Introduction to Plastic Extrusion
Introduction to Plastic Extrusion
extrusion
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Plastics Topics – Introduction to extrusion
1. Introduction – The last ‘black art’ of polymer processing
Extrusion is used in all methods of polymer processing as either the main method of forming or as the
method of transporting and metering the molten plastic before it is formed. The extrusion process is
not difficult to visualize and we use it every day when we extrude toothpaste onto our toothbrush. This
is analogous to ‘ram extrusion’ that is used in many applications but most processing of plastics uses
‘screw extrusion’ and the best model for this is the meat grinder. The grinder takes in large lumps of
meat and uses a screw to reduce the size of the meat, mix it all up and then extrude the result out as
a fine stream of meat through the die at the face of the meat grinder. The very simplicity of these
examples might imply that extrusion is simple but extrusion is as much art as science and in many
cases, it is the last ‘black art’ of polymer processing. This document introduces the basics of extrusion
and hopefully throws a little light on what is possible to achieve with this remarkable process.
2. Extrusion processes.
Whilst extrusion is used for processes as varied as wire coating and film blowing, this document will
concentrate on profile extrusion, one of the largest volumes areas for extruded products.
The typical extrusion line described above can be used. with modifications. to produce a wide variety
of products. Some typical examples are:
• Wire coating: for all types of wires and cables.
• Monofilament: for rope. bristles and synthetic textile fibres.
• Blown film: for plastic bags, plastic film and heat shrinkable film for food packaging.
• Sheet extrusion: for sign production, refrigerator interiors and even small boat hulls. When a clear
sheet is produced it can be used in glazing or lighting applications.
• Pipe and tube: plastic tubing is used for garden hose, industrial hose, food and drink, transport and
hydraulic or pneumatic control. Plastics pipe is used for water, gas, agricultural drainage, sewers
and drains. New developments allow plastics pipe to replace copper pipe for heating and hot and
cold-water services.
3. Profile extrusion
This is probably the most interesting area for engineering designers and the possibilities are virtually
limitless. The initial constraint of a constant cross section is overcome in many applications by
fabrication techniques such as cutting, drilling welding and stamping and by innovative processing
techniques such as co-extrusion of soft and hard polymers, multiple colour extrusion and in-line
application of decorative foils or adhesive tapes.
Materials
Most common thermoplastic polymers can be used for extrusion and the material choice is dependent
on both the performance requirements and on the economic constraints. It is here that the designer
should seek specialist advice from the extrusion company or material suppliers.
The most commonly used material for general purpose extrusions is PVC. The wide application of this
material is due to cost, chemical resistance and its availability in various hardnesses and colours. The
hardness of PVC can vary from the rigid type used for windows (Shore ‘A’ hardness of 100 or British
Standard softness of 0) to the plasticised or soft version used for garden hoses (generally Shore ‘A’
80 deg or BSS 38) and even down to very soft materials of Shore ‘A’ 60 deg (BSS 75) which have
limited uses. The colour can be either matched to a colour sample or chosen from several hundred
standard colours. PVC is a very versatile material but, as with all materials, there are limitations and
again specialist advice should be sought for critical applications.
Tolerances
While plastics extrusions can be produced to consistent tolerances the designer must be aware that
these are not the same as for machined parts or for metals extrusion and are generally greater. The
tolerance bands applicable vary with the relevant dimension, the material used and with the
manufacturer but in general BS 3734:1978 for extruded rubber products (Table 2 Class E 2) can be
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Plastics Topics – Introduction to extrusion
used as a guide. Specific tolerances for critical areas and non-critical tolerances must be discussed
and agreed between customer and producer. Inevitably, the unit price increases with the number of
toleranced dimensions and the tightness of the tolerances specified.
Polymer
feed
Die
Calibration Saw / Tipping table, coiler,
Drive Extruder (Screws) Haul-off
Units Cutter belling device
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Plastics Topics – Introduction to extrusion
segments of the extruder. The advances in output rates have been driven by the demands of
processors and the improved control systems have resulted from the availability of low-cost computer
processing power.
The functions of the extruder screw
The extruder screw has the following basic functions:
• To bring the feedstock into the extruder and to move the material along the screw whilst at the
same time compressing it and removing volatile gases.
• To soften the melt by heating it (both from internally generated shear forces and additional
externally applied heat if required).
