Smart City Sustainability Assessment Model
Smart City Sustainability Assessment Model
(Received xxx 2023, accepted xxx 2023, will be set by the editor)
Abstract. Journal of System and Management Sciences (JSMS) is a multidisciplinary journal, mainly
publishes original research and applied papers on system and management sciences, including the
application of system science and system engineering, mathematics and statistics, computer and
information, operation research and management, modelling and simulation. Journal of System and
Management Sciences (JSMS) is a multidisciplinary journal, mainly publishes original research and
applied papers on system and management sciences, including the application of system science and
system engineering, mathematics and statistics, computer and information, operation research and
management, modelling and simulation. Journal of System and Management Sciences (JSMS) is a
multidisciplinary journal, mainly publishes original research and applied papers on system and
management sciences, including the application of system science and system engineering, mathematics
and statistics, computer and information, operation research and management, modelling and simulation.
Journal of System and Management Sciences (JSMS) is a multidisciplinary journal, mainly publishes
original research and applied papers on system and management sciences, including the application of
system science and system engineering, mathematics and statistics, computer and information, operation
research and management, modelling and simulation.
Keywords: one, two, three, etc. (Use “keywords” style)
1. Introduction
Over the past decade, the concept of smart cities has gained prominence in urban development, aimed at
improving the quality of life for inhabitants. The rise of smart city concepts can be attributed to the fact
that more than half of the world's population lives in urban areas, and these urban areas consume 75% of
the world's total energy consumption (Kourtzanidis et al., 2021). The focus of smart cities lies in the
innovative use of technology and data to create urban environments that are effective, productive, and
sustainable. Smart cities have multiple objectives, including acting as a catalyst for urban development,
taking an integrated approach to physical, social, and digital planning, predicting and identifying
emerging challenges, and enhancing integrated services and innovation potential within city institutions
(Bayar et al., 2020). The concept of smart cities is rooted in the general system theory, which views a city
as a system that comprises various subsystems, each representing a facet of the smart city (Lom, 2021).
The characteristics of a smart city encompass sustainability, urbanization, quality of life, and smartness,
and serve as the foundation for evaluating a city's level of intelligence through a smart city assessment
(Khan et al., 2022).
The evaluation of smart cities is a crucial method for assessing their development prospects (Patrão et
al., 2020). The primary goal of smart city assessment is to provide direction and feedback for decision-
making, as well as to evaluate whether the implementation is moving in the intended direction
(Ahvenniemi et al., 2017). Frameworks and data sources serve as essential tools for the smart city
assessment process. According to (Sharifi, 2020a), there are various data sources within the smart city
assessment framework, including primary and secondary data. Primary and secondary data are sourced
from city authorities (policy makers), investors, experts (academia), and the public. Currently, primary
data is gathered through methods such as questionnaires, interview, surveys, in-situ analysis, field
observation, and photographic documentation. Meanwhile, secondary data includes census data, city audit
results, annual reports, and historical data records. The smart city assessment process relies on primary or
secondary data sources, but these have their own limitations. Primary data may be costly to collect, while
secondary data may not undergo as intensive an assessment process and may be of poor quality (Sharifi,
2020b). However, the most significant drawback of the smart city assessment framework is its inability to
handle or assess the interrelationships between different subsystems of the urban system (Sharifi, 2019).
According to (Sharifi, 2020a), the primary data sources for smart city assessment consist mostly of
government statistical data, which is static in nature. However, the use of static data has certain
weaknesses, such as the need for time-consuming data updates and the inability to reflect real-time
changes in the city. Furthermore, it is challenging to establish an integrated evaluation standard for
different cities (Wu et al., 2021). Smart city assessment based on statistical data also has limitations.
Firstly, the categories (dimensions) and contents of indicators in the conventional evaluation system
cannot be standardized, since statistical data is determined by different city governments and thus has
varying definitions. Secondly, the use of statistical data in conventional evaluation methods does not
allow for real-time monitoring of smart city development (Wu et al., 2021).
