NAAC Accreditation Guidelines
NAAC Accreditation Guidelines
• Quality in higher education stressed in national policy on education (1986) and programme of action (1992)
“Excellence of institutions of higher education is a function of many aspects: self evaluation and self improvement are important”.
• If a mechanism is setup which will encourage self assessment in institutions and assessment and accreditation by a council, the quality
process, participation, achievements ..etc will be constantly monitored and improved.
NAAC ACCREDITATION
• National Assessment and Accreditation Council (NAAC) conducts assessment and accreditation on HEIs.
• Higher Education Institutions (HEIs) are categorized into three types for the Assessment and
Accreditation (A&A). i.e.
• University,
• Autonomous College, and
• Affiliated/Constituent College
• NAAC was established as an autonomous institution of the UGC on 16th September 1994 at Bangalore.
• NAAC Assesses and accredits HEIs in India, letting them continuously improve via an informed review
process.
• What is NAAC’s vision?
• NAAC's vision is to "Make quality the defining element of higher education in India through a
combination of self and external quality evaluation, promotion and sustenance initiatives".
• To stimulate the academic environment for promotion of quality in teaching-learning and research in
higher education institutions;
• To collaborate with other stakeholders of higher education for quality evaluation, promotion and
sustenance.
BENEFITS OF ACCREDITATION
• To the Institute:
• Better chances for availing funds
• Allocation of the project to professors becomes easy
• Research funding agencies gain confidence and allocate projects to professors like never before
• Spikes up the brand value
• Offers a positive impact on the institution with its better admissions, superior faculty hiring and brings more efficient employers
• Gains recognition by UGC, which further boosts the research aspect
• Betters its areas of planning and resource allocations.
• It offers a better direction and identity to the institute.
• To the students:
• An edge over other university students
• Gives an instant recognition to alumni that they hail from a credible institute, which ultimately improves the admissions for HE.
• Expands placement opportunity with international companies and industries showing high preference during placement
• A definite chance for better academics, exposure with different peers, labs, workshops, opportunities, projects, etc
• Accelerates exchange programs with tie-ups from other reputable universities abroad
• Opportunities for further studies
ELIGIBILITY CRITERIA
• The Two primary eligibility criteria for institutions to apply for NAAC Accreditation are:
• The Institution must have at least two batches of graduated students
• The age of the Institution must be 6 years, whichever is earlier
• The Universities are eligible for the NAAC Accreditation under the following criteria:
• The University and its off campuses must be recognized and approved by the MHRD/ UGC
• Regular students enrolments in Full-time teaching and Research Programs offered on campus
• The duly established campuses within the country, if any, shall be treated as part of the
University/institution
• Note: The NAAC will not undertake the accreditation of distance education units of HEIs and offshore
campuses.
ELIGIBILITY CRITERIA (CONT’D)
• NAAC Eligibility Criteria for Autonomous colleges and Constituent Colleges / Affiliated Colleges
• The eligibility criteria for the Constituent/ Affiliated institutions and Autonomous Colleges are:
The college must be affiliated to a University recognized by the UGC
• Note: Constituent colleges of a Private and Deemed-to-be Universities are considered as the
constituent units of the University and thus will not be considered for the NAAC A&A.
• The programmes offered at the college must be recognized by Statutory Professional Regulatory
Councils and by the Association of Indian Universities(AIU)
• Note: All the institutions intending to apply for Assessment and Accreditation by NAAC need to
mandatorily upload the information on All India Survey on Higher Education (AISHE) portal. AISHE
code (reference number) is one of the requirements for Registration.
NAAC ACCREDITATION PROCESS
• An institution is said to be in its Cycle 1 of NAAC accreditation if it has got NAAC grade for the first time.
Cycle 2 is if it has reappeared for NAAC for the second time, and it goes on to Cycle 3, Cycle 4.
• Cycle 1 follows the usual cycle of Assessment and Accreditation process, with a focus on assessment and
the seven criteria.
• The SSR has a total of 115 Metrics for Universities, 107 Metrics for Autonomous, 93 & 96 Metrics for UG &
PG Affiliated/Constituent Colleges respectively, covering the seven Criteria as described earlier.