• To mix the melt and produce a homogeneous melt without impurities.
• To meter the melt into the die area.
• To apply the constant pressure (free of pulsation) required to force the material through the die.
These functions, at least for the single screw extruder, are generally achieved at different sections of
the extrusion screw as the material progresses along the barrel are shown below:
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Plastics Topics – Introduction to extrusion
Pitch Flight
Barrel
Diameter
(D)
Screw
Clearance
(c)
Co-rotating screws
Continuous screw
extruders Intermeshing screws Conical screws
Contra-rotating
screws
Parallel screws
Twin screw
extruders
Coaxial screws
Non-intermeshing
screws
Contra-rotating
screws
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Plastics Topics – Introduction to extrusion
The development of the conical screw extruder was driven by the need for large thrust bearing as the
rear of the machine – a larger diameter screw at the rear of the extruder allows the use of a larger
thrust bearing and therefore greater output before thrust bearing failure occurs.
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Plastics Topics – Introduction to extrusion
Extrusion can only produce products that have
Enclosed Hollows No
a constant cross-section.
Inserts No
Molded-in Holes No
Threads No
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Plastics Topics – Introduction to extrusion
The wall thickness may vary around the section if
the centre pin of the die is incorrectly set. This may
cause excessive shrinkage in the area that is
thickest and even bending of the profile because the
thick and thin sections will cool at different rates.
Concentricity is a key measure of tubing accuracy.
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Plastics Topics – Introduction to extrusion
Convex (or concave) sides can result from die swell
after the plastic exits the die head. To counteract
this, the calibrator must pre-form the section the
opposite way. This condition is very difficult to
predict so a certain amount of testing is necessary
with all extrusion tooling.
Areas within the chambers - Areas within the chambers are difficult to
control.
A screw port of this shape is easy to produce but
will not be sufficiently strong to retain screw. Two
solutions are shown below:
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Plastics Topics – Introduction to extrusion
7. Applications of profile extrusion
The limiting factors may appear restrictive in some instances but the amount of extruded profile in
daily use proves that good design can provide economical and useful products in all areas of activity.
The initial design constraint of a constant cross section is overcome in many applications by
fabrication techniques such as cutting, drilling welding and stamping and by innovative processing
techniques such as co-extrusion of soft and hard polymers, multiple colour extrusion and in-line
application of decorative foils or adhesive tapes.
Some example applications are:
Window profiles
The basic frame of the window is an extruded, unplasticized PVC (vinyl) section. This section contains
chambers that are carefully designed to give the necessary thermal and sound insulation. The normal
colour is white and the polymer is UV stabilized to prevent fading. New developments with co-
extrusion and printing techniques allow the profile to be produced with wood-effect or coloured
finishes. This basic profile is mitre cut and welded into a frame to fit the windows of the house exactly.
Extrusions are also used to provide the essential sealing lips on the profile. By skilled design a system
of extrusions is built up to provide products for the complete glazing of a house.
PVC-U windows show the ability of extrusions to be fabricated (in this case welded) to form 3D
structures and also show how to circumvent the low stiffness of most plastic. The outer frame of a
window is generally fixed to the window aperture and thus no problems with stiffness arise. The
opening lights must bear the load of the glass and may not be stiff enough in large windows. In these
cases, the profile is stiffened by steel or extruded aluminium sections and the composite profile
provides excellent stiffness.
Hot and cold water piping
New plastics now allow applications in both central heating systems (underfloor using pumped hot
water) and in hot and cold-water distribution, both in houses and for district heating schemes. The
most common plastics used are polybutylene, chlorinated PVC and crosslinked XPE. Performance
varies with individual dimensions but the general rule is that at 80°C flow temperature a life of 25
years is obtained at 6.3 bar operating pressure. This is far in excess of the normal UK operating
pressure for unpressurised or vented systems and actual service life should be more than 50 years.
The temperature and load effects in this instance are not short term and detailed design calculation
and testing are necessary to avoid any concerns with creep or service malfunctions. This example
also illustrates the resistance of plastics to common chemicals and the pipes are not affected by any
normal corrosion inhibitors present in the water. One of the normal advantages of plastics, electrical
insulation, is in this case a potential problem, as the cold-water system cannot be used as an
electrical earth although this is also being affected by the use of the PE pipes in water distribution in
any case.
