Appellate Practice Essentials
Appellate Practice Essentials
Remedies of aggrieved Party A The remedy from order dismissing a case for failure to state
1. Wait for the judgment in the main or entire case a cause of action and subject matter is rule 65 since the
and then appeal therefrom dismissal is without prejudice.
2. File a motion for leave to appeal. If granted file a
NOA and RONA within a period of thirty days from
notice of order granting leave ( not allowed unless d. An order denying or granting the petition for relief or
the court allows it). similar motion seeking relief from judgment
3. File a special civil action for certiorari if GAD. e. Interlocutory order
Q: P vs D in the RTC. Plaintiff wins the judgment D Q: Plaintiff vs defendant ejectment but actually an action
appeals. Period to appeal of P expires, but the records publiciana the stated assessed value is P60,000. The
are still with the RTC. May P file a motion for execution defendant filed an answer with the affirmative defense of
pending appeal with the RTC? lack of subject matter jurisdiction. The MTC dismissed the
A: No. The RTC has already lost jurisdiction over the case case on the ground of lack of subject matter jurisdiction. If
upon the expiration of P appeal period. The order of you are the lawyer for the plaintiff what is your recourse?
execution mentioned in Rule 41 presupposes that a motion
for execution pending appeal was filed with the trial court A: I will appeal to the RTC the order of dismissal on the
when it still has jurisdiction. – Here there is no motion for ground of lack of jurisdiction. On Appeal the RTC affirms the
execution pending appeal filed. order of dismissal , but the RTC will not dismiss the appeal
but will try the case on the merits as if the case was originally
Q: Plaintiff vs Defendant filed in the RTC. P win D appeal, P filed by it. The RTC will have to conduct a trial on the merits
received the judgment on April 1 On April 17 records are still since no trial with the MTC.
with RTC. May P file motion for execution pending appeal?
Defendant then appeals with the CA. The question is rule 41
A: No. The appeal period had already expired. The power of or rule 42? Rule 41 the RTC shall try the appeal as if the
the RTC to issue an order of execution presupposes that the case was originally filed by it.
motion for execution pending appeal was filed by the RTC.
2. MTC conducted a trial on the merits.
1a. P files a motion for execution pending appeal on April 16. MTC decided the case in favor of the defendant. Plaintiff
On April 17 the records are still with the RTC. Can the RTC appealed with the RTC should the RTC dismiss the appeal?
issue an order issue pending appeal? (b) On April 25 the No. The RTC shall decide the case no longer conduct the
RECORD are forwarded to the Ca trial of the merits but may require amended pleading.
a. Yes by virtue of its residual jurisdiction. Defendant appeal to the CA rule 42 na. The RTC tried the
b. No. Since the record are no longer with the RTC it case in its appellate jurisdiction
can no longer exercise residual jurisdiction.
RULE 41 : Appeal from the RTC ( Original jurisdiction)
5. Allow the withdrawal of the appeal. In Rule 40 and Rule 41 there is no need for CNFS but in
An application for damages against the replevin bond based Rule 42 and 43.
on residual jurisdiction cannot be ruled upon if the trial court
had dismissed the case. Residual jurisdiction applies only if 1. In extrajudicial foreclosure sale the issuance of the
there is an appeal. ( Replevin upon the termination of main writ of possession to the purchaser after
case it is ancillary) consolidation is ministerial. The order for the
issuance of the writ being final appeal is the proper
Rule 41 Section 9: Where the respondent failed to pay the remedy.
docket fee the RTC retains jurisdiction over the case even 2. An order denying a motion for the issuance of the
though it had been given due course to the appeal and writ of possession is appealable.
transmitted record to the CA. RTC may thus dismiss the 3. An order dismissing the petitioner for extrajudicial
appeal for failure to prosecute. Since the appellate court foreclosure is not appealable. The remedy is a
never had jurisdiction over the case the RTC had jurisdiction petition for mandamus as there is a ministerial
of the same. duty of the part of the executive judge to take
cognizance of the case.
Notes: 4. Order denying a motion for leave to file third party
1. MTC decision in delegated land registration and complaint is appealed. ( The court must deny the
cadastral cases are appealable to the CA. motion)
5. An order denying a motion for leave to intervene
Rule 51 Section 8: may be appealed .
