Residual Stress in SLM AISI 316L Samples
Residual Stress in SLM AISI 316L Samples
PII: S2214-8604(17)30160-4
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Please cite this article as: Thomas Simson, Andreas Emmel, Anja Dwars,
Juliane Bddotohm, Residual stress measurements on AISI 316L samples
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Residual stress measurements on AISI 316L samples manufactured by selective
laser melting
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Abstract
This paper aims to understand the formation and the effect of residual stress on selective laser melting (SLM) parts.
SLM is a powder bed based additive manufacturing (AM) process and can be compared to a laser welding process.
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Due to the high temperature gradients and the densification ratio, which are characteristic of this process, residual
stresses occur. The investigation of residual stress is performed using X-ray diffraction (XRD) for samples made of
austenitic stainless steel AISI 316L (EN 1.4404). This research examines residual stress at different depths and at
two outer surfaces. For the measurement of stresses at different depths, the samples’ surface layers were removed
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by electropolishing. At sufficiently large distances from the top surface, the stresses in the area of the edge layer
initially increase strongly and then decline again. The value and orientation of the resulting main stress components
are dependent on the examined layer. At the top surface, the residual stresses are higher in scan direction than in
perpendicular direction. In contrast, at the lateral surface the maximum main stress is perpendicular to the scan and
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parallel to the building direction. These two cases can be described very well by the two mechanisms in SLM, namely
the temperature gradient mechanism (TGM) and the cool-down phase. It is also shown that at samples with a relative
structural density of > 99 %, the residual stress values are independent of the applied energy density.
Keywords: selective laser melting (SLM), residual stress, X-ray diffraction (XRD), energy density, AISI 316L
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Additive manufacturing (AM) belongs to the 3D gen- The aim of SLM is to produce almost completely dense
erating processes. The advantages of AM are geomet- parts with mechanical properties comparable to bulk
rical freedom, material flexibility, reduction of process materials [3]. The major influencing factors for this pro-
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steps, mass customisation and shortened design to prod- cess are building strategy and process parameters. The
uct time [1]. The process involves the tool-less pro- layered structure of the components provides consider-
duction of samples, prototypes, tools or end-use parts able geometric freedom.
from a digital model, e.g. customised medical parts, In the present study, the SLM samples were fabricated
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tooling inserts with near-surface cooling channels and by using the island scanning strategy. The 3D-CAD
functional components of high geometrical complexity model is divided into single layers with defined layer
[2]. thicknesses, which allows the processing of the individ-
The selective laser melting (SLM) process - as a part of ual component layers independently of each other. To
AM - belongs to the the powder bed fusion technology. generate isotropic properties, the layers are subdivided
During the manufacturing process, a thin layer of pow- into several square subfields and are filled by scanning
der is first applied to a substrate plate. A laser beam then the laser beam in tracks, creating a checkered pattern.
melts the powder of the material and subsequently con- This means the layer plane of the square subfields is
nects it to the underlying layer. With a scanning unit the shifted in the x- and y-direction (Figure 1 a)) and the
superimposed fields are rotated by 90◦ (Figure 1 b)).
The basic procedural principles of SLM and selective
∗ Correspondingauthor laser sintering (SLS) are comparable. However, in the
Email address: [email protected] (Thomas Simson) case of SLS, the connection of the powder particles re-
Preprint submitted to Additive Manufacturing May 13, 2017
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a) b)
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Figure 1: Exposure strategies a) shift x- and y-direction b) rotation of superimposed fields by 90◦
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sults from the melting of a low-melting component (two perature, which leads to high temperature gradients and
component systems) which acts as a binder. Since only surface tension. Due to this instability, the molten pool
one component is used for the SLM, this process is is broken up and reduces its surface area to an energeti-
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rather comparable to a laser welding process (in particu- cally more suitable state by forming spheres [7].
lar to laser cladding with additional material in powder In addition, a high energy density can lead to pore for-
form). The essential difference, however, is a smaller mation by vaporisation of low melting elements [8] as
melting pool, by which it is possible to generate finer well cavities can be entrapped inside melt pools with
structures and even thinner layers, which directly influ-
ences the shape accuracy [4].
Due to the small melting pools, there are no problems
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a keyhole geometry by a result of material evaporation
[9].
