Neuralink: Challenges of Enhanced Humans
Neuralink: Challenges of Enhanced Humans
www.unifr.ch/inf
WORKING PAPER
D. Gurtner
ABSTRACT relationships are reshaped [23]. For this study, it was of interest to
This article is a literature review of Neuralink, brain-machine inter- investigate Neuralink, BMIs, and transhumanism, which are both
faces (BMIs) and their applications, followed by future possibilities fascinating and frightening. Scientists need to ensure that the bene-
of BMIs and their potential impacts. Currently, BMIs predominantly fits are maximized while minimizing the threats [23]. The fusion of
have therapeutic applications, such as helping people with spinal human beings and machines naturally raises a plethora of ethical
cord injury by allowing them to control a computer directly with questions. Will a brain-machine interface redesign humanity? What
their brain. However, BMIs can also improve learning, detect emo- are the impacts?
tions, and control basic behaviors. In the future, they could offer This study is a literature review, followed by an evaluation of
many powerful possibilities, such as controlling people and merg- the impacts of brain-machine interfaces on humanity’s future. Data
ing our intelligence with artificial intelligence (AI), which may types are mostly secondary qualitative data from peer-reviewed
be necessary to mitigate the existential threat of artificial general scientific papers, which provide a solid basis of knowledge. It gives
intelligence (AGI). Simultaneously, they would likely have severe a well-grounded foundation to my methodological choices. My
human impacts, such as loss of sense of self, erosion of skills, and personal evaluations are also supported by meta-models, such as
privacy issues, creating psychological harm and confusion. This the Spiral Dynamics [3].
paper shows that BMI research could generate drastic changes with The rest of this paper is structured as follows: section 2 shows
no possible return, thus reinforcing the need to urgently address an overview of brain-machine interfaces (BMIs) and Neuralink.
these critical issues. In section 3, we describe Neuralink’s showcase application and
other therapeutic applications of BMIs. In section 4, we present
CCS CONCEPTS the current social and cognitive applications of BMIs. Section 5 is
devoted to evaluations, where we will explore future possibilities
• Security and privacy → Social aspects of security and pri-
and discuss human impacts, critical issues, transhumanism, and
vacy.
other possible world visions. We conclude this paper in section 6.
KEYWORDS
Neuralink; brain-machine interface; BMI; BCI; CBI; BBI; transhu- 2 OVERVIEW OF BRAIN-MACHINE
manism; ethical issues INTERFACES AND NEURALINK
In this section, brain-machines interfaces (BMIs) are presented
1 INTRODUCTION briefly. Although BMIs have been around for a long time, Musk’s
Since 2017, Elon Musk’s project Neuralink and brain-machine in- Neuralink project intends to bring BMIs to another level and narrow
terfaces have received a lot of attention [22]. Neuralink is a brain- the gap between man and machine, possibly dramatically.
machine interface (BMI) company that creates devices designed
to be implanted in human brains "to eventually improve memory 2.1 Brain-Machine Interfaces
and interface with computer systems." [22]. On August 28, 2020, bil-
Generally, a brain-machine interface is a link between a brain and
lionaire entrepreneur Elon Musk presented his pig Gertrude and
a machine. The first attempts to translate neuronal activity into
the chip implanted in the animal’s brain. The chip retransmits
commands to control external devices were made in monkeys in the
Gertrude’s neurological signals. From this information, a computer
1960s. [20]. In the 1970s, electroencephalography (EEG) was used
can predict at any time where each of Gertrude’s members is, giving
to link brain activity with computers directly [19]. The term "brain-
hope to restore mobility to paraplegic people. Elon Musk is brilliant
computer interface" appeared in the 1970s [20]. Brain-machine
at marketing his ideas on a large scale and creating enthusiasm
interface research and its applications are considered as the most
and fascination for his various projects. Never short of vivid im-
exciting interdisciplinary fields of science [20]. Similar to com-
ages, Elon Musk claimed that having the interface is comparable to
puters’ evolution, neural interfaces will become smaller and more
have a smartwatch in your brain. Science expands and brings new
powerful [23]. Today, BMIs allow controlling a cursor on a screen
technologies, which leads to benefits, but also threats, as society’s
[13]. BMIs are particularly promising for neurorehabilitation of
∗ Thiswork was done within the framework of the seminar 03805 A2020 Interdisci- sensory and motor disabilities, neurocommunication, and cognitive
plinary Issues in ICT, supervised by Dr. Michèle Courant of the University of Fribourg state evaluation [20]. Furthermore, better neuronal activity analy-
in Switzerland.
