Understanding Ontology and Its Concepts
Understanding Ontology and Its Concepts
In metaphysics, ontology is the philosophical study of being. It investigates what types of entities exist,
how they are grouped into categories, and how they are related to one another on the most fundamental
level (and whether there even is a fundamental level).[1] Ontologists often try to determine what the
categories or highest kinds are and how they form a system of categories that encompasses the
classification of all entities. Commonly proposed categories include substances, properties, relations,
states of affairs, and events. These categories are characterized by fundamental ontological concepts,
including particularity and universality, abstractness and concreteness, or possibility and necessity. Of
special interest is the concept of ontological dependence, which determines whether the entities of a
category exist on the most fundamental level. Disagreements within ontology are often about whether
entities belonging to a certain category exist and, if so, how they are related to other entities.[2]
When used as a countable noun, the words ontology and ontologies refer not to the science of being but
to theories within the science of being. Ontological theories can be divided into various types according
to their theoretical commitments. Monocategorical ontologies hold that there is only one basic category,
but polycategorical ontologies rejected this view. Hierarchical ontologies assert that some entities exist
on a more fundamental level and that other entities depend on them. Flat ontologies, on the other hand,
deny such a privileged status to any entity.
Etymology
The compound word ontology ('study of being') combines
onto- (Greek: ὄν, on;[a] ���. ὄντος, ontos, 'being' or 'that which is') and
-logia (-λογία, 'logical discourse').[3][4]
While the etymology is Greek, the oldest extant records of the word itself are of the Neo-Latin form
ontologia, which appeared
The first occurrence in English of ontology, as recorded by the Oxford English Dictionary,[5] came in
1664 through Archelogia philosophica nova... by Gideon Harvey.[6] The word was first used, in its Latin
form, by philosophers, and based on the Latin roots (and in turn on the Greek ones).
Overview
Ontology is closely associated with Aristotle's question of 'being qua being': the question of what all
entities in the widest sense have in common.[7][8] The Eleatic principle is one answer to this question:
it states that being is inextricably tied to causation, that "Power is the mark of Being".[7] One problem
with this answer is that it excludes abstract objects. Another explicit but little-accepted answer can be
found in Berkeley's slogan that "to be is to be perceived".[9] Intimately related but not identical to the
question of 'being qua being' is the problem of categories.[7] Categories are usually seen as the highest
kinds or genera.[10] A system of categories provides a classification of entities that is exclusive and
exhaustive: every entity belongs to exactly one category. Various such classifications have been
proposed, often including categories for substances, properties, relations, states of affairs, and events.[7]
[11] At the core of the differentiation between categories are various fundamental ontological concepts
and distinctions, for example, the concepts of particularity and universality, of abstractness and
concreteness, of ontological dependence, of identity, and of modality.[7][11] These concepts are
sometimes treated as categories themselves, and are used to explain the difference between categories or
play other central roles for characterizing different ontological theories. Within ontology, there is a lack
of general consensus concerning how the different categories are to be defined.[10] Different ontologists
often disagree on whether a certain category has any members at all or whether a given category is
fundamental.[11]
Ontological dependence
An entity ontologically depends on another entity if the first entity cannot exist without the second
entity. Ontologically independent entities, on the other hand, can exist all by themselves.[20] For
example, the surface of an apple cannot exist without the apple and so depends on it ontologically.[21]
Entities often characterized as ontologically dependent include properties, which depend on their
bearers, and boundaries, which depend on the entity they demarcate from its surroundings.[22] As these
examples suggest, ontological dependence is to be distinguished from causal dependence, in which an
effect depends for its existence on a cause. It is often important to draw a distinction between two types
of ontological dependence: rigid and generic.[11][22] Rigid dependence concerns the dependence on one
specific entity, as the surface of an apple depends on its specific apple.[23] Generic dependence, by
contrast, involves a weaker form of dependence, on merely a certain type of entity. For example,
electricity generically depends on there being charged particles, but it does not depend on any specific
charged particle.[22] Dependence-relations are relevant to ontology since it is often held that
ontologically dependent entities have a less robust form of being. This way a hierarchy is introduced
into the world that brings with it the distinction between more and less fundamental entities.[22]
Identity
Identity is a basic ontological concept that is often expressed by the word "same".[11][24] It is important
to distinguish between qualitative identity and numerical identity. For example, consider two children
with identical bicycles engaged in a race while their mother is watching. The two children have the same
bicycle in one sense (qualitative identity) and the same mother in another sense (numerical identity).
[11] Two qualitatively identical things are often said to be indiscernible. The two senses of sameness are
linked by two principles: the principle of indiscernibility of identicals and the principle of identity of
indiscernibles. The principle of indiscernibility of identicals is uncontroversial and states that if two
entities are numerically identical with each other then they exactly resemble each other.[24] The
principle of identity of indiscernibles, on the other hand, is more controversial in making the converse
claim that if two entities exactly resemble each other then they must be numerically identical.[24] This
entails that "no two distinct things exactly resemble each other".[25] A well-known counterexample
comes from Max Black, who describes a symmetrical universe consisting of only two spheres with the
same features.[26] Black argues that the two spheres are indiscernible but not identical, thereby
constituting a violation of the principle of identity of indiscernibles.[27]
The problem of identity over time concerns the question of persistence: whether or in what sense two
objects at different times can be numerically identical. This is usually referred to as diachronic identity
in contrast to synchronic identity.[24][28] The statement that "[t]he table in the next room is identical
with the one you purchased last year" asserts diachronic identity between the table now and the table
then.[28] A famous example of a denial of diachronic identity comes from Heraclitus, who argues that it
is impossible to step into the same river twice because of the changes that occurred in-between.[24][29]
The traditional position on the problem of persistence is endurantism, the thesis that diachronic identity
in a strict sense is possible. One problem with this position is that it seems to violate the principle of
indiscernibility of identicals: the object may have undergone changes in the meantime resulting in it
being discernible from itself.[11] Perdurantism or four-dimensionalism is an alternative approach
holding that diachronic identity is possible only in a loose sense: while the two objects differ from each
other strictly speaking, they are both temporal parts that belong to the same temporally extended whole.