Research suggests that utilizing big data through crowdsourcing can address the weaknesses and
limitations of the smart city assessment data source, as outlined by (Sharifi, 2019) and (Dawodu et al.,
2022). Crowdsourced data offers several advantages as a solution. Firstly, it is a component of big data
and can enhance the capacity for developing more precise models or scenarios in smart city assessment.
Secondly, using big data through crowdsourcing can provide a better understanding of complex urban
dynamics and offer opportunities to consider inter-indicator relationships (Sharifi, 2019). Thirdly,
crowdsourced data can be instantly provided and processed in real-time for smart city assessment, thereby
reducing data collection costs and ensuring the data's quality. Lastly, social media crowdsourced data
presents potential for big data in smart city assessment (Wu et al., 2021), (Zhou et al., 2021).
Social media crowdsourced data has been utilized for evaluating city intelligence by (Wu et al.,
2021). The assessment approach employed for smart city assessment based on social media crowdsourced
data is sentiment analysis (Zhou et al., 2021). However, the possibility of using crowdsourced data for
assessing city sustainability has not been explored yet. On the other hand, social media crowdsourced data
for smart city assessment has tremendous potential, particularly in Indonesia. This potential is evident
from the last five years of data released by the Indonesian Central Bureau of Statistics, which indicates a
rapid growth in the usage of Information and Communication Technology (ICT) in the country. Several
indicators of ICT utilization in Indonesia demonstrate that household internet usage has reached 78.18
percent. As of March 2023, katadata.co.id estimates that there are around 204.7 million internet users in
Indonesia. The country's high number of internet users has the potential to generate social media data
from platforms such as Facebook, Instagram, Twitter, and others.
In light of the issues, limitations, and focus surrounding smart city assessment, the aim of this study is
to develop a model for smart city assessment that places an emphasis on city sustainability. The
assessment model under development includes indicators for smart city assessment, as well as the
utilization of crowdsourced data from social media for assessment purposes. Furthermore, to evaluate the
efficacy of the assessment model, a assessment will be carried out on Java Island in Indonesia.
Ultimately, this research contributes to the field in a number of ways, including the development of a city
assessment model, the creation of smart city assessment indicators that focus on city sustainability, and
the establishment of a new standard for smart city assessment that employs crowdsourced data,
particularly through social media.
2. Literature Review
2.1. Smart City Assessment
According to (Neirotti et al., 2014), a smart city is an ecosystem consisting of various parts that are
automated. As per the General System Theory (GST), a city can be represented as a system with a tree
structure, comprising subsystems or functions. These functions can be categorized into two domains: hard
and soft. The hard domain includes energy, water, waste, transportation, environment, buildings, and
healthcare infrastructure, whereas the soft domain encompasses education, welfare, social capital, public
administration, employment, civil, and economic activities. Therefore, the key aspect of a smart city is the
interconnection of subsystems within a city system, as noted by (Rochet & Villechenon, 2014).
The assessment of a smart city is based on the application of the General System Theory (GST) to the
development of the smart city concept, as described by (Checkland & Haynes, 1994). GST provides a
language to express and share problems across multiple disciplines, making it applicable to various fields.
Accordingly, problem-solving in smart cities follows the GST system theory, where real-world situations
are addressed within the context of the hard and soft subsystem domains (Noori, Hoppe, et al., 2020).
Based on this problem-solving concept, the evaluation of a smart city is determined by its input-output
(IO) model.
The smart city IO model comprises four characteristics: inputs (resources), processes (throughputs),
outputs (applications), and outcomes (externalities). The inputs relate to human resources, knowledge and
creativity, information and communication technology (ICT) infrastructure, and financial assets. The
processes represent dynamic throughputs, as well as the governance and leadership capabilities to add
value to resources and transform them into outputs. The outputs correspond to applications, while the
externalities reflect the outcomes of the smart city IO processes, which contribute to the sustainability of
the city. Thus, assessing a smart city is crucial as it determines its sustainability, including environmental,
economic, and social sustainability.
