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The truth is, in |
eran eatesoeny Go eee No single principle, or criterion, juridical or otherwise, upon _
peculiar nature of state any
scientifically as largely futile a
value.
‘merous attempts have been made
by political thinkers and theorists
to present a typological illustration
of the political systems. In ancient times Plato,
Arisfotle and Polybius made an exercise in this
regard. However, as there was no distinction
between state and government in those days,
these writers called such an exercise as
‘classification of states.’ The distinction between
state and government has been recognised in
modern times. As such, we prefer to call such
exercises as ‘classification of governments.’ As
we shall see, quite a large number of modern
writers have made an attempt to deal with this
issue. But two important points should be kept
in mind. First, now the forms of government
may be put into two broad categories—main
and subsidiary. Main forms of government are
those which exist in an easily identifiable form
like monarchy, dictatorship and democracy.
Subsidiary forms of government are those that
exist under the cover of a broad form as
Parliamentary government under a monarchical
system, or a federal government under :
democratic system. Second, no form o
80vernment may now be taken as pure Ga
exclusive, The features of one form may be hes
happily penetrated into the features of anothe
i pp. 255-56.
Garner: Political Science and Government
lon of states can be made..
attempt to differentiate between them and to classify them is
ind leads to results which have little or no practical or scientific |
11
Forms of Governments
It is believed that by reason of the -
—v.W. Garner’ j
form, though a critic may be having his own
observations. It may be described as the
movement of harmonisation of the forms of
governments in the light of political
requirements of a country. For instance, British
government is monarchical, democratic, unitary
and parliamentary. But a critic may say that it
is aristocratic. So, USA is a republic, a
democracy, a federation with presidential
government. But a critic would call it a corrupt
plutocracy. Because of the trend of
harmonisation, some other forms have also
come up like ‘quasi-federal’ and ‘quasi-
presidential’ governments.
‘Aristotle's Classification of States
As already hinted, the history of the
classification of political organisations dates
back to the ancient Greeks. Plato presented a
classification of his own in his Politicus or
Statesman that was much different from what
he gave in the Republic. However, the name of
his student (Aristotle) is very important who is
said to have offered a ‘scientific’ explanation of
political organisations what he, in the absence
of a clear-cut line of distinction between state
and government, called the ‘classification of
states’ Two points should, however, be madehere. First, Aristotle's sixfold classification of
states is based on the number of persons in
whose hands the authority of the state is vested
and the quality of their rule in its pure versus
perverted forms. Second, the real purpose of
Aristotle is not to offer a sixfold classification
of states, it is to justify the excellence of a
particular form of rule—mixed government—
what he calls ‘polity.’
In dealing with the theme of various forms
of states, Aristotle supposes two bases of
classification—the number of the ruling persons
and the end of the state, i, a factor determining
the true and perverted forms of a political
organisation. As regards the number of persons
holding power, he says that the ruling power
may reside in the hands of one, or few, or many
persons, while the nature of the exercise of
their authority may be either good or bad. By
the good or true form of state he means a kind
of rule in which ruling power is exercised in
the common interest; conversely, the perverted
form is one where the ruling power is exercised
in the self-interest of the ruling persons. In
other words, Aristotle makes use of the grounds
‘of quantity and quality of the ruling persons
that eventually enables him to justify ‘polity’ as
the best form of an attainable or a practicable
state.
It is by virtue of the application of these
two bases that Aristotle offers his sixfold
classification, i.e. six types of state in the hands
of one, few, and many persons, depending on
their existence either in the normal or in the
perverted forms what C.F. Strong calls ‘the
spirit informing the government.” The result is
that these three forms of states as monarchy,
aristocracy and polity respectively in the hands
of one, few, and many persons have their place
on the morphological map in the normal order
with their three corresponding forms as tyranny,
oligarchy and democracy in the perverted order.
In the first place, monarchy comes as the rule
of one person with supreme virtue as its guiding
principles; its perverted form is tyranny that
2. Strong: Modern Political Constitutions, p. 69,
3. E. Barker: Plato and Aristotle, pp. 473-74.
represents force, deceit, selfishness and the like
on the part of the ruler. Then, there is aristocracy
as the rule of few representing the mixture of
virtue and wealth and its perversion lies in
oligarchy that represents greed for wealth on
the part of the rulers. Finally, there is polity as
the rule of many persons representing martial
‘and medium virtues, power resting with the
middle-class people, whose perverted form is
democracy (rather extreme democracy) that
represents the principle of equality without
any discrimination with power vested in the
hands of the numerous class.
This sixfold classification of states, as given
by Aristotle, may be presented ina tabular form
as given on the next page-
However, the real merit of Aristotle's
classification lies not in his presentation
according to the ‘strength of the ruling persons’
and the’end of the state’ as in his attempt to
integrate his study of different states with ‘a
cycle of revolutions’. What he seems to
emphasise is that no form of state remains for
ever. Rather there is a change. One form
degenerates and the other takes its place. Thus,
the cycle goes on. For instance, the rule of a
virtuous man, called monarchy, is degenerated
into that of a tyrant, or the rule of the class of
virtuous wealthy persons is replaced by the
class of those who are men of vice and greed;
likewise, polity is replaced by democracy in
which there is no place for merit and liberty is
substituted by licence. It may also happen that
monarchy is replaced by aristocracy and
thereafter aristocracy by democracy. The rule of
the mob is the perverted form of the rule of
many persons. This cycle goes on in a way as
sunshine is replaced by darkness and vice versa.
Monarchy is replaced by tyranny, aristocracy
by oligarchy, and, finally, polity by democracy,
and then out of the prevailing darkness, there
“arises the supremely virtuous man, some
Caesar, who alone can restore order and reason,
the cycle is completed and begins all over
again.”>
Petree ane‘Number of persons
having ruling power
One
| Rew
Aristoc
Mony, ray, Oligarch
— Poli igarchy
= ty Democracy
In modem times, such a classification is
deficient for various reasons. First, it does
cover all prevailing forms of government =
- it
have emerged to find their place on a typological
presentation of political systems, For ee
this classification ignores dictatorship, cabinet
government, unitary government, federal
government, quasi-presidential government,
unitary government, federal government, quasi-
federal government, etc. Second, political
situations have now become so complex that
one may hardly make a distinction between the
‘true’ and ‘perverted’ forms of a political
organisation. Even rank totalitarian systems
(whether fascist or communist) are lauded by
the writers for their own reasgns. Third, the
rule of a single person like monarchy, as
conceived by Aristotle, is now quite impossible.
Fourth, we may not appreciate the view that
democracy is a perverted form of government.
Last, it is a classification of governments and
not of states as designated by Aristotle. As RG.
Gettell sums up: “To this classification several
objections may be urged. The basis is quantitative
and numerical rather than one of principle.
Atistocracy and democracy shade off into one
another in such a way that a clear distinction
between them is hard to make. Many states
combine elements of the various = ae
any attempt to apply this classification
existing states ‘would lead to wie differences
of opinions. Finally, this classification also 1s
in reality based on the nature of the state e
organisation and, except as a vague an :
of the general spirit of the state, 1$ actun’y
classification of governmental forms.
4. RG. Gettell: Political Science, p- 19:
Modern Classifications of Governments
From ancient to modern times, attempts to
classify political systems have been
innumerable. A good number of writers have
done the same in modern times. The name of a
German writer Waitz comes first who classified
political systems as republics, theocracies,
kingdoms, unitary states, composite or
compound states, federal states, and
confederations. Pradier-Fodere, an eminent
French writer on international law, classified
them into two groups—single states and united 4
states. Within the first category he placed
personal unions, real unions and incorporated
unions; in the second category, he placed
confederated and federal states. However, the
attempt of another German writer Von Mohl is
better who described different categories of states
as patriarchal states, theocracies, patrimonial
states, classic or antique states, legal states,
despotic states, and military vassal states.
Further, he divided his classic states into sub-
categories as monarchies, aristocracies and
democracies.
Attention may now be paid to a German-
cum-Swiss publicist, Bluntschli, who sought to
make an improvement upon the classification
of Aristotle. To him, Aristotle’s sixfold
classification was the best example of a
typological study of ‘states.’ However, he
suggested that a further variety should be added
to or inserted into the paradigm of Aristotle
showing theocracy in the normal and ideocracy
in the perverted spheres. Moreover, while he
named ‘the above forms as ‘primary,’ hedesignated some ‘secondary’ forms as well by
labelling them as ‘free,’ ‘half-free,’ and ‘unfree’
states and went on to add that theocracy,
aristocracy and democracy belonged to the three
categories respectively. The attempt of another
German writer Jellinek is also well-known in
this connection who classified political systems
into two broad varieties—monarchy and
republic. He further divided monarchy into
hereditary and elective forms with absolute
and limited power and the republic into three
forms—democratic, aristocratic and oligarchical.
Finally, he categorised democratic system into
direct and indirect forms.
We may also refer to the work of Burgess
who suggests four principles of distinction and
then tries to place several forms of government
into those categories. First, he suggests the
grounds of identity or non-identity of the state
with its government on the basis of which
political organisation may have primary and
representative forms; second, by using the
nature of executive tenure as the basis,
governments can be hereditary and elective;
third, the relationship between the executive
and legislative departments creates the
distinction between parliamentary and
presidential forms; finally, the concentration
and distribution of powers makes the case of
unitary and federal governments. Likewise, the
classification of Marriott shows that there can
be unitary and federal governments on the
basis of the concentration and distribution of
powers between the centre and the units. The
existence of a rigid constitution in a federal
state creates a line of distinction between the
higher laws of the land, While
Sthexdble constitution in a unitary state has, |
distinction between the two. Finally, th.
relationship between the executive and th
legislative departments leads to the distinction |
of four Kinds of governments—monarchica,
presidential, parliamentary and despotic.
‘However, Leacock presents the |
dlassification of governments in a simplifieg
tanner. According to him, the broad division |
may be despotic and democratic, while the
latter may be classified into two forms—
constitutional monarchy and republic. These
two sub-varieties may have two other
subordinate categories—unitary and federal
Finally, each of these two categories may have
two forms—parliamentary and presidential.
