Presentation Report
COURSE: POLICY-INFORMATICS
COURSE CODE: SCI4103
GROUP MEMBERS:
Anotida M Chapunza N02018630G Mbini Muleya. N02019301Y
Nicolette L Nyoni N02015465T Arthur Majaha N02018562M
Sandile Mpinda N02019678J Nqobile Ngwenya. N02019949W
Joseph G Mponda N02017450B Junior Dube. N02019424M
Sithembinkosi G Mampengesi N02017238R Mufaro Nyagura N02018242B
Malvin Dube N02019452J Stanslaus Gede N02021956F
Milliah K Bunu N02018290A Rosseter V Sibanda N02021995G
Memory Ndou N02017357T
Questions
1. Policy formulation
a) Define policy formulation.
Policy formulation refers to the process of identifying courses of action, often
called alternatives or options, to resolve problems faced by a particular
organisation, (Anderson, 2003).
b) Describe and explain the policy formulation process.
Policy Formulation is the process of creating a new policy or revising an existing
one. It involves identifying a problem or issue, conducting research and analysis,
considering different options, and ultimately developing a plan of action. This
process may involve input from stakeholders, experts, and the public, and may
include drafting and revising policy documents.
Agenda Setting:
This stage involves identifying and prioritizing issues that require policy
attention. It includes problem identification, issue framing, and determining the
urgency and importance of the problem.
Policy Analysis:
In this stage, policymakers gather information, conduct research, and analyse data
related to the identified problem. They evaluate the potential impacts, costs, and
benefits of different policy options. This analysis helps in understanding the
feasibility and effectiveness of various policy approaches.
Policy Design:
Once the policy options are evaluated, policymakers develop a detailed plan for
addressing the problem. This stage involves defining policy objectives,
establishing targets, and outlining the specific actions or interventions that will be
implemented.
‘Policy formulation occurs in government bureaucracies, interest group offices,
legislative committee rooms, meetings of special commissions, and policy-
planning organizations otherwise known as “think tanks”. The details of policy
proposals are usually formulated by staff members rather than their bosses, but
staffs are guided by what they know their leaders want, Thomas R. Dye (2005).
Policy design also considers the legal, administrative, and financial aspects of
implementation.
Policy Adoption:
At this stage, policymakers formally adopt the policy. It may require approval
from relevant authorities, such as legislative bodies or executive decision-makers.
The adoption process may involve negotiations, consultations, and revisions to
ensure consensus and support for the policy.
For instance if the policy being formulated is a public policy being implemented
by the Government of Zimbabwe, then the stage involves the parliament
deliberating and negotiating the specifics of the policy and also trying to ensure
that is doesn't go against other policies already implemented or whether or not it's
ethical. In this context, Bräuninger and König (1999) show that German
governmental potential for policy change is determined by the formal rules of
bicameralism as well as policy domain-specific distribution of legislators’ party-
orientated policy positions.(Bicameralism is a system of government in which the
legislature has two separate chambers or houses. This is in contrast to
unicameralism, in which the legislature has only one chamber.)
Policy Implementation:
After adoption, the policy moves into the implementation phase. This stage
involves putting the policy plan into action, allocating resources, and establishing
the necessary infrastructure. Implementation requires coordination among
different stakeholders, monitoring progress, and making adjustments as needed.
(Will explain it further in the section underneath)
Policy Evaluation:
Policy evaluation assesses the effectiveness, efficiency, and impact of the
implemented policy. It involves monitoring outcomes, collecting data, and
analysing the results against the intended goals. Evaluation helps policymakers
identify strengths, weaknesses, and areas for improvement. (Will explain it further
in the section underneath)
Example:
An example of the policy formulation process is the development of the National
Development Strategy 1 (NDS1) for Zimbabwe. The NDS1 is a five-year plan that
outlines the country's economic and social development goals for the period
2021-2025.
The NDS1 was formulated through a participatory process that involved the
government, private sector, civil society, and development partners. The process
began in 2019 with the establishment of a National Development Strategy
Steering Committee. The committee was responsible for overseeing the
development of the NDS1 and ensuring that it was aligned with the country's
long-term vision, as articulated in Vision 2030.
The next step in the process was the development of a draft NDS1. This was
done by a team of experts from different sectors, who consulted with
stakeholders from across the country. The draft NDS1 was then presented to the
public for feedback and input.
After the public consultation process, the draft NDS1 was revised and finalized. It
was then submitted to the Cabinet for approval. Once approved by the Cabinet,
the NDS1 was presented to Parliament for adoption.
The NDS1 was adopted by Parliament in February 2021. It is now the guiding
framework for Zimbabwe's economic and social development for the next five
years.
This example shows that the policy formulation process in Zimbabwe can be
participatory and inclusive. However, there have been concerns that the process
is not always transparent and that it can be influenced by political
considerations.