The main purpose of evaluating a smart city is to provide feedback and guidance for decision-making,
enabling assessment of whether the implementation is heading towards the desired direction (Ahvenniemi
et al., 2017). The evaluation of a smart city is also a new field that has a lot of potential for future
development (Sharifi, 2019). The evaluation of a smart city can also provide performance monitoring for
evaluating various benefits for various actors and stakeholders, such as city authorities, investors and
funding institutions, researchers, and citizens (Patrão et al., 2020). The following are the benefits obtained
by each stakeholder in the evaluation of a smart city.
The assessment of smart cities has brought many benefits to various parties, such as city authorities,
investors and funding institutions, researchers, and society. City authorities benefit from the identification
of strengths and weaknesses in smart city development planning (Garau & Pavan, 2018). This allows
them to make informed decisions about the direction of development and to improve city transparency
(Fernandez-Anez et al., 2018), among other things. Understanding technical needs in smart cities also
enables authorities to better plan for the future (Debnath et al., 2014).
Investors and funding institutions benefit from their increased ability to determine investment
directions in smart cities. By identifying and utilizing new business opportunities, they can potentially
earn profits from the development of smart cities (Mohan et al., 2020). Scientific evidence in determining
funding allocations also allows them to make informed decisions about where to allocate their resources
(Caird et al., 2016). These benefits can help encourage investment and funding for smart city
development (Giffinger et al., 2010).
Researchers benefit from developing new strategies to improve smart city performance and
simplifying the complexity of smart cities (Caird et al., 2016). This can help them gain new insights into
smart city development and improve the effectiveness of their research (Akande, Cabral, & Casteleyn,
2019). With the growth of smart cities, there is a growing demand for research that can help improve their
performance and address challenges related to their development.
Society benefits from increased awareness related to smart cities, which can help them make
informed decisions about their investments and involvement in smart city development (Mohan et al.,
2020). By communicating their desires to the city authorities, they can help shape the development of
smart cities to better serve their needs (Caird et al., 2016). The involvement of society in smart city
development can also help promote transparency and accountability in the development process (Debnath
et al., 2014). In conclusion, the benefits of smart city development are extensive and touch on a variety of
aspects of society, economy, and governance.
Fig. 1.Crowdsourced Data Media Sosial (Jukka M. Krisp, Mathias Jahnke, 2014)
The development of indicators for assessing sustainable cities is based on the Tree Bottom Line (TBL)
dimensions, which include social, economic, and environmental aspects (Zhou et al., 2021). According to
(Noori, de Jong, et al., 2020), these dimensions are used to evaluate how the impact or outcome of smart
city IOs affects the city's sustainability in the future. To develop the assessment indicators, a literature
review was conducted on smart city assessments (Ependi et al., 2022). The result of this development
produced twelve indicators, consisting of five indicators for social dimensions, four indicators for
economic dimensions, and three indicators for environmental dimensions. The indicators were sourced
from various standards or other assessment models.
The social dimensions were derived from several sources such as the Sustainable Development
Indicators (Pira, 2021b), Lisbon ranking for smart sustainable cities (Akande, Cabral, Gomes, et al.,
2019), IESE Cities in Motion Index (Berrone & Ricart, 2018), ITU-T Y.4903/L.1603 Indicators (ITU-T,
2022), and Sustainability Perspectives Indicators (Benites & Simões, 2021). The economic dimensions
were compiled from sources such as the Smart City Index Master Indicators Survey (Cohen, 2022),
Dimensions of the Smart City Vienna UT (Koca et al., 2021), Sustainability Perspectives Indicators
(Benites & Simões, 2021), Characteristics of Smart City Indicators (Purnomo et al., 2016), Criteria set for
evaluating smart cities (Kimiya & Torabi, 2021), Lisbon ranking for smart sustainable cities (Akande,
Cabral, Gomes, et al., 2019), IESE Cities in Motion Index (Berrone & Ricart, 2018), China smart city
performance (Shen et al., 2018), Juniper analysis of smart city frameworks (Fernandez-anez et al., 2018),
Smart City Dimension (Sharif & Pokharel, 2021), and Smart City Performance Index (Yigitcanlar et al.,
2022).
