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Ecosystem Services Tree Outside Forest

This document discusses trees outside of forests (TOFs), which are trees growing in non-forest lands such as farms, common lands, wastelands, and along roads. TOFs provide important ecosystem services like carbon sequestration, biodiversity conservation, soil fertility improvement, and livelihood benefits. They also help meet wood demands and reduce pressure on forests. However, TOFs are often not included in national forest inventories. Accounting for TOFs and their services can help understand their role in carbon budgets and their ecological and economic importance for human societies.

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0% found this document useful (0 votes)
121 views27 pages

Ecosystem Services Tree Outside Forest

This document discusses trees outside of forests (TOFs), which are trees growing in non-forest lands such as farms, common lands, wastelands, and along roads. TOFs provide important ecosystem services like carbon sequestration, biodiversity conservation, soil fertility improvement, and livelihood benefits. They also help meet wood demands and reduce pressure on forests. However, TOFs are often not included in national forest inventories. Accounting for TOFs and their services can help understand their role in carbon budgets and their ecological and economic importance for human societies.

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Vir Narayan
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© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Ecosystem Services of Trees Outside Forest

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Ecosystem Services of Trees Outside
Forest

Sumit Chakravarty, Nazir A. Pala, Bisleshna Tamang,


Biplov C. Sarkar, Abha Manohar K, Prakash Rai, Anju Puri,
Vineeta, and Gopal Shukla

Contents
1   Introduction  328
2   TOF Classification  330
3   Ambiguities in TOF Classification  330
4   TOF and Sustainability  331
5   Diversity, Biomass and C Stock of TOF  333
6   TOF Inventory  337
7   Livelihood Importance  339
8   Problems of Growing TOFs  340
9   Conclusion  341
10  Recommendations and Future Research  341
References  343

Abstract
Trees or other woody vegetation growing outside designated forest areas are
known as trees outside forest (TOFs). These trees have many ecosystem services
and economic benefits like their potential role in agriculture, food supply and
income by providing goods and services, conservation of biodiversity and carbon
(C) sequestration. They can improve soil fertility through fixing atmospheric
nitrogen, retaining soil moisture, regulating water shed, reducing topsoil loss and
litter fall and regulating microclimate, thus increasing crop yield. In addition to
providing aesthetic beauty especially to urban surroundings, they are pollutant
sink, reduce ozone levels, check dust flow, reduce noise pollution and cools air
temperature. Most importantly, these trees are useful timber resources and will

S. Chakravarty (*) · N. A. Pala · B. Tamang · B. C. Sarkar


Abha Manohar K · P. Rai · Vineeta · G. Shukla
Department of Forestry, Uttar Banga Krishi Viswavidyalaya, Pundibari, West Bengal, India
A. Puri
Baring Union Christian College, Batala, Punjab, India

© Springer Nature Singapore Pte Ltd. 2019 327


M. K. Jhariya et al. (eds.), Sustainable Agriculture, Forest and Environmental
Management, [Link]
328 S. Chakravarty et al.

alleviate pressure on native forests. Forest and TOF are thus considered as two
faces of a coin in relation to their capacity for C stock and biodiversity. Substantial
amount of trees are going on lands other than forest land used in every country
with a potential of sequestering about 38 giga tonnes of C annually. In India, for
example, there are about 24–25 thousand million TOFs, out of which trees in
agricultural landscape in Indian state of Uttar Pradesh only sequester 20 million
tonnes of C. The C sequestration potential of the TOFs is thus enormous to be
included in global climate mitigation strategy through reducing emission from
deforestation and forest degradation (REDD+) activities. Moreover, as these are
additional plantations, so are they complementary with other land uses in miti-
gating climate change. Unfortunately, due to absence of efficient inventory meth-
ods, TOFs are still not accounted fully in the national forest inventories, due to
which very less or no information are available for TOFs. Accounting TOF and
its services will not only help to understand its importance for national C budget
but also its ecological and economic role benefiting human society.

Keywords
Biomass · Climate change · Diversity · Ecosystem services · Tree outside forest

Abbreviations

CDM Clean development mechanism


C Carbon
CO2 Carbon dioxide
FAO Food and Agricultural Organization
FSI Forest Survey of India
NFI National Forest Inventory
NFMA National Forest Monitoring and Assessment
TOFs Trees outside forest
REDD Reducing emission from deforestation and forest degradation

1 Introduction

Global climatic change and biodiversity loss are major concerns in terms of sustain-
ing future generations and a debatable issue among the global scientific community
and policymakers (Zhang et al. 2011; IPCC 2013; ter Steege et al. 2013; Jhariya
2017; Raj et al. 2018a, b). Agro-forests, community forests, village woodlots, road
side plantation, urban plantation and other trees outside forest (TOFs) are also piv-
otal in combating global climatic change and reduce biodiversity loss and can be
effective segments of sustainability (Roshetko et al. 2007; Kumar and Nair 2011;
Meena et al. 2018; Jhariya et al. 2018). Forest is not all trees and all trees are not
Ecosystem Services of Trees Outside Forest 329