Reference Format: Dimitri Gurtner. 2021. Neuralink and Beyond: Challenges of Creat- ses hold out hope for the use of BMIs daily in the future [20]. BMIs
ing an Enhanced Human. 8 pages. can bring huge benefits to society, such as novel therapies, or social
and cognitive enhancement [23]. Many people already benefit from problems. Attempts of tDCS have suggested it helps the brain form
medical BMIs [23]. Generally, the main goal of BMIs is to repair connections, but no evidence yet exists [23].
and/or increase human performance [13].
One could consider that the gap between human and machine 2.2 Neuralink
needs to be reduced. Our brains are not prepared to deal with the The approach chosen by Neuralink is invasive and presents a few
considerable volume of information brought by pervasive technolo- innovations.
gies and the Internet of Things (IoT) [19]. In addition, the limits of
personal and professional life will be increasingly blurred. Niforatos 2.2.1 Ultra-fine Polymer Probes. The neural probes employ a va-
et al. affirm that "[...], our cognitive capacities cannot simply rely on riety of biocompatible thin film materials. A thin film array has
natural evolution to keep up with the immense advancements in the up to 96 threads, each containing 32 independent electrodes, for a
field of Ubiquitous technologies, which remain largely uninformed total of 3072 electrode contacts [17]. Thread thickness is nominally
about our cognitive states" [19]. Niforatos et al. have presented a 4-6 𝜇m, which includes insulation and conductor layers [17], while
software architecture for developing cognition-aware applications thread length is about 20 mm. Surface modifications are used "[...]
that adjust user presentation to user’s current cognitive state (see to lower the impedance for electrophysiology and increase the effective
figure 1) [19]. Generally, there is a will to increase human efficiency charge-carrying capacity of the interface" [17]. A novel alignment
by reducing the human-machine gap. and flip-chip bonding process allow to create a package of 23 × 18.5
mm2 [17].
2.2.2 Neurosurgical Robot. The low bending stiffness of electrode
probes complicates insertions [17]. Neuralink has developed a ro-
bot that allows inserting rapidly and reliably the flexible probes
to record scattered brain regions [17]. Custom software enables
planning of insertion paths to avoid vasculature [17]. The robot’s
insertion head holds a quick-swappable "needle-pincher" assembly
[17]. "The tip of the needle is designed both to hook onto insertion
loops—for transporting and inserting individual threads—and to pen-
etrate the meninges and brain tissue" [17]. The pincher acts as a
support for the probes during transport and as a guide to ensure
that the threads are inserted along the needle’s path [17]. The robot
can insert up to 192 electrodes per minute, which allows a quick op-
eration [17]. Robotic insertion is an efficient and scalable approach
[17].
Figure 1: Adaptive user interface [19]
their residual limb muscles. The bionic limb is then able to convert
them into hand movement.
However, BMIs can push this approach a step further and allow
to directly use "the brain to convey our intentions, rather than having
an extra, physical step translating those intentions to text, speech, or
gestures" [22]. The interactions can be made easier, faster, and more
natural [22].
Figure 3: Cortical surface with implanted threads [17]
3.2.2 Epilepsy. BCIs can be used to treat neurological disorders
and reveal about brain functions [9]. Karageorgos et al. have pre-
sented HALO (Hardware Architecture for LOw-power BCIs), an
3 THERAPEUTIC APPLICATIONS architecture for implantable BCIs, that allows the treatment of dis-
Medical applications are presented, along with a succinct and spe- orders, such as epilepsy [9]. HALO also records/processes data that
cific evaluation. We will devote a dedicated, more complete, and can be used for a better understanding of the brain [9]. Epilepsy
more global part to an evaluation in section 5. is characterized by epileptic seizures defined by uncontrolled and
excessive electrical activity of neurons [27]. Neuronal signals are
3.1 Spinal Cord Injuries processed to predict seizures. When an increase in brain excitation
Spinal cord injury is the showcase application of Neuralink. The occurs, "the brain needs inhibitory synapses to tone down and regu-
goal is to help people with spinal cord injury by allowing them late the activity of other cells" [27]. BCIs then electrically stimulate
to dexterously control a digital mouse and keyboard directly with neurons to mitigate the severity of the seizures [9]. However, the
their brains [17]. Combined with spinal stimulation techniques, it time between seizure onset and stimulation must be very short, i.e.,
is hoped that this approach could restore motor functions [17]. As tens of milliseconds [9]. Also, low-power hardware is needed for a
mentioned in section 2.1, using BMIs to control a device by thought safe and chronic implantation [9]. HALO is inspired by previous
has been studied since the 1960s [20]. However, Musk’s companies approaches but offers higher bandwidth brain communication in
benefit from significant fundraising and extensive media coverage. real time at low-power [9]. Noninvasive approaches can also be
On the website of Neuralink [18], the latest versions of the project considered, such as tDCS and TMS [27] (see section 2.1.1).