[11][30] Perdurantism avoids many philosophical problems plaguing endurantism, but endurantism
Modality
Modality concerns the concepts of possibility, actuality, and necessity. In contemporary discourse, these
concepts are often defined in terms of possible worlds.[11] A possible world is a complete way how things
could have been.[31] The actual world is one possible world among others: things could have been
different from what they actually are. A proposition is possibly true if there is at least one possible world
in which it is true; it is necessarily true if it is true in all possible worlds.[32] Actualists and possibilists
disagree on the ontological status of possible worlds.[11] Actualists hold that reality is at its core actual
and that possible worlds should be understood in terms of actual entities, for example, as fictions or as
sets of sentences.[33] Possibilists, on the other hand, assign to possible worlds the same fundamental
ontological status as to the actual world. This is a form of modal realism, holding that reality has
irreducibly modal features.[33] Another important issue in this field concerns the distinction between
contingent and necessary beings.[11] Contingent beings are beings whose existence is possible but not
necessary. Necessary beings, on the other hand, could not have failed to exist.[34][35] It has been
suggested that this distinction is the highest division of being.[11][36]
Substances
The category of substances has played a central role in many ontological theories throughout the history
of philosophy.[37][38] "Substance" is a technical term within philosophy not to be confused with the
more common usage in the sense of chemical substances like gold or sulfur. Various definitions have
been given but among the most common features ascribed to substances in the philosophical sense is
that they are particulars that are ontologically independent: they are able to exist all by themselves.[7]
[37] Being ontologically independent, substances can play the role of fundamental entities in the
Relations are ways in which things, the relata, stand to each other.[7][46] Relations are in many ways
similar to properties in that both characterize the things they apply to. Properties are sometimes treated
as a special case of relations involving only one relatum.[40] Central for ontology is the distinction
between internal and external relations.[47] A relation is internal if it is fully determined by the features
of its relata.[48] For example, an apple and a tomato stand in the internal relation of similarity to each
other because they are both red.[49] Some philosophers have inferred from this that internal relations do
not have a proper ontological status since they can be reduced to intrinsic properties.[47][50] External
relations, on the other hand, are not fixed by the features of their relata. For example, a book stands in
an external relation to a table by lying on top of it. But this is not determined by the book's or the table's
features like their color, their shape, and so forth.[47]
Events take place in time, they are sometimes thought of as involving a change in the form of acquiring
or losing a property, like the lawn's becoming dry.[56] But on a liberal view, the retaining of a property
without any change may also count as an event, e.g., the lawn's staying wet.[56][57] Some philosophers
see events as universals that can repeat at different times, but the more dominant view is that events are
particulars and therefore non-repeatable.[57] Some events are complex in that they are composed of a
sequence of events, often referred to as a process.[58] But even simple events can be conceived as
complex entities involving an object, a time and the property exemplified by the object at this time.[59]
[60] So-called process philosophy or process ontology ascribes ontological primacy to changes and
processes as opposed to the emphasis on static being in the traditionally dominant substance
metaphysics.[61][62]
Schools of thought
In a more narrow sense, realism refers to the existence of certain types of entities.[67] Realists about
universals say that universals have mind-independent existence. According to Platonic realists,
universals exist not only independent of the mind but also independent of particular objects that
exemplify them. This means that the universal red could exist by itself even if there were no red objects
in the world. Aristotelian realism, also called moderate realism, rejects this idea and says that universals
only exist as long as there are objects that exemplify them. Conceptualism, by contrast, is a form of anti-
realism, stating that universals only exist in the mind as concepts that people use to understand and
categorize the world. Nominalists defend a strong form of anti-realism by saying that universals have no
existence. This means that the world is entirely composed of particular objects.[68]
Mathematical realism, a closely related view in the philosophy of mathematics, says that mathematical
facts exist independently of human language, thought, and practices and are discovered rather than
invented. According to mathematical Platonism, this is the case because of the existence of
mathematical objects, like numbers and sets. Mathematical Platonists say that mathematical objects are
as real as physical objects, like atoms and stars, even though they are not accessible to empirical
observation.[69] Influential forms of mathematical anti-realism include conventionalism, which says
that mathematical theories are trivially true simply by how mathematical terms are defined, and game
formalism, which understands mathematics not as a theory of reality but as a game governed by rules of
string manipulation.[70]
Modal realism is the theory that in addition to the actual world, there are countless possible worlds as
real and concrete as the actual world. The primary difference is that the actual world is inhabited by us
while other possible worlds are inhabited by our counterparts. Modal anti-realists reject this view and
argue that possible worlds do not have concrete reality but exist in a different sense, for example, as
abstract or fictional objects.[71]
Scientific realists say that the scientific description of the world is an accurate representation of reality.
[c] It is of particular relevance in regard to things that cannot be directly observed by humans but are
assumed to exist by scientific theories, like electrons, forces, and laws of nature. Scientific anti-realism
says that scientific theories are not descriptions of reality but instruments to predict observations and
the outcomes of experiments.[73]
Moral realists claim that there exist mind-independent moral facts. According to them, there are
objective principles that determine which behavior is morally right. Moral anti-realists either claim that
moral principles are subjective and differ between persons and cultures, a position known as moral
relativism, or outright deny the existence of moral facts, a view referred to as moral nihilism.[74]
In addition to the focus on basic types, ontological theories can also be distinguished by the number of
categories they use to characterize reality. Monocategorical theories say that there is only one
fundamental category, meaning that every single entity belongs to the same universal class.[81] For
example, some forms of nominalism state that only concrete particulars exist while some forms of
bundle theory state that only properties exist.[82] Polycategorical theories, by contrast, hold that there is
more than one basic category, meaning that entities are divided into two or more fundamental classes.
