Unit-1 Notes (Material Science)
Unit-1 Notes (Material Science)
UNIT-I
Phase Diagrams:
Solid solutions – Hume Rothery’s rules – the phase rule – single component system – one-
component system of iron – binary phase diagrams – isomorphous systems – the tie-line rule
– the lever rule – application to isomorphous system – eutectic phase diagram – peritectic
phase diagram – other invariant reactions – free energy composition curves for binary
systems – microstructural change during cooling.
1 SOLID SOLUTIONS:
Solid solution is a homogeneous mixture of two or more types of atoms, where one type
of atoms substitutes for the other in the crystal lattice. The atoms or molecules of the
different components are uniformly distributed within the solid, forming a single phase.
The properties of the solid solution depend on the composition and concentration of the
components. It is a key concept in material science that can modify the properties of
materials, such as their strength, conductivity, and corrosion resistance. (*The more
abundant atomic form is referred as solvent and the less abundant atomic form is referred
as solute.)
An example of a solid solution is an alloy, which is a mixture of two or more metals or a
metal and a non-metal. For example, brass is an alloy of copper and zinc, where the copper
atoms and zinc atoms are uniformly distributed within the solid solution. The properties
of brass, such as its color, strength, and corrosion resistance, depend on the composition
of copper and zinc.
1
Material Science (KOE042) NOTES Unit-1
in lower strength, ductility, and other properties compared to ordered solid solutions.
Examples of disordered substitutional solid solutions include Au-Ag and Cu-Ni.
The formation of ordered or disordered solid solutions can also be influenced by other
factors such as temperature, pressure, and composition. For example, a disordered solid
solution may become ordered at high temperatures or under high pressure.
Additionally, changing the composition of the solid solution can affect the ordering of
the atoms within the crystal lattice.
1.1.2 Interstitial solid solution: In this type of solid solution, the smaller atoms of one
component occupy the interstitial sites between the larger atoms of the other
component. Examples include carbon in iron to form steel and hydrogen in palladium.
(a1) (a2)
(a)
(b)
Figure 1 Types of Solid Solutions (a) Substitutional (a1) ordered substitutional (a2) Disordered substitutional (b) Interstitial
2
Material Science (KOE042) NOTES Unit-1
c) Chemical affinity:
The metals forming the solid solution should have a similar electronegativity, as well
as a low mutual solubility. This reduces the tendency of the metals to form intermetallic
compounds or phases, which can lead to embrittlement and reduced mechanical
properties.
d) Crystal structure factor:
For complete solid solubility, the two elements should have the same type of crystal
structure i.e., both elements should have either F.C.C. or B.C.C. or H.C.P. structure.
The Hume-Rothery rules are important in the field of metallurgy because they provide
guidelines for the design and development of metallic alloys with specific properties. By
understanding the factors that influence the formation of substitutional solid solutions,
metallurgists can select appropriate alloying elements and processing conditions to achieve
desired mechanical, thermal, and corrosion properties. The rules also help to predict the
formation of intermetallic phases, which can lead to embrittlement and reduced mechanical
properties. The Hume-Rothery rules have applications in various industries, including
aerospace, automotive, and electronics, where the development of high-performance alloys is
critical for meeting demanding performance requirements.
3. The Phase Rule:
What is phase? This a very fundamental question which should be clear before going to
study industrial chemistry or material science. A simple description is that a phase is a
region of material that is chemically uniform, physically distinct, and (often) mechanically
separable. In a system consisting of ice and water in a glass jar, the ice cubes are one phase,
the water is a second phase, and the humid air is a third phase over the ice and water.
The phase rule is a fundamental concept in materials science that describes the relationship
between the number of components, phases, and degrees of freedom in a system at
equilibrium. It is a statement of the conditions required for coexistence of different phases
of matter, such as solid, liquid, and gas. The phase rule states that for a system at
equilibrium, the number of degrees of freedom is equal to the number of components minus
the number of phases plus two. The degrees of freedom represent the number of
independent parameters that can be varied while the system remains in equilibrium. The
phase rule is an important tool in materials science and is used to understand the behavior
of materials under different conditions, such as temperature, pressure, and composition.
Here, the degree of freedom (or variance) F is the number of variables (Temperature,
pressure, and composition) that can be changed independently without changing the phases
of the system.
