there is no

corresponding HTTP/3 setting have also been reserved (Section 11.2.2).
These reserved settings MUST NOT be sent, and their receipt MUST be
treated as a connection error of type H3_SETTINGS_ERROR.

Additional settings can be defined by extensions to HTTP/3; see Section

9 for more details.

7.2.4.2. Initialization
An HTTP implementation MUST NOT send frames or requests that would
be invalid based on its current understanding of the peer's settings.

All settings begin at an initial value. Each endpoint SHOULD use these
initial values to send messages before the peer's SETTINGS frame has
arrived, as packets carrying the settings can be lost or delayed. When the
SETTINGS frame arrives, any settings are changed to their new values.
This removes the need to wait for the SETTINGS frame before sending
messages. Endpoints MUST NOT require any data to be received from
the peer prior to sending the SETTINGS frame; settings MUST be sent as
soon as the transport is ready to send data.

For servers, the initial value of each client setting is the default value.

For clients using a 1-RTT QUIC connection, the initial value of each server
setting is the default value. 1-RTT keys will always become available prior
to the packet containing SETTINGS being processed by QUIC, even if the
server sends SETTINGS immediately. Clients SHOULD NOT wait
indefinitely for SETTINGS to arrive before sending requests, but they
SHOULD process received datagrams in order to increase the likelihood
of processing SETTINGS before sending the first request.

When a 0-RTT QUIC connection is being used, the initial value of each
server setting is the value used in the previous session. Clients SHOULD
store the settings the server provided in the HTTP/3 connection where
resumption information was provided, but they MAY opt not to store
settings in certain cases (e.g., if the session ticket is received before the
SETTINGS frame). A client MUST comply with stored settings -- or default
values if no values are stored -- when attempting 0-RTT. Once a server
has provided new settings, clients MUST comply with those values.

A server can remember the settings that it advertised or store an

integrity-protected copy of the values in the ticket and recover the
information when accepting 0-RTT data. A server uses the HTTP/3
settings values in determining whether to accept 0-RTT data. If the server
cannot determine that the settings remembered by a client are
compatible with its current settings, it MUST NOT accept 0-RTT data.
Remembered settings are compatible if a client complying with those
settings would not violate the server's current settings.

A server MAY accept 0-RTT and subsequently provide different settings

in its SETTINGS frame. If 0-RTT data is accepted by the server, its
SETTINGS frame MUST NOT reduce any limits or alter any values that
might be violated by the client with its 0-RTT data. The server MUST
include all settings that differ from their default values. If a server accepts
0-RTT but then sends settings that are not compatible with the
previously specified settings, this MUST be treated as a connection error
of type H3_SETTINGS_ERROR. If a server accepts 0-RTT but then sends a
SETTINGS frame that omits a setting value that the client understands
(apart from reserved setting identifiers) that was previously specified to
have a non-default value, this MUST be treated as a connection error of
type H3_SETTINGS_ERROR.

7.2.5. PUSH_PROMISE
The PUSH_PROMISE frame (type=0x05) is used to carry a promised
request header section from server to client on a request stream.

PUSH_PROMISE Frame {
Type (i) = 0x05,
Length (i),
Push ID (i),
Encoded Field Section (..),
}

Figure 8: PUSH_PROMISE Frame

The payload consists of:

Push ID: A variable-length integer that identifies the server push

operation. A push ID is used in push stream headers (Section 4.6)
and CANCEL_PUSH frames.

Encoded Field Section: QPACK-encoded request header fields for

the promised response. See [QPACK] for more details.

A server MUST NOT use a push ID that is larger than the client has
provided in a MAX_PUSH_ID frame (Section 7.2.7). A client MUST treat
receipt of a PUSH_PROMISE frame that contains a larger push ID than
the client has advertised as a connection error of H3_ID_ERROR.

A server MAY use the same push ID in multiple PUSH_PROMISE frames. If

so, the decompressed request header sets MUST contain the same fields
in the same order, and both the name and the value in each field MUST
be exact matches. Clients SHOULD compare the request header sections
for resources promised multiple times. If a client receives a push ID that
has already been promised and detects a mismatch, it MUST respond
with a connection error of type H3_GENERAL_PROTOCOL_ERROR. If the
decompressed field sections match exactly, the client SHOULD associate
the pushed content with each stream on which a PUSH_PROMISE frame
was received.
Allowing duplicate references to the same push ID is primarily to reduce
duplication caused by concurrent requests. A server SHOULD avoid
reusing a push ID over a long period. Clients are likely to consume server
push responses and not retain them for reuse over time. Clients that see
a PUSH_PROMISE frame that uses a push ID that they have already
consumed and discarded are forced to ignore the promise.

If a PUSH_PROMISE frame is received on the control stream, the client

MUST respond with a connection error of type H3_FRAME_UNEXPECTED.

A client MUST NOT send a PUSH_PROMISE frame. A server MUST treat

the receipt of a PUSH_PROMISE frame as a connection error of type
H3_FRAME_UNEXPECTED.

See Section 4.6 for a description of the overall server push mechanism.

7.2.6. GOAWAY
The GOAWAY frame (type=0x07) is used to initiate graceful shutdown of
an HTTP/3 connection by either endpoint. GOAWAY allows an endpoint
to stop accepting new requests or pushes while still finishing processing
of previously received requests and pushes. This enables administrative
actions, like server maintenance. GOAWAY by itself does not close a
connection.

GOAWAY Frame {
Type (i) = 0x07,
Length (i),
Stream ID/Push ID (i),
}

Figure 9: GOAWAY Frame

The GOAWAY frame is always sent on the control stream. In the server-
to-client direction, it carries a QUIC stream ID for a client-initiated
bidirectional stream encoded as a variable-length integer. A client MUST
treat receipt of a GOAWAY frame containing a stream ID of any other
type as a connection error of type H3_ID_ERROR.

In the client-to-server direction, the GOAWAY frame carries a push ID

encoded as a variable-length integer.

The GOAWAY frame applies to the entire connection, not a specific

stream. A client MUST treat a GOAWAY frame on a stream other than the
control stream as a connection error of type H3_FRAME_UNEXPECTED.

See Section 5.2 for more information on the use of the GOAWAY frame.

7.2.7. MAX_PUSH_ID
The MAX_PUSH_ID frame (type=0x0d) is used by clients to control the
number of server pushes that the server can initiate. This sets the
maximum value for a push ID that the server can use in PUSH_PROMISE
and CANCEL_PUSH frames. Consequently, this also limits the number of
push streams that the server can initiate in addition to the limit
maintained by the QUIC transport.

The MAX_PUSH_ID frame is always sent on the control stream. Receipt of

a MAX_PUSH_ID frame on any other stream MUST be treated as a
connection error of type H3_FRAME_UNEXPECTED.

A server MUST NOT send a MAX_PUSH_ID frame. A client MUST treat the
receipt of a MAX_PUSH_ID frame as a connection error of type
H3_FRAME_UNEXPECTED.

The maximum push ID is unset when an HTTP/3 connection is created,

meaning that a server cannot push until it receives a MAX_PUSH_ID
frame. A client that wishes to manage the number of promised server
pushes can increase the maximum push ID by sending MAX_PUSH_ID
frames as the server fulfills or cancels server pushes.

MAX_PUSH_ID Frame {
Type (i) = 0x0d,
Length (i),
Push ID (i),
}

Figure 10: MAX_PUSH_ID Frame

The MAX_PUSH_ID frame carries a single variable-length integer that

identifies the maximum value for a push ID that the server can use; see
Section 4.6. A MAX_PUSH_ID frame cannot reduce the maximum push
ID; receipt of a MAX_PUSH_ID frame that contains a smaller value than
previously received MUST be treated as a connection error of type
H3_ID_ERROR.