They take the form of systems of categories, which list the highest genera of being to provide a
comprehensive inventory of everything.[83]
By fundamental categories
The historically influential substance-attribute ontology is a polycategorical theory. It says that reality is
at its most fundamental level made up of unanalyzable substances that are characterized by universals,
such as the properties an individual substance has or relations that exist between substances.[84]
Substance-attribute ontology is closely related to substratum theory, which says that each concrete
object is made up of properties and a bare featureless substratum supporting them.[85]
Various alternative ontological theories have been proposed that deny the role of substances as the
foundational building blocks of reality.[86] Stuff ontologies say that the world is not populated by
distinct entities but by continuous stuff that fills space. This stuff may take various forms and is often
conceived as infinitely divisible.[87][e] According to process ontology, processes or events are the
fundamental entities. This view usually emphasizes that nothing in reality is static, meaning that being
is dynamic and characterized by constant change.[89] Bundle theories state that there are no regular
objects but only bundles of co-present properties. For example, a lemon may be understood as a bundle
that includes the properties yellow, sour, and round. According to traditional bundle theory, the bundled
properties are universals, meaning that the same property may belong to several different bundles.
According to trope bundle theory, properties are particular entities that belong to a single bundle.[90]
Some ontologies focus not on distinct objects but on interrelatedness. According to relationalism, all of
reality is relational at its most fundamental level.[91][f] Ontic structural realism agrees with this basic
idea and focuses on how these relations form complex structures. Some structural realists state that
there is nothing but relations, meaning that individual objects do not exist. Others say that individual
objects exist but depend on the structures in which they participate.[93] Fact ontologies present a
different approach by focusing on how entities belonging to different categories come together to
constitute the world. Facts, also known as states of affairs, are complex entities; for example, the fact
that the Earth is a planet consists of the particular object the Earth and the property being a planet.
Fact ontologies state that facts are the fundamental constituents of reality, meaning that objects,
properties, and relations cannot exist on their own and only form part of reality to the extent that they
participate in facts.[94][g]
In the history of philosophy, various ontological theories based on several fundamental categories have
been proposed. One of the first theories of categories was suggested by Aristotle, whose system includes
ten categories: substance, quantity, quality, relation, place, date, posture, state, action, and passion.[96]
An early influential system of categories in Indian philosophy, first proposed in the Vaisheshika school,
distinguishes between six categories: substance, quality, motion, universal, individuator, and inherence.
[97] Immanuel Kant's transcendental idealism includes a system of twelve categories, which Kant saw as
pure concepts of understanding. They are subdivided into four classes: quantity, quality, relation, and
modality.[98] In more recent philosophy, theories of categories were developed by C. S. Peirce, Edmund
Husserl, Samuel Alexander, Roderick Chisholm, and E. J. Lowe.[99]
Others
The dispute between constituent and relational ontologies[h] concerns the internal structure of concrete
particular objects. Constituent ontologies say that objects have an internal structure with properties as
their component parts. Bundle theories are an example of this position: they state that objects are
bundles of properties. This view is rejected by relational ontologies, which say that objects have no
internal structure, meaning that properties do not inhere in them but are externally related to them.
According to one analogy, objects are like pin-cushions and properties are pins that can be stuck to
objects and removed again without becoming a real part of objects. Relational ontologies are common in
certain forms of nominalism that reject the existence of universal properties.[101]
Hierarchical ontologies state that the world is organized into levels. Entities on all levels are real but
low-level entities a more fundamental than high-level entities. This means that they can exist without
high-level entities while high-level entities cannot exist without low-level entities.[102] An example is the
idea that elementary particles are more fundamental than the macroscopic objects they compose, like
chairs and tables. Other hierarchical ontologies include the view that substances are more fundamental
than the properties they have or that nature is more fundamental than culture.[103] Flat ontologies, by
contrast, deny that any entity has a privileged status, meaning that all entities exist on the same level.