Gibbs' phase rule describes the possible number of degrees of freedom (F) in a closed
system at equilibrium, in terms of the number of separate phases (P) and the number of
chemical components (C) in the system.
Thermodynamically derived Gibbs phase rule:
F=C-P+2
Component is the minimum no of species necessary to define the composition of the
system.
3
Material Science (KOE042) NOTES Unit-1
In a single-component system, the substance can exist in different phases or states, such as
solid, liquid, or gas, but all phases are composed of the same chemical species. The
properties and behavior of the system are determined solely by the characteristics of this
single substance.
For example, pure water (H₂O) can be considered a single-component system. It can exist
as ice (solid), liquid water, or water vapor (gas). In each phase, the water molecules are
chemically identical, and the system is composed of a single substance.
4
Material Science (KOE042) NOTES Unit-1
Ferrite (α-iron): At temperatures below 912°C, iron adopts a body-centered cubic (BCC)
crystal structure known as ferrite. Ferrite is the stable phase of iron at room temperature
and is relatively soft and ductile.
Austenite (γ-iron): At temperatures between 912°C and 1,394°C, iron transforms into a
face-centered cubic (FCC) crystal structure known as austenite. Austenite has a higher
solubility for carbon and exhibits greater hardness and strength compared to ferrite.
Cementite (iron carbide or Fe₃C): Cementite is not a phase of pure iron but is an iron carbide
compound. It consists of iron (Fe) and carbon (C) atoms in a specific ratio, with a chemical
formula of Fe₃C. Cementite is a hard and brittle phase that can exist within the
microstructure of iron alloys, such as steel.
The phase transformations between these solid-state phases in the iron system are important
for understanding the behavior and properties of iron and iron-based alloys. For example,
the cooling and solidification of molten iron from the liquid state involve the transformation
from austenite to ferrite or a mixture of ferrite and cementite, depending on the carbon
content.
The study of the one-component iron system is crucial in materials science, particularly in
the fields of metallurgy, alloy design, and heat treatment processes. Understanding the
phase diagrams, microstructural changes, and mechanical properties of iron helps in the
5
Material Science (KOE042) NOTES Unit-1
Ferrite (α-iron): Ferrite is a solid solution phase of iron that can dissolve a small amount of
carbon. In the Fe-C system, ferrite is stable at low temperatures and low carbon
concentrations (up to about 0.022% carbon). It has a body-centered cubic (BCC) crystal
structure.
Cementite (iron carbide or Fe₃C): Cementite is an iron carbide compound with the chemical
formula Fe₃C. It has a fixed carbon content of 6.7% and a orthorhombic crystal structure.
Cementite forms at high carbon concentrations, typically above 0.022% carbon.
Austenite (γ-iron): Austenite is a solid solution phase of iron that can dissolve a higher
amount of carbon compared to ferrite. It is stable at high temperatures and high carbon
concentrations. Austenite has a face-centered cubic (FCC) crystal structure.
Isomorphous systems, such as the iron-carbon system, are characterized by a complete solid
solubility between the two components over a range of compositions and temperatures. In
the Fe-C system, the iron and carbon atoms can freely mix in the solid phase, leading to a
continuous solid solution range. The solubility of carbon in iron decreases with decreasing
temperature, resulting in the precipitation of cementite at high carbon concentrations.
The Fe-C phase diagram provides valuable information for understanding the
microstructure and properties of iron-carbon alloys, commonly known as steels. By
controlling the cooling rate and carbon content, different microstructures and mechanical
properties can be achieved, such as pearlite, martensite, and various types of steel.
Isomorphous systems, such as the iron-carbon system, are characterized by a complete solid
solubility between the two components over a range of compositions and temperatures. In
the Fe-C system, the iron and carbon atoms can freely mix in the solid phase, leading to a
continuous solid solution range. The solubility of carbon in iron decreases with decreasing
temperature, resulting in the precipitation of cementite at high carbon concentrations.
The Fe-C phase diagram provides valuable information for understanding the
microstructure and properties of iron-carbon alloys, commonly known as steels. By
controlling the cooling rate and carbon content, different microstructures and mechanical
properties can be achieved, such as pearlite, martensite, and various types of steel.