forest. Huge amount of tree resources exist in almost all the countries but generally
were ignored, and attention is given to forests only. However, from a past decade or
two, the ecological and societal benefits of TOF are gaining recognition (Schnell
2015). Schnell (2015) reported that TOF was much mentioned as early as seven-
teenth century in the book Silvicultura Oeconomica by Carlowitz (1713). However,
tree has been associated with human civilization outside forest from time immemo-
rial in the form of agroforestry and urban plantations, and abundant TOF inventories
have been reported after this book though ignored till Food and Agricultural
Organization (FAO) recognition in the 1990s (Boffa 2000; Herzog 2000;
Bellefontaine et  al. 2002; Pain-Orcet and Bellefontaine 2004). FAO coined TOF
during preparation of the Global Forest Resources Assessment 2000 report (Pain-­
Orcet and Bellefontaine 2004) to increase political attention on TOF (de Foresta
et al. 2013).
The basic definition is TOFs are ‘trees growing outside forest or other wooded
land’ (Bellefontaine et al. 2002; Schnell 2015; Yadav et al. 2017a). TOF in India
according to Forest Survey of India (FSI) is defined as ‘all those trees, which have
attained 10 cm or more diameters at breast height, available on lands, which is not
notified as forests’ (FSI 2013). Definitions of forest vary from country to country
and so TOF also (Lund 2002). So, the internationally accepted and applied defini-
tion is that of FAO which defines ‘TOF as trees available on lands which is not
defined as forests or other wooded land’ (FAO 2005, 2010; Kumar 2006). The word
‘trees’ in the FAO definition also includes shrubs, palms and bamboo (de Foresta
et al. 2013). TOFs are trees growing both in rural and urban areas on farms, com-
mon lands and waste lands and along roads and railway tracks and institutions (FAO
2001a; Bellefontaine et al. 2002, Tamang 2018). Trees outside and inside forests are
similar in many ways (McCullough 1999).
In areas where there is no or less forest, the ecological and economical role of
TOFs can be pivotal (FAO 2001a; Bellefontaine et al. 2002). TOFs can aid in sus-
tainable development through conserving biodiversity in an agricultural-dominant
landscape providing resource base upon which our future generations depend
(Pushpangadan et  al. 1997). In complementary to the ecological and economical
role of forest, these trees store enormous amount of carbon (C) in their biomass,
thus can sustain the carbon dioxide (CO2) balance of the atmosphere. In addition to
this role, TOFs can substantially meet the growing wood and wood product demands,
thus reducing deforestation promoting sustainable development. Maintenance and
periodic assessment of diverse ecosystems and a whole range of biological diversity
therein are, therefore, crucial for long-term survival of humans (Berkes et al. 1998;
Ayensu et al. 1999). Evaluation of TOF structure and function is needed to under-
stand its status and dynamics (de Foresta et al. 2013; Singh et al. 2017). Tree species
richness in any area develops the locality factors for other organisms to develop and
breed and its role in increasing biodiversity (Gene et al. 1978). TOF can also be
critical in sustaining agriculture, food security, household economy and supply of
many products and services apart from being reservoirs of ecological functions like
conservation of biodiversity, C sequestration climatic stabilization and livelihood
support in rural and urban areas (Rawat et  al. 2004; FAO 2005; Acharya 2006;
330 S. Chakravarty et al.

Kumar et al. 2017). However, to realize full potential, TOF needs holistic manage-
ment approach of resource management locally, regionally and globally
(Bellefontaine et al. 2002). This requires efficient inventorying methods integrated
fully with the national forest inventories. The chapter thus briefs the need of TOF
accounting and underlines its services to understand its importance for national C
budget along with its ecological and economic role benefiting human society.

2 TOF Classification

TOF by definition consist of tree formations with varied functions and arrange-
ments, making classification difficult (Kleinn 2000). Such classifications are based
on origin, land use, geometry and function of the trees (Bellefontaine et al. 2002).
FAO also recognized three distinct TOF types as TOF on agricultural, urban and
non-urban non-agriculture land (FAO 2012; Yadav et al. 2017a). TOF on urban land
are trees and/or shrubs growing in gardens, parks, parking lots, along streets and
others. TOF on agriculture land include trees and/or shrubs growing on lands under
agricultural land use. Agroforestry systems, non-forestry tree crop plantations and
orchards are included in agricultural land use. Trees growing on natural lands like
grasslands, tree line in mountainous areas and peat lands are categorized as TOFs
other than urban and agricultural lands. TOFs on non-agricultural/non-urban land
have trees and/or shrubs growing on lands other than agricultural or urban land use,
i.e. outside forests. TOFs growing isolated or scattered, in groups and linearly, are
categorized based on spatial arrangement (Alexandre et  al. 1999). TOFs are also
classified functionally like production (food, fodder, firewood), protection (wind-
breaks, erosion checks), ornamental and aesthetic purposes. Classification of TOFs
based on origin is based on whether trees are planted or are leftover of former for-
ests. The trees leftover of a former forest is reported from Latin America where
virgin forests are harvested (Kleinn 1999).

3 Ambiguities in TOF Classification

Sometime TOF cannot be distinctly classified from forest as for grasslands or pas-
tures and commercial plantations with shade trees and orchards (Kleinn 1999). de
Foresta et al. (2013) also reported problems classifying trees under shifting cultiva-
tion, rubber plantations and linear formation and in some agroforestry practices as
TOF. Shifting cultivation fallow period follows after a crop period when vegetation
regrows making it debatable whether the land is forest or abandoned land after agri-
cultural use. Trees are thus falsely classified either as forest or TOF on such land.
Agroforestry in forest land use where temporary grazing is permitted or interculture
of annual crop is permitted during early age of forest plantations are not TOF
(Schnell 2015). Rubber plantations are also debated, earlier considered as agricul-
tural land use but now recognized as forest (de Foresta et al. 2013).
Ecosystem Services of Trees Outside Forest 331

Classifying linear tree formations in non-agricultural or non-urban also creates


problem after FAO included trees either growing in lines having more than 20 m
width or in land with area of more than 0.5 ha as forest (Schnell 2015). Moreover,
the definitions and meaning of agricultural and urban lands vary from country to
country (de Foresta et al. 2013). Sometimes, urban forest is not all included in urban
land use but those within and close to the urban areas, i.e. partly in forest land use
also (Konijnendijk 2003). In such a case, Rydberg and Falck (2000) recommended
considering ground vegetation as a basis for classifying, i.e. uncultivated land as
urban forest and cultivated as TOF.