For them, the main question is only whether something exists or not rather than identifying the level at
which it exists.[104][i]
The ontological theories of endurantism and perdurantism aim to explain how material objects persist
through time. Endurantism is the view that material objects are three-dimensional entities that travel
through time while being fully present in each moment. They remain the same even when they gain or
lose properties as they change. Perdurantism is the view that material objects are four-dimensional
entities that extend not just through space but also through time. This means that they are composed of
temporal parts and, at any moment, only one part of them is present but not the others. According to
perdurantists, change means that an earlier part exhibits different qualities than a later part. When a
tree loses its leaves, for instance, there is an earlier temporal part with leaves and a later temporal part
without leaves.[106]
Differential ontology is a poststructuralist approach interested in the relation between the concepts of
identity and difference. It says that traditional ontology sees identity as the more basic term by first
characterizing things in terms of their essential features and then elaborating differences based on this
conception. Differential ontologists, by contrast, privilege difference and say that the identity of a thing
is a secondary determination that depends on how this thing differs from other things.[107]
Object-oriented ontology belongs to the school of speculative realism and examines the nature and role
of objects. It sees objects as the fundamental building blocks of reality. As a flat ontology, it denies that
some entities have a more fundamental form of existence than others. It uses this idea to argue that
objects exist independently of human thought and perception.[108]
Methods
Methods of ontology are ways of conducting ontological inquiry and deciding between competing
theories. There is no single standard method; the diverse approaches are studied by metaontology.[109]
Conceptual analysis is a method to understand ontological concepts and clarify their meaning.[110] It
proceeds by analyzing their component parts and the necessary and sufficient conditions under which a
concept applies to an entity.[111] This information can help ontologists decide whether a certain type of
entity, such as numbers, exists.[112] Eidetic variation is a related method in phenomenological ontology
that aims to identify the essential features of different types of objects. Phenomenologists start by
imagining an example of the investigated type. They proceed by varying the imagined features to
determine which ones cannot be changed, meaning they are essential.[113][j] The transcendental method
begins with a simple observation that a certain entity exists. In the following step, it studies the
ontological repercussions of this observation by examining how it is possible or which conditions are
required for this entity to exist.[115]
Another approach is based on intuitions in the form of non-inferential impressions about the
correctness of general principles.[116] These principles can be used as the foundation on which an
ontological system is built and expanded using deductive reasoning.[117] A further intuition-based
method relies on thought experiments to evoke new intuitions. This happens by imagining a situation
relevant to an ontological issue and then employing counterfactual thinking to assess the consequences
of this situation.[118] For example, some ontologists examine the relation between mind and matter by
imagining creatures identical to humans but without consciousness.[119]
Naturalistic methods rely on the insights of the natural sciences to determine what exists.[120] According
to an influential approach by Willard Van Orman Quine, ontology can be conducted by analyzing[k] the
ontological commitments of scientific theories. This method is based on the idea that scientific theories
provide the most reliable description of reality and that their power can be harnessed by investigating
the ontological assumptions underlying them.[122]
Principles of theory choice aim to offer guidelines for assessing the advantages and disadvantages of
ontological theories rather than guiding their construction.[123] The principle of Ockham's Razor says
that simple theories are preferable.[124] A theory can be simple in different respects, for example, by
using very few basic types or by describing the world with a small number of fundamental entities.[125]
Ontologists are also interested in the explanatory power of theories and give preference to theories that
can explain many observations.[126] A further factor is how close a theory is to common sense. Some
ontologists use this principle as an argument against theories that are very different from how ordinary
people think about the issue.[127]
In applied ontology, ontological engineering is the process of creating and refining conceptual models of
specific domains.[128] Developing a new ontology from scratch involves various preparatory steps, such
as delineating the scope of the domain one intends to model and specifying the purpose and use cases of
the ontology. Once the foundational concepts within the area have been identified, ontology engineers
proceed by defining them and characterizing the relations between them. This is usually done in a
formal language to ensure precision and, in some cases, automatic computability. In the following
review phase, the validity of the ontology is assessed using test data.[129] Various more specific
instructions for how to carry out the different steps have been suggested. They include the Cyc method,
Grüninger and Fox's methodology, and METHONTOLOGY.[130] In some cases, it is feasible to adapt a
pre-existing ontology to fit a specific domain and purpose rather than creating a new one from scratch.
[131]
History
Ancient Greek
In the Greek philosophical tradition, Parmenides was among the first to
propose an ontological characterization of the fundamental nature of
existence. In the prologue (or proem) to On Nature, he describes two views
of existence. Initially, nothing comes from nothing, thus existence is
eternal. This posits that existence is what may be conceived of by thought,
created, or possessed. Hence, there may be neither void nor vacuum, and
true reality may neither come into being nor vanish from existence. Rather,
the entirety of creation is eternal, uniform, and immutable, though not
infinite (Parmenides characterized its shape as that of a perfect sphere).
Parmenides thus posits that change, as perceived in everyday experience, is
illusory.
Parmenides was among the
Opposite to the Eleatic monism of Parmenides is the pluralistic conception first to propose an
of being. In the 5th century BCE, Anaxagoras and Leucippus replaced[132] ontological characterization
the reality of being (unique and unchanging) with that of becoming, of the fundamental nature
therefore by a more fundamental and elementary ontic plurality. This thesis of reality.
originated in the Hellenic world, stated in two different ways by Anaxagoras
and by Leucippus. The first theory dealt with "seeds" (which Aristotle
referred to as "homeomeries") of the various substances. The second was the atomistic theory,[133]
which dealt with reality as based on the vacuum, the atoms and their intrinsic movement in it.[134]
The materialist atomism proposed by Leucippus was indeterminist, but Democritus (c. 460 – c. 370
BCE) subsequently developed it in a deterministic way. Later (4th century BCE), Epicurus took the
original atomism again as indeterministic. He saw reality as composed of an infinity of indivisible,
unchangeable corpuscles, or atoms (from the Greek atomon, lit. 'uncuttable'), but he gives weight to
characterize atoms, whereas for Leucippus they are characterized by a "figure", an "order", and a
"position" in the cosmos.[135] Atoms are, besides, creating the whole with the intrinsic movement in the
vacuum, producing the diverse flux of being. Their movement is influenced by the parenklisis (Lucretius
names it clinamen) and that is determined by chance. These ideas foreshadowed the understanding of
traditional physics until the advent of 20th-century theories on the nature of atoms.[136]
Plato developed the distinction between true reality and illusion, in arguing that what is real are eternal
and unchanging forms or ideas (a precursor to universals), of which things experienced in sensation are
at best merely copies, and real only in so far as they copy ("partake of") such forms. In general, Plato
presumes that all nouns (e.g., "beauty") refer to real entities, whether sensible bodies or insensible
forms. Hence, in The Sophist, Plato argues that being is a form in which all existent things participate
and which they have in common (though it is unclear whether "being" is intended in the sense of
existence, copula, or identity); and argues, against Parmenides, that forms must exist not only of being,
but also of negation and of non-being (or difference).
