M 4
M 4
Study Design: A randomized controlled trial, pretest-posttest design, with a 3-, 6-, and 12-month modified Pilates-based approach was more effi-
follow-up. cacious than usual care in a population with
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Objectives: To investigate the efficacy of a therapeutic exercise approach in a population with chronic, unresolved LBP. J Orthop Sports Phys
chronic low back pain (LBP). Ther 2006;36(7):472-484. doi:10.2519/jospt.
Background: Therapeutic approaches developed from the Pilates method are becoming increas- 2006.2144
ingly popular; however, there have been no reports on their efficacy. Key Words: exercise rehabilitation,
Methods and Measures: Thirty-nine physically active subjects between 20 and 55 years old with
lumbar spine muscle recruitment,
chronic LBP were randomly assigned to 1 of 2 groups. The specific-exercise-training group
Copyright © 2006 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
L
designed to train the activation of specific muscles thought to stabilize the lumbar-pelvic region. ow back pain (LBP)
Functional disability outcomes were measured with The Roland Morris Disability Questionnaire represents the most
(RMQ/RMDQ-HK) and average pain intensity using a 101-point numerical rating scale. common cause of dis-
Results: There was a significantly lower level of functional disability (P = .023) and average pain ability in persons un-
intensity (P = .002) in the specific-exercise-training group than in the control group following the der 45 years of age.1
treatment intervention period. The posttest adjusted mean in functional disability level in the Spinal disorders represent at least
Journal of Orthopaedic & Sports Physical Therapy®
specific-exercise-training group was 2.0 (95% CI, 1.3 to 2.7) RMQ/RMDQ-HK points compared to 40% of the compensated disorders
a posttest adjusted mean in the control group of 3.2 (95% CI, 2.5 to 4.0) RMQ/RMDQ-HK points. treated by physiotherapists, and
The posttest adjusted mean in pain intensity in the specific-exercise-training group was 18.3 (95% 70% of these spinal disorders in-
CI, 11.8 to 24.8), as compared to 33.9 (95% CI, 26.9 to 41.0) in the control group. Improved volve the lumbar spine.39
disability scores in the specific-exercise-training group were maintained for up to 12 months The effectiveness of therapeutic
following treatment intervention. exercise in the treatment of
Conclusions: The individuals in the specific-exercise-training group reported a significant decrease chronic LBP is currently under
in LBP and disability, which was maintained over a 12-month follow-up period. Treatment with a
review.22,28,39,43,44 General condi-
tioning programs to train strength
1
Graduate student (at time of study), School of Rehabilitation Therapy, Queen’s University, Kingston, and endurance of the spine mus-
Ontario, Canada.
2
Educational Developer, Centre for Teaching and Learning, Queen’s University, Canada; Assistant
culature have been shown to re-
Professor (at time of study), School of Rehabilitation Therapy, Queen’s University, Kingston, Ontario, duce pain intensity and disability28
Canada. and to be useful in the treatment
3
Senior Lecturer, Department of Sport and Exercise Science, The University of Auckland, Auckland, New of nonspecific chronic LBP22,44
Zealand; Assistant Professor (at time of study), Department of Rehabilitation Sciences, The Hong Kong
Polytechnic University, Hung Hom, Hong Kong SAR, China. and ‘‘activity-related spinal disor-
The protocol for this study was approved by The Faculty of Health Science Research Ethics Board, ders.’’39 Much of the literature
Queens University, Canada and Hong Kong Polytechnic University Human Subjects Ethics Subcommittee, examining chronic LBP and exer-
Hong Kong Special Administrative Region.
Address corresondence to A. B. Leger, Centre for Teaching and Learning, Queen’s University, Kingston, cise interventions study a popula-
Ontario K7L 3N6, Canada. E-mail: AL7@[Link] tion whose pain and disability
ercise approaches that enhance spinal stability and Altered recruitment of the lumbar-pelvic musculature
modulate neuromuscular control in the presence of and dysfunction of the gluteus maximus muscle is
chronic LBP have been embraced by physiotherapists. reported in LBP conditions.4,24,47 Janda14,15 describes
Techniques evaluated in the literature to date address a characteristic ‘‘pseudoparesis’’ of the gluteus
muscle activation directed at the intervertebral seg- maximus in LBP, characterized by hypotonia and a
ment via the cocontraction of the deep abdominals delay in activation. A concomitant imbalance in the
and the paraspinals, enhancing stabilization at the functional length or recruitment of the hamstrings
lumbar spine segments.25 Recent evidence supports and/or superficial lumbar erector spinae relative to
the effectiveness of such a specific-exercise approach the gluteus maximus has been associated with
Journal of Orthopaedic & Sports Physical Therapy®
in a chronic LBP population with a diagnosis of LBP.2,13-15,24,36 The resultant pull of muscle forces
spondylolysis or spondylolisthesis.25,44 O’Sullivan and may impact adversely on neuromuscular control of
colleagues25 found a significant reduction in pain hip extension and the ability of the trunk to stabilize
RESEARCH REPORT
intensity (P = .0006) and functional disability levels effectively against the demands of loading during
(P = .0001) in a group who received specific exercise activities such as walking.