General Rule: No error will be considered by the appellate Periods of Appeals
court unless stated in the assignment of error or closely 1. 48 hours : Habeas Corpus case this is taken by
related to or dependent on an assigned error. the notice of appeal. This does not literally mean
48 hours. ( 48 hours is 2 days)
Exception: 2. 5 working days : Writ of Amparo and Writ of
1. Error that affect subject matter jurisdiction or habeas Data PETREV 45. ( Period to file sa Rule
validity of the judgment 45 is 5 days lang)
2. Plain error and clerical error 3. 15 days
3. Appeal to the MTC to the RTC: The RTC decide 4. 30 days
the case based on the entire record of the Neypes Rule : Where a movant files a MR or MNT of a
proceeding and the memoranda. Therefore, even judgment or final order he has a fresh appeal period from the
if the error is not assigned based on the notice of denial of MR or MNT.
memorandum it is an error the RTC can decide the
same. Q: Defendant receives a notice of adverse judgment by the
RTC ( Orig) on April 1, Defendant filed an MR on April 16 .
APPEAL TO THE MTC to the RTC where MTC no Defendant receives a notice of denial on June 1. The
jurisdiction defendant has until June 16 to file an appeal.
Q: P vs D in the RTC. The RTC dismissed the complaint order which held that either Rule 45 or rule 65
for failure to pay the docket fee. The plaintiff filed a ( gadaelej reg integrity centered issue or GAD in
notice of appeal the appeal disallowed by the RTC on factual finding). NO LONGER RULE 43.
the ground that is not the proper remedy. Was the order 5. The remedy from the decision or final order of the
correct? P filed a petition a petition for certiorari and DAR secretary it is rule 43.
mandamus with the ca. The CA dismissed stating that 6. The decision of the SOJ on the legality of tax
the appeal and not certiorari is proper is CA correct? ordinace may be revived on Rule 43
A:No. Under Rule 41 Section 3. The RTC may dismiss an 7. From the ruling of the VA aggrieved party must
appeal only on two grounds 1. Appeal filed out of time 2. Non first file an MR within 10 days from the notice of
payment of docket and other lawful fee within the award decision and then within 15 days from the
reglementary period. ( TD) notice of denial of MR ( Guagua vs national
B: No. An order disallowing the appeal is not appealable the College)
remedy is rule 65 ( Mandamus : Trial court ministerial duty to Ombudsman:
allow the appeal) The remedy of the ombudsman ruling
exonerating respondent from administrative
Rule 42: Appeal from the RTC( Appellate Jurisdiction) liability is not rule 43 but a petition for certiorari
1. Discretionary the CA dismiss the appeal on the under Rule 65 to the CA.
ground of ( MTD: Merit, dilatory , to unsubstantial Rule 65 to the CA : Ombudsman ( Final and executory)
to require consideration) 1. Exoneration
2. Verified petition for review: With the CA within 2. Censure
fifteen days from the notice of judgment and final 3. Reprimand
order upon motion an extension of 15 days 4. Suspension not exceed 1 month salary
extension . ( A second extension is allowed but 5. Fine less than one month salary.
only for the most compelling reason) OMB has a right to intervene in appeals from its ruling in
3. 15-15-15 ( mcr) administrative cases before rendition ( after rendition di
na pede) of judgment by the CA ( Rule 43 to the CA).
Q: MTC refused to give due course to defendant appeal.
Defendant files a rule 65 certiorari with the RTC. RTC ruled The Ombudsman may appeal the CA decision in admin
in favor of the defendant. Plaintiff appeals by Rule 42 to the case.
CA which dismissed appeal for being improper remedy.
OMB Rule 43 CA- Go to the SC rule 45.
A: Rule 41. Here the RTC is acting within original jurisdiciton
as an SCA is an original action. OMBUSMAN IN CRIMINAL CASE
The remedy of an aggrieved party form a decision or order of
An appeal from a decision of the RTC sitting as an Special the Office of the ombudsman in a criminal case is to file a
Agrarian Court is made by way of Rule 42 and not Rule 41 petition for certiorari under Rule 65 to the SC ( Compare in
pursuant to Section 60 of RA 6657 or the CARL. CREPS )
RULE 43: Appeal from Quasi Judicial bodies Q: There is a consolidated ruling one in the administrative
- The petitioner can raise question of law, question case and one in the criminal case. What is the remedy? The
of fact and both. remedy is both rule 43 from the administrative aspect and
This appeal is taken by the filing of the petition for review. Rule 65 to the SC from the criminal. Each of these remedies
The Court of appeal has the discretion to dismiss based on remains viable only with respect to the aspect directed to it
MTD/ ( 15-15-15 * file mo sa Court of appeals) ( 2 remedies nya, eg If you avail admin aspect ung remedy
lang na un gamitin mo for that)
Appeal from the decision or final order of a special
commercial court rendered n the civil case is covered by the Neyphes rule: Is not applicable to administrative appeals
2020 IPR rules and is taken to the CA by way of Rule 43. such as appeal from the HLURB to the office of the president
( Special commercial court + Civil case + Rule 43). .