4 TOF and Sustainability

The ecosystem services and economic benefits associated with these trees have
begun to attract more attention towards them (Singh and Chand 2012; de Foresta
et al. 2013). The trees fix atmospheric nitrogen in the soil and aid in nutrient cycling
through litter fall, increasing fertility and thus crop yield. Trees help to retain mois-
ture in soil and topsoil by reducing soil evaporation, checking erosion and reducing
water flow. Trees regulate and maintain watershed-building materials. Trees act as a
live fence in form of windbreaks and shelterbelt performing protection function.
Interest is growing among researchers and policymakers to promote green spaces in
urban areas to curb negative impact of urbanization on biodiversity and humans
(Shwartz et al. 2014). Moreover, these plantations ensure continuous tree cover to
attain benefits for current and future generations (Ajewole 2010).
Every country has extensive tree wealth outside continuous forested areas, and
they make important contribution to sustainable agriculture and supply many prod-
ucts similar to forests (Yadav et al. 2017b). TOF include urban and other plantations
like road side, homestead gardens, residential areas or in various institutional or
academic landscapes. They form important green region in urban and industrial sec-
tors (Schnell 2015, Yadav et  al. 2017a; Tamang 2018). An important feature of
urban landscape is its trees growing along the roadside or streets (Houde 1997;
McPherson and Luttinger 1998). These trees give aesthetic beauty to an urban sur-
rounding providing psychological harmony to the urban residents (Kuchelmeister
and Braatz 1993). Several studies also have highlighted these trees as an important
feature of rural landscapes (Bellefontaine et al. 2001; Gutzwiller 2002; de Foresta
et al. 2013; Datta et al. 2017). These trees are planted widely in all physiographic
regions of the globe with socioeconomic and ecological implications (de Foresta
et al. 2013). The green spaces are useful for different habitats, provide cultural ser-
vices and promote human well-being making positive contribution to living condi-
tions of different towns and cities (Mitchell and Popham 2008; Bowler et al. 2010;
Arnberger 2012; Buchel and Frantzeskaki 2015).
Trees in urban landscape not only have aesthetic value but make these localities
serene and green for agreeable places to work and live. Studies reported a concept
‘proximate principle’ (Table  1) wherein people are willing to own a property in a
greener and open locality even with higher price (Wolf 2005, 2007; Chaudhury 2006).
332 S. Chakravarty et al.

Table 1  Proximate principle Property value hike Location of property


10% Within ¼ mile (0.4 km) of a park
20% Near to or facing a park
32% Within or close to green belts

These trees are useful timber resources that will alleviate the pressure on native
forests; nutrient cycling and CO2 sink (Chavan and Rasal 2010; Curlevski et  al.
2010; Mandal and Joshi 2014; Nowak et al. 2018). The consequences are reducing
the pressure on natural forest in one way and C enhancement and species diversity
in other way (Singh and Lodhiyal 2009; Thompson et al. 2009; Singh and Chand
2012). This satisfies the objective of reducing emission from deforestation and for-
est degradation (REDD+) mechanism. Therefore, forest and TOF are considered as
two faces of a coin in relation to their capacity for C stock and biodiversity (Kleinn
2000). The C sequestration potential of these plantations is also high enough to be
included in global climate mitigation strategy. These are additional plantations and
so are complementary with other land uses (Schoeneberger 2009; Plieninger 2011;
Thangata and Hildebrand 2012).
Urban trees and plantation along the road and canal side can act as sink for pol-
lutants; reduce urban O3 levels; check dust flow, fly ash and noise pollution; cool air
temperature; and provide aesthetic beauty to the urban landscape (Chavan and Rasal
2010; Nowak et al. 2018).TOFs are ecologically important for urban localities as
they fix atmospheric C in their biomass, modify microclimate, fix airborne pollut-
ants and control storm water runoff (Rowntree and Nowak 1991; McPherson 1994;
Srinidhi et al. 2007). Road side trees are more efficient to fix particulate matter than
other trees and thus are critical in controlling point source pollution (Beckett et al.
2000). Short-rotation trees, i.e. eucalyptus (Eucalyptus spp.), poplar (Populus spp.),
willows (Salix spp.) etc., are the most commonly employed trees for combating
toxic chemicals and keep intrusion of pollutants away from the food chain. Other
important trees are neem (Azadirachta indica), siris (Albizia spp.), kassod (Cassia
siamea), silver oak (Grevillea robusta), etc.
TOFs are valuable vegetation C pools and plant biodiversity or microhabitat cen-
tres and are critical biodiversity hotspots (Kharal and Oli 2008; Oleyar et al. 2008;
Jim and Chen 2009; Goddard et  al. 2010). Isolated trees and urban woods have
cultural and socioeconomic with aesthetic and recreational values as well (Herzog
2000; Tyrvainen et al. 2005; McDonnell et al. 2009; Grala et al. 2010; Buragohain
et al. 2017). Their importance is recognized now due to biodiversity loss, desertifi-
cation and poverty alleviation. These plantations have the potential to provide eco-
systems services in the form of preventing soil erosion, removing air pollutants,
modifying microclimate and soil properties, nutrient and water cycling, regulating
water flows, biodiversity conservation, pest control, food or fodder and wood prod-
ucts (Baudry et al. 2000; Verma 2000; Chiesura 2004; Plieninger et al. 2004;
Lumsden and Bennett 2005; Ahmed 2008; Bhagwat et al. 2008; Pandey 2008; Jim
and Chen 2009; Manning et al. 2009; Bowler et al. 2010; Paletto and Chincarini
2012; Ament and Begley 2014).
Ecosystem Services of Trees Outside Forest 333