6
Material Science (KOE042) NOTES Unit-1
The Fe-C phase diagram provides valuable information for understanding the
microstructure and properties of iron-carbon alloys, commonly known as steels. By
controlling the cooling rate and carbon content, different microstructures and
mechanical properties can be achieved, such as pearlite, martensite, and various
types of steel.
7
Material Science (KOE042) NOTES Unit-1
A phase diagram represents the relationships between different phases of a material at different
temperatures and compositions. It typically consists of lines and regions that represent the
boundaries and stability regions of different phases. The tie-line rule helps us determine the
composition of the phases that coexist in equilibrium at a given temperature.
Start with a phase diagram that describes the alloy system of interest. Let's take a binary system
as an example, which consists of two components, A and B.
Identify the temperature at which you want to determine the phase compositions.
Draw a horizontal line, known as a tie-line, across the phase diagram at the chosen temperature.
8
Material Science (KOE042) NOTES Unit-1
The tie-line will intersect two phase boundaries or regions. These intersections represent the
compositions of the phases that coexist in equilibrium at the given temperature.
The lengths of the tie-line segments on each side indicate the relative amounts or proportions
of the two phases present. The phase closer to the composition of the alloy will have a longer
segment.
To determine the exact composition of each phase, measure the distances along the tie-line
from the phase boundaries to the respective phase compositions.
Let's consider a binary alloy system of copper (Cu) and nickel (Ni) at a specific temperature.
The phase diagram shows that at this temperature, there are two phases present: a solid solution
phase and a copper-rich phase.
You draw a tie-line across the phase diagram at the chosen temperature, and it intersects the
phase boundaries. Let's say the tie-line intersects the phase boundary between the solid solution
and the copper-rich phase.
The length of the tie-line segment on the solid solution side is longer, indicating that the solid
solution phase is present in larger proportion. The length of the tie-line segment on the copper-
rich phase side is shorter.
By measuring the distances along the tie-line from the phase boundaries to their respective
compositions, you can determine the composition of each phase.
The tie-line rule allows you to determine the relative proportions and compositions of phases
in a binary alloy system at a given temperature. It is a useful tool for understanding phase
equilibria and designing materials with desired properties.
EX: Consider a cooling alloy at the composition and temperature marked on the diagram.
As shown on the phase diagram, the alloy is, at the given temperature, a mixture of alpha and
liquid phases - but what are their exact compositions at this temperature?
9
Material Science (KOE042) NOTES Unit-1
ANS:
An isothermal (constant temperature) line through the alloy's position on the phase diagram
when it is in a two phase field, intersecting the two adjacent solubility curves, is called a tie
line (yes, that's the horizontal yellow line on the diagram).
The ends of the tie lines show the compositions of the two phases that exist in equilibrium
with each other at this temperature. From the diagram we know that alpha and liquid phases
will exist. The tie line shows that the alpha phase is 5.2%B and the liquid phase is 34.5%B at
this temperature.
Remember, though, that the overall composition of the sample is unchanged - we are only
discovering the compositions of the constituent phases within the sample.
EX. For a cooling alloy at composition Co and temperature Tx , tie lines may be used to answer
questions such as:
what phases are present ?
what are their compositions ?
if the temperature is reduced to Ty, how do the compositions of the two phases vary ?
The answer to "what phases are present ?" is easy. Composition Co and temperature Tx meet
in the beta + liquid phase field, so these are the two phases present.
10
Material Science (KOE042) NOTES Unit-1
ANS: To answer "what are their compositions ?" we must draw a horizontal tie line from the
point to the nearest phase diagram boundaries. The tie line shows us that the compositions
are:
Liquid: X wt% B
Beta: Y wt% B
8. LEVER RULE:
In materials science, the Lever rule is a principle used to determine the phase fractions in a
multiphase system. It is particularly useful for calculating the proportion of phases in a binary
alloy or composite material. The rule is based on the concept of the lever arm, similar to a
physical lever.
To understand the Lever rule, let's consider a binary alloy composed of two phases, labeled as
Phase A and Phase B. The Lever rule allows us to determine the fraction of each phase present
in the alloy based on their respective volumes.
Here's how the Lever rule works:
Consider a sample of the binary alloy containing both Phase A and Phase B.
Measure the volume fraction of Phase A in the sample, denoted as V(A).
Measure the volume fraction of Phase B in the sample, denoted as V(B).
