ROOZAN AGGARWAL
Profile Summary
Internal audit consultant having more than 5 years of experience in conglomerates,
finance and commercial sector along with having exposure towards financial service
risk management and IT reviews.
City- Raj Nagar Extension, Ghaziabad
Mobile: +91- 92051-38448
Email: [Link]@[Link]
Education:
MBA Finance – Pursuing – Narsee Monjee Inst of Management Studies (Completion -2023)
Bachelors of Commerce – Indira Gandhi National Open Univeristy (2017)
CA Intermediate – Institute of Chartered Accountants of India (2015)
Experience:
Reliance Industries Limited (Media – DEN Networks Limited)
Manager Audit and Finance – April’21 onwards:
Working as an audit controller for entitiy valued at 2000Cr plus reporting to RIL Risk AVP,
Internal audit head -Jio Group, DEN CFO and DEN VP - Finance
Leading a team of 4 direct reportees for Audit Operations/Audit Relations and Adhoc projects
During the year, conducted audit and reported to RIL audit division for the following scope areas:
- Fixed Asset Management
- Treasury
- Revenue (Cable and Broadband)
- Content Cost
- JV Management
- Payroll
Working closely with Reliance compliance team to keep a check on any pending compliances
and conducting root cause analysis for any pendency or delays while filing.
Special Projects:
Prepared SOPs for various scope areas
Implemented EHS checklist for 4 regional offices and 75 plus SCM locations
Liasoned with CIO office, and assisted in closing open actions for IT audit points
Part of CFO MIS team, to weekly report current week highlights and next week plans to RIL
CFO office
Moved LOD 2 reviews from Excel based checklist to SAP
Part of contract reviews, before final sign off by the CFO
Implemented SOD controls for GRC module in SAP with assitance from SAP support
Worked with the Fixed asset management team and conducted thorough review of CWIP
comprising of assets values at 100 Cr plus. Coordinated with SAP team to fix the asset
bucketing process for small grouped assets.
Pearson India Limited
Deputy Manager Audit – Oct’20 to April’21:
Serving the audit division for Royalties and claims vertical.
Leading UK author inquiries w.r.t royalties rate computation, deal investigations, contractual and
print obligation.
Involved in special projects involving correction, development and streamlining the reporting
post system transition.
Independent ownership of SOX controls for royalties vertical involving the contracts and payee
management vertical.
Collaborating with author auditors, editorial and corporate finance division for audit claims.
EY GDS India LLP
Senior Audit Consultant – Nov’19 to Oct’20:
Successfully lead internal audit department for one of the biggest collaborations in the firm
involving cross collaboration with resources from India, Philippines, US and Poland having 80
plus resources across Internal audit, Financial Service Risk Management, Actuaries and
Performance Improvement department for work on merchant credit underwriting using a
scorecard based approach for an online payment giant.
Involved in leading and acting as SPOC for onshore engagements (US) in commercial and
investment banking sector on the following areas:
o Quality assurance to the internal audit department
o AML / KYC compliance
o Credit underwriting
o SOX compliance of data warehousing, taxation, accounting for leased loans and losses,
equity shareholding pool. Online banking module etc.
Involved in team management on project allocations, downtime tracking and bench analysis,
creating bio repositories for more than 50 resources.
Acting as Learning and Development point of contact with the training department and regularly
updating the training programs for the team
Making efficient use of audit and analytics software such as Power BI, Teammate, Wdesk
Workiva and ARIS.
Coordinating with manager groups and assisting on proposals for the clients in pipeline and ad
hoc management projects.
Mr Cooper Group – NSM India
Senior Auditor – March’19 to Nov’19:
Lead the transition from Chennai HQ to Bengaluru BCP facility by hiring third party resources
and regular KT sessions. Created the BCP facility as an independent testing group facility and
reported directly to the US office.
Working closely with US HQ for controls testing of various investor related regulations(Ginnie
Mae, Fannie Mae, HUD, Ellie Mae)
Worked as individual contributor for testing of various controls for the following scopes:
o Bankruptcy
o Loan rejections
o Marketing
o Fair Lending Act
o Late fees assessments
o TILA - Truth in Lending Act
Dealing directly with the process owners for discussion and closing of the controls testing
Grant Thornton India LLP – on payroll of sister concern of GT
Articleship – Nov’15 to Oct’18:
Conducting Internal Audit, Standard Operating Procedures documentation and identifying key
risk and testing controls across multiple industry verticals, including manufacturing, IT industry,
Infrastructure and Financial services and review of teamwork
Major processes handled are Order to Cash, Procure to Pay, Human Resources and Payroll,
Finance & Accounts, Gross to Net, etc.
Have handled assignments on Internal Financial Control (Indian SOX) for major processes
across diversified portfolios.
Preparation of the executive summary and presentation for the Audit Committee.
Industry highlights:
Publishing
Financial Services
Technology
Hotels and Hospitality
Toll operations
Schools and Institutes
Broadcast and Network
Technical Skills:
Internal audit
ICoFR and SOX
Process Narratives and SOPs
Workiva Wdesk, Oracle, SAP HANA S4, ARIS, AACER, Visio