As for the environmental dimensions, they were sourced from Dimensions of the Smart City Vienna
UT (Koca et al., 2021), Criteria set for evaluating smart cities (Kimiya & Torabi, 2021), Assessing the
Effectiveness of Smart Transport (Gutman & Vorontsova, 2020), China Smart City Performance (Shen et
al., 2018), ITU-T Y.4902/L.1602 Indicator (Patrão et al., 2020), Smart City Dimension (Sharif &
Pokharel, 2021), and City Sustainability Assessment (Zhou et al., 2021). Table 1 shows the indicators
developed for sustainable city assessment in this study.
Table 2. The Proposed Indicators of Sustainability City Assessment
Dimensions Indicators Crowdsourced Data (Keywords)
Equity (So1) housing, property
Health (So2) health, hospital, nutrition, sanitation, drinking water
Education (So3) education, literacy, schooling
Social (So)
security, unemployment, slavery, crime, criminality,
Security (So4)
peace, violence
Culture and equality (So5) culture, equality, population, female workers
Innovation (Ec1) entrepreneur, company, innovation, technology, industry
Income (Ec2) income, salary, employment, poverty rate, finances
Economy (Ec) Infrastructure (Ec3) infrastructure, cooperation, connections
economic performance, consumption, trade,
Business opportunity (Ec4)
competitiveness, productivity
Air (En1) air, pollution, emissions, defilement, waste
Environment renewable energy, electricity, green industry, solar
Energy (En2)
(En) energy
Public facilities (En3) green space, parks, city parks, vehicles, public transport
Table 2 showcases a comprehensive set of assessment indicators that were rigorously validated by a
panel of five academic experts. The experts, all possessing doctoral degrees and holding the rank of
associate professor or professor, were carefully selected to ensure their expertise in the field of smart city
and sustainability. Through their evaluation, it was confirmed that the indicators were well-developed and
fit for use in the sustainability city assessment. To provide a more detailed understanding of the validation
process, Appendix A presents an overview of the experts involved in the indicator validation. Their
backgrounds and areas of expertise were taken into account to ensure a diverse and well-rounded
perspective. The validation results show unanimous agreement among the experts, further affirming the
suitability of the assessment indicators. The thorough validation process adds credibility to the
assessment, providing a strong foundation for accurate and reliable sustainability assessments in the
future.
3.2. Method
The method employed in this research is focused on utilizing crowdsourced data for assessing city
sustainability, specifically in the context of smart city assessment. The aim of the assessment is to
examine the outcome or impact of smart city implementation based on the smart city IO developed by
each city. It is worth noting that the assessment does not consider how the smart city concept is developed
but rather looks at the impact on citizens and all stakeholders involved through crowdsourced data from
social media.
Figure 3 presents the proposed model used in this research, which has two main focuses: data
generation and visualization. Data generation is the process that creates crowdsourced data used for
assessment, and it can be contributed by citizens, NGOs, private sectors, and city authorities. Data
generation plays a crucial role in the assessment results as it reflects the perspectives of all parties in the
city regarding the developed smart city implementation.
Visualization is the assessment process that begins from data preparation to data analysis. The stages
in visualization can be explained as follows.