From what we have said above, it is quite
clear that different writers have made attempts
in their own ways, but none has been able to
present a scientific or universally acceptable
classification of governments. It may be easily
remarked that the nature of the problem is such
that no writer has been able to lay down a
standard criterion whereby _ political
organisations may be distinguished on the bases
of their form, spirit, or fundamental
characteristics. There is a lot of overlapping as
well if we compare the paradigms of different
‘writers on this important subject. It shall, therefore,
be better to deal with the formal classification of
governments into broad categories as monarchy,
aristocracy, democracy and their subsidiary
forms like unitary and federal governments
parliamentary and presidential governments, ot
a queer mixture of them.
ordinary and the
Governments
[ome ages |
Despotic Democratic |
-— thas As
Constitutional Monarchy Republic |
gone eS |
aUaiey Federal Unitary Federal |
Parliamentary Presidential Parliamentary ie Presidential |hy
_tis the oldest form
ruling power i oan
the 1B P is vested in a singh
on wh wears a crown. He holds his oft :
pee of hereditary succession, though es
ty" ace some instances of his See ihe
oe val sections of the community as a
7 vay PE having the title of a king, an emperor,
ee and the like, but the essential point is
iat government eee according to his
wi 90 AMET says: “In its widest sense, any
vem i which the supreme and final
Sporty 8 in the hands of a single person is
Sronarch without regard to the source of his
nor the nature and duration of his tenure,
inthis sense 118 immaterial whether his office
«by election (by parliament or people)
or is derived by hereditary succession, or
er he bears the title of emperor, king,
at, president or dictator. It is the fact that the
lof one man ultimately prevails {nall matters
of government which gives it the character of
mronarchy.”® $0 Jellinek defined monarchy as a
government by @ single physical will and he
emphasised that its essential characteristic “is
the competence of the monarch to express the
highest power of the state.
Since monarchy is the ol
government, its prevalence may be seen in the
history of all states of the world. It declined
tl
the growth of democracy in modern HC
Forinstaree, France, Spain, Portugal Germany,
Italy, Russia, Turkey, etc. became republics.
Another significant development in this regard
is that while some Buropean countries desi
to retain their monarchical system, they
preferred to harmonise it with the {institutions
pest example
*
\dest form of
of parliamentary democracy: Its
constitutional
all their system
ase with
d the
can be seen in Britain where
monarchy enables the people toc
‘crowned republic’. Similar is the &
Belgium an
other monarchies as of
5 Gamer, gp its p. 305.
arner, op. cit, p. 305
6 ae
% Rodee, Christal and Andereon: Introducton, Mag
Aemocracie, Vol Ur P> 99
sion to, Political Science,
Netherlands. So it is said: “Modern Burope’s
monarchs are ceremonial heads of thel’
respective states, often loved and respected by
their people, but actually devoid of political
power. Such constitutional mona)
f the nation or empire; a5
symbols of the unity o
such, they are useful, visible personifications ©
the state.’”
in fact may be
Viewed thus, monarchy
differentiated from the monarchy in nami
While the former signifies a system in which
the monarch acts according to his will, in the
latter the monarch is like a symbol of the
Inother words, while the
monarch reigns as Wé es in the former
position, he merely reigns 2 the latter capacity
Thus, some writers make an attempt to identify
monarchy of the latter type with @ democratic
system in which, as the English proverb goes,
‘the king can do no ‘wrong’. Behind such an
attempt the motive of immunising the system of
monarchy from its inherent stigma of
‘despotism’ may also be traced. So says Bryce:
"py monarchy I understand the thing, not the
name, ie. not any of which is
state the head
talled king ot emperor, but one in which the
personal will of the m
onarch is constantly
effective, and, in the last resort, predominant
factor in government."
Kinds: Keeping in v'
Tha monarch occupies his office the system.
bf monarchy may be categorised as hereditary
and elective. Most monarchies of the world are
and have been of a hereditary character in view
ofthe fact that the office goes by the fixed law
Stenccession, Thus, the office nemains com
to a particular dynastic house oF family as of
the Bourbons in France or the Hanoverian in
England. But the instances of an elective
rronarchy may also be seen in history: The
carly Roman kings were elected and so were
the Lings of Poland. The emperors of the Holy
ew the manner in
p37© errant nessa eA
Roman Empire were chosen by a small college
of electors, usually from the same family. During
the days of feudalism, the kings were elected by
the nobles, the barons and the lords. Speaking
of the election of early English monarchs, it
was observed that the king “was in theory
always elected and the fact of election was
stated in the coronation service throughout the
Middle Ages in accordance with the most
ancient precedents.” Even in early modern
times, the first monarchs (as of Belgium and of
some of the Balkan states) were chosen by
election. But in due course the system of election
was superseded by the system of hereditary
succession.
The distinction between hereditary and
elective monarchies is hardly of any practical
significance, since in most of the cases the
institution of monarchy has a hereditary
character. What is of real importance at this
stage is that monarchy may be classified into
absolute and limited varieties. In case the
monarch acts according to his will and caprice
and, in the words of Louis XIV of France, he is
‘the state’, then it is a case of absolute or
unlimited monarchy. Hobbes defends such a
system in his Leviathan. In Austin’s words, law
of the state is the command of such a monarch
(sovereign). The examples of such a system can
be seen in the rule of the Tudors and the
Stuarts of England, Mughals of India, Ottomans
of Turkey, Czars of Russia, etc. Such a
monarchical system, as said above, has now
declined, though its instances may still be seen
in the autocratic behaviour of the kings of
Saudi Arabia, and Jordan. While defining such
a system, Garner says: “An absolute monarchy
is one in which the monarch is not merely the
titular head of the state, but is actually the
sovereign; that is, his will is the law in respect
to all matters upon which it is proclaimed. In
short, he is bound by no will except his own,
Under such a system, the state and the
government, legally speaking, are identical, the
‘monarch being not only an organ of government
and the sole organ, but also the sovereign.»
Basically different from this is the case of
limited or constitutional monarchy in which
the position of the monarch is like that of a
titular head of the state. He simply reigns; all
orders are issued and all laws are made in his
name. But it is the will of the popular ministers
that counts. For this reason, a constitutional
monarch is lauded as the ‘dignified executive’
and also satiricised as ‘magnificent cipher’.
Locke in his Second Treatise of Civil Government
justifies the case of such monarchy. As Gamer
says: “What is usually described as limited
monarchy is restricted by the prescriptions of a
written constitution or by a certain unwritten
fundamental constitutional principles such as
the British monarchy. These constitutional rules
or principles define in some degree the powers
of the monarch, of limit what is called the
‘royal prerogative’ and usually upon his
accession to the throne, he is required to take a
solemn oath to respect and observe them.”
Criticism: We may briefly discuss the merits
and demerits of monarchy. Its merits are:
1. Monarchy should be given the credit for
establishing a strong political order. In
ancient times when man was almost a
savage, it was the prowess of the monarch
that could tame man into a political animal.
By virtue of his family or clannish
traditions, the force of local customs, and
his intrinsic mettle, the ruler could prove
equal to the occasion in establishing
9. Stubbs: Constitutional History of England, Vol. 1, pp. 520-28, After the Glorious Revolution of 1688, William
and Mary were chosen as the monarchs by the Convention Parliament in England. After the death of Queen
‘Anne in 1714, the office of the monarch was given to George I of the Hanover family by a decision of the
Parliament. In 1936 Edward VII abdicated according to a law of the Parliament. Thus, in a sense the English
monarchy is still elective, since Parliament claims and exercises the right to regulate the law of succession
at its pleasure. To cite other cases we may say that Louis Napoleon became the Emperor of France in 1852
through a plebiscite and a vacancy in the Spanish throne was filled by parliamentary election in 1873.
10. Gamer, op. cit, pp. 307-8.
11. Ibid.
eae ek ees
ditions of peace and securit
co ofthe Monarch could debe
ays of the barbarians, Orq, ith the
established and normalcy restored, ' was
rand of powerful ruler like Charier,
and Peter the Great. emagne
Monarchy means a stable government, The
monarch lives in office for a long per
He is a much experienced m: ied rae
administration of public affairs He cme”
be removed by anything like iiipeasuat
or vote of no confidence. By virtue of li i
in office for about half a century ee
i 7 en, a
ruler ke Queen Elizabeth I in England
and Akbar in India could give stability to
administration that may hardly be seen in
a democratic system where government
depends upon the vagaries of an elected
legislature and executive.
‘A monarchical system should also be
appreciated for promptness and vigour in
actions. The policies made by the monarch
are implemented quickly. No time is wasted
on lengthy discussions and deliberations
as we see in a democratic system. The
word of the monarch is the law that must
be followed faithfully. It is for this reason
that the rule of a benevolent monarch like
that of Asoka or Akbar in India is described
as ‘golden period’ in the history of the
country.
Since the rule of the monarch runs for a
fairly long time, a consistent policy, home
as well as foreign, is followed. There is no
scope for sudden or unexpected change,
‘because the ruler does not change his views
with the shift in the public opinion the
kind of which may be seen in a democratic
system.
Above all, the monarch recognises the
talents of the artists, poets, painters,
musicians, architects and the like, He
honours and patronises a galaxy of such
talented persons as a result of which great
works in the form of books, paintings,
buildings and fine arts come into being.
a
B
‘ut monarchy has its demerits too that
may be briefly enumerated as under:
at of the cases a monarch acts like a
spot or a tyrant. His word is law that is
enforced with the might of the sword. We
have numerous examples of corrupt,
incompetent, feeble-minded and callous
kings who ruled tyrannically. Such a king
has no regard for the rule of law. Anyone
speaking against the ‘wisdom’ of the
monarch is taken to task and may be put to
any degree of torture. The names of Queen.
Mary of England, Changez Khan of China
and Aurangzeb of India may be referred to
in this regard.
‘A monarchical system gives no place for
self-rule. The people have no voice in the
administration of their country. It is the
will of one man that counts. The apologists
of monarchy say that the rule of a
benevolent king is the best form of
government. But an apologist of democracy
would say with greater force that a good
monarchical government can be no
substitute of self-government.
‘A monarchical system inheres the danger
of imperialistic tendencies of the ruler.