7.2.8. Reserved Frame Types

Frame types of the format 0x1f * N + 0x21 for non-negative integer
values of N are reserved to exercise the requirement that unknown types
be ignored (Section 9). These frames have no semantics, and they MAY
be sent on any stream where frames are allowed to be sent. This enables
their use for application-layer padding. Endpoints MUST NOT consider
these frames to have any meaning upon receipt.

The payload and length of the frames are selected in any manner the
implementation chooses.

Frame types that were used in HTTP/2 where there is no corresponding

HTTP/3 frame have also been reserved (Section 11.2.1). These frame
types MUST NOT be sent, and their receipt MUST be treated as a
connection error of type H3_FRAME_UNEXPECTED.

8. Error Handling
When a stream cannot be completed successfully, QUIC allows the
application to abruptly terminate (reset) that stream and communicate a
reason; see Section 2.4 of [QUIC-TRANSPORT]. This is referred to as a
"stream error". An HTTP/3 implementation can decide to close a QUIC
stream and communicate the type of error. Wire encodings of error
codes are defined in Section 8.1. Stream errors are distinct from HTTP
status codes that indicate error conditions. Stream errors indicate that
the sender did not transfer or consume the full request or response,
while HTTP status codes indicate the result of a request that was
successfully received.

If an entire connection needs to be terminated, QUIC similarly provides

mechanisms to communicate a reason; see Section 5.3 of [QUIC-
TRANSPORT]. This is referred to as a "connection error". Similar to stream
errors, an HTTP/3 implementation can terminate a QUIC connection and
communicate the reason using an error code from Section 8.1.

Although the reasons for closing streams and connections are called
"errors", these actions do not necessarily indicate a problem with the
connection or either implementation. For example, a stream can be reset
if the requested resource is no longer needed.

An endpoint MAY choose to treat a stream error as a connection error

under certain circumstances, closing the entire connection in response to
a condition on a single stream. Implementations need to consider the
impact on outstanding requests before making this choice.

Because new error codes can be defined without negotiation (see

Section 9), use of an error code in an unexpected context or receipt of an
unknown error code MUST be treated as equivalent to H3_NO_ERROR.
However, closing a stream can have other effects regardless of the error
code; for example, see Section 4.1.

8.1. HTTP/3 Error Codes

The following error codes are defined for use when abruptly terminating
streams, aborting reading of streams, or immediately closing HTTP/3
connections.

H3_NO_ERROR (0x0100) No error. This is used when the connection

: or stream needs to be closed, but there is
no error to signal.

H3_GENERAL_PROTOCOL_ERROR (0x0101) Peer violated protocol

: requirements in a way
that does not match a more specific error code or endpoint
declines to use the more specific error code.

H3_INTERNAL_ERROR (0x0102) An internal error has occurred in

: the HTTP stack.

H3_STREAM_CREATION_ERROR (0x0103) The endpoint detected

: that its peer created a
stream that it will not accept.
H3_CLOSED_CRITICAL_STREAM (0x0104) A stream required by the
: HTTP/3 connection was
closed or reset.

H3_FRAME_UNEXPECTED (0x0105) A frame was received that was

: not permitted in the current
state or on the current stream.

H3_FRAME_ERROR (0x0106) A frame that fails to satisfy layout

: requirements or with an invalid size
was received.

H3_EXCESSIVE_LOAD (0x0107) The endpoint detected that its peer

: is exhibiting a behavior that might
be generating excessive load.
 H3_ID_ERROR (0x0108) A stream ID or push ID was used
: incorrectly, such as exceeding a limit,
reducing a limit, or being reused.

H3_SETTINGS_ERROR (0x0109) An endpoint detected an error in

: the payload of a SETTINGS frame.

H3_MISSING_SETTINGS (0x010a) No SETTINGS frame was received

: at the beginning of the control
stream.

H3_REQUEST_REJECTED (0x010b) A server rejected a request

: without performing any
application processing.

H3_REQUEST_CANCELLED (0x010c) The request or its response

: (including pushed response) is
cancelled.

H3_REQUEST_INCOMPLETE (0x010d) The client's stream

: terminated without
containing a fully formed request.

H3_MESSAGE_ERROR (0x010e) An HTTP message was malformed

: and cannot be processed.

H3_CONNECT_ERROR (0x010f) The TCP connection established in

: response to a CONNECT request
was reset or abnormally closed.

H3_VERSION_FALLBACK (0x0110) The requested operation cannot

: be served over HTTP/3. The peer
should retry over HTTP/1.1.

Error codes of the format 0x1f * N + 0x21 for non-negative integer

values of N are reserved to exercise the requirement that unknown error
codes be treated as equivalent to H3_NO_ERROR (Section 9).
Implementations SHOULD select an error code from this space with
some probability when they would have sent H3_NO_ERROR.

9. Extensions to HTTP/3
HTTP/3 permits extension of the protocol. Within the limitations
described in this section, protocol extensions can be used to provide
additional services or alter any aspect of the protocol. Extensions are
effective only within the scope of a single HTTP/3 connection.

This applies to the protocol elements defined in this document. This

does not affect the existing options for extending HTTP, such as defining
new methods, status codes, or fields.

Extensions are permitted to use new frame types (Section 7.2), new
settings (Section 7.2.4.1), new error codes (Section 8), or new
unidirectional stream types (Section 6.2). Registries are established for
managing these extension points: frame types (Section 11.2.1), settings
(Section 11.2.2), error codes (Section 11.2.3), and stream types (Section
11.2.4).

Implementations MUST ignore unknown or unsupported values in all

extensible protocol elements. Implementations MUST discard data or
abort reading on unidirectional streams that have unknown or
unsupported types. This means that any of these extension points can be
safely used by extensions without prior arrangement or negotiation.
However, where a known frame type is required to be in a specific
location, such as the SETTINGS frame as the first frame of the control
stream (see Section 6.2.1), an unknown frame type does not satisfy that
requirement and SHOULD be treated as an error.

Extensions that could change the semantics of existing protocol

components MUST be negotiated before being used. For example, an
extension that changes the layout of the HEADERS frame cannot be used
until the peer has given a positive signal that this is acceptable.
Coordinating when such a revised layout comes into effect could prove
complex. As such, allocating new identifiers for new definitions of
existing protocol elements is likely to be more effective.

This document does not mandate a specific method for negotiating the
use of an extension, but it notes that a setting (Section 7.2.4.1) could be
used for that purpose. If both peers set a value that indicates willingness
to use the extension, then the extension can be used. If a setting is used
for extension negotiation, the default value MUST be defined in such a
fashion that the extension is disabled if the setting is omitted.

10. Security Considerations

The security considerations of HTTP/3 should be comparable to those of
HTTP/2 with TLS. However, many of the considerations from Section 10
of [HTTP/2] apply to [QUIC-TRANSPORT] and are discussed in that
document.

10.1. Server Authority

HTTP/3 relies on the HTTP definition of authority. The security
considerations of establishing authority are discussed in Section 17.1 of
[HTTP].

10.2. Cross-Protocol Attacks

The use of ALPN in the TLS and QUIC handshakes establishes the target
application protocol before application-layer bytes are processed. This
ensures that endpoints have strong assurances that peers are using the
same protocol.

This does not guarantee protection from all cross-protocol attacks.

Section 21.5 of [QUIC-TRANSPORT] describes some ways in which the
plaintext of QUIC packets can be used to perform request forgery
against endpoints that don't use authenticated transports.