Affiliated/Constituent Colleges
Autonomous
Type of HEIs Universities
Colleges
UG PG
Criteria 7 7 7 7
Total Metrics
(QlM + QnM) 115 107 93 96
WHAT ARE NAAC CRITERIA AND WEIGHTAGES?
Curricular Aspects 150 (U) 150 (Au) 100 (Aff UG) 100 (Aff PG)
Teaching-learning &
200 (U) 300 (Au) 350 (Aff UG) 350 (Aff PG)
Evaluation
Research,
Innovations & 250 (U) 150 (Au) 110 (Aff UG) 120 (Aff PG)
Extension
Infrastructure &
100 (U) 100 (Au) 100 (Aff UG) 100 (Aff PG)
Learning Resources
Student Support &
100 (U) 100 (Au) 140 (Aff UG) 130 (Aff PG)
Progression
Governance,
Leadership & 100 (U) 100 (Au) 100 (Aff UG) 100 (Aff PG)
Management
Institutional Values
100 (U) 100 (Au) 100 (Aff UG) 100 (Aff PG)
& Best Practices
Autonomous Affiliated/Constituent
Table 2 Distribution of
Criteria Key Indicators (KIs) Universities Colleges Colleges
weightages across Key UG PG
Indicators (KIs) 1. Curricular Aspects 1.1 *(U)Curriculum Design and Development 50 50 NA NA
1.1.*(A)Curricular Planning and Implementation NA NA 20 20
1.2 Academic Flexibility 50 40 30 30
1.3 Curriculum Enrichment 30 40 30 30
1.4 Feedback System 20 20 20 20
Total 150 150 100 100
2. Teaching - Learning and Evaluation 2.1 Student Enrolment and 10 20 40 40
Profile
2.2 Catering to StudentDiversity 20 30 50 50
2.3 Teaching-LearningProcess 20 50 50 50
2.4 Teacher P r o f i l e a n d Quality 50 50 60 60
2.5 Evaluation Process and 40 50 30 30
Reforms
2.6 Student Performance and Learning Outcomes 30 50 60 60
2.7 Student Satisfaction Survey 30 50 60 60
Total 200 300 350 350
3. Research, Innovations and Extension 3.1 Promotion of Research and Facilities 20 20 NA NA
3.2 Resource Mobilization for Research 20 10 15 15
3.3 Innovation Ecosystem 30 10 NA 10
3.4 Research Publications and Awards 100 30 15 25
3.5 Consultancy 20 10 NA NA
3.6 Extension Activities 40 50 60 50
3.7 Collaboration 20 20 20 20
7. Institutional Values and Best Practices 7.1 Institutional Values and Social Responsibilities 50 50 50 50
7.2 Best Practices 30 30 30 30
7.3 Institutional Distinctiveness 20 20 20 20
Total 100 100 100 100
CALCULATION OF INSTITUTIONAL CGPA
• The CGPA will be calculated based on the scores obtained from the three sources, viz., The System
Generated Scores (SGS) of the quantitative metrics, the scores from the qualitative metrics includes
critical appraisal by the Peer Team through on site visit and the scores obtained on the Student
Satisfaction Survey.
• These will be collated through an automated procedure based on ‘benchmarks’ and assessed on a
five-point scale, viz., (0, 1, 2, 3 & 4).
The Final Grade: On the basis of the CGPA obtained by the institution in maximum possible score of 4.00, the final
grade is assigned on a seven-point scale as shown in Table 3. The seven points in the scale refer to the seven letter grades,
each assigned to the seven specific score ranges
1.51-2.00 C Accredited
≤ 1.50 D
Not Accredited
QUALITY INDICATOR FRAMEWORK (QIF)
METRICS UNDER EACH KEY INDICATOR (KI)
• For some Qualitative Metrics (QlM) which seek descriptive data, it is specified as to what kind of
information has to be given and how much. It is advisable to keep data compiled accordingly before hand.
• For the Quantitative Metrics (QnM) wherever formulas are given, it must be noted that these are given
merely to inform the HEIs about the manner in which data submitted by them will be used. The actual
online format seeks only data in a specified manner which will then be processed digitally.