Generally, the kings remain keen on
acquiring more authority and expanding
their kingdom so that it may be converted
into an empire. The result is a war. The
history of the world is full of such wars
which have proved utterly destructive for
the common people. Itis also possible that
an ambitious ruler may involve his country
into a war for the sake of distracting the
attention of his people and may thus bring
great harm to the people by implementing
his hazardous expansionist schemes.
Inefficiency, corruption and dishonesty
"prevail in a country having monarchical
system. The sycophants thrive on the
patronage of the king, Spoils system prevails
in matters of recruitment to government
posts, All benevolences are showered on the
‘favourites’ of the monarch indiscriminately.@ Tinea AG
5. Above all, the monarch has to live under a
fear of perpetual revolt from the side of his
opponents. He is always afraid of sinister
conspiracies and intrigues by his enemies,
including his courtiers. The result is that
the monarch adopts a very repressive
policy in dealing with such elements. Such
acts of repression breed discontent and
ultimately lead to rebellions in which a
monarchical system may find its doom.
‘As a matter of fact, monarchical system is
said to inhere tendency of despotism that is the
very negation of a popular government. The
office of a king, howsoever benevolent he may
be, is taken for granted as the symbol of
autocracy based on the whims and caprices of
the ruler. So Lord Brougham in his paper ‘The
British Constitution’ could frankly endorse:
“The tendency of all monarchy is towards
despotism and its evils; and a constitutional
monarchy which provides no checks, that is, a
pure monarchy, has enormous scope to the
sovereign’s interests or passions, benefits the
people very little by the alliance he always
forms with the nobles, gives facilities to humour
his ambition by wars, allows recklessly
extravagance of every kind, encourages habits
of costly ostentation and of pride towards
inferiors, and begets a spirit of frowning and
truckling towards those in authority.”
Aristocracy
Meaning: The word ‘aristocracy’ originates
from a Greek word ‘aristo’ which means the
best. Thus, aristocracy may be defined as the
rule of the chosen few or a very smalll section
of the populace marked out by birth, wealth,
talent, status and the like. It stands for the
residence of power in and its exercise by few
persons distinguished by their superiority,
ability and merit. In the Aristotelian sense, i
may be defined as a form of government in
which political power resides in and is
exercised by the few. Thus, it may be defined as
a form of government “in which only a relatively
small proportion of the citizens have a voice in
the choosing of public officials and in
determining public policies.”
If aristocracy means the rule of the ‘few’,
the problem arises as to what does the word
‘few’ imply. Historical evidence shows that
these few may be chosen on the basis of blood,
birth, family, wealth, culture, education,
physical power, charismatic potentialities,
religious position, etc. But whatever may be the
method or the basis of classification or the form
which aristocracy may take, the general
principle is the same; namely, that aristocratic
government “is government by comparatively
small proportion of the population.” One may
have a feeling that the rationale of such a
government should be appreciated. Sir James
Stephen remarked that the few (meaning the
wise and the good) should govern in all
countries, but the implications of the ‘few’
remain confused. Seeley doubts that the
implications may remain confined to the
wealthy or well-born persons and in such a
case aristocracy becomes ‘oligarchy’ or a
perverted or ‘diseased’ form of aristocracy.
12. Brougham: Works, Vol. XI, p. 3. Sidgwick remarks that it is not only a defect of monarchy in the
which we are here considering it, thatthe supreme law-making power is in the hands of single individual,
who may, or may not, employ it in the interest of the community, but that the execution of the laws being
under the supreme control of the same person there is no suficent guarante that he will observe his own
ws, if passion or favour urges him to them. Development of European Poli ;
13. Garner, op. cit. p. 309, weed lees
14. bid, p. 379. "There are many versions of ‘government by the few’, Aristocr igi
ex acy, in its original sense of
government by the ‘best’ citizens, who were presumably men of highest integrity and intelligence rather than
merely a hereditary ruling class or a wealthy oligarchy, remains an ideal seldom, if ever, attained in practice,
Pia 7 = — oe = ideal commonwealth ruled by all-wise and selfless philosophers; Edmund
turke idealised the later eighteenth century British aristocracy in terms which were scarcel d by most
of its members.” Rodee, Christol and Anderson, op. cit, p. 37 io Lae
15. Seeley: Introduction to Political Science, pp. 331.
eeesometimes, the be terms—aris|
oe ny—are used interchange; s
ol pat Aristotle defined ee have
se Fed form of atistocracy, A rench wy ite
Fragier-Fodere treated aristocracy we
jovernment BY @ small Rumber of persons’
Bodo not strictly speaking, constitute a class,
wat Lord James Bryce used the two terms
interchangeably and prophesied that in future
pigarchies would have to be either a mixture of
jutocracy and bureaucracy or else composed
Br he leaders of labour or trade union
off inisations.”* But the fact stands out that in
recent times the distinction between the
aristocracy and the oligarchy (the former as
government of the best and the wisest and the
iater as government of the wealthy minority)
has almost disappeared so that aristocracy
vonnotes in the popular mind the same
characteristics which the ancients associated
with oligarchy.”"”
The most striking point about aristocracy
is that it has hardly existed in an independent
form like monarchy, dictatorship and
democracy. It has survived, of course, but under
the superficial garb of monarchy. Its
determining features have been heredity as well
as wealth. Thus, the aristocratic systems of
England, France, Austria-Hungary, Italy, Spain
and Russia rested upon an economic foundation
until they were removed in a popular revolt.
Since wealth constituted the most significant
part, aristocracy was also dubbed as
‘plutocracy’. Thus, the residence of power in
the hands of hereditary nobilities constituted
the case of aristocratic or oligarchical systems
in many countries of the world until the
locracy and
16,
17,
Ms
Bryce, op. cit, p. 537.
Gamer, op. cit, p. 380.
Some writers prefer to stress the point of distin
"Whereas modern states are ruled by the few rathe
Tevolutions brought about the system of
representative government.” The aristocratic
elements lost their political influence owing to
the loss of their economic position though in
some countries like Italy and Germany they
managed to wield some power under a fascist
system after the first World War.
Criticism: The system of aristocracy has its
points of strength and weakness. Its merits are:
1. Itis taken as a natural form of government.
Thinkers from Aristotle in ancient to Carlyle
in modern times lay emphasis on the fact
that nature has made only few persons
talented and good. Virtues are a privilege
of the few, these cannot be shared by the
many. The terms like ‘wisest’, ‘best’,
‘wealthiest’ and the like can be seen only
in case of a minority. Thus, nature desires
that minority should rule majority.
2. Aristocratic government possesses the
virtue of moderation and conservation. It
does not believe in sudden and major
changes, because the rulers are afraid of
the consequences of innovations. The rulers
are not guided by the force of passions as
we see in the case of a democratic
government.
3. Aristocracy may also be appreciated for
being a stable form of government. It
remains free from the yoke of governments
shifting under the weight of popular
passions. There is no place for mob-rule.
4, Aristocracy gives importance to the element
of quality. The political power is given to
those who deserve it on account of being
the chosen few by virtue of their blood,
wisdom, wealth, physical strength and the
like.
tion between aristocratic and oligarchical governments.
jer than the many, such systems may more appropriately
be termed oligarchies, rather than aristocracies, Both terms meat government by a few, but oligarchy usually
(though not always) carries the connotation of rule by the we
eh not always) car Toute service, distinguished ancestry, and enjoyment of «traditional
tele et by the pope a8 whe” Rode, Chisfol and Anderson, op city p38
Intelligence, devotion
deference
a Sra
thy, whereas aristocracy suggests such qualities5. It conserves experience. The policies of the
government remain continuous anc
consistent, A radical break with the past is
avoided.
But it has its demerits too. These are:
1, Aristocracy develops the tendency of
exclusiveness and conservatism. The rulers
do not like to mix with the ordinary people,
nor do they favour changes as demanded
by the people. The result is a revolution
that destroys the aristocratic system.
It undermines the wisdom and ability of
the common people that is regarded as the
hallmark of a democratic system. The
aristocrats treat people as ordinary mortals
and do not like to share their privileges
with them. Naturally, it leads to the
accumulation of the resentment of the people
against their rulers.
Aristocracy stands on the wrong
assumption of the ‘best’ element. It is not
necessary that the son of a wise man
should be a wise man. The principle of
heredity becomes sacrosanct with the result
that the good rulers are eventually replaced
by corrupt elements and aristocracy
naturally degenerates into an oligarchy.
4. Aristocracy believes in pomp and show.
The rulers indulge in the game of false
glamour and ostentation at the cost of
public money. It brings a bad name to the
government of the country which the rulers
hardly care for.
5. Above alll, aristocracy stands on the wrong
notion that nature has made only the
virtuous few to rule the many. This principle
of natural inequality of mankind has been
rejected in present times.
Aristocracy as a form of government has
now disappeared from the face of the earth. But
its apologists like Lecky, Maine, Carlyle, de
Tocqueville and Lord Acton make a unique
affirmation that all governments are partly
y
2
19. Alexis de Tocqueville: Democracy in America, Vol, p. 256.
20. Bryce, op. cit, p. 542.
is c. The exponents of the elite theo,
es Pareto, C. Wright Mills and a
stress the point that in every important pols!
matter it is the minority whose voice prevail.
This is known as the ‘iron law of oligarchy’ ..
laid down by Robert Michels. The real decision.
makers are always few, not many. Even jn
imes, the role of the chosen few (elites)
resent ti ;
ae be discovered in all matters where
decisions are taken and implemented in the
name of welfare of the people. “Almost all the
nations which have exercised a powerfy)
influence upon the destinies of the world by
conceiving, following up, and executing vast
designs—from Rome to England—have been
governed by aristocratic institutions.”” So says
an eminent English writer: “In all assemblies
and groups and organised bodies of men, from
a nation down to the committee of a club,
directions and decisions rest in the hands of a
small percentage, less and less in proportion to
the larger size of the body, till in a great
population it becomes an infinitesimally small.
proportion of the whole number.”