10.3. Intermediary-Encapsulation Attacks

The HTTP/3 field encoding allows the expression of names that are not
valid field names in the syntax used by HTTP (Section 5.1 of [HTTP]).
Requests or responses containing invalid field names MUST be treated as
malformed. Therefore, an intermediary cannot translate an HTTP/3
request or response containing an invalid field name into an HTTP/1.1
message.

Similarly, HTTP/3 can transport field values that are not valid. While most
values that can be encoded will not alter field parsing, carriage return
(ASCII 0x0d), line feed (ASCII 0x0a), and the null character (ASCII 0x00)
might be exploited by an attacker if they are translated verbatim. Any
request or response that contains a character not permitted in a field
value MUST be treated as malformed. Valid characters are defined by the
"field-content" ABNF rule in Section 5.5 of [HTTP].

10.4. Cacheability of Pushed Responses

Pushed responses do not have an explicit request from the client; the
request is provided by the server in the PUSH_PROMISE frame.
Caching responses that are pushed is possible based on the guidance
provided by the origin server in the Cache-Control header field.
However, this can cause issues if a single server hosts more than one
tenant. For example, a server might offer multiple users each a small
portion of its URI space.

Where multiple tenants share space on the same server, that server
MUST ensure that tenants are not able to push representations of
resources that they do not have authority over. Failure to enforce this
would allow a tenant to provide a representation that would be served
out of cache, overriding the actual representation that the authoritative
tenant provides.

Clients are required to reject pushed responses for which an origin server
is not authoritative; see Section 4.6.

10.5. Denial-of-Service Considerations

An HTTP/3 connection can demand a greater commitment of resources
to operate than an HTTP/1.1 or HTTP/2 connection. The use of field
compression and flow control depend on a commitment of resources for
storing a greater amount of state. Settings for these features ensure that
memory commitments for these features are strictly bounded.

The number of PUSH_PROMISE frames is constrained in a similar fashion.

A client that accepts server push SHOULD limit the number of push IDs it
issues at a time.

Processing capacity cannot be guarded as effectively as state capacity.

The ability to send undefined protocol elements that the peer is required
to ignore can be abused to cause a peer to expend additional processing
time. This might be done by setting multiple undefined SETTINGS
parameters, unknown frame types, or unknown stream types. Note,
however, that some uses are entirely legitimate, such as optional-to-
understand extensions and padding to increase resistance to traffic
analysis.

Compression of field sections also offers some opportunities to waste

processing resources; see Section 7 of [QPACK] for more details on
potential abuses.

All these features -- i.e., server push, unknown protocol elements, field
compression -- have legitimate uses. These features become a burden
only when they are used unnecessarily or to excess.

An endpoint that does not monitor such behavior exposes itself to a risk
of denial-of-service attack. Implementations SHOULD track the use of
these features and set limits on their use. An endpoint MAY treat activity
that is suspicious as a connection error of type H3_EXCESSIVE_LOAD, but
false positives will result in disrupting valid connections and requests.

10.5.1. Limits on Field Section Size

A large field section (Section 4.1) can cause an implementation to
commit a large amount of state. Header fields that are critical for routing
can appear toward the end of a header section, which prevents
streaming of the header section to its ultimate destination. This ordering
and other reasons, such as ensuring cache correctness, mean that an
endpoint likely needs to buffer the entire header section. Since there is
no hard limit to the size of a field section, some endpoints could be
forced to commit a large amount of available memory for header fields.

An endpoint can use the SETTINGS_MAX_FIELD_SECTION_SIZE (Section

4.2.2) setting to advise peers of limits that might apply on the size of
field sections. This setting is only advisory, so endpoints MAY choose to
send field sections that exceed this limit and risk having the request or
response being treated as malformed. This setting is specific to an
HTTP/3 connection, so any request or response could encounter a hop
with a lower, unknown limit. An intermediary can attempt to avoid this
problem by passing on values presented by different peers, but they are
not obligated to do so.

A server that receives a larger field section than it is willing to handle can
send an HTTP 431 (Request Header Fields Too Large) status code
([RFC6585]). A client can discard responses that it cannot process.

10.5.2. CONNECT Issues

The CONNECT method can be used to create disproportionate load on a
proxy, since stream creation is relatively inexpensive when compared to
the creation and maintenance of a TCP connection. Therefore, a proxy
that supports CONNECT might be more conservative in the number of
simultaneous requests it accepts.

A proxy might also maintain some resources for a TCP connection

beyond the closing of the stream that carries the CONNECT request,
since the outgoing TCP connection remains in the TIME_WAIT state. To
account for this, a proxy might delay increasing the QUIC stream limits
for some time after a TCP connection terminates.

10.6. Use of Compression

Compression can allow an attacker to recover secret data when it is
compressed in the same context as data under attacker control. HTTP/3
enables compression of fields (Section 4.2); the following concerns also
apply to the use of HTTP compressed content-codings; see Section 8.4.1
of [HTTP].

There are demonstrable attacks on compression that exploit the

characteristics of the web (e.g., [BREACH]). The attacker induces multiple
requests containing varying plaintext, observing the length of the
resulting ciphertext in each, which reveals a shorter length when a guess
about the secret is correct.

Implementations communicating on a secure channel MUST NOT

compress content that includes both confidential and attacker-controlled
data unless separate compression contexts are used for each source of
data. Compression MUST NOT be used if the source of data cannot be
reliably determined.

Further considerations regarding the compression of field sections are

described in [QPACK].

10.7. Padding and Traffic Analysis

Padding can be used to obscure the exact size of frame content and is
provided to mitigate specific attacks within HTTP, for example, attacks
where compressed content includes both attacker-controlled plaintext
and secret data (e.g., [BREACH]).

Where HTTP/2 employs PADDING frames and Padding fields in other

frames to make a connection more resistant to traffic analysis, HTTP/3
can either rely on transport-layer padding or employ the reserved frame
and stream types discussed in Sections 7.2.8 and 6.2.3. These methods of
padding produce different results in terms of the granularity of padding,
how padding is arranged in relation to the information that is being
protected, whether padding is applied in the case of packet loss, and
how an implementation might control padding.

Reserved stream types can be used to give the appearance of sending

traffic even when the connection is idle. Because HTTP traffic often
occurs in bursts, apparent traffic can be used to obscure the timing or
duration of such bursts, even to the point of appearing to send a
constant stream of data. However, as such traffic is still flow controlled
by the receiver, a failure to promptly drain such streams and provide
additional flow-control credit can limit the sender's ability to send real
traffic.

To mitigate attacks that rely on compression, disabling or limiting

compression might be preferable to padding as a countermeasure.

Use of padding can result in less protection than might seem

immediately obvious. Redundant padding could even be
counterproductive. At best, padding only makes it more difficult for an
attacker to infer length information by increasing the number of frames
an attacker has to observe. Incorrectly implemented padding schemes
can be easily defeated. In particular, randomized padding with a
predictable distribution provides very little protection; similarly, padding
payloads to a fixed size exposes information as payload sizes cross the
fixed-sized boundary, which could be possible if an attacker can control
plaintext.

10.8. Frame Parsing

Several protocol elements contain nested length elements, typically in
the form of frames with an explicit length containing variable-length
integers. This could pose a security risk to an incautious implementer. An
implementation MUST ensure that the length of a frame exactly matches
the length of the fields it contains.

10.9. Early Data

The use of 0-RTT with HTTP/3 creates an exposure to replay attack. The
anti-replay mitigations in [HTTP-REPLAY] MUST be applied when using
HTTP/3 with 0-RTT. When applying [HTTP-REPLAY] to HTTP/3, references
to the TLS layer refer to the handshake performed within QUIC, while all
references to application data refer to the contents of streams.