1. The office of president cancellation and revoking Rule 44: ORDINARY APPEALED CASES BEFORE CA
of the FTAA is purely administrative in nature and 1. Plaintiff vs Defendant in the RTC. The defendant
not an exercise of its quasi judicial authority. Thus filed an answer raising the ground of forum
Rule 43 is not available ( q: Is the OP acting under shopping and improper venue. The RTC
quasi judicial authority?). dismissed the ground on forum shopping although
2. The DENR secretary act of approving mining saving venue was properly laid. P appealed D
company application for mineral production argued that the case should have been dismissed
sharing agreement and entering into MPSA with on the ground of improper venue. CA held no
the mining company cannot be review under Rule forum shopping but dismissed the case on the
43 and Rule 54. ( DENR and mining company not ground of improper venue is the act of the CA
a dispute this is not a quasi judicial power the proper?
granting of the license is within the discretion of No. D should have appealed. An appellee can argue only to
the DENR) sustain the judgment but not impugn the correctness. Here
3. An arbitral award of the PCHC is appealable not to the appellee D cannot raise improper venue on appeal as it
the RTC but to the CA under Rule 43. can argue only to sustain the judgment and not to impugn its
4. Arbitral awards by CIAC may be reviewed via Rule correctness. The SC ordered its remand to the RTC.
43 but only question of law. Note that this case
has been overturned which held that CIAC does 2. The CA has the power to try cases , conduct
not fall under Rule 43. In sofar as the appeal to the hearing receive evidence perform act necessary to
CIAC is concerned what governs is the executive
resolve actual issue in cases falling within the Q: How shall the CA treat an Important Appeal?
original and appellate jurisdiction. 1. An appeal under Rule 41 taken form the RTC to
Modified: Insofar as civil cases the CA receive evidence only the CA raising only legal question shall be
when it grants a new trial based on newly discovered dismissed.
evidence. This is different from criminal case as appeal 2. An appeal by the NOA instead of a petition for
throws the case wide open. review from the appellate judgment of the RTC
shall be dismissed. ( and vice versa)
Rule 45: Petition for review on Certiorari to the SC No Transfer Rule : An appeal erroneously taken to the CA
*Discretionary appeal shall not be transferred to the appropriate court but shall be
1. Period to file 15-30 ( jr) dismissed outright.
a. Petition for review within 15 days you
can pray for a one time extension for 30 Reinstatement of appeal: If an appeal has been dismissed
days justifiable reason. the appellate court retains the power or discretion to
Rule 45 Rule 65 reinstate it for good cause. The power is implied from the
1. SC only 2. Concurrent power to dismiss the appeal. Of course once the dismissal
3. Mode of appeal 4. SCA order become final the appellate court can no longer
5. 15 6. 60 reinstate the appeal.
7. No need implead 8. Implead public
over court respondent Q: May an appeal be withdrawn?
9. Mr not need 10. MR condition A: Yes. An appeal may e withdrawn as of the right at any
precedent. time before the fling of the appellee brief. Thereafter the
withdrawal may be allowed in discretion of the court
( Appellee brief filed na subject to the discretion of the CA )
1. Appeal from the arbitral award of the CIAC is not
by way of Rule 43 but by way of Rule 45 to the Post Judgment Remedies
SC. This is an exemption to Rule 45 exclusive 1. Rule 38
contemplation of the lower court 2. Rule 47
a. EO 1008: Arbitral award shall be final
and unappealable except on question of
law which is appealable to the Sc ( Di Petition for Relief :
pede Rule 43 rule of court cannot 1. FAME + Good and substantial cause of action or
amend a law). defense
2. Appeal from the RTC decision on the ground of 2. FAME + which prevented the taking of appeal
lack of jurisdiction over action to rescind memorial Rule 38 : Applicable to Criminal Cases
park lot purchase raises only question of law and
should have been taken to the SC and not the CA. Not applicable to the judgment of the CA
( Rule 45 appeal purely question of law must be
taken to the SC and not CA) a. Advanced age is not a ground for petition for relief