Metric Weightages
No.
1.3.1 Institution integrates cross-cutting issues relevant to Professional Ethics
,Gender, Human Values, Environment and Sustainability into the Curriculum
QlM
Write a description in maximum of 500 words
File Description (Upload)
• Any additional information
• Upload the list and description of the courses which address the Gender, 5
Environment and Sustainability, Human Values and Professional Ethics in the
Curriculum
KEY INDICATOR -2.2 CATERING TO STUDENT DIVERSITY(20)
2.2.1 The institution assesses the learning levels of the students and organises special Programmes 10
for advanced learners and slow learners.
QlM
Write a description in maximum of 500 words
File Description
• Provide link for additional information
• Upload Any additional information
KEY INDICATOR - 2.3 TEACHING-LEARNING PROCESS (20)
Metric Weightage
No.
2.3.1 Student centric methods, such as experiential learning, participative learning and 6
problem solving methodologies are used for enhancing their learning experiences
QlM
Write a description in maximum of 500 words
File Description
• Upload any additional information
• Provide Link for Additional Information
2.3.2 Teachers use ICT- enabled tools including online resources for effective teaching
and learning processes
QlM Write a description in maximum of 500 words 6
File Description
• Upload any additional information
• Provide link for webpage describing the " LMS/ Academic Management System"
KEY INDICATOR - 2.5 EVALUATION PROCESS AND REFORMS (40)
2.5.3 IT integration and reforms in the examination procedures and processes (continuous 10
internal assessment and end-semester assessment) have brought in considerable
QlM improvement in examination management system of the institution
Write a description in maximum of 500 words
File Description (Upload)
• Any additional information
• Year-wise number of applications, students and revaluation cases
KEY INDICATOR - 2.6 STUDENT PERFORMANCE AND LEARNING OUTCOMES (30)
2.6.1 The institution has stated learning outcomes (generic and programme specific)/graduate attributes
which are integrated into the assessment process and widely publicized through the website and other
QlM documents
2.6.2 Attainment of Programme Outcomes, Programme Specific Outcomes and Course Outcomes are
evaluated by the institution
QlM Describe the method of measuring the level of attainment of POs , PSOs and COs in not more than
10
500 words.
File Description
• Upload any additional information
• Provide link for Additional Information
KEY INDICATOR - 3.1 PROMOTION OF RESEARCH AND FACILITIES (20)
3.1.1 The institution’s Research facilities are frequently updated and there is a well defined policy for
promotion of research which is uploaded on the institutional website and implemented
QlM 2
Documents: Minutes of the Governing Council/ Syndicate/Board of Management related to
research promotion policy and its adoption
File Description (Upload)
• Any additional information
• Minutes of the Governing Council/ Syndicate/Board of Management related to research promotion
policy adoption
• URL of Policy document on promotion of research to be uploaded on website
KEY INDICATOR - 3.3 INNOVATION ECOSYSTEM (30)
3.3.1 Institution has created an ecosystem for innovations, including Incubation centre and other
initiatives for the creation and transfer of knowledge
QlM
Describe available incubation centre and evidence of its usage (activity) within a maximum of 500
words
File description 10
• Upload any additional information
• Provide the link for additional information
KEY INDICATORS - 3.5 CONSULTANCY (20)
3.5.1 Institution has a policy for consultancy including revenue sharing between the institution and the
individual and encourages its faculty to undertake consultancy 5
QlM
File Description
• Upload minutes of the Governing Council/ Syndicate/Board of Management related to the Consultancy
policy
• Upload the soft copy of the Consultancy Policy
• Upload any additional information
• Provide the URL of the consultancy policy document
KEY INDICATORS - 3.6 EXTENSION ACTIVITIES (40)
3.6.1 Extension activities in the neighborhood community in terms of impact and sensitizing the
students to social issues and holistic development during the last five years
QlM
Describe the impact of extension activities in sensitizing the students to social issues and
holistic development within a maximum of 500 words
File description
• Provide the link for additional information 6
• Upload any additional information
KEY INDICATOR - 4.1 PHYSICAL FACILITIES (30)
Weightage
Metric No
4.1.1 The institution has adequate facilities for teaching - learning. viz., classrooms, laboratories, computing equipment, etc. 10
QlM Describe the adequacy of facilities for teaching-learning as per the minimum specified requirement by the statutory bodies, within
a maximum of 500 words
File Description
• Upload any additional information
• Provide the link for additional information
4.1.2 The institution has adequate facilities for cultural activities, yoga, games and sports (indoor & outdoor); (gymnasium, yoga centre, 5
auditorium, etc.,)
Ql M
Describe the adequacy of facilities for cultural activities, yoga, games (indoor, outdoor) and sports which include specification
about area/size, year of establishment and user rate within a maximum of 500 words
File Description
• Upload any additional information
• Geo-tagged pictures
• Provide the link for additional information
Weightage
Metric No.