10.10. Migration
Certain HTTP implementations use the client address for logging or
access-control purposes. Since a QUIC client's address might change
during a connection (and future versions might support simultaneous
use of multiple addresses), such implementations will need to either
actively retrieve the client's current address or addresses when they are
relevant or explicitly accept that the original address might change.

10.11. Privacy Considerations

Several characteristics of HTTP/3 provide an observer an opportunity to
correlate actions of a single client or server over time. These include the
value of settings, the timing of reactions to stimulus, and the handling of
any features that are controlled by settings.

As far as these create observable differences in behavior, they could be

used as a basis for fingerprinting a specific client.

HTTP/3's preference for using a single QUIC connection allows

correlation of a user's activity on a site. Reusing connections for different
origins allows for correlation of activity across those origins.

Several features of QUIC solicit immediate responses and can be used by

an endpoint to measure latency to their peer; this might have privacy
implications in certain scenarios.

11. IANA Considerations

This document registers a new ALPN protocol ID (Section 11.1) and
creates new registries that manage the assignment of code points in
HTTP/3.

11.1. Registration of HTTP/3 Identification

String
This document creates a new registration for the identification of HTTP/3
in the "TLS Application-Layer Protocol Negotiation (ALPN) Protocol IDs"
registry established in [RFC7301].

The "h3" string identifies HTTP/3:

Protocol: HTTP/3

Identification Sequence: 0x68 0x33 ("h3")

 Specification: This document

11.2. New Registries

New registries created in this document operate under the QUIC
registration policy documented in Section 22.1 of [QUIC-TRANSPORT].
These registries all include the common set of fields listed in Section
22.1.1 of [QUIC-TRANSPORT]. These registries are collected under the
"Hypertext Transfer Protocol version 3 (HTTP/3)" heading.

The initial allocations in these registries are all assigned permanent

status and list a change controller of the IETF and a contact of the HTTP
working group ([email protected]).

11.2.1. Frame Types

This document establishes a registry for HTTP/3 frame type codes. The
"HTTP/3 Frame Types" registry governs a 62-bit space. This registry
follows the QUIC registry policy; see Section 11.2. Permanent
registrations in this registry are assigned using the Specification Required
policy ([RFC8126]), except for values between 0x00 and 0x3f (in
hexadecimal; inclusive), which are assigned using Standards Action or
IESG Approval as defined in Sections 4.9 and 4.10 of [RFC8126].

While this registry is separate from the "HTTP/2 Frame Type" registry
defined in [HTTP/2], it is preferable that the assignments parallel each
other where the code spaces overlap. If an entry is present in only one
registry, every effort SHOULD be made to avoid assigning the
corresponding value to an unrelated operation. Expert reviewers MAY
reject unrelated registrations that would conflict with the same value in
the corresponding registry.

In addition to common fields as described in Section 11.2, permanent

registrations in this registry MUST include the following field:

Frame Type: A name or label for the frame type.

Specifications of frame types MUST include a description of the frame

layout and its semantics, including any parts of the frame that are
conditionally present.

The entries in Table 2 are registered by this document.

 Frame Type Value Specification
DATA 0x00 Section 7.2.1
HEADERS 0x01 Section 7.2.2
Reserved 0x02 This document
CANCEL_PUSH 0x03 Section 7.2.3
SETTINGS 0x04 Section 7.2.4
PUSH_PROMISE 0x05 Section 7.2.5
Reserved 0x06 This document
GOAWAY 0x07 Section 7.2.6
Reserved 0x08 This document
Reserved 0x09 This document
MAX_PUSH_ID 0x0d Section 7.2.7

Table 2: Initial HTTP/3 Frame Types

Each code of the format 0x1f * N + 0x21 for non-negative integer

values of N (that is, 0x21, 0x40, ..., through 0x3ffffffffffffffe) MUST NOT be
assigned by IANA and MUST NOT appear in the listing of assigned
values.

11.2.2. Settings Parameters

This document establishes a registry for HTTP/3 settings. The "HTTP/3
Settings" registry governs a 62-bit space. This registry follows the QUIC
registry policy; see Section 11.2. Permanent registrations in this registry
are assigned using the Specification Required policy ([RFC8126]), except
for values between 0x00 and 0x3f (in hexadecimal; inclusive), which are
assigned using Standards Action or IESG Approval as defined in Sections
4.9 and 4.10 of [RFC8126].

While this registry is separate from the "HTTP/2 Settings" registry

defined in [HTTP/2], it is preferable that the assignments parallel each
other. If an entry is present in only one registry, every effort SHOULD be
made to avoid assigning the corresponding value to an unrelated
operation. Expert reviewers MAY reject unrelated registrations that would
conflict with the same value in the corresponding registry.

In addition to common fields as described in Section 11.2, permanent

registrations in this registry MUST include the following fields:
 Setting
A symbolic
Name:name for the setting. Specifying a setting name is
optional.

Default: The value of the setting unless otherwise indicated. A

default SHOULD be the most restrictive possible value.

The entries in Table 3 are registered by this document.

Setting Name Value Specification Default

This
Reserved 0x00 N/A
document
This
Reserved 0x02 N/A
document
This
Reserved 0x03 N/A
document
This
Reserved 0x04 N/A
document
This
Reserved 0x05 N/A
document
Section
MAX_FIELD_SECTION_SIZE 0x06 Unlimited
7.2.4.1

Table 3: Initial HTTP/3 Settings

For formatting reasons, setting names can be abbreviated by removing

the 'SETTINGS_' prefix.

Each code of the format 0x1f * N + 0x21 for non-negative integer

values of N (that is, 0x21, 0x40, ..., through 0x3ffffffffffffffe) MUST NOT be
assigned by IANA and MUST NOT appear in the listing of assigned
values.

11.2.3. Error Codes

This document establishes a registry for HTTP/3 error codes. The
"HTTP/3 Error Codes" registry manages a 62-bit space. This registry
follows the QUIC registry policy; see Section 11.2. Permanent
registrations in this registry are assigned using the Specification Required
policy ([RFC8126]), except for values between 0x00 and 0x3f (in
hexadecimal; inclusive), which are assigned using Standards Action or
IESG Approval as defined in Sections 4.9 and 4.10 of [RFC8126].
Registrations for error codes are required to include a description of the
error code. An expert reviewer is advised to examine new registrations
for possible duplication with existing error codes. Use of existing
registrations is to be encouraged, but not mandated. Use of values that
are registered in the "HTTP/2 Error Code" registry is discouraged, and
expert reviewers MAY reject such registrations.

In addition to common fields as described in Section 11.2, this registry

includes two additional fields. Permanent registrations in this registry
MUST include the following field:

Name: A name for the error code.

Description: A brief description of the error code semantics.

The entries in Table 4 are registered by this document. These error codes
were selected from the range that operates on a Specification Required
policy to avoid collisions with HTTP/2 error codes.