5 Diversity, Biomass and C Stock of TOF

Deforestation and climate change has threatened extinction of about 8000 tree spe-
cies, or 9% of the total global tree species (Singh et al. 2005; FAO 2010). Assessing
plant diversity, its management and sustainable utilization requires proper docu-
mentation and quantification of qualitative and quantitative parameters of plant
community (Jayanthi and Rajendran 2013; Padalia et al. 2014; Rajendra et al. 2014).
The cultural, socioeconomic and ecological potential of TOFs was increasingly rec-
ognized after the mid-1970s with popularization of tree planting programmes
mainly outside forests. These programmes were initiated mainly to meet the grow-
ing demands of wood and its products along with reclamation of problematic lands
and maintaining ecological health (Nair 2012). Plantation of trees outside forest has
been playing positive roles in C enhancement and biodiversity conservation (Leah
et al. 2010). There are many reports on plant diversity and C stocks from areas out-
side forest especially from institutional landscapes (Dubal et al. 2013; Suryawanshi
et al. 2014; Tiwari et al. 2014; Thankappan et al. 2015; Ranjan et al. 2016; Sharma
and Ekka 2016).
These institutional areas generally have large vegetative areas supporting excel-
lent tree cover which can counter balance C emissions through C storage and
sequestration (Gavali and Shaikh 2016; Singh et al. 2017). C capture rates of these
landscapes vary with locality factors and management practices (Rahman et  al.
2015). Studies on vegetation cover from various universities and roadside planta-
tions have documented species richness, dominant species, plant population and
uses along with tree biomass and C storage (Baral et al. 2013; Rajendra et al. 2014;
Suryawanshi et al. 2014; Tiwari et al. 2014; Rahman et al. 2015; Singh and Singh
2015; Gavali and Shaikh 2016; Sharma and Ekka 2016; Singh et al. 2017; Varma et
al. 2017). Deforestation can be checked by extensive plantations of trees in such
landscapes which will reduce the pressure on natural forest as these trees have the
potential to meet the demand of wood and its products.
Studies also reported potential of orchards for C cycling, storage and net CO2
flux (Sekikawa et al. 2002; Sofo et al. 2005). Orchards are similar to forests in terms
of C sequestration during its initial years of establishment (Kerckhoffs and Reid
1997). Fruit tree-based plantations in southern Philippines were reported with a C
storage of 112.18–203.62 tonne/ha (Janiola and Marin 2016). Fruit trees with diam-
eter more than 30 cm in certain land use make large contribution to total C stock,
and the above-ground components especially the fruit trees show the greatest
amount of biomass and C (Janiola and Marin 2016). Orchards store C in their woody
biomass, and it can also be viable strategy for climate change mitigation in an
agricultural-­dominant landscape. Forests and also TOFs in the developing countries
coexist with smallholder farming systems including agroforestry, thus sustaining
smallholders and diversity as well in an agricultural-dominant landscape (Gilmour
1997; Regmi 1998; Garforth et al. 1999; Baral et al. 2013). In addition, agroforestry
systems are also efficient C sink in human-dominated landscapes especially in the
urban areas (Bhagwat et  al. 2008; Kharal and Oli 2008; Pandit et  al. 2014). The
major social and agroforestry tree species in India are eucalyptus, babool (Acacia
334 S. Chakravarty et al.

nilotica), poplar, maharukh (Ailanthus excelsa), bakain (Melia azedarach), willows,


shisham (Dalbergia sissoo), subabul (Leucaena leucocephala), gamhar (Gmelina
arborea), beach oak (Casuarina equisetifolia) and white locust tree (Robinia pseu-
doacacia) grown on about eight million hectares area (Chauhan et al. 2008; Dogra
and Chauhan 2016).
Commercial plantations of cacao (Theobroma cacao), tea (Camellia sinensis),
rubber (Hevea brasiliensis) and others are reported to restore C stocks after replace-
ment of the native forests (Sonwa et al. 2009; Oke and Olatiilu 2011; Norgrove and
Hauser 2013; Dawoe et al. 2016). Forest and tree plantation have the capacity to
store more C than other types of vegetation (Lasco et al. 2002). The long life span
of these plantations makes them potential C sink under different ecosystems (Cotta
et  al. 2006; Ranasinghe and Silva 2007; Ranasinghe and Thimothias 2012).
Controlling the present level of atmospheric CO2 through REDD+ activities is the
most viable and feasible strategy recommended by scientists and policymakers
(Kanowski et al. 2011; Pandey et al. 2014; Rahman et al. 2015; Yadava et al. 2017),
and trees outside forest efficiently can fulfil the objectives of this strategy (FAO
2006; Canadell et al. 2007; Lewis et al. 2009). This is because of positive relation-
ship between species diversity and total biomass reported for these plantations
(Singh and Singh 2015; Jhariya and Yadav 2018).
Globally there is very less or no information available on TOF resources that too
are rarely integrated with national forest inventories. This is because till date there
are no efficient methods of inventorying TOF resources, except for a recent analysis
of existing data from available country-level TOF inventories by Schnell (2015).
This analysis reported that in the analysed countries, TOFs contribute substantial
amount of biomass and C to national stock. The result of this work will be a way
forward from forest centred to all trees including TOFs that are valuable resource
economically and ecologically. The analysis concluded that forest- and tree-based
land uses of the studied countries varied extensively (Table 2).
Kyrgyzstan, Bangladesh and Lebanon were reported with lowest forest cover but
has highest OL indicating land use category where TOF grows. In continuation of