In his Categories, Aristotle (384–322 BCE) identifies ten possible kinds of things that may be the
subject or the predicate of a proposition. For Aristotle there are four different ontological dimensions:
[137]
Hindu philosophy
Ontology features in the Samkhya school of Hindu philosophy from the first millennium BCE.[138]
Samkhya philosophy regards the universe as consisting of two independent realities: puruṣa (pure,
contentless consciousness) and prakṛti (matter). The substance dualism between puruṣa and prakṛti is
similar but not identical to the substance dualism between mind and body that, following the works of
Descartes, has been central to many disputes in the Western philosophical tradition.[139]: 845 Samkhya
sees the mind as being the subtle part of prakṛti. It is made up of three faculties: the sense mind
(manas), the intellect (buddhi), and the ego (ahaṁkāra). These faculties perform various functions but
are by themselves unable to produce consciousness, which belongs to a distinct ontological category and
for which puruṣa alone is responsible.[140][139] The Yoga school agrees with Samkhya philosophy on the
fundamental dualism between puruṣa and prakṛti but it differs from Samkhya's atheistic position by
incorporating the concept of a "personal, yet essentially inactive, deity" or "personal god" (Ishvara).[141]
[142][143][144] These two schools stand in contrast to Advaita Vedanta, which adheres to non-duality by
revealing that the apparent plurality of things is an illusion (Maya) hiding the true oneness of reality at
its most fundamental level (Brahman).[145][146]
Medieval
Medieval ontology was strongly influenced by Aristotle's teachings. The thinkers of this period often
relied on Aristotelian categories like substance, act and potency, or matter and form to formulate their
own theories. Important ontologists in this epoch include Avicenna, Thomas Aquinas, Duns Scotus, and
William of Ockham.[147][148][149]
Fundamental to Thomas Aquinas's ontology is his distinction between essence and existence: all entities
are conceived as composites of essence and existence.[151][152][153] The essence of a thing is what this
thing is like, it signifies the definition of this thing.[154] God has a special status since He is the only
entity whose essence is identical to its existence. But for all other, finite entities there is a real
distinction between essence and existence.[155] This distinction shows itself, for example, in our ability
to understand the essence of something without knowing about its existence.[156] Aquinas conceives of
existence as an act of being that actualizes the potency given by the essence. Different things have
different essences, which impose different limits on the corresponding act of being.[151] The paradigm
examples of essence-existence composites are material substances like cats or trees. Aquinas
incorporates Aristotle's distinction between matter and form by holding that the essence of material
things, as opposed to the essence of immaterial things like angels, is the composition of their matter and
form.[151][157] So, for example, the essence of a marble statue would be the composition of the marble
(its matter) and the shape it has (its form). Form is universal since substances made of different matter
can have the same form. The forms of a substance may be divided into substantial and accidental forms.
A substance can survive a change of an accidental form, but ceases to exist upon a change of a
substantial form.[151]
Modern
Ontology is increasingly seen as a separate domain of philosophy in the modern period.[149][158] Many
ontological theories of this period were rationalistic in the sense that they saw ontology largely as a
deductive discipline that starts from a small set of first principles or axioms, a position best exemplified
by Baruch Spinoza and Christian Wolff. This rationalism in metaphysics and ontology was strongly
opposed by Immanuel Kant, who insisted that many claims arrived at this way are to be dismissed since
they go beyond any possible experience that could justify them.[159][160]
René Descartes' ontological distinction between mind and body has been one of the most influential
parts of his philosophy.[160][161] On his view, minds are thinking things while bodies are extended
things. Thought and extension are two attributes that each come in various modes of being. Modes of
thinking include judgments, doubts, volitions, sensations and emotions while the shapes of material
things are modes of extension.[162] Modes come with a lower degree of reality since they depend for their
existence on a substance.[163] Substances, on the other hand, can exist on their own.[162] Descartes'
substance dualism asserts that every finite substance is either a thinking substance or an extended
substance.[164][165] This position does not entail that minds and bodies actually are separated from each
other, which would defy the intuition that we both have a body and a mind. Instead, it implies that
minds and bodies can, at least in principle, be separated, since they are distinct substances and
therefore are capable of independent existence.[161][166] A longstanding problem for substance dualism
since its inception has been to explain how minds and bodies can causally interact with each other, as
they apparently do, when a volition causes an arm to move or when light falling on the retina causes a
visual impression.[161]
Baruch Spinoza is well known for his substance monism: the thesis that only one substance exists.[160]
[167] He refers to this substance as "God or Nature", emphasizing both his pantheism and his naturalism.
[168] This substance has an infinite amount of attributes, which he defines as "what the intellect
perceives of substance as constituting its essence".[169] Of these attributes, only two are accessible to the
human mind: thought and extension. Modes are properties of a substance that follow from its attributes
and therefore have only a dependent form of existence.[170] Spinoza sees everyday-things like rocks, cats
or ourselves as mere modes and thereby opposes the traditional Aristotelian and Cartesian conception of
categorizing them as substances.[171] Modes compose deterministic systems in which the different
modes are linked to each other as cause and effect.[167] Each deterministic system corresponds to one
attribute: one for extended things, one for thinking things, and so forth. Causal relations only happen
within a system while the different systems run in parallel without causally interacting with each other.