Name Value Description Specification

Section
H3_NO_ERROR 0x0100 No error
8.1
General
Section
H3_GENERAL_PROTOCOL_ERROR 0x0101 protocol
8.1
error
Internal Section
H3_INTERNAL_ERROR 0x0102
error 8.1
Stream
Section
H3_STREAM_CREATION_ERROR 0x0103 creation
8.1
error
Critical
Section
H3_CLOSED_CRITICAL_STREAM 0x0104 stream
8.1
was closed
Frame not
permitted
Section
H3_FRAME_UNEXPECTED 0x0105 in the
8.1
current
state

Table 4: Initial HTTP/3 Error Codes

 Name Value Description Specification
Frame
violated Section
H3_FRAME_ERROR 0x0106
layout or 8.1
size rules
Peer
generating Section
H3_EXCESSIVE_LOAD 0x0107
excessive 8.1
load
An
identifier Section
H3_ID_ERROR 0x0108
was used 8.1
incorrectly
SETTINGS
frame
Section
H3_SETTINGS_ERROR 0x0109 contained
8.1
invalid
values
No
SETTINGS Section
H3_MISSING_SETTINGS 0x010a
frame 8.1
received
Request
Section
H3_REQUEST_REJECTED 0x010b not
8.1
processed
Data no
Section
H3_REQUEST_CANCELLED 0x010c longer
8.1
needed
Stream
Section
H3_REQUEST_INCOMPLETE 0x010d terminated
8.1
early
Malformed Section
H3_MESSAGE_ERROR 0x010e
message 8.1
TCP reset
or error on Section
H3_CONNECT_ERROR 0x010f
CONNECT 8.1
request
 Name Value Description Specification
Retry over Section
H3_VERSION_FALLBACK 0x0110
HTTP/1.1 8.1

Each code of the format 0x1f * N + 0x21 for non-negative integer

values of N (that is, 0x21, 0x40, ..., through 0x3ffffffffffffffe) MUST NOT be
assigned by IANA and MUST NOT appear in the listing of assigned
values.

11.2.4. Stream Types

This document establishes a registry for HTTP/3 unidirectional stream
types. The "HTTP/3 Stream Types" registry governs a 62-bit space. This
registry follows the QUIC registry policy; see Section 11.2. Permanent
registrations in this registry are assigned using the Specification Required
policy ([RFC8126]), except for values between 0x00 and 0x3f (in
hexadecimal; inclusive), which are assigned using Standards Action or
IESG Approval as defined in Sections 4.9 and 4.10 of [RFC8126].

In addition to common fields as described in Section 11.2, permanent

registrations in this registry MUST include the following fields:

Stream Type: A name or label for the stream type.

Sender: Which endpoint on an HTTP/3 connection may initiate a

stream of this type. Values are "Client", "Server", or "Both".

Specifications for permanent registrations MUST include a description of

the stream type, including the layout and semantics of the stream
contents.

The entries in Table 5 are registered by this document.

Stream Type Value Specification Sender

Control Stream 0x00 Section 6.2.1 Both
Push Stream 0x01 Section 4.6 Server

Table 5: Initial Stream Types

Each code of the format 0x1f * N + 0x21 for non-negative integer

values of N (that is, 0x21, 0x40, ..., through 0x3ffffffffffffffe) MUST NOT be
assigned by IANA and MUST NOT appear in the listing of assigned
values.

12. References
12.1. Normative References
[ALTSVC] Nottingham, M., McManus, P., and J. Reschke, “HTTP
Alternative Services”, RFC 7838, DOI 10.17487/RFC7838, April 2016,
<https://www.rfc-editor.org/info/rfc7838>.

Barth, A., “HTTP State Management Mechanism”, RFC 6265, DOI

10.17487/RFC6265, April 2011, <https://www.rfc-editor.org/info/
rfc6265>.

[HTTP-CACHING] Fielding, R., Ed., Nottingham, M., Ed., and J.

Reschke, Ed., “HTTP Caching”, STD 98, RFC 9111, DOI 10.17487/
RFC9111, June 2022, <https://www.rfc-editor.org/info/rfc9111>.

[HTTP-REPLAY] Thomson, M., Nottingham, M., and W. Tarreau,

“Using Early Data in HTTP”, RFC 8470, DOI 10.17487/RFC8470,
September 2018, <https://www.rfc-editor.org/info/rfc8470>.

[HTTP] Fielding, R., Ed., Nottingham, M., Ed., and J. Reschke, Ed.,
“HTTP Semantics”, STD 97, RFC 9110, DOI 10.17487/RFC9110, June
2022, <https://www.rfc-editor.org/info/rfc9110>.

[QPACK] Krasic, C., Bishop, M., and A. Frindell, Ed., “QPACK: Field
Compression for HTTP/3”, RFC 9204, DOI 10.17487/RFC9204, June
2022, <https://www.rfc-editor.org/info/rfc9204>.

[QUIC-TRANSPORT] Iyengar, J., Ed. and M. Thomson, Ed., “QUIC: A

UDP-Based Multiplexed and Secure Transport”, RFC 9000, DOI
10.17487/RFC9000, May 2021, <https://www.rfc-editor.org/info/
rfc9000>.

[RFC0793] Postel, J., “Transmission Control Protocol”, STD 7, RFC

793, DOI 10.17487/RFC0793, September 1981, <https://www.rfc-
editor.org/info/rfc793>.

[RFC2119] Bradner, S., “Key words for use in RFCs to Indicate

Requirement Levels”, BCP 14, RFC 2119, DOI 10.17487/RFC2119, March
1997, <https://www.rfc-editor.org/info/rfc2119>.

[RFC6066] Eastlake 3rd, D., “Transport Layer Security (TLS)

Extensions: Extension Definitions”, RFC 6066, DOI 10.17487/RFC6066,
January 2011, <https://www.rfc-editor.org/info/rfc6066>.
 [RFC7301] Friedl, S., Popov, A., Langley, A., and E. Stephan,
“Transport Layer Security (TLS) Application-Layer Protocol Negotiation
Extension”, RFC 7301, DOI 10.17487/RFC7301, July 2014, <https://
www.rfc-editor.org/info/rfc7301>.

[RFC8126] Cotton, M., Leiba, B., and T. Narten, “Guidelines for

Writing an IANA Considerations Section in RFCs”, BCP 26, RFC 8126,
DOI 10.17487/RFC8126, June 2017, <https://www.rfc-editor.org/info/
rfc8126>.

[RFC8174] Leiba, B., “Ambiguity of Uppercase vs Lowercase in RFC

2119 Key Words”, BCP 14, RFC 8174, DOI 10.17487/RFC8174, May
2017, <https://www.rfc-editor.org/info/rfc8174>.

[URI] Berners-Lee, T., Fielding, R., and L. Masinter, “Uniform Resource

Identifier (URI): Generic Syntax”, STD 66, RFC 3986, DOI 10.17487/
RFC3986, January 2005, <https://www.rfc-editor.org/info/rfc3986>.

12.2. Informative References

[BREACH] Gluck, Y., Harris, N., and A. Prado, “BREACH: Reviving the
CRIME Attack”, July 2013, <http://breachattack.com/resources/
BREACH%20-%20SSL,%20gone%20in%2030%20seconds.pdf>.

[DNS-TERMS] Hoffman, P., Sullivan, A., and K. Fujiwara, “DNS

Terminology”, BCP 219, RFC 8499, DOI 10.17487/RFC8499, January
2019, <https://www.rfc-editor.org/info/rfc8499>.

[HPACK] Peon, R. and H. Ruellan, “HPACK: Header Compression for

HTTP/2”, RFC 7541, DOI 10.17487/RFC7541, May 2015, <https://
www.rfc-editor.org/info/rfc7541>.

[HTTP/1.1] Fielding, R., Ed., Nottingham, M., Ed., and J. Reschke, Ed.,
“HTTP/1.1”, STD 99, RFC 9112, DOI 10.17487/RFC9112, June 2022,
<https://www.rfc-editor.org/info/rfc9112>.

[HTTP/2] Thomson, M., Ed. and C. Benfield, Ed., “HTTP/2”, RFC 9113,
DOI 10.17487/RFC9113, June 2022, <https://www.rfc-editor.org/info/
rfc9113>.