Electrical profiles
The use of plastics in electrical and electronics applications is almost endless and the advantage of
electrical insulation by plastics means that without plastics the modern electrical/electronics industry
would not exist. Extrusions are seen in lighting tracks (where high temperatures sometimes require
the use of PPO), trunking, cable management and, most importantly, in wire coating.
Sealing sections
Extrusions are applied in many sealing applications where the designer has considerable choice in
fixing method. A co-extrusion of hard and soft materials allows the hard material to be screwed,
nailed, stapled or glued to one sealing face and the soft material will still provide the required seal. A
single hardness soft extrusion can also be punched or stapled. Alternatively, it may be clipped into
one sealing face using a groove in the face as a location/fixing area. Typical application areas are
refrigerator door seals (which incorporate a magnetic extrusion for an airtight seal), car door and boot
seals and acoustic cabinet seals.
Modular drawer profiles
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Plastics Topics – Introduction to extrusion
Drawer systems utilising extrusions are available both as DIY and professional kits. These illustrate
important options for the designer: the ability to use an extrusion to provide variable length and width
and the use of injection moulded corner pieces to provide the necessary jointing. The requirements
for light weight and easy assembly rule out the use of welding and the assembly is built up using the
clip-in corner pieces which give rigidity and professional finish.
Decorative trim
Decorative trim strips illustrate two important techniques. The first is the ability to apply a foil to the
extruded plastic to give a bright and attractive finish and the second is the use of double-sided
adhesive tape for rapid and strong mounting of the profile.
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Plastics Topics – Introduction to extrusion
relying on the material characteristics. The available engineering plastics provide excellent
mechanical properties, but the high costs involved make sensible design and value engineering
procedures at an early stage even more crucial.
As visco-elastic materials, thermoplastics experience creep or flow phenomena, which means that
while a load below the yield stress (however this is defined) may be acceptable in the short term it
may be unacceptable in the long term. This is due to the possibility of creep of the material resulting in
loss of function. As with all mechanical properties and responses of plastics, creep is highly
temperature dependent and becomes more of a problem at elevated temperatures.
An important point to note with the response of a plastic to any mechanical stress is the concept of
strain rate temperature equivalence. This means that a plastic's response to higher operational strain
rates is similar to its response to lower operating temperatures and vice versa.
Chemical resistance
Most plastics have excellent chemical resistance and this is largely complementary to metals,
meaning that what attacks metals will not generally attack plastics and vice versa. As a general rule
plastics provide excellent resistance to water, salt solutions, weak acids and bases, but are affected
by solvents and oxidising agents.
Tolerances
Extrusion as a process can produce excellent repeatability but the tolerances achievable are not as
fine as for machined or other similarly produced items. It is important that critical areas be marked and
the producers' advice on achievable tolerances be sought. Requests for +/- 0.01 mm are not generally
realistic. If a guide is required, the BS 3734 (Table 2 Class E2) should be used but specific instances
may require variations to this. The addition of more tolerances almost invariably increases the cost of
manufacturing the product.
Volume demand
An important factor in the choice of any production method is the volume demand. In general,
extrusion equipment and die costs are high and depending on the profile considered the minimum
economic quantity is approximately 300 -10,000 m. While 200,000 cable holders of 10 mm long may
appear a large order, the total extrusion length required is only approximately 2200 mm (allowing for
the saw cut) and injection moulding may well be cheaper (and allow for inclusion of other features
such as a screw hole). In many cases there will also be a minimum order quantity to cover the costs
and time of setting up production. In this context a total demand of 1000 m in call-offs of 100 m is
almost certainly uneconomical for the producer.
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Plastics Topics – Introduction to extrusion
9. Appendix – Extrusion definitions
• Adiabatic Extrusion – A method of extrusion in which the sole source of heat is the conversion of
the drive energy through the viscous resistance of the plastics mass in the extruder.
• Barrel – The portion of the extruder surrounding the screw or plunger.
• Barrel Liner – A sleeve forming the internal surface of the barrel.
• Compound – Plastics material as prepared for a further manufacturing operation particularly for
extrusion, moulding or calendering.
• Compression section – Part of the transition section in which there is a reduction in screw channel
volume.
• Cooling tank/bath – A tank commonly containing water through which extrusion is continuously
passed for cooling.
• Crosshead die – An extrusion die which produces an extrudate the axis which is at an angle to that
of the extruder barrel.