Dictatorship
Meaning: One form of government that attracted
the attention of the world in the period
following the first Great War is dictatorship. It
saw its manifestation in Turkey under the
leadership of Kemal Ataturk, in Soviet Russia
under the leadership of Stalin, in Italy under
the leadership of Mussolini, in Germany under
the leadership of Hitler, and in Spain under the
leadership of Gen. Franco. Though the
dictatorships of Italy and Germany had their
doom in the second World War, it emerged in
many other countries of the world in the post-
1945 period as in Argentina under Peron, in
Portugal under Salazar, in Uganda under Idi
Amin, in Pakistan under Ayub Khan, Yahya
Khan and Zia-ul-Hag, in Burma under Ne Win,
in Iraq under Saddam Hussain, etc. The
existence of dictatorship has its proof in theof a person who
pi al powers end aoe extra-
F ptt te. He is the head of the eo
it ee ent, of the party or the military hcl
gory, His word is law and Y Broup
in PON? tg his power invi any kind of
osition © io “i Wites mutilation. In
op? jctatorship ‘ig the assumption of ext
ga atom by the head of the state.” a
jnother words, dictatorship means absolute
jae of 8 single person who occupies his
postion py means of force and, as such, is not
table to any popular institution. Nor
does he wear crown that would give him the
ifras of a monarch. In most of the cases he
gedares himself as the ‘president’ and thereby
rakes the state a ‘republic’. Like the Sovereign
% Austin’s conception, he holds absolute
ret. The constitution of the state becomes an
piyrument in his hands that he may abrogate
tr modify according to his will; his decree is
the aw of the land; his position is unassailable
in the words of Alfred Cobban, “it is the
rovernment of one man who has not obtained
fis position by inheritance, but by either force
or consent, or a combination of both. He
possesses absolute sovereignty, that is, all
political power ultimately emanates from his
Will and it is unlimited in scope. It is also
exercised in an arbitrary manner by decree
rather by law. The authority of the dictator is
not limited in duration, and is not subject fo
any other authority, for such a restriction would
be inconsistent with his absolute rule.””
One may say that dictatorship is a very old
form of government. We may take note of the
fact that in ancient Rome dictators were
appointed to deal with a critical situation. But
they were out of office after saving the state
from a great crisis. The case of dictatorship in
modern times is, however, quite different. Now
a dictator is not appointed, he emerges in @
Patticular situation and once he is in office, he
3h Port: Dictatorship in the Modern World, P 27.
22 Cobban: Dictatorship, 2 i”
m4, ‘Christol and Anderson, 0. city Pa.
M. Beni Prasad ‘The Democratic Proces®; PP
RS Se ae vee Ee
= Rot like to leave it until he can be forced
> do so. The scope of his power is vast and he
gives an ideological turn to the character of his
autocratic position. It is well ‘commented: “The
modern dictator, whatever his ideological
Pretensions, is vastly more powerful than his
ancient predecessors. In addition to enjoying
permanent, irrevocable status, he has at his
disposal a variety of extremely effective
instruments of social control. Modern
dictatorship is totalitarian in scope; the dictator
controls not only the ‘government’, but the
economy, the home, the school, the press, the
radio, the cinema, the church, and the very
ind and the soul of the citizen. Revolt is
difficult, if not impossible. The modern dictator
always poses as a messiah, sent to save his
people from communism, anarchy, economic
collapse, foreign ‘capitalistic encirclement’, oF
other impending catastrophe. He usually
proclaims himself the saviour of some particular
class, institution, system or interest group. Hitler
was the presumed champion of the ‘little ones’,
Stalin of the ‘proletariat’, Peron of the ‘shirtless
people’.”
“Thus, the main features of dictatorship may
be pointed out as under:*
1. tis the outcome, directly or indirectly, of
militarism. The dictator stands forth as the
saviour of the motherland against foreign
invasion or intervention; as the incarnation
of the spirit of revenge, or the representative
of a forward foreign policy. Round this
banner gather the forces of nationalistic
self-respect, hopes and ambitions, the
realisation of which seems to depend on
concentration of powers.
2, The dictator undertakes to. put down
domestic discord with a firm hand and
tries to weld the people into a harmonious
whole. He professes to function as the
‘embodiment of national unity.3, The dictatorship represents a social
doctrine, a plan of reform whether one may
call it socialism, fascism, or sheer
modernism as one may find in Turkey:
Here it represents the principle of
enlightened despotism reinforced by the
modern resources of technique and
propaganda, and doubly liable to be
entangled with a rigid creed. In this last
respect, it has developed the bigotedness
and even the persecution of an intolerant
religion and is already playing the part of
a political inquisition.
4. Lastly, the modern dictatorship has
attempted to improve the condition of the
masses by providing order and
security, better means of sanitation,
communication, economic amelioration
and even education.
Emergence: The emergence of dictatorship
ina country is a result of an extra-constitutional
development. It is a consequence of certain
conditions. Keeping in view the conditions
immediately after the first World War, the Coles
have summed them up as follows:*
1. In mainly all countries in recent times there
has existed an uneasy feeling that in both
political and economic organisations the
world is getting nowhere. This feeling of
anxiety and uncertainty was accentuated
by the world economic depression of
1930.
2. There has undoubtedly been in the minds
of a growing number of people a feeling
that the existing forms, both of political
government and of econoinic and social
organisations, are definitely inappropriate
to the tasks which they are supposed to
fulfil. Hence, the enthusiasm for the
parliamentary institutions has been on the
wane and in the younger generation,
especially has been a feeling that these
institutions can no longer do ‘big things’
or arouse ‘big emotions.’
3, There has grown in every advanceg
industrial country a feeling especially
among the technically educated that vast
political wealth is being ‘foolishly’ wasted
Hence, they have been feeling that the
existing system is not the right system and,
therefore, requires overhauling,
4, There has grown a widespread insecurity
among those who had hitherto presented
security in some measure. Hence, property
‘owners, both large and small, have won to
rally round the Fascist-type dictatorship.
5, There has also grown a fear of communism
as an alien creed seeking to impose world
domination. Hence, the Fascist philosophy
which is national in outlook has won over
vast numbers on its side.
6. The prolongation of political and economic
disorder has led people to think in terms of
safety somehow. They are thus won over
by gospels which make the most compelling
appeals and when they are asked to march
about the streets dressed up in special
shirts, they feel that they are doing
something instead of merely sitting still.
7. There has now reached the high climax of
nationalism and the ‘herd instinct’ is visible
to an extent it was never visible before. The
solidarity of international life has been
growing weaker and weaker and racial
nationalism has come to the forefront. Thus,
national bigotism has begun to break out
in the most extravagant form.
Though it is informed by the conditions
prevailing after the first Great War, a student of
politics may say that the emergence of
dictatorship in any country may be informed
by any or some of the factors like growing
inflation, shattered economy, massive
unemployment, severe political insecurity,
rampant corruption, failure of democracy,
national humiliation, incapability of the
government in dealing with the problems of
security and honour of the motherland.
25. GDH. Cole and Margaret Cole: A Guide to Moder Politics, pp. 62-66.o
me
1.
.
sicism: The di ‘
jticism: ‘Ictatoria)
ca ent has its strong and weak oe of
are following: ‘ides. Its,
: Testored in
q short time. The government does not
d time on unnecessary dj i
promptness in administration eo
pecause things move expeditiously fe 7
pehest of a dictator, a
Jt assures progress and prosperit
people by taking quick action Thea
tries to solve social and economic Problems
of the people S0 as to legitimise his iron
rule. Political stability is brought about and
new plans of social and economic
development are implemented with the
result that overall development of the
country can be taken note of.
3, Itrecognises the element of quality or merit.
|i
|
=
It stands on the principle of natural
Michael R. Curtis on Meaning, Causes, Kinds and Nature of Dictatorship
Meaning: Dictatorship is a form of government in which a person or a group possesses
| absolute power without effective constitutional limitations. The term ‘dictatorship’ is derived
| from the Latin title ‘dictator’ designating a magistrate given extraordinary powers for a limited
| period in an emergency. But the meaning of the term has changed since Roman times. The
| essential ingredient of modern dictatorship is power; and emergency is not necessarily present.
But dictatorship is different from some related themes as:
Authoritarianism: It denotes a legal or rightful power and implies the right to command
by virtue of an office or trust; it suggests a regime that stresses authority rather than
individual liberty and in which traditional institutions and groups are dominant.
. Autocracy: It implies an absolute sovereign, a monarch ruling without restriction.
mequality of mankind. The dictator acts
With the assumption that only a chosen
few have the talent to run the
administration of the country. In this way,
the lazy and the incompetent persons are
deprived of the privilege to be in the seats
of power.
Ttenhances glory and prestige of the nation.
A weak government cannot protect the
honour of the motherland. Dictatorship
makes the nation strong. The name of the
nation is glorified and a policy of ‘blood
and iron’ is pursued by the government to
Testore the honour of the country. Lost areas
are taken back; humiliating treaties are
abrogated; enemies of the nation are
severely dealt with.
. Tt can meet the situations of emergencies
effectively. Whenever the security and
stability of a country is endangered by the
conditions of war, external aggression or
internal disturbances, a dictatorial system
works well to meet the problems.
|. Absolutism: It implies a system in which a ruler has unconditional power, bases his claims
| Despotism: Derived from a Greek word ‘despotes’ (implying master or lord), it generally
to legitimacy on the principle of heredity or divine right, and claims that the sovereignty
of the state is vested in him, though he also claims that he rules for the common good.
refers to a regime in which an absolute ruler exercises power axbitrarily or tyrannically.
Tyranny: As understood by the Greeks, it meant simply a regime in which pow
obtained by irregular and unconstitutional methods and in which the tyrant
legitimate or a hereditary monarch.
. Totalitarianism: It means concentration of power in the rulers and
ee a ra
of the party, the total subordination of all organisations to the state, the
Possible opposition groups, and the heightened use of cen
indoctrination. and terror. xCauses of Emergence
| 1. A belief that the dictatorship is the only way so that a regime can be founded, or its stabili
can be maintained. In France Robespierre believed that liberty could be achieved only
through such a system. :
2. It is created to instal in power a man or a group regarded as indispensable to save the state
or to respond to a real or an imaginary crisis. With this view the king of Italy appointed
Mussolini as Prime Minister in 1922.
3. Ambitious figures have pretended to discern dangers in order to rationalise a coup d’ etat
Supposed emergency or an extremist plot of Communist threat in Greece enabled Metaxas
to capture power in 1936.