with maintenance of effect over a 30-month follow- Evidence supporting the effect on pain and disabil-
up. No significant changes were seen in a control ity from specific exercise approaches applied to
group receiving usual care. nonspecific chronic LBP has not been confirmed.
The Pilates Method37 is an exercise method popu- Similarly, no studies to date have examined the
lar for decades in dance training and the dance effects of a specific exercise training approach that
medicine community. The Pilates Method is a unique emphasizes lumbar-pelvic stability and the function of
approach to training in mind-body awareness and the gluteus maximus. As well, no clinical research
control of movement and posture. Specialized appa- activities have been reported to date that elucidate
ratus provides an opportunity to train a variety of the efficacy of an exercise intervention based on the
movement patterns and postures. The neuromuscular Pilates Method in the treatment of chronic LBP.
demands of traditional Pilates methods can be quite Therefore, the objectives of this study were to
high and therefore a modification of this method is investigate the efficacy of a specific-exercise interven-
necessary for application to physiotherapeutic inter- tion based on the Pilates Method and emphasizing
ventions. The technique used in this study was specific-activation strategies of the gluteus maximus
ing. Subsequent clinical screening was performed by not restricted from seeking any other treatment if
an independent physiotherapist evaluator to test for they so wished. Subjects were instructed to continue
evidence of neuromuscular dysfunction and fulfill- to do what they were previously doing, including
ment of the following criteria: (a) strength recording regular physical activity. For ethical reasons the CG
of grade 4 or less out of 5 on manual muscle testing had the option to receive, free of charge, the
of the gluteus maximus14,18; (b) altered recruitment specific-exercise-training program 4 weeks later, after
of the gluteus maximus muscle as determined clini- collection of posttreatment intervention outcome
cally by visual and manual inspection during a prone data from the main study. During the main study
leg extension test.13,36,38 period, although subjects were aware they could
Journal of Orthopaedic & Sports Physical Therapy®
Prospective subjects were excluded from the study receive the exercise intervention, they were not
if they were pregnant, had a past history of spinal familiar with the technique or aware of any details of
surgery or spinal fracture, were diagnosed with in- what the treatment entailed.
flammatory joint disease, systemic metabolic disorder, The SETG received a treatment protocol consisting
rheumatic disease, or chronic pain syndrome, showed of training on specialized (Pilates) exercise apparatus
evidence of overt neurological compromise or acute in the clinic for three 1-hour sessions per week, and
inflammatory process, or had difficulty understanding training in a 15-minute home program performed 6
written or spoken English. Thirty-nine subjects met days per week for 4 weeks. Treatment was provided at
the selection criteria for inclusion in the study and 16 no charge to the subjects. The apparatus used in the
subjects were excluded. Testing was performed at the clinic consisted of a floor mat and a Pilates Reformer
Hong Kong Polytechnic University. The clinical inter- with standing platform and jump-board attachments
vention was conducted at a private physiotherapy (Balanced Body, Sacramento, CA). The Pilates Re-
clinic in Hong Kong, which specialized in Pilates- former is made of a sliding horizontal platform
based interventions. All subjects signed informed within a box-like frame, upon which the subject sits,
consent forms upon entry to the trial and the rights stands, kneels, or reclines. Varying resistance to
of the subjects were protected. The Faculty of Health movement is provided via light springs attached to
Science Research Ethics Board, Queens University, the moving platform and through a simple pulley
Kingston, Ontario and the Hong Kong Polytechnic system. The subject moves against the low external
University Human Subjects Ethics Subcommittee, resistance offered by the springs.