Fig. 3. Proposed model for sustainablelity city assessment
(a) (b)
Fig. 4. Data distribution: (a) by indicators, (b) by cities
The sentiment weight calculation for each dimension, namely social, economic, and environmental,
can be derived from equations (1) and (2). Here, S-m refers to the count of negative words in row data m,
while S+m represents the count of positive words in row data m. Cm denotes the total number of words in
row data m. The terms ∑S-m/Cm and ∑S+m/Cm are indicative of the negative and positive sentiment
representation, respectively. Furthermore, So, Ec, and En are sets of row data pertaining to each indicator
in the social, economic, and environmental dimensions. The equation ∑(S-m/Cm)/∑( S+m/Cm) represents
the rational sentiment score.
4.1. Result
You might notice that the first paragraph after a header is not indented. Use the “Body text 1” style for the
first paragraph after a header. Subsequent paragraphs are indented (Use “Body Text” style). The
following is an example of the “Bullet” style, which you may want to use for lists.
4.2. Discussion
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first paragraph after a header. Subsequent paragraphs are indented (Use “Body Text” style). The
following is an example of the “Bullet” style, which you may want to use for lists.
5. Conclusion
Please acknowledge collaborators or anyone who has helped with the paper at the end of the text.
6. Acknowledgements
Please acknowledge collaborators or anyone who has helped with the paper at the end of the text.
7. Appendix
Appendix A: Short Profile of Expert as Validator
Validato
No Short Profile
r
He received Doctor of Philosophy degree from RMIT University in Melbourne,
Australia, his research interests encompass various areas of IT, including Green
Expert 1 IT, e-government, Smart City, E-learning, and IT Public Services. Notably, some
1 Associate of his research has focused on Smart City initiatives, such as (1) Building Green
Professor Smart City Capabilities in South Sumatra, Indonesia, (2) E-Government Agility
Concept for Small Towns, and (3) Utilizing Blockchain Technology for
Designing Digital Documents in Public Services.
He received Doctor of Philosophy degree from Curtin University of Technology
in Perth, Australia, his research interests lie in the areas of computer vision,
Expert 2 information systems, and human factors. Currently, he serves on the Board of
2
Professor Governors of the National Agency for Research and Innovation (BRIN) in the
Republic of Indonesia, and is also one of the initiators of the Movement Towards
100 Smart Cities in Indonesia.
3 Expert 3 He received Doctor of Philosophy degree from Delft University of Technology in
Associate Delft, Netherlands, his research interests encompass various areas of IT,
Professor including Computer Networks, Network Security, Digital Forensics
Validato
No Short Profile
r
Investigation, and Open Government Data. Notably, some of his research has
focused on Smart City initiatives, such as (1) A stakeholders taxonomy for
opening government data decision-making, (2) Open data for evidence-based
decision-making: Data-driven government resulting in uncertainty and
polarization, and (3) A Framework for Analyzing How Governments Open Their
Data: Institution, Technology, and Process Aspects Influencing Decision-
Making.
He received Doctor of Philosophy degree from Delft University of Technology in
Delft, Netherlands, his research interests encompass various areas of IT,
including Open Data Government, Data mining, Information System, and
Expert 4 Technology adoption. Notably, some of his research has focused on Smart City
4 Associate initiatives, such as (1) Implementation of Open Data Interoperability
Professor Management for Citarum using Opendatasoft, (2) The role of trust to enhance the
recommendation system based on social network, and (3) Sentiment Analysis of
social media Twitter with Case of Large-Scale Social Restriction in Jakarta using
Support Vector Machine Algorithm.
He received Doctor of Philosophy degree from Delft University of Technology in
Delft, Netherlands, his research interests encompass various areas of IT,
including Open Data Government, Data mining, Information System, and
Expert 5 Technology adoption. Notably, some of his research has focused on Smart City
5 Associate initiatives, such as (1) Implementation of Open Data Interoperability
Professor Management for Citarum using Opendatasoft, (2) The role of trust to enhance the
recommendation system based on social network, and (3) Sentiment Analysis of
social media Twitter with Case of Large-Scale Social Restriction in Jakarta using
Support Vector Machine Algorithm.
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