4. It may be a result of the popular myth that the head of the state derives power from the
divine will. In Japan the people believed that their emperor was the child of the Heaven
Shining Goddess.
5. It may be a consequence of a country’s humiliation in war, disruption caused by war, or
a military crisis that could not be met by available sources. So Napoleon Bonaparte
assumed power in France in 1802 and Hitler in Germany in 1933.
6. It may be set up to modernise the country or to introduce dramatic political and economic
changes for this sake. It happened in Turkey in 1920 under the leadership of Kemal
Ataturk.
7, It may be created to achieve reformist or revolutionary objectives. It happened in England
under Cromwell in 1649 and in Russia under Lenin in 1917. It may be caused by some
counter-revolutionary objectives as happened under Gen. Franco in Spain in 1936.
8. It may arise in response to the incompetence or corruption of government, financial
difficulties, social upheavals, or a vacuum created by the decline in the acceptance of the
legitimacy of traditional authorities and institutions. Its instances may be seen in the
seizure of power by Col. Nasser in Egypt in 1952 and by Ayub Khan in Pakistan in 1958,
Kinds
1. Traditional Dictatorships: Here the rulers react in response to a fear of revolution and
uphold the traditional authority. The regime emphasises patriotism, service, obedience,
discipline, order, value of old institutions frequently at the expense of individual liberty.
We may refer to the cases of Portugal under Salazar, Poland under Pilsudski and Hungary
under Gen. Gambos.
2. Reformist Dictatorships: Here the ruler claims himself as the defender of national unity
and inaugurator of a new system with some trappings of a democratic order, Here we may
refer to the case of Indonesia under Soekarno and of Ghana under Nkrumah.
3. Military Dictatorships: Here a military leader seizes power and proclaims himself as the
head of the state and then does some significant work to legitimise his power. We may refer
to the cases of Argentina under Peron, Mexico under Diaz, and Venezeula under Juan
Gomez.
Nature: The pattern and methods of dictatorial rule have remained constant, All dictators
have reduced the power of other institutions in the political system, especially representative
assemblies and independent judiciaries. All have limited personal liberties and have dispensed
with constitutional restraints and the rule of law. All have wielded censorship to reduce
criticism or to uphold official beliefs. All have hindered and many have physically eliminated
‘opponents of the regime.
Source: Encyclopedia Americana, Vol. 9, 1985 ed., pp. 82-85.on the other side, dictatorshi a
gethat may be thus Siutneniens its weak
tdestroys liberties of the indivi SI
+ Homes an end iniself and the huang
jts means. The dictator sacrifices the b a
freedoms of the people at the altar of an all
werful state. of an all-
it dwarfs personality of th ivi
: a don is outlawed and ite pee ae
"i ple are
commanded to live and act like deaf and
dumb-driven animals. The power of
initiative is stifled and the individual
pecomes like a cog in the wheel of th
machine of the state. fl
4, Itstands for the glorification of force, rather
prute force. Ruthless attitude of the rulers
towards their opponents is idealised. All
dissident elements are crushed by means
of violence, force and fraud and curiously
all such ways are adulated.
4, It makes the people politically indifferent
or apathetic. They do not like to take part
in public affairs because of the terror that
stalks the whole land. The dull and
deadening uniformity imposed by the
dictator Kills the mental and the spiritual
life of the people.
. It stands for imperialism. The dictator
desires to expand his empire so as ‘to make
his name on the pages of history like a lion
with his claws’. (Mussolini) All pacific
‘means of settlement of disputes are given
up and the government frankly takes to the
course of armed confrontations and
conflicts. The dictator openly justifies the
course of war.
6. Itis the enemy of internationalism. It does
not believe in the equality of all nations. By
sticking to the policy of ‘autarchy’ it follows
the course of economic isolationism. It has
no faith in the working of an international
25. Gate op. cit p 207
27. Gamer says that the Russian Soviet s)
fn the representative principle, but
Tt was confessedly a dictat
even
organisation like the League of Nations oF
the United Nations.
7. Above all, it is an unstable form of
government, It Jasts so long, as the dictator
wields a strong sword. The dissident
elements secretly prepare for a revolution.
‘They remain underground and, when the
time comes, a coup is made to overthrow
the regime of the dictator. The result is
either the replacement of one dictatorship
by another, or the emergence of a democratic
system. Thus, dictatorship is an unstable
form of government.
No doubt, dictatorship is a curse, yet it is
adulated by a number of leaders and writers in
the name of giving a prompt, efficient and
powerful administration. “The world today is
seriously divided between those who believe in
individual freedom and popular control and
those who believe in an all-powerful state, a
one-party government, and a dominant
leader.’
Democracy
Meaning: Democracy is now the most popular
form of government, though it is as old as the
Greeks. The peculiar thing about democracy is
that itisa form of state, a form of government, a
form of society, and, above all, an ethical idea
or a way of life. In the first place, as a form of
state, democracy prevails where people are
powerful or the sovereign authority is vested in
the people. In case the constitution declares
residence of sovereignty in the people and
ensures the boons of liberty and equality, it
becomes a democratic state irrespective of the
fact thatthe form of government may, ormay not,
be democratic. This is a peculiar interpretation
whereby a country like the USSR was described
as a democratic state with an undemocratic
government.” Such a distinction may be made
tem was a good example of a government which claimed to be based
i accordi
ing to the admission of its leaders was not democratic.
Prep of the proletariat. op. cit, p- 316 m. 2380) topes ot Made Piel Seem)
on theoretical grounds; practically speaking, a
democratic state implies a democratic
government that acts according to the will of the
people. The government is constituted by the
people and is accountable to them.
Democracy as a way of life has its own
significance in the realm of sociology. A society
is democratic if it stands on the pillars of liberty
and equality. There are no social distinctions
making a particular part of the community high
or low in relation to other parts; the worth and
) dignity of the individual are recognised; people
understand the nexus between their rights and
duties and very carefully try to maintain it;
violence and extremism are avoided and
differences are resolved through peaceful and
constitutional means. Thus, Bryce could
visualise that in some advanced countries like
the United States, Britain, Canada and Australia
the terms ‘democracy and ‘democratic’ “have
acquired attractive associations of a social and,
indeed, almost a moral character.” In his view,
“a democratic person is one who is friendly,
genial or a good mixer, regardless of his wealth
or social status.”
However, what has engaged general
attention is the meaning of democracy as a form
of government. Since it is a combination of two
Greek words ‘demos’ (people) and ‘kratia’ (rule),
itimplies the rule of the people. Thus, the great
Greek leader Pericles could define it as ‘a
government in which people are powerful’.
Aristotle defined it as ‘the rule of many’” In
modern times, its best manifestation can be seen
in the Gettysberg oration of President Lincoln
of the United States that concluded with
designating it as ‘government of the people, by
the people, and for the people’. An English
writer Seeley defined it as ‘a government in
which everyone has a share.” To Dicey, itis q
form of government in which the governin,
body is a comparatively large fraction of the
entire nation.” Bryce affirms that since the time
of Herodotus the word ‘democracy’ has been,
used to denote that form of government “in
which the ruling power of a state is largely
vested, not in any particular class or classes,
but in the members of the community as a
whole.”
Kinds: If democracy means a government
in which political power is vested in the people,
a question arises as to how it is exercised. From
this standpoint, democracy has two forms~
direct or pure and indirect or representative. In
the former form, democracy means a
government in which the residence as well as
exercise of power is in the hands of a large and
powerful section of the people like the freemen
in Athens and the patricians in Rome.
Manifestly democracy in its pure type is
practicable only in very small and relatively
undeveloped communities where it is
physically possible for the articulate section of
the community to assemble at a public place
and deliberate and decide public affairs. This
form prevailed in ancient city-states, but today
its form may be seen in five very small cantons
(provinces) of Switzerland where the voters
meet in ‘open-air parliament’ (Iandsgemeinde)
for the purpose of electing their public officers,
voting taxes, and adopting legislative and
administrative regulations.® Thus, Gamer says:
“A pure democracy, so called, is one in which
the will of the state is formulated or expressed
directly and immediately through the people in
mass meeting or primary assembly, rather than
through the medium of delegates or
Tepresentatives chosen to act for them.”
28. Bryce: Modern Democracies, Vol. 1, p. 23.
29. Aristotle: Politics, Book Ill, Sec. 8.
30. John Seeley: Introduction to Political Science, p. 324
31. Dicey: Law and Opinion in England, p. 350.
32. Bryce, op. cit, p. 20.
33, These
34.
Garner, op. cit., pp. 314-15.
cantons are Appenzell, Uri, Glarus, Unterwalden (Upper),
and Unterwalden (Lower).
vy
ees &js true that direct democrat;
ancient Athenian or Roman eo of
eval in modern country-states, cannot
Pr gations of direct democracy have came
in moder Ses, ee are: up
itiative: The device of initiati
switzerland at the national Prevails
cantonal levels. It means power ¥eU®
hands of a specified number of cid the
separe a bill or a resolution and then ask
their government to make a law on fen
int. In the case of national legislate
such a resolution must be signed by «;
YY at
least 100,000 voters. Thus, initiative “is an
arrangement whereby a specified number
of voters may prepare the draft of a law
and may then demand that it either be
adopted by the legislature or referred to the
people for acceptance at a general or special
election. If approved by the required
majority, it then becomes a law.”
2, Referendum: It also prevails in Switzerland
whereby an important bill passed by the
legislature must be put to the voters for
final ratification. In case it is adopted by
the majority, it becomes a law. Thus, the
veto power is in the hands of the voters. In
this way, the will of the legislature is
subservient to the will of the people. “Thus,
while initiative is the sword, referendum is
the shield of democracy in Switzerland. In
a word, they exhibit the uncontested and
direct sovereignty of the people.” The
constitutions of other countries like
France and Australia also provide for
referendum in case of bills of constitutional
amendment.
3. Plebiscite: As a synonym of ‘referendum’,
it means that any important issue that
cannot be solved by the government for
some reason should be decided by the votes
SiGe ee
.B. Munro: The Governments of Europe, P.