are presented. On figure 4, the link is a sealed and implanted de- 3.2.3 Parkinson. Parkinson, as well as epilepsy, can be treated
vice that processes, stimulates, and transmits neural signals [18]. by deep brain stimulation (DBS). DBS belongs to invasive BMIs.
The Neuralink app (fig. 5) would allow controlling an iOS device, Surgery is required to implant a thin electrode wire in the part of the
keyboard, and mouse directly with brain activity, just by thinking brain responsible for abnormal movement [22]. A second surgical
about it [18]. intervention is then necessary to implant an impulse generator
battery (IPG) in the abdomen or under the collarbone. The IPG
3.2 Other Applications can then give electrical impulses to the brain to help control some
Generally, novel therapeutic possibilities are expected with BMIs. motor symptoms.
We will present some of them here.
3.2.4 Autism. In recent years, important funding has been allo-
3.2.1 Replacement of body parts. Bionic limbs are not new, and cated to the Brain Research through Advancing Innovative Neu-
the classical approach does not need BMIs. A bionic limb, e.g., an rotechnologies (BRAIN) to understand better the origins of cog-
arm, detects small naturally generated signals when the user flexes nition and other brain activities. It is hoped that more effective
3
treatments can be found for conditions like autism and mood disor- tools based on machine learning [25]. Furthermore, Taya et al. in-
ders [22]. With the TMS approach (see section 2.1.1), we were able troduced the functional connectome approach, which is based on
to show an improvement in social skills in people with autism [23]. the graph theory [25]. A connectome is a comprehensive map of
neural connections and can be seen as its wiring diagram. The
3.2.5 Depression. Depression is the most common mental health brain connectome approach can provide additional biomarkers for
condition. About one-third of cases of depression are treatment- facilitating the learning process. It can be used to understand mech-
resistant [23]. BMI therapies are regarded as hope for people that anisms underlying brain cognitive functions, but also to detect
drugs have failed to treat. While drugs could be ineffective because mental states [25].
they affect the whole body, BMIs can precisely target relevant
regions of the brain [23]. Mental health medications have side-
4.2 Alertness Control and Cognitive Load
effects, such as weight gain and decreased libido. BMIs can have
side-effects as well, but they might be less severe than drugs [23]. Sharing
Maksimenko et al. could classify the brain activity into two scenar-
3.2.6 Diagnosis of Brain Diseases. In addition, brain diseases that ios depending on the degree of attention of the observer, which in
promote dysfunction of the synaptic communication system may turn is affected by the motivation for a task and the task complex-
be better diagnosed with BMIs [27]. Generally, BMIs can be viewed ity [14]. The two scenarios described different neural oscillations
as alternatives or competing approaches to traditional medicine in composed of alpha and beta waves. Maksimenko et al. could build
specific areas. This trend is expected to intensify in the future. a noninvasive BMI to estimate and control the degree of alertness
in real time [14]. The device was based on an EEG recorder and a
4 SOCIAL AND COGNITIVE APPLICATIONS custom developed acquisition software. Controlling the degree of
In this section, we address social and cognitive applications. The attention was done by a feedback signal using external stimulation.
issues for these applications are more critical than for therapeutic When the subject lost concentration, a sound signal ringed for re-
applications. Thus, these issues will be presented in section 5. sharpening his attention [14]. Monitoring and controlling human
attention and alertness can find essential applications during tasks
4.1 Learning and Enhancement that require significant attention, such as air traffic control, piloting,
The brain is a dynamical system that generates spontaneous spa- and long-distance driving [14].