[171] Spinoza calls the system of modes Natura naturata ("nature natured"), and opposes it to Natura
naturans ("nature naturing"), the attributes responsible for the modes.[172] Everything in Spinoza's
system is necessary: there are no contingent entities. This is so since the attributes are themselves
necessary and since the system of modes follows from them.[167]
Christian Wolff defines ontology as the science of being in general. He sees it as a part of metaphysics
besides cosmology, psychology and natural theology.[173][174][175] According to Wolff, it is a deductive
science, knowable a priori and based on two fundamental principles: the principle of non-contradiction
("it cannot happen that the same thing is and is not") and the principle of sufficient reason ("nothing
exists without a sufficient reason for why it exists rather than does not exist").[160][173] Beings are
defined by their determinations or predicates, which cannot involve a contradiction. Determinates come
in three types: essentialia, attributes, and modes.[173] Essentialia define the nature of a being and are
therefore necessary properties of this being. Attributes are determinations that follow from essentialia
and are equally necessary, in contrast to modes, which are merely contingent. Wolff conceives existence
as just one determination among others, which a being may lack.[174] Ontology is interested in being at
large, not just in actual being. But all beings, whether actually existing or not, have a sufficient reason.
[159] The sufficient reason for things without actual existence consists in all the determinations that
make up the essential nature of this thing. Wolff refers to this as a "reason of being" and contrasts it with
a "reason of becoming", which explains why some things have actual existence.[174]
20th century
Dominant approaches to ontology in the 20th century were phenomenology, linguistic analysis, and
naturalism. Phenomenological ontology, as exemplified by Edmund Husserl and Martin Heidegger,
relies for its method on the description of experience. Linguistic analysis assigns to language a central
role for ontology, as seen, for example, in Rudolf Carnap's thesis that the truth value of existence-claims
depends on the linguistic framework in which they are made. Naturalism gives a prominent position to
the natural sciences for the purpose of finding and evaluating ontological claims. This position is
exemplified by Quine's method of ontology, which involves analyzing the ontological commitments of
scientific theories.[149][160]
Edmund Husserl sees ontology as a science of essences.[149] Sciences of essences are contrasted with
factual sciences: the former are knowable a priori and provide the foundation for the later, which are
knowable a posteriori.[160][182] Ontology as a science of essences is not interested in actual facts, but in
the essences themselves, whether they have instances or not.[183] Husserl distinguishes between formal
ontology, which investigates the essence of objectivity in general,[184] and regional ontologies, which
study regional essences that are shared by all entities belonging to the region.[149] Regions correspond
to the highest genera of concrete entities: material nature, personal consciousness, and interpersonal
spirit.[185][186] Husserl's method for studying ontology and sciences of essence in general is called eidetic
variation.[182] It involves imagining an object of the kind under investigation and varying its features.
[187] The changed feature is inessential to this kind if the object can survive its change, otherwise it
belongs to the kind's essence. For example, a triangle remains a triangle if one of its sides is extended,
but it ceases to be a triangle if a fourth side is added. Regional ontology involves applying this method to
the essences corresponding to the highest genera.[188]
Central to Martin Heidegger's philosophy is the notion of ontological difference: the difference between
being as such and specific entities.[189][190] He accuses the philosophical tradition of being forgetful of
this distinction, which has led to the mistake of understanding being as such as a kind of ultimate entity,
for example as "idea, energeia, substance, monad or will to power".[149][189][191] Heidegger tries to
rectify this mistake in his own "fundamental ontology" by focusing on the meaning of being instead, a
project which is akin to contemporary meta-ontology.[192][193] One method to achieve this is by studying
the human being, or Dasein, in Heidegger's terminology.[160] The reason for this is that we already have
a pre-ontological understanding of being that shapes how we experience the world. Phenomenology can
be used to make this implicit understanding explicit, but it has to be accompanied by hermeneutics in
order to avoid the distortions due to the forgetfulness of being.[189] In his later philosophy, Heidegger
attempted to reconstruct the "history of being" in order to show how the different epochs in the history
of philosophy were dominated by different conceptions of being.[194] His goal is to retrieve the original
experience of being present in the early Greek thought that was covered up by later philosophers.[191]
Rudolf Carnap proposed that the truth value of ontological statements about the existence of entities
depends on the linguistic framework in which these statements are made: they are internal to the
framework.[2][149] As such, they are often trivial in that it just depends on the rules and definitions
within this framework. For example, it follows analytically from the rules and definitions within the
mathematical framework that numbers exist.[203] The problem Carnap saw with traditional ontologists
is that they try to make framework-independent or external statements about what really is the case.
[160][204] Such statements are at best pragmatic considerations about which framework to choose, and
at worst outright meaningless, according to Carnap.[205] For example, there is no matter of fact as to
whether realism or idealism is true: their truth depends on the adopted framework.[206] The job of
philosophers is not to discover which things exist by themselves but is a kind of "conceptual
engineering" to create interesting frameworks and to explore the consequences of adopting them.[2][203]
Since there is no framework-independent notion of truth, the choice of framework is guided by practical
considerations like expedience or fruitfulness .[207]
The notion of ontological commitment plays a central role in Willard Van Orman Quine's contributions
to ontology.[208][209] A theory is ontologically committed to an entity if that entity must exist in order
for the theory to be true.[210] Quine proposed that the best way to determine this is by translating the
theory in question into first-order predicate logic. Of special interest in this translation are the logical
constants known as existential quantifiers, whose meaning corresponds to expressions like "there
exists..." or "for some...". They are used to bind the variables in the expression following the quantifier.