Table 2  Area of TOFs and forest (Schnell 2015)


Country Forest Other wooded land Other land
Bangladesh 8.1a 0.7 76.8
Cameroon 44.2 31.1 23.5
Costa Rica 46.7 1.8 43.1
The Gambia 26.6 10.9 52.1
Guatemala 37.3 16.3 42.6
Honduras 42.7 11.7 34.7
Kyrgyzstan 3.4 3.1 88.8
Lebanon 12.6 10.4 71.7
Nicaragua 25.0 17.0 48.8
Philippines 23.8 12.2 61.3
Zambia 63.9 7.4 19.7
Figures are per cent of total land area
a
Ecosystem Services of Trees Outside Forest 335

Table 2, Table 3 presents the live above-ground tree biomass of TOF of the countries
in comparison to its forest (Schnell 2015).
Six countries were estimated with above 10% of their total tree biomass contrib-
uted by TOFs, and exceptionally high contribution (73.2%) was reported from
Bangladesh (Schnell 2015). Significant amount of TOF (more than 80%) was found
by Schnell (2015) growing on agricultural land (Table 4).
About 49 million trees on private land were reported from Gujarat state of India
(GoG 1984). Farmlands in India were estimate with a total of 16,578 million trees
(Kotwal and Bhattacharya 2000). National assessment of trees outside forest esti-
mated between 24,000 and 25,000 million trees in India (Prasad et al. 2000). A total
of 671,852 trees of teak (Tectona grandis), 483,876 trees of mango (Mangifera
indica), 288,995 trees of shisham, 99,053 trees of neem, 36,748 trees of jackfruit
(Artocarpus heterophyllus) and 68,909 tree of babool were inventoried into

Table 3  Estimated above-ground biomass (Schnell 2015)


Forest Other wooded land Other land
Country AGB PTTB AGB PTTB AGB PTTB
Bangladesh 33.4 26.7 7.7 0.5 9.6 72.8
Cameroon 159.9 89.4 14.6 5.8 16.4 4.9
Costa Rica 104.0 93.0 0.0 0.0 8.5 7.0
The Gambia 21.8 57.6 8.0 8.7 6.5 33.7
Guatemala 80.6 86.0 9.3 4.3 7.9 9.6
Honduras 79.2 91.0 9.3 2.9 6.5 6.0
Kyrgyzstan 30.2 84.2 1.0 2.6 0.2 13.2
Lebanon 24.6 51.6 4.6 7.9 3.4 40.5
Nicaragua 74.1 74.4 12.6 8.6 8.6 17.0
Philippines 82.6 69.0 10.5 4.5 12.3 26.5
Zambia 32.0 95.1 4.9 1.7 3.6 3.3
AGB above-ground biomass expressed as Mg ha−1, PTTB proportion of total tree biomass of the
studied country expressed as per cent

Table 4  Distribution of trees outside forests (values in %) (Schnell 2015)


Country Natural Agriculture Settlement
Bangladesh 0.0 16.0 84.0
Cameroon 17.6 80.7 1.8
Costa Rica 0.0 96.4 3.6
The Gambia 17.3 82.1 0.5
Guatemala 10.9 83.2 5.9
Honduras 6.4 85.6 8.1
Kyrgyzstan 35.6 26.4 37.4
Lebanon 3.3 89.8 6.9
Nicaragua 2.7 93.5 3.8
Philippines 6.4 88.4 5.2
Zambia 30.0 62.7 7.3
336 S. Chakravarty et al.

different diameter classes for 66 villages of Gorakhpur district, Uttar Pradesh, in


India (Srivastav et al. 2012). The total number of enumerated trees in this inventory
for all six species with respect to diameter class is given in Table 5.
The study described above adopted a field survey method following stratified
random sampling to select villages to enumerate number of trees. This study though
classified tree based on diameter classes but did not monitor the biomass accumu-
lated. Such studies are very laborious and time consuming. Biomass quantification
is required to estimate C sequestration, so TOF inventory must include estimates of
biomass and C storage in it. Stand-wise TOF inventory of Haryana, India, was made
using finer spatial resolution of IRS-P6 LISS-IV satellite data (Singh and Chand
2012). Above-ground TOF biomass estimated for scattered trees was 1.26 tonnes/ha
and for trees growing canal side was 91.5 tonnes/ha. The total above-ground TOF
biomass and C stock estimated were 367.04 and 174.34  tonnes/ha, respectively
(Table 6). The study shows that assessment of TOF biomass and its C accumulation
can be successfully achieved by integrating GIS techniques, field data and high-­
spatial-­resolution data of IRS-P6 LISS-IV for the larger areas.
Trees growing in agricultural landscapes improve productivity and create C sink
as well. C accumulated by semiarid, subhumid, humid and temperate region of
agroforestry land use system was 9, 21, 50 and 63 Mg C ha−1, respectively (Schroeder
1994). In the next half a century or so, about 38 giga tonnes of C would be seques-
tered globally by afforestation/reforestation and agroforestry practices. About 20

Table 5  Diameter class-wise classification of tree species (Srivastav et al. 2012)


DC Mi Ai Ds Ah An Tg
0–50 cm 297,512 88,970 285,333 35,435 68,806 671,852
50–100 cm 186,364 10,083 3662 1313 103 0
Total no. of villages 9599 1965 5733 729 1367 13,328
Av. no. of trees/village 145 30 87 11 21 202
Total no. of trees 483,876 99,053 288,995 36,748 68,909 671,852
DC diameter class, M i Mangifera indica, A i Azadirachta indica, D s Dalbergia sissoo, A h
Artocarpus heterophyllus, A n Acacia nilotica, T g Tectona grandis

