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Internal Audit Role in BFSI Sector

The job is for an internal audit role in a financial services firm focusing on operational compliance, processes, and controls. The role involves leading internal audit, policy review, and regulatory compliance engagements for banking, insurance and other financial clients. Responsibilities include delivering engagements, managing teams, developing client relationships, and leading practice improvement initiatives. The ideal candidate has qualifications like CA/MBA and experience in internal audits, compliance, or risk management in the financial sector. Strong project management, communication, and problem-solving skills are required.

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Aman Daga
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115 views1 page

Internal Audit Role in BFSI Sector

The job is for an internal audit role in a financial services firm focusing on operational compliance, processes, and controls. The role involves leading internal audit, policy review, and regulatory compliance engagements for banking, insurance and other financial clients. Responsibilities include delivering engagements, managing teams, developing client relationships, and leading practice improvement initiatives. The ideal candidate has qualifications like CA/MBA and experience in internal audits, compliance, or risk management in the financial sector. Strong project management, communication, and problem-solving skills are required.

Uploaded by

Aman Daga
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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JOB Description

The placement will be in the Internal Audit Market Offering (part of Risk Advisory) which focuses on
Operational and Regulatory Compliances and Process and Controls Advisory in Banking and Financial
Services Sector.

The opening in with respect to the team that specializes in working on Financial Services clients, across
Banking / NBFC, Fintech’s, Insurance, Asset Management, Broking houses, Stock Exchanges or working with
Global Back offices of leading BFSI clients.

The nature of engagements would span across conducting, Internal Audit, Policy and Controls Reviews,
Process Advisory and Regulatory Compliance Reviews. Further, the individual would be exposed to working on
diversified cross functional teams in the given area of specialization

Preferred background:
• CA/MBA with post-qualification experience in BFSI space
• Understanding / Exposure to regulations (RBI, IRDA, SEBI)
• Working with any of the Big 4/Large consulting firms and having experience of internal / statutory audits
of financial services clients
• Candidates from the industry, should preferably have experience of working with the compliance /
internal audit / risk management function / operations department of the above mentioned entities
• Strong knowledge of processes and systems in their respective area of operations
• Strong knowledge and understanding of the financial Services Industry
• Should have the ability to multi task and managing multiple project
• Strong project management capabilities and have experience of managing team
• Strong interpersonal skill and well-spoken

Roles & Responsibilities:


• Leading / execution of Internal Audit /Concurrent Audit/Advisory engagements in the BFSI domain
• Responsible for end-to-end delivery including supervising and reviewing engagement teams
• Coordination with other service lines within the firm for internal opportunities
• Establishing strong professional relationships with external clients and internal team members
• Supporting the partners in driving select client relationships of the firm
• Taking the lead and responsibility on internal practice improvement initiatives relating to quality, risk,
people etc.
• Developing and mentoring teams

Skill Set Requirements:


• High on integrity and a self-driven/proactive work attitude to deliver results within tight deadlines and in
demanding situations
• Strong presentation and negotiation skills
• Ability to develop and build a client base
• Excellent written, verbal communication with presentation and team management skills
• Strong problem-solving skills paired with the ability to develop creative and efficient solutions
• Ability to manage client expectations through effective communication, technical knowledge,
responsiveness
• Ability to multitask effectively

Location:
Mumbai

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