2. Policy implementation
a) Define policy implementation.
Policy Implementation is the process of putting a policy into action. This
involves developing and implementing procedures, allocating resources, and
monitoring and reporting on progress. It may also involve allocating resources,
assigning responsibilities, and establishing monitoring mechanisms.
b) Describe and explain the policy implementation process.
Planning:
This stage involves developing a detailed plan for implementing the policy. It
includes identifying the necessary resources, establishing timelines, and defining
roles and responsibilities. Planning also considers potential challenges and risks
and outlines strategies for addressing them. In the case of implementing a public
policy for instance the government may need to involve different policy actors
from legislators to the media so as to promote the policy on a nationwide scale.
Resources may also need to be acquired that is, man power, vehicles, etc.
Coordination:
Successful policy implementation requires coordination among different
stakeholders, including government agencies, private organizations, non-
Governmental Organisations and the public. This stage involves establishing
communication channels, building partnerships, and ensuring collaboration
among stakeholders. In case of a public policy the key plays are the general
public whom this policy will affect and therefore without their Input the policy is
bound to fail as they may resist thus by protesting the policy until it's desolation
for examples the CALA Situation in Morden Day Zimbabwe.
Implementation:
This stage involves putting the policy plan into action. It includes allocating
resources, establishing the necessary infrastructure, and implementing the
specific actions or interventions outlined in the policy. Implementation requires
effective leadership, management, and supervision to ensure that the policy is
implemented as intended.
Monitoring:
Monitoring is a critical stage of policy implementation. It involves tracking
progress, collecting data, and assessing the effectiveness and efficiency of the
policy. Monitoring helps identify areas where the policy is working well and
areas that require improvement. It also helps policymakers make adjustments to
the policy as Program circumstances and activities may change during the course
of an evaluation, an appropriate balance must be found between scientific and
pragmatic considerations in the evaluation design, and the wide diversity of
perspectives and approaches in the evaluation field provide little firm guidance
about how best to proceed with an evaluation’ (Rossi et al. 2004).
3. Policy evaluation
a) Define policy evaluation.
Policy Evaluation is the process of assessing the effectiveness, efficiency, and
impact of a policy. This involves collecting and analysing data on the policy's
implementation and outcomes, comparing these to the policy's intended goals and
objectives, and making recommendations for improvement.
b) Describe and explain the policy evaluation process.
Evaluation may be conducted at various stages of the policy cycle and may
involve both quantitative and qualitative methods. Policy making process once
again, creating an endless policy cycle. This turns policy evaluation into a
powerful tool of the policy making process as it possesses the potential to reframe
an issue once thought to be resolved by policy makers, but as we will see in the
next paragraph, it can also lead to the termination of public policies. In this
respect, policy evaluations can pave the way for policy learning and evidence-
based policy making (Sanderson 2002).
Cost-Benefit Analysis:
This method compares the costs of implementing a policy with the benefits it
generates. It quantifies both the monetary and non-monetary costs and benefits,
allowing decision-makers to assess whether the policy's benefits outweigh its
costs.
Outcome Evaluation:
This approach focuses on assessing the immediate outcomes of a policy. It
examines whether the desired outcomes have been achieved and measures the
extent to which the policy has produced the intended results.
Impact Evaluation:
Impact evaluation goes beyond immediate outcomes and looks at the broader
impacts of a policy. It assesses the long-term effects of the policy on various
stakeholders and the overall community. Impact evaluation often involves
conducting surveys, interviews, or collecting data to measure changes in
behaviour, attitudes, or social indicators.
Process Evaluation:
Process evaluation focuses on the implementation of a policy. It examines how
well the policy has been executed and identifies any challenges or areas for
improvement in the implementation process. Process evaluation helps identify
factors that may have influenced the policy's outcomes.
Qualitative Evaluation:
This type of evaluation involves gathering qualitative data, such as interviews or
focus groups, to understand stakeholders' perspectives and experiences related to
the policy. It provides insights into the policy's effectiveness and helps identify
areas for improvement.
Quantitative Evaluation:
Quantitative evaluation involves using statistical methods and data analysis to
measure the impact and outcomes of a policy. It often includes collecting
numerical data and analysing trends or patterns to assess the policy's
effectiveness.
References
Anderson, J. E. (2003). Public Policy-Making. New York: Houghton Mifflin.
Bräuninger, T. and T. König (1999). ‘The checks and balances of party federalism’.
Sanderson, I. (2002). ‘Evaluation, Policy Learning and Evidence-Based Policy Making’.
Rossi, P.H., M.W. Lipsey and H.E. Freeman (2004). Evaluation: A Systematic Approach. Thousand
Oaks: Sage Publications.