The clinic treatment protocol was provided in an apparatus (Figures 2 and 3) and (2) skill drills in
individualized manner by 1 of 2 experienced physio- which difficult tasks were broken down into move-
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therapists trained in the treatment protocol and ment components and practiced in isolation incorpo-
blinded to the results of testing. The standardized, rating correct abdominal and gluteal control.
progressive treatment protocol addressed targeted Compliance with the home exercise program was
muscle activation strategies throughout a variety of encouraged and was self-monitored on a log sheet.
movement patterns involving hip extension. The The treating physiotherapist kept clinical notes docu-
menting details of the treatment program and the
Copyright © 2006 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
over the 4-week period as tolerated. Initially move- group assignment. In part 1 all subjects were tested
ments were practiced using weight-bearing patterns in on baseline measures at entry to the study (pretest-
supine, with the lumbar spine in the neutral position. ing). Retesting of both groups was done at the end of
Gradually more upright postures and controlled the 4-week treatment intervention period (posttest-
movement of the lumbar-pelvic region out of neutral ing). In part 2, disability measures for retention of
posture were incorporated. Prescribed movements treatment effect were collected from the SETG using
were performed slowly, smoothly, and without pain. a questionnaire mailed to the subjects over a 12-
Individualized facilitation strategies were provided by month follow-up period.
the physiotherapist to correct technique, control Pain Intensity Outcome The NRS-101, a 101-point
speed, assist appropriate muscle activation, or modify numerical rating scale, was used to measure subjec-
the exercise or the progression to suit the subjects’ tive pain intensity.16 The subject rated his or her
needs. Facilitation strategies included mental and perceived pain level between 0 and 100, with 0
visual imagery, manual or verbal cueing, and demon- representing no pain and 100 representing pain as
stration. bad as it could be. The test protocol asked subjects to
The home treatment protocol consisted of 2 parts: verbally state the number that best described the
(1) floor exercises to specifically activate the deep average amount of pain they had experienced in the
anterolateral abdominals and local stability syner- past week. The number noted by the subject was
gists31 and the gluteus maximus muscle by moving recorded on the subject’s record card and used for
the leg in a manner similar to that utilized on the data analysis.
Statistical Analysis
Statistical analysis was performed using SPSS soft-
ware. Results were considered statistically significant if
the P value was less than .05
Part 1 Subject characteristics, such as height and
body mass, were compared between groups prior to
the treatment intervention using unpaired t tests.
Gender distribution, nature of condition, area of
symptoms, previous physiotherapy treatment, and the
inclusion exercise therapy were compared with a
nonparametric statistics. Duration of symptoms
(years), however, was analyzed with a nonparametric
test, considering the positively skewed nature of the
data. Outcome measures following the 4-week treat-
ment intervention period were compared between
the 2 groups using an analysis of covariance accord-
ing to the general linear model, with group (2 levels:
CG and SETG) as main factor, prestest measurements
as a covariate, and posttest measurements as depen-
dent variable.
Part 2 RMQ/RMDQ-HK data were collected for the
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RESEARCH REPORT
Figure 4. Training progressed on the Pilates Reformer initially involving weight-bearing movements in a lumbar-pelvic neutral position. If
tolerated, more non–weight-bearing movements and control of postures out of neutral were introduced.
with the exception that the best-case method did not DISCUSSION
find a difference between the posttreatment and the
12-month period. When the worst-case value was The main finding of this study was that a program
imputed to the missing data, the results from the of specific exercise directed at retraining
analysis did not show a difference between the neuromuscular control, provided by a physiotherapist,
periods (P = .12). and based on the Pilates method was more effica-
cious in reducing pain intensity and functional dis- been shown to be important for local stabiliza-
ability levels when compared to usual care. In this tion.7,8,10,12 Specific activation of the gluteal muscles
study there were significant improvements in mean was emphasized in this study to assist with global
average pain intensity and in functional disability stability of the lumbar-pelvis-hip region during move-
levels in the SETG following treatment that were not ment. The Pilates Reformer was used to train a
apparent in the CG. Both groups completed the variety of functional movement patterns involving hip
study and compliance was high, with 100% atten- extension.
dance at scheduled clinic appointments. Although In the current study it is not known whether the
compliance with the home protocol was not mea- treatment effect found was due to training the local
sured, it was monitored on a log, and a verbal report stability system or from training more general stabili-
from the treating physiotherapist reported good com- zation strategies. Similarly, it is impossible to disassoci-
pliance in general. The ability to exercise without ate the effect of the clinic intervention from the
pain, the opportunity to practice at home, and the effects of the home intervention.