[211] The ontological commitments of the theory then correspond to the variables bound by existential
quantifiers.[212] This approach is summed up by Quine's famous dictum that "[t]o be is to be the value of
a variable".[213] This method by itself is not sufficient for ontology since it depends on a theory in order
to result in ontological commitments. Quine proposed that we should base our ontology on our best
scientific theory.[210] Various followers of Quine's method chose to apply it to different fields, for
example to "everyday conceptions expressed in natural language".[214][215]
Ontological formations
The concept of ontological formations refers to formations of social relations understood as dominant
ways of living. Temporal, spatial, corporeal, epistemological, and performative relations are taken to be
central to understanding a dominant formation. That is, a particular ontological formation is based on
how ontological categories of time, space, embodiment, knowing, and performing are lived—objectively
and subjectively. Different ontological formations include the customary (including the tribal), the
traditional, the modern, and the postmodern. The concept was first introduced by Paul James in 2006,
together with a series of writers including Damian Grenfell and Manfred Steger.[218]
In the engaged theory approach, ontological formations are seen as layered and intersecting rather than
singular formations. They are 'formations of being'. This approach avoids the usual problems of a great
divide being posited between the modern and the pre-modern. From a philosophical distinction
concerning different formations of being, the concept then provides a way of translating into practical
understandings concerning how humans might design cities and communities that live creatively across
different ontological formations; for example, cities that are not completely dominated by modern
valences of spatial configuration. Here the work of Tony Fry is important.[219]
▪ the real: those that can be perceived, or can be inferred from perception
▪ the fictitious: abstractions that referred to perceptible things; and,
▪ the fabulous: those that can be found only in the imagination, where the word 'exist' applies to such
only in the sense that they do not really exist.
Francis Herbert Bradley thought that real things exist, respectively, at particular times and places. He
recognized several kinds of entity:[223]
The processes by which bodies related to environments became of great concern, and the idea of being
itself became difficult to define. What did people mean when they said "A is B", "A must be B", "A was
B"...? Some linguists advocated dropping the verb "to be" from the English language, leaving "E Prime",
supposedly less prone to bad abstractions. Others, mostly philosophers, tried to dig into the word and its
usage. Martin Heidegger distinguished human being as existence from the being of things in the world.
Heidegger proposed that our way of being human and the way the world is for us are cast historically
through a fundamental ontological questioning. These fundamental ontological categories provide the
basis for communication in an age: a horizon of unspoken and seemingly unquestionable background
meanings, such as human beings understood unquestioningly as subjects and other entities understood
unquestioningly as objects. Because these basic ontological meanings both generate, and are
regenerated in everyday interactions, the locus of our way of being in a historical epoch is the
communicative event of language in use.[227] For Heidegger, however, communication in the first place
is not among human beings, but language itself shapes up in response to questioning (the inexhaustible
meaning of) being.[228] Even the focus of traditional ontology on the 'whatness' or quidditas of beings in
their substantial, standing presence can be shifted to pose the question of the 'whoness' of human being
itself.[229]
Ontology and language
Some philosophers suggest that the question of "What is?" is (at least in part) an issue of usage rather
than a question about facts.[230] This perspective is conveyed by an analogy made by Donald Davidson:
Suppose a person refers to a 'cup' as a 'chair' and makes some comments pertinent to a cup, but uses the
word 'chair' consistently throughout instead of 'cup'. One might readily catch on that this person simply
calls a 'cup' a 'chair' and the oddity is explained.[231] Analogously, if we find people asserting 'there are'
such-and-such, and we do not ourselves think that 'such-and-such' exist, we might conclude that these
people are not nuts (Davidson calls this assumption 'charity'); they simply use 'there are' differently than
we do. The question of What is? is at least partly a topic in the philosophy of language, and is not
entirely about ontology itself.[232] This viewpoint has been expressed by Eli Hirsch.[233][234]
Hirsch interprets Hilary Putnam as asserting that different concepts of "the existence of something" can
be correct.[234] This position does not contradict the view that some things do exist, but points out that
different 'languages' will have different rules about assigning this property.[234][235] How to determine
the 'fitness' of a 'language' to the world then becomes a subject for investigation.
Common to all Indo-European copula languages is the double use of the verb "to be" in both stating that
entity X exists ("X is") as well as stating that X has a property ("X is P"). It is sometimes argued that a
third use is also distinct, stating that X is a member of a class ("X is a C"). In other language families
these roles may have completely different verbs and are less likely to be confused with one another. For
example they might say something like "the car has redness" rather than "the car is red". Hence any
discussion of "being" in Indo-European language philosophy may need to make distinctions between
these senses.
Anthropology
The topic of ontology has received increased attention in anthropology since the 1990s. This is
sometimes termed the "ontological turn".[237] This type of inquiry is focused on how people from
different cultures experience and understand the nature of being. Specific interest in this regard has
been given to the ontological outlook of indigenous people and how their outlook tends to differ from a
more Western perspective.[237][238] As an example of this contrast, it has been argued that various
indigenous communities ascribe intentionality to non-human entities, like plants, forests, or rivers. This
outlook is known as animism[239] and is also found in Native American ontologies, which emphasize the
interconnectiveness of all living entities and the importance of balance and harmony with nature.[240]
[241][242]
According to Whitehead, an actual entity must earn its philosophical status of fundamental ontological
priority by satisfying several philosophical criteria, as follows:
▪ There is no going behind an actual entity, to find something more fundamental in fact or in efficacy.
This criterion is to be regarded as expressing an axiom, or postulated distinguished doctrine.
▪ An actual entity must be completely determinate in the sense that there may be no confusion about
its identity that would allow it to be confounded with another actual entity. In this sense an actual
entity is completely concrete, with no potential to be something other than itself. It is what it is. It is a
source of potentiality for the creation of other actual entities, of which it may be said to be a part
cause. Likewise it is the concretion or realization of potentialities of other actual entities which are its
partial causes.
▪ Causation between actual entities is essential to their actuality. Consequently, for Whitehead, each
actual entity has its distinct and definite extension in physical Minkowski space, and so is uniquely
identifiable. A description in Minkowski space supports descriptions in time and space for particular
observers.
▪ It is part of the aim of the philosophy of an ontology such as Whitehead's that the actual entities
should be all alike, qua actual entities; they should all satisfy a single definite set of well stated
ontological criteria of actuality.