Table 6  Tree density, biomass and C stock of TOF (Singh and Chand 2012)
TOFs Number of treesa Biomassb C stockb
Linear 40.71 19.34
Road 171–1556 41.59 19.75
Rail 478–557 11.15 21.47
Canal 852–1440 45.21 5.30
Block 447–1200 18.24 8.66
Scattered 7.15 3.40
Urban 170–416 9.53 4.53
Rural 132–336 6.79 3.22
Agroforestry 64–164 6.33 3.10
The figures are number of trees/ha
a

The figures are in tonnes/ha


b
Ecosystem Services of Trees Outside Forest 337

Fig. 1  Comparison of C stock in different land use systems. (Adopted: Dogra and Chauhan 2016)
Com25 complex agroforestry of 20–40-year rotation, Sim15 simple agroforestry of 15-year rota-
tion, Safeda8 eucalyptus agroforestry of 8-year duration, Poplar8 poplar agroforestry of 8-year
rotation

Table 7  TOF biomass C stock in China (Guo et al. 2014)


Period Woodlands Shrubberies Trees on non-forest land Total
1977–1981 70 (8.5)a 335 (40.7) 418 (50.7) 823
1984–1988 74 (7.7) 350 (36.5) 535 (55.8) 960
1989–1993 69 (6.2) 374 (33.6) 672 (60.3) 1114
1994–1998 108 (9.0) 427 (35.7) 660 (55.2) 1195
1999–2003 97 (7.8) 512 (41.5) 625 (50.7) 1233
2004–2008 83 (6.2) 605 (45.2) 651 (48.6) 1339
1977–2008 12 (2.4) 270 (52.4) 234 (45.3) 516
Figures are expressed in terra grammes (1 Tg = 1012 g)
Figures in parentheses are per cent of total C stock

million tonnes of C were sequestered by farm forestry plantations in Uttar Pradesh


(Dogra and Chauhan 2016). The potential of long-rotation species is higher, yet the
potential of poplar and eucalyptus plantations at short rotation is substantial (Fig. 1).
In China, Guo et al. (2014) reported that total TOF biomass C stock increased by
62.7% from 1977 to 2008 (Table 7).

6 TOF Inventory

TOF needs to be assessed because of its production role and ecological functions
and moreover for sustainable natural resource management (Singh and Chand 2012;
Pujar et  al. 2014). Information about TOF is felt necessary now for monitoring
338 S. Chakravarty et al.

landscapes to formulate mitigation and adaptation strategies (Plieninger 2011;


Schnell 2015) like in international agreements (UNCCD 1994; SCBD 2005;
UNFCCC 2008). TOF inventories nationally will be helpful to design and formulate
policies and legislation for its conservation and use. Locally such inventories will
aid in management for its sustainable utilization and conservation of local forest
(Schnell 2015). TOF inventories will be helpful for managing social, economic and
ecological benefits in tropical countries (Guo et  al. 2014) through planning and
executing large-scale plantations outside forests. As of now, land-cover and land-­
use assessments and national forest inventories in some countries include biophysi-
cal and socioeconomic data of TOFs which can be used for monitoring and
evaluating TOF.
Consequent of FAO’s drive, many countries like India, Sweden, France,
Switzerland, the USA, Great Britain and many more have included TOF in their
National Forest Inventory (NFI) and National Forest Monitoring and Assessment
(NFMA) (Barr and Gillespie 2000; Bélouard and Coulon 2002; Riemann 2003;
Cumming et al. 2008; Brändli 2010; FAO 2012; Lister et al. 2012; de Foresta et al.
2013; Fridman et al. 2014; Tewari et al. 2014; Meena et al. 2017). Including TOF in
the NFIs have clearly accounted huge amount of wood resources that otherwise
remained unaccounted when TOFs were not included in the monitoring systems
(Nowak 2002; Riemann 2003; Cumming et al. 2007; Nowak et al. 2008; Lister et al.
2012; Schnell et al. 2015). It was reported that in India, more than a quarter of grow-
ing stock of trees are from outside forests (Ahmed 2008; Pandey 2008; FSI 2011).
Unfortunately, till date all kinds of TOFs are not included in NFIs and even not
floated in public domain (de Foresta et al. 2013). Forest inventories do not often
include TOF, and involvement of multi-stakeholders across sectors like agricultural,
forest and urban is a major problem for monitoring TOF (Perry et  al. 2009; de
Foresta et  al. 2013). Only two inventory systems, i.e. NFMA of the FAO (FAO
2012) and the Indian NFI (Tewari et al. 2014), monitor all types of TOFs. NFMA
inventory is worked out in a single-phased sampling of few large units distributed
uniformly in the study area (Schnell 2015). In contrast, Indian inventory is worked
out in two-phased sampling with districts as first sampling units and TOFs in second
phase sampling (Tewari et al. 2014).
TOF area covering larger than 1 ha area is captured by the resources survey satel-
lite used for forest-cover assessment in present methodology, and area less than 1 ha
is not (Dogra and Chauhan 2016). Thus, trees included in the tree cover constitute
only a part of TOF, albeit a large part. Remote sensing can also be employed for
TOF monitoring (Baffetta et al. 2011; Gregoire et al. 2011; Lam et al. 2011; Ståhl
et al. 2011; Tewari et al. 2014; Schnell 2015), for example, coarse, medium and high
spatial resolution (Foschi and Smith 1997; Lee and Lathrop 2005; Small and Lu
2006; Thornton et  al. 2006, 2007; Walker and Briggs 2007; Walton 2008; Perry
et al. 2009; Tansey et al. 2009; Fehrmann et al. 2014; Pujar et al. 2014; Schumacher
and Nord-Larsen 2014; Zomer et al. 2014; Dadhich and Meena 2014). These remote
sensing studies found out that traditional forest inventories underestimated in
accounting the tree resources and established that globally in 43% farm land is cov-
ered with more than 10% tree canopy. TOFs are monitored simply with both
Ecosystem Services of Trees Outside Forest 339