[RFC6585] Nottingham, M. and R. Fielding, “Additional HTTP Status

Codes”, RFC 6585, DOI 10.17487/RFC6585, April 2012, <https://
www.rfc-editor.org/info/rfc6585>.

[RFC8164] Nottingham, M. and M. Thomson, “Opportunistic Security

for HTTP/2”, RFC 8164, DOI 10.17487/RFC8164, May 2017, <https://
 www.rfc-editor.org/info/rfc8164>.

[TFO] Cheng, Y., Chu, J., Radhakrishnan, S., and A. Jain, “TCP Fast
Open”, RFC 7413, DOI 10.17487/RFC7413, December 2014, <https://
www.rfc-editor.org/info/rfc7413>.

[TLS] Rescorla, E., “The Transport Layer Security (TLS) Protocol

Version 1.3”, RFC 8446, DOI 10.17487/RFC8446, August 2018, <https://
www.rfc-editor.org/info/rfc8446>.

Appendix A. Considerations for

Transitioning from HTTP/2
HTTP/3 is strongly informed by HTTP/2, and it bears many similarities.
This section describes the approach taken to design HTTP/3, points out
important differences from HTTP/2, and describes how to map HTTP/2
extensions into HTTP/3.

HTTP/3 begins from the premise that similarity to HTTP/2 is preferable,

but not a hard requirement. HTTP/3 departs from HTTP/2 where QUIC
differs from TCP, either to take advantage of QUIC features (like streams)
or to accommodate important shortcomings (such as a lack of total
ordering). While HTTP/3 is similar to HTTP/2 in key aspects, such as the
relationship of requests and responses to streams, the details of the
HTTP/3 design are substantially different from HTTP/2.

Some important departures are noted in this section.

A.1. Streams
HTTP/3 permits use of a larger number of streams (262-1) than HTTP/2.
The same considerations about exhaustion of stream identifier space
apply, though the space is significantly larger such that it is likely that
other limits in QUIC are reached first, such as the limit on the connection
flow-control window.

In contrast to HTTP/2, stream concurrency in HTTP/3 is managed by

QUIC. QUIC considers a stream closed when all data has been received
and sent data has been acknowledged by the peer. HTTP/2 considers a
stream closed when the frame containing the END_STREAM bit has been
committed to the transport. As a result, the stream for an equivalent
exchange could remain "active" for a longer period of time. HTTP/3
servers might choose to permit a larger number of concurrent client-
initiated bidirectional streams to achieve equivalent concurrency to
HTTP/2, depending on the expected usage patterns.

In HTTP/2, only request and response bodies (the frame payload of DATA
frames) are subject to flow control. All HTTP/3 frames are sent on QUIC
streams, so all frames on all streams are flow controlled in HTTP/3.

Due to the presence of other unidirectional stream types, HTTP/3 does

not rely exclusively on the number of concurrent unidirectional streams
to control the number of concurrent in-flight pushes. Instead, HTTP/3
clients use the MAX_PUSH_ID frame to control the number of pushes
received from an HTTP/3 server.

A.2. HTTP Frame Types

Many framing concepts from HTTP/2 can be elided on QUIC, because
the transport deals with them. Because frames are already on a stream,
they can omit the stream number. Because frames do not block
multiplexing (QUIC's multiplexing occurs below this layer), the support
for variable-maximum-length packets can be removed. Because stream
termination is handled by QUIC, an END_STREAM flag is not required.
This permits the removal of the Flags field from the generic frame layout.

Frame payloads are largely drawn from [HTTP/2]. However, QUIC

includes many features (e.g., flow control) that are also present in
HTTP/2. In these cases, the HTTP mapping does not re-implement them.
As a result, several HTTP/2 frame types are not required in HTTP/3.
Where an HTTP/2-defined frame is no longer used, the frame ID has
been reserved in order to maximize portability between HTTP/2 and
HTTP/3 implementations. However, even frame types that appear in both
mappings do not have identical semantics.

Many of the differences arise from the fact that HTTP/2 provides an
absolute ordering between frames across all streams, while QUIC
provides this guarantee on each stream only. As a result, if a frame type
makes assumptions that frames from different streams will still be
received in the order sent, HTTP/3 will break them.

Some examples of feature adaptations are described below, as well as

general guidance to extension frame implementors converting an
HTTP/2 extension to HTTP/3.
A.2.1. Prioritization Differences
HTTP/2 specifies priority assignments in PRIORITY frames and
(optionally) in HEADERS frames. HTTP/3 does not provide a means of
signaling priority.

Note that, while there is no explicit signaling for priority, this does not
mean that prioritization is not important for achieving good
performance.

A.2.2. Field Compression Differences

HPACK was designed with the assumption of in-order delivery. A
sequence of encoded field sections must arrive (and be decoded) at an
endpoint in the same order in which they were encoded. This ensures
that the dynamic state at the two endpoints remains in sync.

Because this total ordering is not provided by QUIC, HTTP/3 uses a

modified version of HPACK, called QPACK. QPACK uses a single
unidirectional stream to make all modifications to the dynamic table,
ensuring a total order of updates. All frames that contain encoded fields
merely reference the table state at a given time without modifying it.

[QPACK] provides additional details.

A.2.3. Flow-Control Differences

HTTP/2 specifies a stream flow-control mechanism. Although all HTTP/2
frames are delivered on streams, only the DATA frame payload is subject
to flow control. QUIC provides flow control for stream data and all
HTTP/3 frame types defined in this document are sent on streams.
Therefore, all frame headers and payload are subject to flow control.

A.2.4. Guidance for New Frame Type Definitions

Frame type definitions in HTTP/3 often use the QUIC variable-length
integer encoding. In particular, stream IDs use this encoding, which
allows for a larger range of possible values than the encoding used in
HTTP/2. Some frames in HTTP/3 use an identifier other than a stream ID
(e.g., push IDs). Redefinition of the encoding of extension frame types
might be necessary if the encoding includes a stream ID.

Because the Flags field is not present in generic HTTP/3 frames, those
frames that depend on the presence of flags need to allocate space for
flags as part of their frame payload.

Other than these issues, frame type HTTP/2 extensions are typically
portable to QUIC simply by replacing stream 0 in HTTP/2 with a control
stream in HTTP/3. HTTP/3 extensions will not assume ordering, but
would not be harmed by ordering, and are expected to be portable to
HTTP/2.

A.2.5. Comparison of HTTP/2 and HTTP/3 Frame

Types
DATA (0x00) Padding is not defined in HTTP/3 frames. See Section
: 7.2.1.

HEADERS (0x01) The PRIORITY region of HEADERS is not defined in

: HTTP/3 frames. Padding is not defined in HTTP/3
frames. See Section 7.2.2.

PRIORITY (0x02): As described in Appendix A.2.1, HTTP/3 does not

provide a means of signaling priority.

RST_STREAM (0x03): RST_STREAM frames do not exist in HTTP/3,

since QUIC provides stream lifecycle management. The same code
point is used for the CANCEL_PUSH frame (Section 7.2.3).

SETTINGS (0x04) SETTINGS frames are sent only at the beginning of

: the connection. See Section 7.2.4 and Appendix
A.3.

PUSH_PROMISE (0x05) The PUSH_PROMISE frame does not

: reference a stream; instead, the push stream
references the PUSH_PROMISE frame using a push ID. See Section
7.2.5.
PING (0x06): PING frames do not exist in HTTP/3, as QUIC provides
equivalent functionality.

GOAWAY (0x07) GOAWAY does not contain an error code. In the

: client-to-server direction, it carries a push ID
instead of a server-initiated stream ID. See Section 7.2.6.