3%: AV. Dicey: An Introduction to the Study of the
Ford: Representative Government, p- 3
746.
of the people. Let the decision of the people
be final. Obviously, it is a device of direct
democracy. History has many instances
when ticklish questions could be settled by
means of a plebsicite. For instance,
plebiscite was held in 1935 whereby Saar
area was given back to Germany.
4. Recall: It means that the voters have a right
to call back their elected representative in
case they are not satisfied with his role or
behaviour and then elect someone else
instead. The system of recall was provided
in the electoral law of the USSR. It prevails
in some States of America
‘A new kind of democracy has come up
after the English Glorious Revolution of 1688,
the American Revolution 1776, and the French
Revolution of 1789, in particular. It means that
while the political power should be vested in
the people, its exercise should be given to the
representatives chosen by and accountable to
the people. Thus, it is also known as
representative democracy, what J.S. Mill calls
‘representative government’. In such a system,
the will of the state is formulated and expressed
through the agency of a relatively small and
select body of persons chosen by the people to
act as their representatives. It is based on the
idea that while the people cannot be actually
present in person at the seat of government,
they “are considered to be present by proxy.’”
Obviously, this kind of democracy resembles
its pure form in the sense that political power
remains vested in the people, but the two differ
in respect of its exercise. “Like the pure type of
democracy, it attributes the ultimate source of
authority to the people, but it differs from pure
democracy in that it is constituted on the
principle that the people are incapable of
exercising in a satisfactory manner that
authority directly themselves. In short, it rests
Law of the Constitution, p. 608upon the distinction between the possession of
sovereignty and the exercise of it.’
Indirect or representative democracy has
some essential features that may be enumerated
as under keeping in view the fact that their
existence and operation differ from one country
to another in varying degrees:
1. Universal Adult Suffrage: The first and
foremost requirement of indirect democracy
is that all adults of the state should have
right to vote. The minimum age of a voter
may be anything like 21 years as in France,
20 years as in Japan, 18 years as in Britain,
USA, Australia and India. There should be
no artificial restrictions in matters of
suffrage based on the factors of religion,
caste, wealth, sex, colour of the skin,
language, domicile and the like. It is,
however, a different matter that a very
negligible section of the people may be
deprived of the privilege of franchise on
the grounds of lunacy, undischarged
insolvency, heinous crimes and the like.
2. Free, Fair and Periodic Elections: Then,
38, Garner, op. cit.,
39.
elections should take place from time to
time so that the voters may choose and
change their representatives. It is necessary
that the elections should be free from
corruption or rigging of any kind. Let the
voters vote in a free and frank manner so
as to register their will in the battle of the
ballot box. And it is equally necessary that
the elections should be contested
periodically as after every four or five years.
In case the holding of elections is delayed
for very long durations without any
reasonable cause, it amounts to the negation
of a democratic system.
Role of Parties and Interest Groups: There
should be a number of political parties and
interest groups in the country to take part
in the political process. They may form a
healthy public will or opinion. The power
should alternate between these parties and
groups so that it may not be monopolised
by a particular section of the people as
happens in a fascist or in a communist
country.
4, Freedom of the Press and Mass Media: It
is also necessary that all channels of
information should be open so that people
may have a correct ‘image’ of the news and
views about great matters of public concer,
The freedom of the press is, therefore, an
essential requirement of a democratic
system. So other mass communication
agencies like broadcasting and telecasting
should be free to play their part in the
making of the public opinion.
5. Independence of Judiciary: Above all, the
courts should be free to decide matters
according to the law of the land. There
should be no coercion or compulsion over
the judges in matter of adjudication. Their
selection should be made on the basis of
merit; they should get promotions on the
basis of seniority as well as efficiency; their
tenure should be fixed; their emoluments
should be attractive; the mode of their
removal on some charge should be tedious;
they should not be allowed to maintain
public contacts. These measures are
required to maintain the independence of
judiciary that has its own role to play in
the maintenance of a democratic system.
Garner has enumerated these essentials of
a representative or democratic government.”
p. 316. In his paper titled ‘British Constitution’, Lord Brougham says: “We mean by
representative government one in which the body of the people either in whole or in considerable proportion
of whole, elect their deputies to a chamber of their own.” Works, Vol. XI, p. 89. So George Comewall Lewis
says:
“A government is representative when a certain portion of the community, generally consisting «ither
of all the males or a part of them determined according to some qualification of property, residence, or other
accident have the right of voting at certain intervals of time for the election of particular members of the
sovereign legislative body.” Use and Abuse of Political Terms, p. 107.
Gamer, op. cit, pp. 317-19.RE a Rrosiae yn ee eere mame araRMaNE
1, Strictly speaking, a representative
government is one whose officials and
agents are chosen by an electorate
democratically constituted, who during
their tenure of power reflect the will of the
electorate, and who are subject to an
enforceable popular responsibility.
2, The head of the state may, or may not, be
elected by the people (like monarch in
Britain), or the head of the state may be
elected by the people but his ministers may
not be chosen by the people (as in USA), or
even the judges may be elected by the people
(asina communist country), popular usage
considers a representative government to
be one in which the legislative branch at
least is popularly elected.
‘The selection of the executive functionaries
and judicial magistrates by the head of the
state or by some independent and
autonomous authority is not inconsistent
with the principle of representative
government. Franchise may also be
restricted in a way depriving a section of
the people, or even both the houses of the
national legislature may be constituted by
direct election. What is really required is
that the representatives chosen by the people
should be the real executors of the will of
the people. Representative government in
the sense of government by functionaries
all of whom are chosen by an unrestricted
electorate, aside possibly form small and
undeveloped communities, would be almost
as impossible as the system of democracy
itself.
In short, a representative government is
one that establishes, what A.V. Dicey calls, the
‘rule of law’. It guarantees essential liberties to
the people and also honours the principle of
equality of mankind. Itis a ‘limited government’
»
40. Wilson: The Elements of Modern Politics, pp. 210-13.
bound by the principle of the ‘separation of
powers’. Thus, according to F.G. Wilson, its
essential requirements are (i) a constitution
specifying the rules of the composition and
working of the government, (ii)
constitutionalism implying the rule of laws
and not of men, (iii) a declaration of the
fundamental rights of the people, and (iv) a
democratic structure of government.”
Criticism: A very large number of writers
have expressed their views to laud democracy
as the best possible form of government man
has been able to design for himself; at the same
time, there is no dearth of critics who have
denounced it in equally strong terms. First, we
shall look into the merits of democracy. These
are:
1. Democracy is the best form of government
for the reason that it ensures popular
participation. It is the only government that
stands on the will of the people and
stimulates them to take part in the political
affairs of the country. The people choose
their representatives and force them to act
according to their will, The rulers act with
a sense of responsibility towards their
elections. They cannot ignore the weight of
public opinion. Thus, the leaders have their
rise and fall according to the winds of
public mind. It cannot occur in any other
form of government like monarchy,
aristocracy or dictatorship. So Garner says
that “popular election, popular control, and
popular responsibility are more likely to
ensure a greater degree of efficiency than
any other system of government.”
2. The case of democracy can be defended
from a psychological point of view. Since
the people have power and they make use
of it not only through their representatives
but also through numerous parties and
41. Gamer, op. Git, p 390, “A government of the people must, accordingly, mean a government by discussion
land critigem-diteussion of competing ideas ‘leading to a compromise in which all the ideas are reconciled
‘and which can be accepted by all, because it bears the imprint of all.”
p. 36.
E, Barker: Reflections on Government,"@
groups, they have a feeling of satisfaction.
They donot think in terms of a revolutionary
or bloody agitation the kind of which may
be seen in the smouldering resentment of
the people towards their king or dictator.
‘They may wait for the elections, and then
easily change their rulers. “Popular
governments, resting as they go on the
consent of the governed and upon the
principle of equality, are also likely to be
more immune from revolutionary
disturbances than those in which the
people have no right of participation. Thus,
A de Tocqueville remarked that almost all
revolutions which have changed the face
of the world have had for their purpose the
destruction of inequality.”
3. The case of democracy should also be
appreciated from the educational point of
view. Every form of government gives some
kind of political education and training to
its people. But its best manifestation can be
seen in a democratic system. The holding
of elections, the working of the legislature,
the role of parties and groups, the
opposition of the people in the form of
strikes and demonstrations and the like
impart a good deal of political education to
the people. The people are inspired to
understand the implications of terms like
rule of law, accountability of the rulers,
motions of impeachment and no-confidence,
enforcement of judicial decisions for the
protection of fundamental rights, etc. In
this way, democracy becomes a system of
self-education for the people of the country.
Gettell puts it in these words: “The strongest
arguments in favour of democracy rest upon.
its value in developing and elevating the
masses of the people, in stimulating their
interest in public affairs, and strengthening,
their loyalty and trust in a government in,
which they take active part. Democracy
thus serves as a training school for
citizenship; it strengthens love of country.”
‘The case of democracy is strongly defendeg
‘on moral grounds as well. It is said that
democracy makes the character of the
people noble. It inculcates in them the
feelings of hard work and enterprise, it
sharpens their sense of responsibility and
patriotism. It makes them self-reliant and
enthuses them to undertake big projects for
the development of the country. Lowell says
that democracy nurtures a people strong in
moral fibre, in integrity, in industry, in self-
reliance, and in courage. Mill lays great
stress upon the influence of democracy in
elevating the character and political
intelligence of the people in general. As he
says: “The most important point of
excellence which any form of government
can possess is to promote the virtue and
intelligence of the people themselves, and
the first consideration in judging the merits
of a particular form of government is how
far they tend to foster intellectual and moral
qualities in the citizens.”
Above all, democracy is the only form of
government that acts in a self-correcting
manner. The formula of trial and error has
its operation here. The government commits
many acts of commission and ommission
and the process of self-correction is at work
simultaneously. People know that they are
the real rulers of the country; they choose
their rulers and when they desire to change
the government, they can do it without
destroying the constitutional system. As a
machinery can be repaired by replacing its
defective part, so the government can be
corrected by replacement of a particular
42. Garner, op. cit, p. 392. According to Gettell, one of the great merits of democracy is that it minimises the
dangers of discontent and revolution. Popular intelligence and virtue are its most valuable assets.” Op. city
p. 221.