unsupervised and supervised classification methods (Kumar et al. 2008) along with
image-derived metrics for C stocks (Myeong et al. 2006). Some studies also used
manual image interpretation based on only sampling (Hansen 1985; Fensham and
Fairfax 2003; Fehrmann et al. 2014). TOF can remotely be studied on object-based
classification also with 80–90% accuracies as metropolitan regions (Walker and
Briggs 2007; Ouma and Tateishi 2008; Taubenbock et al. 2010), agricultural land-
scapes (Sheeren et al. 2009; Tansey et al. 2009; Liknes et al. 2010), scattered land-
scapes, suburban areas (Zhou and Troy 2008) and savannahs (Boggs 2010). In
addition, active remote sensing technique like ALS was also employed to monitor
TOFs (Rutzinger et al. 2008; Straub et al. 2008; Eysn et al. 2012). LiDAR data was
reported effective to develop models for estimating TOF volume and biomass
(Lefsky and McHale 2008).
TOF biomass and C models were also developed using allometric equations.
These models however were not used very widely (Chave et al. 2005; Zhou et al.
2007, 2014; Nilsson 2008; McHale et al. 2009; Kuyah et al. 2012; Yoon et al. 2013).
It was reported that allometry of trees and specific gravity of wood in the same spe-
cies vary for TOFs and forest trees (Zhou et al. 2011). Specific gravity of TOF is
higher in highly tapered trunk woods with more biomass allocated to crown than
forest trees of same species. Moreover, TOFs are shorter than forest trees of same
species (Harja et al. 2012). This is because these trees are more exposed to solar
radiation, wind and agricultural residuals. Bamboo and palms are included in TOFs
as they contribute substantially to national biomass stock; some crude estimation
methods like Brown (1997) was used (Schnell 2015).

7 Livelihood Importance

Interaction of climate with farming practices and society has developed many tree-­
based farming practices (Gibbon and Schultz 1989; Gilmour and Nurse 1991;
Kharal and Oli 2008; Painkra et al. 2016). Many trees and shrubs with multiuses are
grown or allowed to grow in and around homesteads, farmland and other land uses.
These trees are socially and culturally associated and hence, considered as integral
component of livelihoods especially for rural areas in terms of food, medicines, fod-
der, timber, constructions, domestic energy and source of income along with main-
taining ecological health (Regmi and Garforth 2010; Sayer et al. 2013; Sihag et al.
2015; Painkra et al. 2016). Trees on farmland are an integral part of the farming
system and has the potential to meet the need of growing population by sustaining
crop agriculture and livestock, production of commodities for exchange and as a
form of energy and diverse tree products for sustaining rural livelihoods through
income generation (Chakravarty et al. 2017a, b). Traditional Nepalese alder (Alnus
nepalensis)-based agroforestry system with large cardamom crop is most suitable
and offers comparative advantage over other livelihood options in Sikkim Himalayas
where farmers are earning about one lakh rupees INR/ha/yr which is double remu-
nerative than popular maize-potato cultivation, also providing much needed fodder
340 S. Chakravarty et al.

and fire wood to the households along with other environmental services like
resource conservation (Avasthe et al. 2011; Meena and Yadav 2014).
TOFs satisfy over two-thirds of the domestic energy demand in the Asia-Pacific
countries in form of firewood and charcoal (FAO 2001b). TOFs are also known as
‘trees that nourish’ as poor and landless people derive essential products from
them (Halavatau 1995) and are planted in African and Asian countries for produc-
ing food and other non-wood forest products. In Africa, Asia and Latin America,
these trees are source of savings for the future in terms of their timber value, thus
a sort of piggybank (FAO 2001b; Negreros-Castillo and Mize 2002). In these
countries TOFs satisfy about 80% of the needs of the wood-based industries
(Chave et al. 2004) generating income for the people. Trees and tree-based prod-
ucts provide jobs and products as well (Biswas 2006). Trees contribute towards
sustainable livelihoods of rural poor but also have a special ethical role for Indians
(Pandey 2007). TOFs are also an important source of feed for livestock in tropical
countries, thus ensuring livelihood for the many who are primarily relying on
animal husbandry for their well-being. In the Sudano-Sahelian Africa, three-
fourths of 10,000 TOFs species in agricultural land use satisfies half of the fodder
need of the livestock (FAO 2001b).

8 Problems of Growing TOFs

Many constraints are reported to slow down the growth and development of TOFs
especially the farm and agroforestry to its full potential (Dogra and Chauhan 2016).
These are:

–– Long gestation period and market uncertainties.