WINDOW_UPDATE (0x08): WINDOW_UPDATE frames do not exist

in HTTP/3, since QUIC provides flow control.

CONTINUATION (0x09): CONTINUATION frames do not exist in

HTTP/3; instead, larger HEADERS/PUSH_PROMISE frames than
HTTP/2 are permitted.
Frame types defined by extensions to HTTP/2 need to be separately
registered for HTTP/3 if still applicable. The IDs of frames defined in
[HTTP/2] have been reserved for simplicity. Note that the frame type
space in HTTP/3 is substantially larger (62 bits versus 8 bits), so many
HTTP/3 frame types have no equivalent HTTP/2 code points. See Section
11.2.1.

A.3. HTTP/2 SETTINGS Parameters

An important difference from HTTP/2 is that settings are sent once, as
the first frame of the control stream, and thereafter cannot change. This
eliminates many corner cases around synchronization of changes.

Some transport-level options that HTTP/2 specifies via the SETTINGS

frame are superseded by QUIC transport parameters in HTTP/3. The
HTTP-level setting that is retained in HTTP/3 has the same value as in
HTTP/2. The superseded settings are reserved, and their receipt is an
error. See Section 7.2.4.1 for discussion of both the retained and reserved
values.

Below is a listing of how each HTTP/2 SETTINGS parameter is mapped:

SETTINGS_HEADER_TABLE_SIZE (0x01): See [QPACK].

SETTINGS_ENABLE_PUSH (0x02): This is removed in favor of the

MAX_PUSH_ID frame, which provides a more granular control over
server push. Specifying a setting with the identifier 0x02
(corresponding to the SETTINGS_ENABLE_PUSH parameter) in the
HTTP/3 SETTINGS frame is an error.
SETTINGS_MAX_CONCURRENT_STREAMS (0x03): QUIC controls
the largest open stream ID as part of its flow-control logic.
Specifying a setting with the identifier 0x03 (corresponding to the
SETTINGS_MAX_CONCURRENT_STREAMS parameter) in the
HTTP/3 SETTINGS frame is an error.

SETTINGS_INITIAL_WINDOW_SIZE (0x04): QUIC requires both

stream and connection flow-control window sizes to be specified in
the initial transport handshake. Specifying a setting with the
identifier 0x04 (corresponding to the
SETTINGS_INITIAL_WINDOW_SIZE parameter) in the HTTP/3
SETTINGS frame is an error.
SETTINGS_MAX_FRAME_SIZE (0x05): This setting has no
 equivalent in HTTP/3. Specifying a setting with the identifier 0x05
(corresponding to the SETTINGS_MAX_FRAME_SIZE parameter) in
the HTTP/3 SETTINGS frame is an error.

SETTINGS_MAX_HEADER_LIST_SIZE (0x06): This setting identifier

has been renamed SETTINGS_MAX_FIELD_SECTION_SIZE.

In HTTP/3, setting values are variable-length integers (6, 14, 30, or 62 bits
long) rather than fixed-length 32-bit fields as in HTTP/2. This will often
produce a shorter encoding, but can produce a longer encoding for
settings that use the full 32-bit space. Settings ported from HTTP/2
might choose to redefine their value to limit it to 30 bits for more
efficient encoding or to make use of the 62-bit space if more than 30 bits
are required.

Settings need to be defined separately for HTTP/2 and HTTP/3. The IDs
of settings defined in [HTTP/2] have been reserved for simplicity. Note
that the settings identifier space in HTTP/3 is substantially larger (62 bits
versus 16 bits), so many HTTP/3 settings have no equivalent HTTP/2
code point. See Section 11.2.2.

As QUIC streams might arrive out of order, endpoints are advised not to
wait for the peers' settings to arrive before responding to other streams.
See Section 7.2.4.2.

A.4. HTTP/2 Error Codes

QUIC has the same concepts of "stream" and "connection" errors that
HTTP/2 provides. However, the differences between HTTP/2 and HTTP/3
mean that error codes are not directly portable between versions.

The HTTP/2 error codes defined in Section 7 of [HTTP/2] logically map to

the HTTP/3 error codes as follows:

NO_ERROR (0x00): H3_NO_ERROR in Section 8.1.

PROTOCOL_ERROR (0x01): This is mapped to

H3_GENERAL_PROTOCOL_ERROR except in cases where more
specific error codes have been defined. Such cases include
H3_FRAME_UNEXPECTED, H3_MESSAGE_ERROR, and
H3_CLOSED_CRITICAL_STREAM defined in Section 8.1.
INTERNAL_ERROR (0x02): H3_INTERNAL_ERROR in Section 8.1.

FLOW_CONTROL_ERROR (0x03): Not applicable, since QUIC

 handles flow control.

SETTINGS_TIMEOUT (0x04): Not applicable, since no

acknowledgment of SETTINGS is defined.

STREAM_CLOSED (0x05): Not applicable, since QUIC handles

stream management.

FRAME_SIZE_ERROR (0x06): H3_FRAME_ERROR error code defined

in Section 8.1.

REFUSED_STREAM (0x07): H3_REQUEST_REJECTED (in Section 8.1)

is used to indicate that a request was not processed. Otherwise, not
applicable because QUIC handles stream management.

CANCEL (0x08): H3_REQUEST_CANCELLED in Section 8.1.

COMPRESSION_ERROR (0x09): Multiple error codes are defined in

[QPACK].

CONNECT_ERROR (0x0a): H3_CONNECT_ERROR in Section 8.1.

ENHANCE_YOUR_CALM (0x0b): H3_EXCESSIVE_LOAD in Section

8.1.

INADEQUATE_SECURITY (0x0c): Not applicable, since QUIC is

assumed to provide sufficient security on all connections.

HTTP_1_1_REQUIRED (0x0d): H3_VERSION_FALLBACK in Section

8.1.

Error codes need to be defined for HTTP/2 and HTTP/3 separately. See
Section 11.2.3.

A.4.1. Mapping between HTTP/2 and HTTP/3 Errors

An intermediary that converts between HTTP/2 and HTTP/3 may
encounter error conditions from either upstream. It is useful to
communicate the occurrence of errors to the downstream, but error
codes largely reflect connection-local problems that generally do not
make sense to propagate.

An intermediary that encounters an error from an upstream origin can

indicate this by sending an HTTP status code such as 502 (Bad Gateway),
which is suitable for a broad class of errors.

There are some rare cases where it is beneficial to propagate the error by
mapping it to the closest matching error type to the receiver. For
example, an intermediary that receives an HTTP/2 stream error of type
REFUSED_STREAM from the origin has a clear signal that the request was
not processed and that the request is safe to retry. Propagating this error
condition to the client as an HTTP/3 stream error of type
H3_REQUEST_REJECTED allows the client to take the action it deems
most appropriate. In the reverse direction, the intermediary might deem
it beneficial to pass on client request cancellations that are indicated by
terminating a stream with H3_REQUEST_CANCELLED; see Section 4.1.1.

Conversion between errors is described in the logical mapping. The error

codes are defined in non-overlapping spaces in order to protect against
accidental conversion that could result in the use of inappropriate or
unknown error codes for the target version. An intermediary is permitted
to promote stream errors to connection errors but they should be aware
of the cost to the HTTP/3 connection for what might be a temporary or
intermittent error.

Acknowledgments
Robbie Shade and Mike Warres were the authors of draft-shade-quic-
http2-mapping, a precursor of this document.