Whitehead proposed that his notion of an occasion of experience satisfies the criteria for its status as the
philosophically preferred definition of an actual entity. From a purely logical point of view, each
occasion of experience has in full measure the characters of both objective and subjective reality.
Subjectivity and objectivity refer to different aspects of an occasion of experience, and in no way do they
exclude each other.[243]
Examples of other philosophical proposals or candidates as actual entities, in this view, are Aristotle's
'substances', Leibniz' monads, and Descartes' res verae, and the more modern 'states of affairs'.
Aristotle's substances, such as Socrates, have behind them as more fundamental the 'primary
substances', and in this sense do not satisfy Whitehead's criteria. Whitehead is not happy with Leibniz'
monads as actual entities because they are "windowless" and do not cause each other. 'States of affairs'
are often not closely defined, often without specific mention of extension in physical Minkowski space;
they are therefore not necessarily processes of becoming, but may be, as their name suggests, simply
static states in some sense. States of affairs are contingent on particulars, and therefore have something
behind them.[244] One summary of the Whiteheadian actual entity is that it is a process of becoming.
Another summary, referring to its causal linkage to other actual entities, is that it is "all window", in
contrast with Leibniz' windowless monads.
This view allows philosophical entities other than actual entities to really exist, but not as fundamentally
and primarily factual or causally efficacious; they have existence as abstractions, with reality only
derived from their reference to actual entities. A Whiteheadian actual entity has a unique and
completely definite place and time. Whiteheadian abstractions are not so tightly defined in time and
place, and in the extreme, some are timeless and placeless, or 'eternal' entities. All abstractions have
logical or conceptual rather than efficacious existence; their lack of definite time does not make them
unreal if they refer to actual entities. Whitehead calls this 'the ontological principle'.[245]
Microcosmic ontology
There is an established and long philosophical history of the concept of atoms as microscopic physical
objects. They are far too small to be visible to the naked eye. It was as recent as the nineteenth century
that precise estimates of the sizes of putative physical atoms began to become plausible. Almost direct
empirical observation of atomic effects was due to the theoretical investigation of Brownian motion by
Albert Einstein in the very early twentieth century. Even then, the real existence of atoms was debated
by some. Such debate might be labeled 'microcosmic ontology'. Here the word 'microcosm' is used to
indicate a physical world of small entities, such as for example atoms.[246]
Subatomic particles are usually considered to be much smaller than atoms. Their real or actual existence
may be very difficult to demonstrate empirically.[247] A distinction is sometimes drawn between actual
and virtual subatomic particles. Reasonably, one may ask, in what sense, if any, do virtual particles exist
as physical entities? For atomic and subatomic particles, difficult questions arise, such as do they
possess a precise position, or a precise momentum? A question that continues to be controversial is "to
what kind of physical thing, if any, does the quantum mechanical wave function refer?"[248]
Ontological argument
In the Western Christian tradition, in his 1078 work Proslogion, Anselm of Canterbury proposed what is
known as 'the ontological argument' for the existence of God.[l] Anselm defined God as "that than which
nothing greater can be thought", and argued that this being must exist in the mind, even in the mind of
the person who denies the existence of God. He suggested that, if the greatest possible being exists in the
mind, it must also exist in reality. If it only exists in the mind, then an even greater being must be
possible—one which exists both in the mind and in reality. Therefore, this greatest possible being must
exist in reality. Seventeenth-century French philosopher René Descartes deployed a similar argument.
Descartes published several variations of his argument, each of which centered on the idea that God's
existence is immediately inferable from a 'clear and distinct' idea of a supremely perfect being. In the
early eighteenth century, Gottfried Leibniz augmented Descartes's ideas in an attempt to prove that a
'supremely perfect' being is a coherent concept. Norman Malcolm revived the ontological argument in
1960 when he located a second, stronger ontological argument in Anselm's work; Alvin Plantinga
challenged this argument and proposed an alternative, based on modal logic. Attempts have also been
made to validate Anselm's proof using an automated theorem prover.[250]
More recently, Kurt Gödel proposed a formal argument for God's existence. Other arguments for God's
existence have been advanced, including those made by Islamic philosophers Mulla Sadra[251] and
Allama Tabatabai.[252]
References
Notes
a. ὄν is the present-tense participle of the verb εἰμί (eimí, 'to be' or 'I am').
b. They are usually distinguished by combining them with a qualifier to express which type is meant, as
in ontological realism, mathematical realism, and moral realism. The qualifiers are sometimes left
out if the meaning is clear in the context.[63]
c. The exact definition of the term is disputed.[72]
d. According to some pantheists, this entity is God.[79]
e. This view contrasts with atomism, which states that the world is composed of discrete, indivisible
units.[88]
f. For example, relationalism about spacetime says that space and time are nothing but relations.
Spacetime substantivalists reject this view and state that spacetime is a distinct object rather than a
relational structure between objects.[92]
g. This is expressed in a slogan by Ludwig Wittgenstein: "The world is the totality of facts, not of
things".[95]
h. In this context, the term "relational ontology" has a slightly different meaning than the term
"relationalism", which says that, at the most basic level, reality is made up of relations.[100]
i. Some flat ontologies allow that there are entities on higher levels but stipulate that they are reducible
to the lowest level, meaning that they are no addition to being.[105]
j. For example, it is essential for a triangle to have three sides since it ceases to be a triangle if a
fourth side is added.[114]
k. An essential step in Quine's analysis is to translate the theory into first-order logic to make its
ontological assumptions explicit.[121]
l. "There are three main periods in the history of ontological arguments. The first was in 11th century,
when St. Anselm of Canterbury came up with the first ontological argument."[249]
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