–– Not supported by financial institutions and extension services.
–– No regulated markets.
–– Unavailable improved planting material.
–– Limited choice of profitable planting models.
–– No separate laws and regulations for TOFs, guided by Forest Act.
–– No regulated price mechanism.
–– Unfavourable export and import policy.
–– Trees on farm may compete with food crops for space, sunlight, moisture and
nutrient reducing yield and can damage crops during its harvesting.
–– Trees are host to insects and birds.
–– Allelopathic effect by trees (eucalyptus) on crops.
–– Rapid regeneration may take over the entire land like raimuniya (Lantana
camara) and subabul.
–– Labour intensive which may sometime cause scarcity in farm activities.
–– Longer gestation period to realize income.
–– TOFs may compete with crops especially where land is scarce.
Ecosystem Services of Trees Outside Forest 341

9 Conclusion

TOF can be pivotal for balancing earth’s CO2 by fixing the C in its biomass and miti-
gate climate change. These plantations improve the microclimate and act as a valu-
able vegetation C pool and plant biodiversity centres. There are many species in
TOF which give its inputs in mitigating environmental pollution, checking dust flow
and noise pollution and helping to reduce atmospheric CO2 and provide benefits to
global climate. TOF is a remedial measure and alternative opportunity for control-
ling the present level of atmospheric CO2 through increasing afforestation, prevent-
ing biodiversity loss and maintaining the bio-resources and ecological balance. TOF
can be very helpful to bring back harmony to urban environment by providing eco-
system services. In recognizing the magnitude of the TOF resources, efficient inven-
torying is vital to formulate suitable national policy for its sustainable
management.

10 Recommendations and Future Research

TOFs can efficiently fix atmospheric CO2 in its woody biomass and fulfil the timber
demands but need to be managed and monitored properly for which local, regional
or national inventory is required. TOF is becoming a part of existing national forest
inventory systems. Only the Indian and FAO inventories are including trees growing
in all land uses. However, harmonization in analysing and reporting is still not
advanced like in forestry sector creating difficulties locating the results from TOF
assessments. Efforts are also needed by other countries to include all types of tree in
their national inventories. Specific allometric biomass models need to be formulated
and developed for the TOFs as uncertainties exist while applying forest-specific
models. If forest models are to be used, they should be assessed for adequacy and
validity. Terrestrial laser scanning effectively estimates tree volume without cutting
or uprooting the tree, thus reducing manual work. Remote sensing is an effective
tool in vegetation analysis though remotely sensed data is also an effective method
to monitor and assist field inventories. However, more research is required to study
model-assisted estimation and spatially balanced sampling methods for effective
TOF inventories (Schnell 2015). Reconstruction techniques that verify the applica-
bility of summary statistics for describing TOFs should be efficiently developed to
generate artificial tree populations with varied spatial properties (Schnell 2015).
TOF sampling simulation will use wall-to-wall remotely sensed data like two-phase
sampling strategies.
The depletion of forest resources and increasing demands for forest products
especially by the forest-dependent rural people have widened the gap between
demand and supply in developing countries of the tropical world. This has war-
ranted finding alternative options that will increase the supply of forest products to
support rural livelihoods which now has become a fundamental concern for policy-
makers and planners. TOFs can be a forerunner as an alternative option for rural
livelihoods and biodiversity conservation. Several national government policies
342 S. Chakravarty et al.

which emphasize the need to initiate TOF in form of community and agroforestry
programmes have empowered the NGOs to play a pivotal role in its popularizing for
addressing the livelihood needs of poor households (Chakravarty et al. 2017a, b).
Most of the households in rural tropics are not self-sufficient in food production as
most of them either are landless or small and marginal land holders. The practice of
growing TOFs as agroforestry on these small land holdings or village commons can
serve as a source of food and some cash. Trees on farmland can also contribute
towards the subsistence needs of the households in terms of fuel wood, fodder,
fruits/food and local medicine and sometime hard-earned cash by selling the excess
left after their use. Strengthening of self-help groups especially the women’s sav-
ings groups in parallel with the development of TOFs programme may ensure a
sustainable source of funds for group members’ income-generating activities.
Converting women farmer groups into savings and credit cooperative can represent
the common interests of a larger proportion and can be a means to market TOF
products in an organized way. Such institutions not only increase income but also
strengthen the group capacity to mobilize community resources.
Forests in India cannot fulfil the timber and industrial needs on a sustainable
basis due to insufficient growing stock, poor growth rates, inadequate financial and
technical inputs and serious biotic pressures. The TOFs have to supplement the
demand but need support from institutional research. A way forward lies in improv-
ing productivity of degraded forests and encouraging farm and agroforestry by
encouraging and ensuring more and more TOF plantation through quality planting
material. TOF in general and agroforestry in particular is a viable option for C
sequestration and subsequent C trading, under the clean development mechanism
(CDM). Potential of TOF under CDM can be increased with improved clonal seed-
lings, and area under it can be extended without affecting agricultural production.
Availability of superior planting materials of eucalyptus, gamhar, maharukh and
bakain under TOF in general and agroforestry in particular will substitute pulp-­
producing species, thus making TOF a viable CDM option. In addition, Dogra and
Chauhan (2016) enlisted the following issues which need to be addressed on
priority:

–– Strengthening tree-based and farm forestry research and extension, i.e. increased
support to R&D projects
–– Strengthening extension and financial support system including digital support
–– Nursery registration and certification to facilitate availability of quality planting
stock
–– Formalizing stakeholders
–– Friendly harvest and transit laws and regulations for TOFs
–– Agro-based status to wood-/timber-based cottage industries on value addition

Climate change places new and more challenging demands on maintaining sus-
tainability requiring investments for enhancing research to offset the negative effects
of climate change. Thus, partnerships with other national systems and international
centres along with investment in laboratory scientists and infrastructure are needed.
Ecosystem Services of Trees Outside Forest 343

Strong extension linkages among the stakeholders is essential for transferring tech-
nology, facilitating interaction, building capacity among farmers and encouraging
farmers to form their own networks. This requires strengthening the global efforts
for collecting and disseminating spatial data on tree resources through remote sens-
ing. Statistical programmes should be also increased and encouraged through fund-
ing. International development agencies and national governments should encourage
and support community participation in plantation programme planning and execu-
tion through technical, financial and capacity-building of local communities.

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