tiotemporal patterns even without inputs, movements, or cognitive Also, the cognitive load of a task can be shared among members
tasks [10]. For humans, these patterns are called resting state brain of a group [13]. In another article, Maksimenko et al. proposed
activities [10]. The resting state brain activity tells much informa- a brain-to-brain interface (BBI) which estimates brain states of
tion about age, mental disorder, and cognitive capability [10]. "By the participants and distributes optimally a cognitive load among
combining information decoding from brain activity and its neuro- group members working on a common task, increasing the over-
feedback in reinforcement learning paradigms, we can unconsciously all human performance [13]. The workload can be shared among
control brain activity patterns corresponding to specific information" participants depending on their current performance, which is esti-
mated from their electrical brain activity [13]. The BBI uses an EEG
[10]. This can lead to therapies for psychiatric disorders, but also to
recorder and is noninvasive. With human-to-human interaction, it
increased cognitive abilities [10]. It is expected that this technology
will soon be available in much cheaper and lighter devices such as was also found that the subject who initially showed higher degree
EEG and near infrared spectroscopy [10]. of alertness, exhibited increased alertness due to the assistance of
External interfaces are increasingly being used to attempt en- his/her partner [13]. The efficiency of a team can be increased by
hancements of memory and concentration [23]. Headsets using giving the most difficult workload on operators who exhibit the
tDCS (see section 2.1.1) could improve memory [23]. Working best performance [13].
memory has been improved in older people using a similar tech-
nique [23]. US military experiments have suggested that tDCS could 4.3 Reading Thoughts and Emotions
sharpen mental skills [23]. tDCS can also enhance physical, as well Mind reading has traditionally been linked to science fiction stories.
as mental performance [23]. For example, 20 minutes of exposure to However, the first steps of perceiving thoughts have been taken [11].
tDCS could improve the peak performance of cyclists [23]. However, Scientists already have the needed mathematical framework, and
other researchers have issued warnings about possible damages to the only limitations lie in the measurement of brain activity. A study
the brain [23]. showed that based only on volunteers’ brain activity, a computer
Studies have shown that brain cognitive functions could be im- model was able to produce images of the letters that the volunteers
proved through cognitive training interventions, in which learners were looking at [11]. Volunteers first looked at handwritten copies
perform cognitive tasks [25]. However, if the task that the learner of letters, while a functional magnetic resonance imaging (fMRI)
is performing is too difficult, motivation and concentration can machine measured the responses of their brain [11]. Depending
decrease, resulting in a poor or a lack of improvement in cogni- on Bayes’ Law, patterns of brain activity, and machine learning,
tive functions [25]. Taya et al. propose to monitor learners’ mental the computer model can display an image showing the letter seen
states such as cognitive workload to facilitate and optimize the by the volunteer [11]. In another experiment, Akbari et al. could
learning progress [25]. The approach uses objective biomarkers reproduce the sounds of numbers listened to by participants, based
based on spectral properties of EEG signals [25]. To discriminate on their brain activity [1]. In the future, it might be possible to use
mental states, extracted features are subjected to mathematical this type of algorithm to decode thoughts.
4
Carella et al. have shown that emotions can also be categorized the cannon. Although rudimentary, it provides evidence that infor-
from EEG recordings using the empirical mode decomposition mation can be transmitted from one human brain to another [21].
(EMD) method [6]. They observed that emotion detection is pos- This experiment is also a proof of concept to show that a human
sible with an accuracy of over 70%. Zander et al. proposed to fuse being can be controlled by another human being.
cognitive monitoring with BCI technology [30]. Cognitive moni-
toring uses real-time brain signal decoding for gaining information
on the cognitive user state. With the fusion of these technologies,
Zander et al. could provide information about the users’ intentions,
situational interpretations, and emotional states [30]. The study
focused on applications for healthy users [30], thus not limiting
itself to therapeutic applications.
Generally, the gap between human and machine is narrowing.
New systems allow gesture and voice input to create unique and in-
tuitive ways for users to interact with computers [22]. BMIs reduce
this gap even further and allow for a glimpse of human-human
interaction. Potentially, we could use BMIs to better understand
and communicate with each other by clarifying our thoughts and
feelings [22].