• Cure – The process of cross-linking a plastics material.
• Decompression section – In a two-stage extruder that part in which there is an increase in screw
channel volume.
• Die – A part or assembly of parts held, contained or fitted to the extruder head to form the melt to
the desired profile.
• Die plate – In moulds, the main support for the punch or mould cavity.
• Discharge section – The flighted portion of the screw at the discharge end in which the melt is
forced towards the die.
• Draw down – Reduction of thickness of plastics emerging from the die by control of haul off speed.
• Drive – The entire system used to supply mechanical energy to the screw.
• Dry blend – A free flowing mixture of resin or compound and other ingredients as prepared for a
further manufacturing operation particularly for extrusion or moulding.
• Embossing – The production of embossed film or sheeting.
• Embossing roll – A roll having a patterned surface used to produce embossed sheeting.
• Extrudate – The product of an extrusion process.
• Extruder head – A component which may be attached to the discharge end of the extruder barrel to
house the die.
• Extruder size – The nominal inside diameter of the extruder barrel.
• Extrusion – A continuous shaping of plastic material by forcing it, as a melt, by pressure through a
die.
• Extrusion coating – A method of coating in which molten plastics is fed direct from an extruder die
into a nip-roll assembly together with the substrate.
• Extrusion pressure – The pressure of the melt at the discharge end of the screw.
• Gelation (compounding) – A stage in compounding material, at which it first becomes a coherent
mass.
• Haul off or caterpillar – A device for taking away extrudate continuously from the die.
• Heating zones – Parts of the barrel, head and die arrange for independent temperature control.
• Internal mixer – A mixer consisting of specially shaped rotors operated in a closed chamber.
• Length-to-diameter ratio (L/D ratio) – Effective screw length divided by the screw diameter and
commonly expressed as a ratio to unity.
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Plastics Topics – Introduction to extrusion
• Masterbatch – A compounding ingredient resin and additives with the additives present in higher
concentration than are required in the final plastics material.
• Matting – The process of rendering a polished surface uniformly dull.
• Melt – Extrusion material when heated to a plastic condition.
• Metering section – The flighted portion of the screw at the discharge end, in which the melt is
forced at a controlled rate towards the die.
• Outer die ring – The part of tubing die which shapes the external surface of a tube.
• Post cure – To continue the cure of a moulded article by a subsequent heating process.
• Processing aid – An additive to, or a component in, a resin to facilitate processing.
• Ram extruder – A machine consisting essentially of a barrel with means of temperature control, in
which a plunger operates to force material as a melt to a die.
• Ram pressure – Used colloquially for the total force applied by a hydraulic ram, equal to the
hydraulic pressure multiplied by the ram area.
• Screen pack – Wire gauzes supported by the breaker plate and used for filtering the melt and
increasing back pressure.
• Screw – A helically grooved rotating member housed in the barrel of a screw extruder.
• Screw diameter – The diameter developed by the rotating flight land about the screw axis.
• Screw extruder – A machine consisting essentially of a barrel with means of temperature control
and housing one or more rotating Archimedean screws which convey plastics materials from feed
aperture and deliver it as a melt under pressure to a die.
• Take up (extrusion) – A device for reeling extruded material.
• Torpedo (extrusion) – A device at the discharge end of the screw for completing mixing and
homogenising of the melt.
• Transition section – The flighted portion of the screw between the feed and discharge sections in
which the extrusion material becomes a melt.
• Travelling saw – A saw which travels with the extrudate while cutting it to length.
• Twin screw extruder – An extruder with a pair of screws working together in a common barrel.
• Two-stage extruder – A screw extruder so designed that the pressure of the extrusion material
drops substantially, part way along the screw.
• Two-stage screw – A screw for use in a two-stage extruder comprising a decompression section
before the final metering section.
• Vacuum sizing – A process using a sizing die with vacuum applied to the external surface of the
extrudate.
• Vacuum tank – A cooling tank operating under reduced pressure to control the dimensions of the
extrudate.
• Vent – A hole or groove in a mould provided to allow air or volatile matter to escape during the
moulding operation.
• Vented extruder – A two-stage screw extruder having an opening part way along the barrel for the
removal of air and volatile matter from the plastics material.
• Weld line – A mark formed by union of two or more streams of material flowing together.
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