3. Appeal in writ of Amparo and Habeas Data case: from failure to appeal.
Any party may appeal form the final judgment or b. The petition for relief grounded on extrinsic fraud
order to the SC under Rule 45 . The period to ( wrong address provided for service of summon )
appeal shall be 5 working days from notice of meant that the court did not acquire personal
adverse judgment . The appeal may raise question jurisdiction. Hence the petition for relief can be
of fact or law or both. filed at anytime unless barred by laches or
a. The NEYPES rule is applicable to the estoppel. ( GROUND EXTRINSIC FRAUD +
writ of amparo case Jurisdiction)
Rule 64: Petition for review from Judgment COA and Rule 46 : Original Cases in CA
COMELEC 1. CPM: Q: Certiorari, prohibition, quo warranto
1. Civil Service Commission covered by rule 43. The petition can be dismissed outright or add a petition.
a. The court acquire jurisdiction over the
Neypes : The neypes rule does not apply to the petition for respondent person by the service on
certiorari to review the judgment of the COMELEC and the him of its order or resolution indicating
COA. What applies is Rule 64 Section 3 where a MR is filed its initial action on petition or by his
an denied the movant has a remaining period to file the voluntary submission to jurisdiction.
petition but not less than five days in any event reckoned b. Service of the order or resolution upon
form the notice of denial of the MR. ( Balance not less than the arty counsel of record is deemed
five days) service upon the party. This is true even
if the counsel had withdrawn but no
Harmless Error Rule : The rule that the appellate court notice of withdrawal was filed with the
should not reverse a judgment as a result of any error or court prior to the service of the order or
defect which does not affect the substantial right of the resolution.
parties. Q: May a MNT be filed with the CA?
A: Yes. At any time after the perfection of the appeal from
Ex: Objection a leading question. Harmless error is not a the lower court and before the CA loses jurisdiction over
subject of an appeal the case a party may file a MNT on ground of newly
discovered evidence which could not have been discovered
BENCHMARK SA APPEAL: Reversible Error: one that is prior to the trial of the court below due diligence and which
sufficiently serious or grave to prejudice the substantial rights would probably change the result
of the appellant.
Procedure with the SC
1. CPM:HQ
2. Disciplinary proceeding 1. Annulment of Judgment MTC : rtc ( Incapable of
3. Cases affecting ambassador or consuls pecuniary estimation)
Q: What act does SC improper appeal 2. Annulment of judgment RTC: CA exclusive original
A: General Rule : The SC dismiss the improper appeal jurisdiction
Exception: If an appeal by certiorari to the SC from the RTC
involves issue of fact. The appeal may be referred to the CA R47 : based on lack of jurisdiction over person subject
for decision and appropriate action. matter no need to aver that ordinary remedies of new trial,
appeal and motion for reconsideration are no longer
Q: Procedure when the SC en banc equally divided in available without fault.
opinion
A: Where the court en banc is equally divided in opinion or A void RTC judgment may be attacked by Rule 47 and Rule
necessary majority cannot be had the case shall be 65 does not preclude resort to Rule 65.
redeliberated and if after such deliberation no decision is
reached the original action commenced in the court shall be Reversion suit seeking to nullify the judgment of the RTC
dismissed in appealed cases the judgment or order appealed acting as a land registration court should be filed as a RULE
form shall stand affirmed and on all incidental mattes the 47 petition with the CA. vs Malabanan: Action for reversion
petition or motion shall be denied. proper instead of Rule 47 if the Position of th republic is that
there was no RTC CF judgment in the first place ordering
Rule 47 : An action for annulment of judgment or final order issuance of the decree. ( wala naman inunulify na RTC
judgment)
NB: Rule 47 not applicable to the criminal case
Jurisdiction with the RTC or CA. Extrinsic fraud where the petitioner in marriage nullity case
1. Extrinsic Fraud willfully indicated a wrong last known address of the
2. Lack of jurisdiction respondent in his application for extraterritorial service.
a. Lack of personal or subject matter Judgment must be annulled.
jurisdiction it does not refer to those with The RTC has no jurisdiction to issue an order for the
subject matter jurisdiction but acted issuance of the replacement owner duplicate title if the
beyond the power. owner duplicate tilte was not actually lost but was in
3. Denial OF Due process. possession of the person who had bought the property. The
Manila vs manzo: In appealed ejectment case the RTC acted RTC order may be set aside.
in excess of its jurisdiction when instead of simply dismissing
the ejectment complaint it ordered the lessor to execute a
deed of sale in favor of the lessee. The remedy is not Rule
47. ( excess jurisdiction : LACK OF JURISDICITON)
- MANZO overturned: accion publicana filed by the
plaintiff registered owner against the defendant the
RTC judgment awarding ownership to
defendant was void since the ownership cannot
be adjudicated in an accion publiciana. Judgment
may be set aside via rule 47. Rule 47 also applies
to cases when the court exceed its jurisdiction.