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quick changes in pain and carryover to function The subjects in the study reflected a chronic LBP
relative to previous chronic condition were reported population with a mean duration of symptoms of 8.2
as important motivating factors for compliance. years. Despite chronic symptoms, this group was able
The results of this study are in agreement with the to participate in some form of physical activity at a
conclusion of a systematic review of the literature45 frequency of 3 times per week. Mean initial RMQ/
and the findings by O’Sullivan et al25 and Lindgren RMDQ-HK scores for both groups fell within the
Copyright © 2006 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
et al.20 These investigators found that a training lowest strata (0-9) identified by Stratford et al,40
approach that followed the principles of segmental suggesting a relatively low level of reported disability.
stabilization and neuromuscular control was effective Despite the apparently low disability and moderate
in reducing pain20,25 and disability25 in a group of activity levels, all subjects continued to report func-
individuals with chronic LBP related specifically to tional restrictions not resolved with previous interven-
radiological instability. The current study demon- tions. It is speculated that this functional limitation
strates that an exercise training approach similarly was the motivation to continue to seek treatment. All
addressing neuromuscular control mechanisms is ef- subjects had received treatment in the past and 90%
fective in decreasing pain and improving function in had received previous physiotherapy treatment(s),
Journal of Orthopaedic & Sports Physical Therapy®
an identified group with nonspecific chronic LBP 74% of which had included exercise therapy. Most of
when compared to a control group. The subjects in the subjects had seen more than 1 medical specialist
the O’Sullivan et al25 study were trained in stabiliza- over the years and were continuing to seek treatment.
tion exercises designed to enhance local muscular There were no differences between the 2 groups in
stability of the intervertebral segment. Although the any of these characteristics. This population may
theoretical rationale of training muscle activation and represent a significant subgroup of patients with
control was similar in both studies, the training chronic LBP who seek ongoing treatment in the
approach in the current study necessarily differed clinic setting and it may be argued that the needs of
and addressed different components of this group are not adequately met by traditional
neuromuscular dysfunction. The subjects in the cur- interventions, identifying a gap in physical medicine
rent study did not demonstrate a primary segmental service delivery.
instability but clinically appeared to display problems It may be argued that a more useful indicator of
in control of the muscles thought to stabilize the outcome may be the clinical significance of changes
lumbar-pelvis region during hip extension and load- in disability that are identified in a population with
ing.14,38,46 Therefore, in both the home and the low initial RMQ/RMDQ-HK scores. The minimal
clinic protocol, both local and global stabilization clinically important difference (MCID) represents the
strategies were employed. The transversely oriented change in function that is important to an individual
abdominal muscles, the lumbar multifidi, the dia- patient,4 and it is a function of the initial RMQ
phragm, and the muscles of the pelvic floor have all scores. Stratford and colleagues40 have determined
8
about the lumbar-pelvic region, including the gluteus
Functional Disability (0 to 24 RMQ/RMDQ-HK points)
Figure 7. Functional disability scores for specific-exercise-training group (SETG) previous to (pre) and immediately following (post) the
treatment intervention and at 3-, 6-, and 12-month follow-up, using the last observation carried forward intention-to-treat analysis. Values
are means and standard error of the means (n = 21).
To measure for retention of treatment effect, To evaluate the robustness of these results, the
disability measures were collected from the SETG by analysis was conducted again but with 3 different
questionnaire over a 12-month period following methods of handling the missing data. Results were
completion of the treatment. Due to the noncompli- the same with the sample of subjects with a complete
ance of some subjects, the data were analyzed using a data set as well as with the best-case value as imputing
sensitivity analysis contrasting 4 intention-to-treat method. Results did not show a significant difference,
analyses. First the missing data were replaced by the however, when using the worst-case value. Consider-
LOCF value. Analysis of these data indicated lower ing this last analysis and the substantial loss of data,
mean functional disability levels were relatively well the conclusions drawn from the results should be
maintained over the 12-month follow-up period. The considered with caution.
biggest changes occurred from the pretreatment to The lower response rates of 57% for the 6-month
the 3-month follow-up. The disability levels in the and 62% for the 12-month follow-ups may confound
treatment group were negligible by the 6-month the strength of any findings beyond the 3-month
period and any further changes may not have been of follow-up, depending on the reason for dropout from
clinical importance. this part of the study. Three subjects were lost
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39. Carolina Neis Machado, Ana Paula Moratelli Prado, Elisa Dell'Antonio, Deise Ferreira de Oliveira, Suzana Matheus Pereira, Helio Roesler.
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Copyright © 2006 Journal of Orthopaedic & Sports Physical Therapy®. All rights reserved.
Journal of Orthopaedic & Sports Physical Therapy®