Hatch spacing also has a major influence on the com-
with shrinking, caves and pores when appropriate laser ponent density. With a hatch spacing equal to or larger
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parameters are used, but the local solidification of the than the laser beam diameter, no metallurgical connec-
molten regions induces stresses and can cause signifi- tion is produced between the single tracks. If the hatch
cant distortion and cracks. This paper examines pore spacing is too small, a large part of the already solidified
and residual stress formation in the samples relating track is melted and only a small amount of powder is
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to the building parameters of the SLM process. The added. Due to the surface tension of the melt, this is at-
residual stresses are determined using the X-ray diffrac- tached to the existing track. After several tracks, the dis-
tion method according to ASTM E915-96/E1426-98. tance between the tracks and the powder has expanded
The investigation is performed on samples made of so far that the melt of the melted powder cannot bridge
austenitic stainless steel AISI 316L (EN 1.4404). this distance. Therefore, a void remains between the so-
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a) b)
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Figure 2: Micrographs showing porosity of SLM-produced samples at lateral surface 50-fold magnification with different energy densities a) 43
J/mm3 b) 143 J/mm3
laser radiation. Materials in the liquid phase are not principle of TGM. Due to energy insertion by the laser
subject to thermal stresses. Thermal stresses occur from beam, the material expands thermally. This expansion
temperature gradient or from solidification-induced
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a) b)
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Figure 3: TGM inducing residual stress based on [10] a) heating b) cooling (plastic ε pl and thermal εth elongation, tensile σtens and compressive
σcomp stress)
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a) b)
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Figure 4: Cool-down phase inducing residual stress at solid layer connection based on [4] a) heating b) cooling
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is limited because of the colder surrounding material, nearly homogeneous across smaller material areas (a
which induces elastic compressive stresses in the heat grain or grain areas) and can lead to macroscopic di-
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affected zone. With the exceed of the yield strength mensional changes. Type III residual stresses are in-
at temperature, the resulting stresses are reduced by homogeneous across the smallest material regions (sev-
plastic deformation (Figure 3 a)) or by upsetting of eral atomic distances) and do not lead to deformation.
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the material in the direction of the energy source. If Type II and Type III residual stresses result from phase
no more heat is introduced, the thermally stretched differences in the material and dislocations in the lat-
area cools down and contracts. During cooling, tensile tice. Figure 5 shows the graphical representation of
stresses are generated in the plastically deformed area, the different residual stresses and their relationship to
which leads to a bending in the opposite direction
(Figure 3 b)).
In the case of the cool-down mechanism, the melted
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the areas in which they occur. The macroscopic resid-
ual stresses cause a shift of the diffraction angle of the
diffraction reflex as shown in the XRD analysis. The
top layer initially has a higher temperature than the un- software described in section 3 evaluates macroscopic
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derlying layer (Figure 4 a)). When the melt has cooled residual stresses.
and solidified, the warmer upper layer contracts to a
greater extent than the colder subjacent layer. However,
due to the solid metallurgical connection of both layers,
this contraction is inhibited. As a result, tensile stresses
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a) b)
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Figure 6: Schematic of the selective laser melting process a) relevant process parameters b) melt pool
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PL
EV = (1)
vs · h · d
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Nr. Laser Scanning Layer Hatch Island Energy
power velocity thickness spacing size density
(W) (mm/s) (mm) (mm) (mm) (J/mm3 )
1 90 1500 0,025 0,056 5/10 43
2 90 600 0,025 0,084 5/10 71
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3 90 300 0,045 0,084 5 79
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4 90 300 0,025 0,084 5 143
Table 1: Examined process parameters of four different energy densities
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100 stress measurements were carried out. The crystalline
structure of the stainless steel was austenitic face cen-
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Relative density d (%)
Figure 8: Relative density with label (red line) at a relative density of range (2θ) 127◦ - 130◦ . The irradiated area of the X-
99 %. Samples with for an energy density of 43 J/mm3 and 143 J/mm3 ray beam was about 4 mm in diameter. For evaluation
are shown (Figure 2)
of all components of the stress tensor at least 6 strain
components have to be determined in independent di-
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a) b)
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Rz 30 - 69 (µm) Rz 39 - 60 (µm)
Ra 7 - 14 (µm) Ra 7 - 12 (µm)
Figure 9: SEM 100-fold magnification with values of the surface roughness a) top surface b) lateral surface
profile removal
100
0
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-100
depth (µm)
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depth (µm)
-200
1 0
-300
2 20 - 50
-400
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3 110 - 130
4 200 - 230 -500
-600
5 500 0 5 10 15 20
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distance (mm)
Figure 10: Table of removal depth value (left), mapping of removal depth (right)
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calculation of the X-ray elastic constants. The used X- ers were removed in the absence of thermal and me-
ray elastic constants are s1 = −1.39 × 10−6 1/MPa and chanical stress using electropolishing. Electropolishing
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1/2 s2 = 6.27 × 10−6 1/MPa with the assumed material was conducted with a Buehler PoliMat 2 instrument, op-
constants E = 190 GPa, ν = 0.3 and an anisotropy factor erating with a stainless steel cathode (EN 1.4571) and
A 1.72 [14]. 10 % sulfuric acid (H2 SO4 ) as electrolyte at 18 V for
Figure 9 shows pictures of the top surface (a)) and lat- various durations (45 s - 720 s). An aperture plate with
eral surface (b)) at 100-fold magnification with a scan- a hole 11 mm in diameter is used, where the electrolyte
ning electron microscope (SEM). It is clearly noticeable contacts the samples surface.