The IETF QUIC Working Group received an enormous amount of support

from many people. Among others, the following people provided
substantial contributions to this document:

• Bence Beky

• Daan De Meyer

• Martin Duke

• Roy Fielding

• Alan Frindell

• Alessandro Ghedini

• Nick Harper

• Ryan Hamilton

• Christian Huitema
 • Subodh Iyengar

• Robin Marx

• Patrick McManus

• Luca Niccolini

• 奥 一穂 (Kazuho Oku)

• Lucas Pardue

• Roberto Peon

• Julian Reschke

• Eric Rescorla

• Martin Seemann

• Ben Schwartz

• Ian Swett

• Willy Taureau

• Martin Thomson

• Dmitri Tikhonov

• Tatsuhiro Tsujikawa

A portion of Mike Bishop's contribution was supported by Microsoft

during his employment there.

Index
CDGHMPRS

•C
◦ CANCEL_PUSH 2, 4.6, 4.6, 7, 7.2.3, 7.2.5, 7.2.7, 11.2.1, A.2.5
◦ connection error 2.2, 4.1, 4.1, 4.4, 4.4, 4.6, 5.2, 6.1, 6.2, 6.2.1,
6.2.1, 6.2.1, 6.2.2, 6.2.2, 7.1, 7.1, 7.2.1, 7.2.2, 7.2.3, 7.2.3, 7.2.3,
7.2.4, 7.2.4, 7.2.4, 7.2.4.1, 7.2.4.2, 7.2.4.2, 7.2.5, 7.2.5, 7.2.5, 7.2.5,
7.2.6, 7.2.6, 7.2.7, 7.2.7, 7.2.7, 7.2.8, 8, 10.5, A.4.1
 ◦ control stream 2, 3.2, 6.2, 6.2, 6.2, 6.2.1, 7, 7.2.1, 7.2.2, 7.2.3,
7.2.3, 7.2.4, 7.2.4, 7.2.4, 7.2.5, 7.2.6, 7.2.6, 7.2.7, 8.1, 9, A.2.4, A.3
•D
◦ DATA 2, 4.1, 4.1, 4.1, 4.1.2, 4.1.2, 4.4, 4.4, 4.4, 4.4, 4.4, 4.6, 7,
7.2.1, 11.2.1, A.1, A.2.3, A.2.5
•G
◦ GOAWAY 3.3, 5.2, 5.2, 5.2, 5.2, 5.2, 5.2, 5.2, 5.2, 5.2, 5.2, 5.2, 5.2,
5.2, 5.2, 5.2, 5.2, 5.2, 5.2, 5.2, 5.2, 5.2, 5.2, 5.3, 5.3, 5.4, 7, 7.2.6,
11.2.1, A.2.5, A.2.5
•H
◦ H3_CLOSED_CRITICAL_STREAM 6.2.1, 8.1, 11.2.3, A.4
◦ H3_CONNECT_ERROR 4.4, 8.1, 11.2.3, A.4
◦ H3_EXCESSIVE_LOAD 8.1, 10.5, 11.2.3, A.4
◦ H3_FRAME_ERROR 7.1, 7.1, 8.1, 11.2.3, A.4
◦ H3_FRAME_UNEXPECTED 4.1, 4.1, 4.4, 7.2.1, 7.2.2, 7.2.3, 7.2.4,
7.2.4, 7.2.5, 7.2.5, 7.2.6, 7.2.7, 7.2.7, 7.2.8, 8.1, 11.2.3, A.4
◦ H3_GENERAL_PROTOCOL_ERROR 7.2.5, 8.1, 11.2.3, A.4
◦ H3_ID_ERROR 4.6, 5.2, 6.2.2, 7.2.3, 7.2.3, 7.2.5, 7.2.6, 7.2.7, 8.1,
11.2.3
◦ H3_INTERNAL_ERROR 8.1, 11.2.3, A.4
◦ H3_MESSAGE_ERROR 4.1.2, 8.1, 11.2.3, A.4
◦ H3_MISSING_SETTINGS 6.2.1, 8.1, 11.2.3
◦ H3_NO_ERROR 4.1, 5.2, 6.2.3, 8, 8.1, 8.1, 8.1, 11.2.3, A.4
◦ H3_REQUEST_CANCELLED 4.1.1, 4.1.1, 4.6, 7.2.3, 7.2.3, 8.1,
11.2.3, A.4, A.4.1
◦ H3_REQUEST_INCOMPLETE 4.1, 8.1, 11.2.3
◦ H3_REQUEST_REJECTED 4.1.1, 4.1.1, 4.1.1, 4.1.1, 8.1, 11.2.3, A.4,
A.4.1
◦ H3_SETTINGS_ERROR 7.2.4, 7.2.4.1, 7.2.4.2, 7.2.4.2, 8.1, 11.2.3
◦ H3_STREAM_CREATION_ERROR 6.1, 6.2, 6.2.1, 6.2.2, 8.1, 11.2.3
◦ H3_VERSION_FALLBACK 8.1, 11.2.3, A.4
◦ HEADERS 2, 4.1, 4.1, 4.1, 4.1, 4.1, 4.1, 4.4, 4.6, 7, 7.2.2, 9, 11.2.1,
A.2.1, A.2.5, A.2.5, A.2.5
•M
◦ malformed 4.1, 4.1.2, 4.2, 4.2, 4.2, 4.3, 4.3, 4.3.1, 4.3.2, 4.4, 8.1,
10.3, 10.3, 10.5.1
◦ MAX_PUSH_ID 2, 4.6, 4.6, 4.6, 4.6, 7, 7.2.5, 7.2.7, 11.2.1, A.1, A.3
•P
◦ push ID 4.6, 5.2, 5.2, 5.2, 6.2.2, 6.2.2, 6.2.2, 7.2.3, 7.2.3, 7.2.3,
 7.2.3, 7.2.3, 7.2.5, 7.2.5, 7.2.5, 7.2.5, 7.2.5, 7.2.5, 7.2.5, 7.2.5, 7.2.6,
7.2.7, 7.2.7, 7.2.7, 7.2.7, 7.2.7, 8.1, A.2.5, A.2.5
◦ push stream 4.1, 4.1, 4.6, 4.6, 4.6, 4.6, 4.6, 4.6, 6.2, 6.2.2, 7, 7.2.2,
7.2.3, 7.2.3, 7.2.3, 7.2.3, 7.2.3, 7.2.3, 7.2.3, 7.2.3, 7.2.3, 7.2.5, 7.2.7,
A.2.5
◦ PUSH_PROMISE 2, 4.1, 4.1, 4.1, 4.1, 4.1, 4.6, 4.6, 4.6, 4.6, 4.6, 4.6,
4.6, 4.6, 4.6, 7, 7.2.3, 7.2.3, 7.2.5, 7.2.7, 10.4, 10.5, 11.2.1, A.2.5,
A.2.5, A.2.5, A.2.5
•R
◦ request stream 4.1, 4.1, 4.1, 4.1.1, 4.1.1, 4.4, 4.4, 4.6, 4.6, 4.6, 4.6,
6.1, 7, 7.2.2, 7.2.5
•S
◦ SETTINGS 3.2, 3.2, 6.2.1, 7, 7, 7.2.4, 8.1, 8.1, 9, 10.5, 11.2.1,
11.2.3, 11.2.3, A.2.5, A.2.5, A.3, A.3, A.3, A.3, A.3, A.3, A.4
◦ SETTINGS_MAX_FIELD_SECTION_SIZE 4.2.2, 7.2.4.1, 10.5.1, A.3
◦ stream error 2.2, 4.1.2, 4.4, 8, A.4.1, A.4.1, A.4.1

Author's Address
Mike Bishop (editor)
Akamai
EMail: [email protected]