43. Gettell, op. cit,, pp. 200-201.
44, Mill: Considerations on Representative Government, pp. 27-29.ee EE
an like the chief adj
pad of legislator. Keeping ale the
indian writer says that democracy has a
way of correcting its errors which ig not
gpen to alternative forms of government. In
tase of gt0SS abuses, public opinion ofte
asserts itself and sets matters rights.” :
On the contrary, the system of democrat
een denounced for various reasons,
aristotle described it as ‘the degenerated form
of polity’: Talleyrand defined it as ‘aristocracy
gfblackguards’; Carlyle sneeringly referred to
the people as ‘a certain number of millions
‘nostly fools’; Ludovici said that ‘democracy
means death, while aristocracy means life’;
Maine found it greatly ‘fragile’ making all forms
of government insecure; Barker discovered the
weakness of democracy in the ‘role of few
manipulators’; Giddings could trace the two
serious dangers of democracy in ‘unbridled
emotionalism’ leading to the occurrence of
violence and ‘absolutism of the multitude’ that
tramples all rights of the minorities’ The main
points of attack on democracy may be
enumerated as under:
1. Ademocratic system works on the basis of
quantity; it ignores the side of quality. All
decisions are taken by the majority that, as
the critics say, consists of ‘fools’. The
sycophants, the clappers, and the hand-
raisers have an upper hand over those
who think and speak in the real interest of
the people. Thus, merit and wisdom weep
unknown. It is for this reason that Plato
45. Beni Prasad: ABC of Civics, pp. 100-101.
46. Among other leading critics of democracy,
system with its mistakes and exaggerations,
work and leadership during times of crisis
partiality, corruption and inefficiency,
deficiency, mediocrity and mistakes of
Lord Bryce enumerates 7
during times of emergency, (ii) fickleness
in the conduct of affairs and in executive of
authority, with a frequent resort to violence
to level down and an intolerance of greatness, (v) tyranny
or passion for changing customs and
subjugated ver
and Aristotle condemned democracy.
Modern critics like Lecky and Maine stress
the point that democracy means rule of the
majority. It entails suppression of the voice
of those who are intellectually and morally
superior to those who constitute
‘manipulated’ majorities. The principle of
‘one person, one vote’ is wrong in view of
the fact that all persons can never be of
equal worth. Thus, a defender of the
privileges of the British peers like Lecky
condemns democracy as “the government
by the poorest, the most ignorant, the most
incapable, who are necessarily the
numerous.”
Politics becomes a profession in a
democratic system with the result that crafty
leaders excite popular passions to serve
their nefarious purposes. Innocent people
are hoodwinked by the demagogues;
agitations become the order of the day:
Numerous groups take part in political
affairs as a result of which politics becomes
like a tug-of-war between conflicting
interests. The net result of all this is that
public peace remains disturbed and
prevalence of chaotic conditions becomes
the order of the day. Government loses its
stability and revolutions become a matter
of frequent occurrence. In other words, a
democratic system is always subject to
popular upheavals that makes its existence
greatly fragile or ephemeral. So Sir Henry
Maine argues: “Popular governments have
we may refer to Benes who offers 4 points (i) excess of the party
(ji) the slowness and the inefficiency of democratic methods of
‘and at moments when quick decisions are necessary; (fii) the
ry often to the exaggerated party spirit, and (iv)
the democratic bodies. Democracy: Today and Tomorrow, pp. 56-61
‘weaknesses of democracy as (j) incapacity to act with promptness and decision
‘and instability, frequent changes of opinions, consequent changes
ficials, (ii) insubordination, internal dissensions, disregard of
leading to an anarchy which ends in military rule, (iv) a desire
of the majority over the minority, (vi) love of novelty
destroying institutions, and (vii) ignorance and folly producing a lability
to be deceived and misled; consequent growth of demagogues playing on the passions ‘and selfishness of the
masses. American Commonwealth, Vol. Il, pp. 603-21.
47. WEHL Lecky: Democracy and Liberty, Vol. 1, p. 381$36) ine of Modem Poteal SHeRe6/ TEAR,
been repeatedly overturned by mobs and
armies in combination; of all governments
they seem least likely to cope successfully
with the greatest of all irreconciliables, the
nationalists; they imply a breaking up of
the political power into morsels and the
giving to each person an infinitesimally-
small portion; they rest upon universal
suffrage, which is the natural basis of
tyranny; they are unfavourable to
intellectual progress and the advance of
scientific truth; they lack stability; and they
are governments by the ignorant and the
unintelligent.”
3. Democracy is a very expensive form of
government. A lot of national wealth is
squandered on lengthy discussions. It is a
luxury for the rich people. We may take
note of the fact that millions are spent on
the sessions of the national legislature and,
in fact, very little useful comes out of that.
Carlye thus debunked the parliament as a
“talking shop’ and Gandhiji decried it as a
‘sterile woman’. Much amount of money is
spent on duplication and triplication of
work. Enormous wealth is spent on
elections and propaganda work. A dictator
like Mussolini could, therefore, correctly
say that “democracy is not suited to a poor
country.”
4, Ina rich country like the United States,
democracy is degenerated into plutocracy
or the perverted rule of the wealthy persons.
Politics becomes a brisk profession for those
who can spend a lot and thereby manage
to secure what they desire. It is said that
the entire wealth of the United States ig
concentrated in nine families and the of
of the President may be captured by ong
who belongs to one of them. Lobbying is
good business, but it is money that runs
the institution of lobbying. Elections are
gigantic fraud, because the rich manage to
get votes of the poor and thereby enter into
the portals of power. By the power of m
political favours are grabbed. Prof. Barker
is, therefore, not wrong when he says that
“the cost of democracy in loss of efficie:
is enormous, and when all is said and
done, it means the rule of the few
manipulators who can collect suffrages in
their own favour with the greatest
success." A critical student of American
democracy like Walter E. Weyl frankly
described it as ‘corrupt plutocracy’®
A democratic system brings about
instability in the sphere of legislation and
administration. The rulers change very
quickly and every leader tries to run the
administration according to his choice. The
personal interest of the leader or his group
is exhibited as the national interest. Laws
are enacted or changed, policies are
adopted, appointments are made, and all
important decisions are taken to suit the
purpose of the leaders in power. It is due
to this that many writers “have pointed out
the difficulty of carrying out a consistent
policy over a period of years under a
democratic system. The frequent changes
in administration and in policy resulting
from the overthrow of the party in power
48. Maine: Popular Government, Chapter 1. He frankly expressed the view that the government of a benevolent
despot was preferable to that of a democracy. Ibid, p. 83. Democracy has failed to secure a good government,
because it has failed to attract the best brains of the community in its service. Carlyle condemned it, because
the noble silent men who could best serve it were ignored in favour of ‘wind-bags and charlatans’. That is
why, Hartmann described democracy as the paradise of the sheicker, babbler, word spinner, flatterer and tuft
hunter. Godkin explai
even goes further in his argument when
demagogues, the magic oil of the flatterer,
part have neither
at the Cross-Roads, pp. 53-68.
49. Barker: Political Thought in England, (1848-1914) p. 172.
50. Weyl: The New Democracy, Chapter 7.
ined it as delegating sovereignty to the demagogue, the grafter and the ‘boss’. JC. Blackie
he asserts that even left free from the spur of the ambitious
and the glamour of the political dreamer, the people for the most
the will nor the power to find out the best men to lead them. F.C. Hearnshaw: Democracyee itesarmmmnenenes B
it difficult t
make it 0 secure continy is:
political PUrPOSe or to plan for tis of
Pris weakness is considers “ture.
Fangerous in foreign affaine 4 SPECally
‘the working of a democratic 5
many serious defects as loss
ibility in the rulers
wupism and factionalisin, diseq
Be spoils, political’ stun of
ipulations of io pton,
manip’ ' party politics, more of
show and very little of a reali oe
diture of ty, wasteful
Propaganda work, loot of
rational wealth, suppression’ of ty
minorities, No respect to the men of talent
and merit, primacy to local considerations
over national interest, violence of the ‘mob,
etc. A keen and conscientious student of
democracy like Lord Bryce on the basis of
his own experiences of Western
democracies enumerates six main defects
of this system—the influence of money in
perverting legislation and administration,
the tendency to make possible a trade or
profession, extravagance in administration,
distortion of the doctrine of equality and
the failure to appreciate the value of
administrative skill, undue power of party
organisations, and tendency of legislators
and public officials to bargain for votes in
the passing of laws and in tolerating
breaches of order.
However, a look at the demerits of
democracy should not become a source of
discouragement. Every government has its
points of strength and weakness, so is the case
with democracy. But the apologists of
democracy have their strong points to justify
system reveals
of the sense of
and bureaucrats,
51. Gettell, op. cit., p. 203.
52. Bryce: Madern Democracies,
system. 1, The process of democratic discussion
almost impossible, 2. That mass of electors
but the remedy proposed is that only one
Democracy a Failure? pp. 14-20.
53. Burns: Democracy, p. 80.
54. Laski: An Introduction to Politics, p. 48
55. Sidgwick: Elements of Politics, p- 608:
56. Laski: A Grammar of Politics, p- 17.
Vol. Il, pp. 154-55. Ramsay
ee je slow and uncertain that prompt and decisive action is
se quite incapable of understanding the immensely complicated
i = ot etgeir dectsion. 3. The party strife teas asunder the unity ofthe nation,
Geiene whe ae party should dominate and the others should be suppressed. Is
the excellence of this system alone. Lord Bryce
Puts a pertinent question as to which form of
government is better than democracy. C:D-
Burns says: “No one denies that existing
Tepresentative assemblies are defective; but even
if an automobile does not work well, itis foolish
to go back into a farm cart, however, romantic.
So says Laski: “For democracy, with all its
weaknesses, enables the widest body of demand
to be taken into account in shaping the legal
imperatives of a state. It makes criticism of their
operation the basis of their life. It increases
initiative by widening the sense of
responsibility. It gives the citizen not merely
the sense of sharing in decision, but the actual
opportunity to influence its substance. Granted,
as experience seems to suggest that a democratic
system is bound to work more slowly than its
alternative, simply because the variety of wills
it encounters is so much greater, there is no
other system which has the same merit of
meeting, as an institutional scheme the
theoretical end that the state must serve."