that non-molten powder particles cause a very rough The measurement of the thickness of the removed layers
surface. was conducted by mapping the polishing profiles with
the optical distance sensor CHR 150 N manufactured by
Since the X-rays penetrate the material to a depth of the Precitec Group in a JURCA Optoelektronik GmbH
just a few micrometers, stress can only be measured in measurement setup Nemisis V. Figure 10 (right) shows
low depths. Therefore, further measurements were car- for example the mapping of removal depth of an etched
ried out in which the surface roughness and further lay-
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Page 7 of 10
sample. Because of the edge effect, the removal by elec- 500
tropolishing at the edges was larger than in the central
100
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4. Results and discussion 0
−100
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Figure 11 and 12 show residual stress measurements −200
carried out on eight different samples with removed sur- 0 50 100 150
face roughness (by a depth of about 20 µm). The resid- Energy density EV (J/mm3 )
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ual stress states are indicated and described with ref-
erence to the energy densities for the top surface (Fig- Figure 11: Residual stress values by different energy densities at the
top surface
ure 11) and the lateral surface (Figure 12).
The main stresses are labeled σi (i = 1, 2, 3); in common
practice the largest value is σ1 and all others are further
declining. The main stress directions are orthogonal to
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Residual stress σ1 (N/mm2 )
ber of defects and since there are no fixed connections 0 50 100 150
to the surrounding tracks, the residual stresses can be Energy density EV (J/mm3 )
reduced. Therefore these samples with high porosity
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have necessarily low residual stresses. It appears that Figure 12: Residual stress values by different energy densities at the
the residual stress values increase with a higher energy lateral surface
density. From an energy density of ≥ 71 J/mm3 , however,
these residual stress values are similar, considering the Since components with high porosity have a large
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range of error. number of defects, these are not suitable for application.
Figure 12 shows the residual stress measurements at All samples with an energy density of 43 J/mm3 are below
the lateral surface. Here, also the main stress values the limit of tolerable porosity (Figure 8) and therefore
σ1 were plotted. Nevertheless, these have the highest have not been further investigated. Three samples with
value perpendicular to the scan direction, i.e. in building the highest density were selected for further studies, i.e.
direction (Figure 7 z-direction). These stresses corre- two samples with an energy density of 71 J/mm3 and one
spond to the process described for the cool-down phase. sample with 143 J/mm3 .
In contrast to the residual stresses at the top surface Figure 13 exemplifies the depth profiles of the three
(Figure 11), samples with low energy density (43 J/mm3 ) electropolished samples. The points on the graphs de-
also show higher residual stresses. As in figure 11, the pict the determined depths of polishing representing the
determined residual stress values can be considered to distribution of residual stresses. Relative to the distance
be similar for all samples, taking account of the range from the surface, five measurements were carried out on
of error. each lateral surface, see figure 10, of the three samples.
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a) Island size 5 mm b) Energy density EV 71 J/mm3
300
Residual stress σ1 (N/mm2 )
300
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100
100
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0 0
0 100 200 300 400 500 0 100 200 300 400 500
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Distance from lateral surface (µm) Distance from lateral surface (µm)
Energy density EV (J/mm3 ) 71 143 Island size 5 mm 10 mm
the powder itself since the uppermost layer is only par- surface the highest main stress is perpendicular to the
tially remelted. scan direction. These two cases can be described very
For the second measurement, the adhesive particles as well by the mechanisms in SLM, namely the TGM and
well as the unevenness caused by the SLM process have the cool-down phase. Adherence of non-fused or partly
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been removed (by a depth of about 20 µm). The re- fused powder particles has a strong influence on the
sulting residual stresses were significantly higher than residual stress values, because these will be strongly re-
those at the very surface and increased with increasing duced. For the depth profile of the samples, the stresses
depth. The maximum occurred at about 100 µm below
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distributions as a function of the depth of the different dicate the dependence of the stress values on the struc-
samples may be regarded as similar, because the results tural density. For measurements in the top surface, only
show a comparable tendency. It appears that in the sur- samples with a low energy density (43 J/mm3 ) have lower
face area, the residual stresses initially increase strongly residual stress values. However, since a relative den-
and then decrease again with increasing depth. This sity of > 99 % is a requirement for applications, the
zone is the transition area between the outer and the in- bulk quality of these samples is not suitable for com-
ner surface. ponents. With a relative structural density of > 99 %
all powder particles are completely melted and the sin-
gle laser tracks have a metallurgical connection. Under
5. Conclusion
these conditions the residual stress values are indepen-
Residual stresses were investigated on SLM sam- dent of the applied energy density.
ples made of austenitic stainless steel AISI 316L (EN
1.4404) using X-ray diffraction. The test results show
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Acknowledgement
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