The sum of the volume fractions of the phases should be equal to 1, i.e., V(A) + V(B) = 1.
11
Material Science (KOE042) NOTES Unit-1
Now, to apply the Lever rule and calculate the phase fractions, we need to know the overall
composition of the alloy. Let's assume that the overall composition of the alloy, denoted as C,
represents the weight fraction of one of the alloying elements. For example, in a binary alloy
of copper (Cu) and zinc (Zn), the overall composition C could represent the weight fraction
of Cu.
The Lever rule states that the volume fraction of Phase A, denoted as f(A), can be calculated
using the following equation:
f(A) = (C - C(B))/(C(A) - C(B))
Where:
C(A) represents the composition of Phase A.
C(B) represents the composition of Phase B.
C(A) and C(B) can be thought of as the weight fractions of the alloying elements in the
respective phases.
Similarly, the volume fraction of Phase B, denoted as f(B), can be calculated as:
f(B) = (C(A) - C)/(C(A) - C(B))
The Lever rule ensures that the sum of the volume fractions of the phases adds up to 1, as
mentioned earlier.
Now, let's consider an example to illustrate the application of the Lever rule:
Example:
Consider a copper-zinc (Cu-Zn) alloy with an overall composition (C) of 60% Cu and 40%
Zn. This alloy undergoes solidification and forms two phases: an α-phase with 80% Cu and
20% Zn, and a β-phase with 40% Cu and 60% Zn.
We want to determine the volume fractions of the α-phase (f(A)) and the β-phase (f(B)).
Using the Lever rule equations:
f(A) = (C - C(B))/(C(A) - C(B))
f(B) = (C(A) - C)/(C(A) - C(B))
Given:
C = 0.60 (overall composition)
C(A) = 0.80 (α-phase composition)
C(B) = 0.40 (β-phase composition)
Let's calculate the phase fractions:
12
Material Science (KOE042) NOTES Unit-1
The Lever rule can be used in isomorphous systems to determine the phase fractions of the
constituent elements in the solid solution. By knowing the overall composition and the
compositions of the individual phases, the Lever rule allows us to quantify the fraction of
each phase present in the alloy.
Here's an example to illustrate the application of the Lever rule in an isomorphous system:
Example:
Consider a nickel (Ni) and copper (Cu) alloy system, which forms a complete solid solution
over the entire composition range. Let's assume we have an alloy sample with an overall
composition of 70% Ni and 30% Cu.
We want to determine the phase fractions of nickel-rich and copper-rich phases using the
Lever rule.
Given:
Overall composition (C): 70% Ni, 30% Cu
Composition of nickel-rich phase (C(Ni)): 100% Ni
Composition of copper-rich phase (C(Cu)): 100% Cu
13
Material Science (KOE042) NOTES Unit-1
In this case, the Lever rule tells us that there is no nickel-rich phase present in the alloy (0%
fraction). The undefined value for the copper-rich phase fraction indicates that the entire alloy
is in a single-phase solid solution, as expected for an isomorphous system.
The Lever rule helps us understand the phase behavior and composition distribution in
isomorphous systems, providing valuable insights into the microstructure and properties of
alloy materials.
9. EUTECTIC PHASE DIAGRAM:
A eutectic phase diagram is a type of phase diagram that represents the equilibrium
phases and their compositions in a binary alloy system. It specifically describes the
behavior of a eutectic reaction, which occurs when a liquid phase solidifies into two
different solid phases simultaneously.
In a eutectic phase diagram, the composition is plotted on the x-axis, and the temperature
is plotted on the y-axis. The diagram typically consists of a liquid phase field, as well as
two solid phase fields representing the two solid phases formed during the eutectic
reaction.
The eutectic reaction occurs at a specific composition called the eutectic composition, and
at a specific temperature called the eutectic temperature. At this point, the liquid phase
transforms into two distinct solid phases, often referred to as the eutectic phases. The
eutectic reaction allows for the simultaneous solidification of both phases, resulting in a
characteristic microstructure.
14
Material Science (KOE042) NOTES Unit-1
eutectic phases. For example, in a eutectic steel, the diagram can help determine the
spacing and arrangement of the ferrite and cementite phases.