Future and Conditions of Successful Working
It is now universally acclaimed that democracy
is the best form of government and though it
has some defects, they may be removed in
course of time. It is better to bear with the
defects of democracy than to replace it by any
form of authoritarian system like fascism or
communism. Dictatorship is no substitute of
democracy. Sidgwick’s comment is laudable
that democracy is now a widely and
enthusiastically accepted political ideal.’
Laski’s remark is equally significant that ‘people
who have once tasted power will never
surrender it. We are free to criticise democracy
‘Muir states three reasons for the failure of a democraticips mcr seen TET A ANT
as much as we may, but, as Bathelemy remarks,
it is as vain to criticise the course of the seasons
or the laws of attraction of the stars. “Whatever
may be the weaknesses of democracy, and they
undoubtedly exist, it seems destined to become
universal. In fact, it has already nearly become
such.”7
Taking for granted that democracy alone is,
the good form of government and also taking
into account that it has some defects that may
either be removed or bore with, it may be
suggested that democracy requires certain
prerequisites or conditions for its successful
working. According to Mill, the three
prerequisites of democracy are that the people
should be willing to receive it, that they should
be willing and able to do what is necessary for
its preservation, and that they should be willing
and able to fulfil the duties and discharge the
functions which it imposes. Another eminent
English writer Walter Bagehot throws light on
these conditions:
1. Democracy requires something more than
intelligence and virtue. The people, though
they may be divided in parties, must fulfil
fundamentally one or major objects of
governmental activity and must not be bent
‘on conflicts and antagonisms.
2. No class should be permanently excluded
from power so that it may feel disgruntled
and always remain grumbling. Each must
share in the advantages of common
existence.
3. The nation must exhibit habits of tolerance
and compromise. ts various elements must
try to understand each other and appreciate
each other's viewpoint. If they do not do
that, disruption must be the result.
4, The people must have a sense of deference
whether it is to the person of the monarch
or to the constitution.
The people must not be much influenced
by the vulgar, that is the ignorant, masses
57. Gamer, op. cit. p.
58. GN. Singh: Fundamentals of Political Science and Organisation, pp. 166-69.
for this means supremacy of ignorance ove,
instruction, of numbers over knowledge,
‘A noted Indian writer enumerates these
prerequisites so that democracy may work
successfully:*
1 First of all, it is necessary for the proper
functioning of democracy that there should
not be huge inequalities of wealth among
the people.
2. Democracy means rule in accordance with
public opinion. It is, therefore, essential
that the people should not be so divided
among themselves as to make the formation
of a ‘common’ public opinion impossible,
3. The successful working of democracy
depends upon the intelligence, interest,
public spirit, and civic sense of its citizens.
4. The masses should be free to some extent
from the cares of the minimum basic
requirements, so that they can
dispassionately take interest in public
affairs.
5. Democracy can flourish only in an
atmosphere of peace. War, threat of war,
atmosphere of secrecy, unquestioning
obedience to orders, and internal
disturbances weaken the foundations of
democracy.
6. There are certain qualities and attitudes
which people should inculcate and develop
if they want to make democracy a success.
They should be animated with the longing
for self-government, and they should be
determined not to tolerate living under any
other form of government.
7. The people must also learn to rise above
considerations of caste, class, religion, creed,
etc. in public affairs and inculcate the habit
of looking at questions from the larger
standpoint of the interests of the people as
a whole.
8. Above all, the people should be honest,
oe and incorruptible. Democracyeee
confers on the people lar
jmposes = upon ee aes) =
responsibilities. erous
‘As a matter of fact, different wri
paid stress 0" different points in the cae)
poi conditions for the successful workin
of 2 democratic system. Though critics a
Semocracy, like Lecky and Maine have
Goggested the existence of a ‘written
iitution’ to keep the rule of the many within
founds; Laveleye and Mill have laid stress on
‘elementary education of the people; Bryce has
Jaid all emphasis on the ‘moral and intellectual
ogress of mankind.” In the words of Garner:
pis hardly necessary to say that perhaps the
most fundamental of all conditions to the
successful working of democratic government
js that the people who work it shall possess a
relatively high degree of political intelligence,
an abiding interest in public affairs, a keen
sense of public responsibility, and a readiness
fo accept and abide by the decisions of the
majority. The majority in turn must be willing
to recognise that strong minorities have rights
which are entitled to respect and cannot be
disregarded without violating one the
fundamental principles of popular government.
The distressing indifference of the electors in
many countries is undoubtedly a danger fo
democracy.”*
Federal Government
After discussing the
governments, we now pass On to their
subsidiary forms where the bases of
dlassification are different. In view of the point
of concentration versus distribution of powers,
governments may be either unitary OF federal,
though some writers have coined a new term
‘quasi-federal’ so as to describe a federal system.
in which the position of the central government
is very strong and correspondingly the Post ion
broad forms of
59. Gamer, op. ct, pp. 408-06
60, Eran: "Rederaim’ in David Sis (#4 International
5-6, p. 358.
61. KC. Wheare defines it as the method z
tack Win a sphere cooecinets aed !VSEPRNSS!
of the units is very weak. Then, keeping in view
the relationship between the legislative and the
executive organs, two more forms of government
may be suggested. In case the executive is
combined with the legislature and is held
accountable to it, itis parliamentary government;
in case the executive and legislature are separate
ongans of the government and the executive
enjoys a tenure independent of the will of the
legislature, itis presidential government. New
developments have occurred in recent times
Which tan be noted in the existence of a quasi-
presidential form of government (as in France
and Sri Lanka) which represents curious
mixture of the two forms of government, We
may now discuss these four forms of
government beginning with @ federal
government that has its existence in many
countries of the world like USA, Switzerland,
Canada, Australia, Russia, Germany, India,
Nigeria, South Africa etc.
Meaning: A federal system, according to
Daniel J. Elazara, provides a mechanism which
‘anites separate polities with an overarching
political system s0 as to allow each to maintain
jts fundamental political integrity.” This
mechanism is constituted by the distribution of
powers between two governments, general and
constituent, in a way designed to protect the
existence and area of authority of both which,
according to the traditional norms, are
considered to be coordinate governments.’
Garner says: “Federal government, as
contradistinguished from a unitary government,
is a system in which the totality of governmental
power is divided and distributed by the
national constitution, or the organic act of
parliament creating it, between a central
government and the government of the
individual states, or other territorial
subdivisions of which the federation is
composed. These latter governments are not the
Encyclopaedia of the Social Sciences, New York, 1968, Vols.
of dividing powers so thatthe regional and general governments are
Federal Government,
p. 10.SD reap ders Poteaisuead 2PM LAMAR ay
creations of a central government of the union;
in most federal systems the reverse is the case;
that is, the central government has been created
by the constituent members through the act of
federation; they are something more than parts,
or agents of the Central Government but by the
general constitution of the federation, or as in
the British Dominions, by an act of the imperial
parliament which serves the purpose of a
constitution. Consequently they do not exist by
the sufferance of the Central Government, nor
may their competence be restricted by it.”
Obviously, a federal system is a dual set of
government. While the central or federal
government is charged with the administration
of affairs of national importance, matters of
regional or local importance are given to the
governments of the units variously known as
states in USA and India, provinces as in
Canada, cantons as in Switzerland. Both the
governments are coordinate in relation to each
other. The governments of the units should not
be taken as subordinate governments, nor do
they have the power of making foreign treaties,
declaring war and peace, issuing currency,
keeping armies and, above all, leaving the union
as per their will. Thus, a federal system is
distinguishable from a confederal model. In a
federal system the union is indissoluble or
indestructible and, as such, the units have no
right to leave it.# That is, in a federation there
“ig a permanent surrender on the part of the
62. Gamer, op. cit p- 348
constituent communities their right to act
independently of each other in matters that
touch the common interests, and the consequent
fusion of these communities, in respect of these
matters, into a single state. As regards other
states, they have merged their individuality
into one national whole; the lines which
separate them are none of them on the outside
but all on the inside.”*
A federal system has three important
features:
1. There should be a written constitution as
the supreme law of the land from which
both the central and regional governments
derive their authority. It is also needed that
the mode of amending the constitution
should be difficult so that neither the central
government nor the governments of the
units may change it according to their
convenience and thereby play with the
federal framework of the country. That is,
the constitution should be rigid.
2, There should be distribution of powers
between the centre and the units. All items
of national importance (like war and peace,
foreign relations, currency and coinage, post
and telegraph, atomic energy, etc.) should
be given to the centre; items of local or
regional importance (like police, jails,
subordinate courts, local government,
sanitation, lighting, transport, etc.) should
be entrusted to the governments of the units.
63. According to Stephen Leacock, a confederacy is not a single state. It is a collection of independent sovereign
bodies united on stated terms for certain purposes. Each of them is legally free to withdraw from this
confederacy when it pleases. A confederacy cannot, therefore, be permanent and indissoluble, for if it were
0, then the sovereignty of the component states would disappear. A federal state is a single state. Its
subordinate parts may have been, though not of necessity, sovereign states previous to the union; they cannot
bbe s0 after the formation of the federation. Such a union becomes, legally indissoluble as far as the action
of the separate state governments or of the central government is concemed ... In a confederacy each state
is still a sovereign state and it can secede at its will.” Elements of Politics, pp. 227-28.
History shows many examples of the formation of a confederation. For instance, in ancient Greece there were
‘Achaen League, Lycian Confederation and Confederacy of Delos. In middle ages there was the Hanseatic
League. In modern times came into being the German Confederation of 1815-67 and the American
Confederation of 1781-89. The constitution of the United States framed in 1787 declares USA a confederation,
but it is not so in the strict sense of the term; so the constitution of Switzerland of 1874 declares her 4
confederation which again is a federation. The USSR was also a federal state, no matter just for the sake
of giving recognition to the principles of Marxism-Leninism, the units had been given the right to leave the
Union in the name of their right to self-determination. The Commonwealth of Independent States (CIS) having
12 sovereign states (former republics of the USSR) established in 1992 is its example.
65. FG. Wilson: The State, p. 545.