BANK OF BARODA
SMELF, RAIPUR
Checklist for Fresh/ RWI Proposal
Sr. KYC Enclosed
No Yes/ No
1. Application form in prescribed format requesting the type of facilities and amount
with signatures and Seal.
2. Preliminary information sheet in the prescribed format amount with signatures
and Seal.
3. KYC of all applicants/ Guarantors along with Colour Photograph.
(PAN Card/ Election Card/Aadhar Card/Passport/Driving License)
Financial
4. Form 135 (as per format) Supporting documents for the assets declared in the net
worth report.
5. Form No. 117 A duly signed by the Branch.
6. Bio data of Promoter Directors /Partners/Guarantor along with personal Balance
sheet.
7. Audited Balance sheet for last three years.
8. Copy of latest IT/Wealth tax return of Directors/ Partners/Guarantor along with
Capital Account
9. Last two years audited/ actual, estimates for current year and projected financials
for the next two years/CMA Data/ Project report.
10. In case of Term Loan Cash flow / DSCR statement
11. Project Report for Term Loans.
12. Month wise sales/purchases/debtors/creditors during the current financial year.
13. Present bankers- A/c statements of the firm/Co./Proprietor Partners/Directors for
the last 12 months along with a copy of sanction letters of respective credit
facilities, if any.
14. List of Associates/group concerns / their banking arrangements with name of the
proprietor/partners/directors, If any.
15. Credit reports on the existing firm and associates/group firm/Company from their
existing Bankers/Audited Financial Papers of Associate concern.
16. External Credit Rating/ Internal Credit Rating
Key Permissions
17. Memorandum and Article of Association in case of Private/Public limited Co.
18. License /Registration for sales tax/VAT return/excise / Municipal /SSI
registration/Copy of firm registration.
19. Copy of latest search report from ROC in case of Company
20. Due Diligence report of the company
21. Clearance from Pollution Control Board wherever necessary
22. Copy of Permission/License from concern authority for setting up the unit and to
carry out the activity
23. Details of power load allotted by Electricity Board
24. Copy of Market study report/TEV study report if available
25. Approved Plan & Estimate and list of machinery along with Quotation
26. Installed capacity and utilized capacity particulars.
Property/ Security Details
27. Copy of sale deed/ Lease deed
28. Title clearance report on the proposed properties to be mortgaged from Bank’s
approved Advocate (To be obtained after concurrence from us)
29. Latest valuation report of the properties from Bank’s panel Engineers ( To be
obtained after concurrence from us)
30. Approved Map/Diversion Order/ Layout/ B-I, P-II/Nazri Naksa/Property Tax.
31. Proposed security particulars, list of machineries and Estimates for civil shed
construction.
For Existing Account
32. Copy of last sanction/review and Modification after last sanction, if any and
Deviation, concession if required.
33. Sanction letter of existing banker (For Takeover)
34. MMR/QMR/ZIC/STOCK AUDIT/ INSPECTION REPORT/ Credit Audit/ Legal Audit
35. Account Details, Cust Id
36. Legal vetting of documents-observation of advocate/Senior Manager Legal and
comments of the branch rectifying the same.
37. Yield Sheet
38. Keeping in view the proposed enhanced exposure to the company, we request `
you please explore the possibilities of additional collateral securities to safeguard
the interest of the bank.
Other Documents
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