RohanKhaitan
Mobile: +91-9804213532
Email:rkhaitan@[Link]
To work in a challenging and dynamic environment and to keep adding value to my organization and to
myself, while concurrently upgrading my skill and knowledge.
BRIEF OVERVIEW______________________________________________________
● Have worked in PWC SDC in Audit department.
● Worked as a Compliance Analyst with HSBC, Kolkata
● Worked as an Accountant with Saa Vishnu Bakers Pvt Ltd a CMU of Parle Biscuits Pvt Ltd in Ranchi, Jharkhand.
● Self-motivated individual with strong analytical and planning skills.
● Dedicated innovative and self- motivated team player; learned to value commitment and goal-setting, time bound and
result oriented mission and initiatives.
● Effective communication & interpersonal skills and expertise in working in highly competitive environmental.
● Proficiency in Ms Excel, Ms Power Point and Ms Word.
WORK
EXPERIENCE________________________________________________________________
Deloitte India (07/03/2022)
Worked in Forensic Services as Deputy Manager
● Doing the Process Audit for BFSI clients
● Reviewing their process and providing them feedback about the inconsistency in their controls
QAssure Technologies (India) Pvt. Ltd.,(06/07/2021-17/02/2021)
Position Responsibilities:
● Manages the New On boarding, Remediation and Renewals of Financial Institution Group, Corporate clients and Hedge
Funds.
● Have given ideas for streamlining the process.
● Responsible for conducting Enhanced Due Diligence of High Risk/SCC Accounts and PEP reviews for various
jurisdiction as per the Global Standard AML Policy.
● Perform Screening on GBM clients, Directors, Beneficial Owners and Intermediate Owners. Reviewing Fatca & CRS as
per global banking standards.
● Responsible for providing Centralized KYC production, validation of clients in support of both client on-boarding and
periodic maintenance of client information.
PWC SDC(07/04/2020-15/12/2020)
Worked in Assurance department as Associate 2
Position Responsibilities
● Have done auditing of the annual reports of Companies using different auditing techniques.
● Checking the consistency of the Annual reports, facts, nos etc
● Highlighting any inconsistency that needs to reported which has been found in the audit techniques.
● Checking the overall accuracy of the financial statements. Also using the tools such as Tableau etc.
● Preparing an overall report about the financial statements.
HSBC Technology and Services - Service Delivery
Global Banking and Markets – KYC (CDD/KYC Analyst): Started working in the HSBC department as KYCS
Associate from 07/04/2016 - 28/02/2020 . The responsibilities during the above-mentioned period were same as
mentioned below
Position Responsibilities:
● Manages the New On boarding, Remediation and Renewals of Financial Institution Group, Corporate clients and Hedge
Funds.
● Have given ideas for streamlining the process.
● Responsible for conducting Customer Due Diligence, Enhanced Due Diligence of High Risk/SCC Accounts and PEP
reviews for various jurisdiction as per the Global Standard AML Policy.
● Perform Screening on GBM clients, Directors, Beneficial Owners and Intermediate Owners. Reviewing Fatca & CRS as
per global banking standards.
● Responsible for providing Centralized KYC production, validation of clients in support of both client on-boarding and
periodic maintenance of client information.
● Have worked on Screening tools like World Check ,lexis Nexis and RDC
● Using various resources like One source ,Avox, Thomson Rueters , Mint etc to find the information of the client.
Global Banking - Working in Financial Crime Compliance team (High Risk Review):
(Nov 2016 to Feb 2018)
Position Responsibilities:
● Doing research analysis and mitigating the issues such as Financial crime, sanctions etc. that has been raised by the
KYCS team related to clients to the FCC team
● Assisting the KYCS team by providing the risk rating to the clients on the basis of the research analysis and providing
relevant mitigating factors
● Engaging with the Tax team, Sanction team, CMG simultaneously for the risk analysis of the client.
● Working on World Check, RDC report etc screening tools
● Auditing the full profile and providing the Feedback to the analyst relating to the deficiencies in the profile. Preparing
reports on alerts generated related to transaction monitoring and SAR.
● Responsible for Escalating HRP PEP approval to RRCSC
● Giving the final risk rating to the client on which the Enhance due diligence needed to be performed by the KYCS.
Saa Vishnu Bakers Pvt Ltd a CMU of Parle Biscuits Pvt
Accountant(May 2011 to December 2013)-
Done Cs training under CS Roma Kejriwal from 1/03/14-31/5/15
Position Responsibilities:
● Maintaining the Accounts of the company.
● Looking after the company banking operations.
● Helping the company in tax planning
● Tracking the investments and managing the funds.
● Preparing and filing Excise, Service Tax, VAT, TDS and Income Tax returns.
● Managing the payables and receivables of the company.
● Preparing Quarterly Financial Statements.
● Preparing Annual Financial Statements.
● Assisting in Regular Assessment & Block Assessment of the Group.
● Preparing &Assisting in Financial Planning & Cost reduction reports.
● Have done a 15 month CS training under CS Roma Kejriwal from 1/3/14-31/5/15
SCHOLASTICS___________________________________________________________________
● Have done LLB from Balasore law College
● [Link] from Bhawanipur Education society college, Kolkata with 50 %. (Year of passing 2011)
● Higher Secondary from S.D. Nopany Vidyalaya, Kolkata with 68.5%. (Year of passing 2008)
● Secondary from S.D. Nopany Vidyalaya, Kolkata with 60%. (Year of passing 2006)
Extra Curricular/Achievements
● Participated in various Inter-House Sports events including cricket & basketball
● Volunteer in the Better Kolkata Project during school and college days.
● An Avid trader and Stock Investor.
● I like reading business journals & travelling.
PERSONAL DOSSIER_____________________________________________________________
Linguistic Skills : English, Hindi& Bengali
Address : # 211/1, Canal Street Brijdham Complex, Building No. 15, 3 rd Floor, Kolkata-700048, WB
Date of Birth : 13 thSeptember 1990
Marital Status : Single
Passport (Indian) : Yes