Phase fractions: The eutectic phase diagram allows the calculation of the phase fractions
in the eutectic alloy. By utilizing the lever rule, as discussed earlier, one can determine
the volume fractions of the eutectic phases based on the overall composition of the alloy.
Solidification behavior: The eutectic phase diagram provides information about the
solidification behavior of the alloy. It helps understand the cooling rates, solidification
sequence, and formation of specific microstructural features such as dendrites, lamellar
structures, or globular structures.
Alloy selection: The eutectic phase diagram aids in selecting suitable alloy compositions
for specific applications. By considering the desired properties, such as strength,
hardness, or corrosion resistance, and examining the phase diagram, engineers can
identify alloys with optimized microstructures and properties.
Overall, the eutectic phase diagram is a valuable tool in materials science and alloy
design. It allows for a comprehensive understanding of the phase transformations,
microstructural development, and properties of eutectic alloys, enabling engineers to
tailor materials for specific applications.
15
Material Science (KOE042) NOTES Unit-1
In a peritectic reaction, the liquid phase and the initial solid phase react at a specific
composition and temperature to form a new solid phase. This reaction is represented
in a phase diagram by a peritectic line or curve that separates the liquid phase from the
solid phase.
Liquid phase: This phase represents the molten alloy composition above the peritectic
temperature.
Initial solid phase: It represents the existing solid phase in the alloy, typically with a
different composition from the peritectic composition.
Peritectic solid phase: This is the new solid phase formed as a result of the peritectic
reaction. It has a composition that is different from both the liquid phase and the initial
solid phase.
During the peritectic reaction, the liquid phase and the initial solid phase combine to
form the peritectic solid phase. The reaction occurs at a specific composition known
as the peritectic composition and a specific temperature called the peritectic
temperature.
The peritectic reaction has practical implications in materials processing and alloy
design. It affects the solidification behavior and resulting microstructure of the alloy.
Understanding the peritectic reaction is crucial for controlling and optimizing the
properties of materials in various applications.
16
Material Science (KOE042) NOTES Unit-1
It's worth noting that the peritectic reaction is just one of the many types of
solidification reactions that can occur in alloy systems. Other common types include
eutectic reactions, monotectic reactions, and eutectoid reactions. Each of these
reactions involves specific phase transformations and has its own corresponding phase
diagram features.
17
Material Science (KOE042) NOTES Unit-1
During the cooling of a material, various microstructural changes can occur depending on
the specific material, alloy composition, cooling rate, and phase diagram characteristics.
Here are some common microstructural changes that can take place:
Solidification: As the material cools below its melting temperature, a liquid phase
transforms into a solid phase. This phase change involves the nucleation and growth of
solid grains or crystals within the material. The size, shape, and arrangement of these grains
depend on factors such as the cooling rate and the presence of impurities.
Grain Growth: During cooling and subsequent annealing processes, the grains within a
material can grow in size. This occurs due to the migration of atoms along grain boundaries
and the coalescence of adjacent grains. Grain growth affects the mechanical properties,
such as strength and ductility, as larger grains may lead to reduced strength but improved
formability.
Precipitation: In some alloys, during cooling, certain constituents can undergo precipitation
or form distinct phases within the material. Precipitation occurs when solute atoms cluster
together and form small particles within the solid matrix. The size, distribution, and
composition of these precipitates can greatly influence the mechanical and physical
properties of the material.
Solid-State Reactions: Certain reactions can occur between different phases in the solid
state during cooling. These reactions may involve diffusion of atoms or solutes, leading to
changes in the composition, crystal structure, or both. Examples include the diffusion of
carbon atoms to form carbides in steels or the diffusion of impurities to grain boundaries,
leading to grain boundary segregation.
Texture Development: During cooling and solidification, the material can develop a
preferred crystallographic orientation, known as texture. This occurs due to the anisotropic
growth and alignment of crystals or grains. Texture influences material properties such as
mechanical anisotropy, magnetic behavior, and deformation characteristics.
It's important to note that these microstructural changes during cooling are interconnected
and can strongly influence the resulting properties of the material, such as strength,
hardness, ductility, corrosion resistance, and more. Understanding and controlling these
18
Material Science (KOE042) NOTES Unit-1
microstructural changes is crucial for tailoring materials with desired properties for specific
applications in fields such as metallurgy, materials engineering, and manufacturing.
19