4.2.1 Library is automated using Integrated Library Management System (ILMS) and has 4
digitisation facility
QlM Describe the implementation of the automation of the Library and the digitization
facility available and used, in maximum of 500 words
File Description
• Upload any additional information
• Provide the Paste link for additional information
KEY INDICATOR – 4.3 IT INFRASTRUCTURE (30)
4.4.2 There are established s y s t e m s a n d procedures for maintaining and utilising physical, 10
academic and support facilities - laboratory, library, sports complex, computers, classrooms
QlM etc.
Describe policy details of systems and procedures for maintaining and utilising physical,
academic and support facilities within a minimum of 500 words and maximum of 1000 words
File Description
• Upload any additional information
• Provide the link for additional information
KEY INDICATOR - 5.3 STUDENT PARTICIPATION AND ACTIVITIES (20)
5.3.2 Presence of Student Council and its activities for institutional development and student welfare. 5
Q 1M Describe the Student Council and its activities for institutional development and student welfare
within a maximum of 500 words
File Description
• Provide the link for additional information
• Upload any additional information
KEY INDICATOR - 5.4 ALUMNI ENGAGEMENT (10)
5.4.1 The Alumni Association/Chapters (registered and functional) contributes significantly to the development of the 2
institution through financial and other support services during the last five years
QlM Describe the contribution of alumni association to the institution within a maximum of 500 words
File Description
• Provide the link for additional information
• Upload any additional information
KEY INDICATOR - 6.1 INSTITUTIONAL VISION AND LEADERSHIP (10)
Weightage
Metric No.
6.1.1 The institution has a clearly stated vision and mission which are reflected in its academic and administrative 5
governance
QlM Write description in a maximum of 500 words
File Description
• Provide the link for additional information
• Upload any additional information
6.1.2 Effective leadership is reflected in various institutional practices such as decentralization and participative 5
management.
QlM Write description in a maximum of 500 words
File Description
• Provide the link for additional information
• Upload any additional information
KEY INDICATOR - 6.2 STRATEGY DEVELOPMENT AND DEPLOYMENT (10)
QlM Describe one successfully-implemented activity based on the strategic plan within a maximum of 500 words
File Description
• Strategic Plan and deployment documents on the website
• Provide the link for additional information
• Upload any additional information
6.2.2 Functioning of the institutional bodies is effective and efficient as visible from policies, administrative setup, 2
appointment, service rules, and procedures, etc,.
QlM Write description in a maximum of 500 words
File Description
• Provide the link for additional information
• Provide the Link to the Organogram of the University webpage
• Upload any additional information
KEY INDICATOR - 6.3 FACULTY EMPOWERMENT STRATEGIES (30)
Weightage
Metric No.
6.3.1 The institution has a performance appraisal system, promotional avenues and effective welfare measures for 4
teaching and non-teaching staff
QlM Write description in a maximum of 500 words
File Description
• Provide the link for additional information
• Upload any additional information
KEY INDICATOR – 6.4 FINANCIAL MANAGEMENT AND RESOURCE MOBILIZATION
(20)
QlM Describe the resource mobilisation policy and procedures of the Institution within a maximum of 500 words
File Description
• Provide the link for additional information
• Upload any additional information
QlM Enumerate the various internal and external financial audits carried out during the last five years
with the mechanism for settling audit objections within a maximum of 500 words
File Description
• Provide the link for additional information
• Upload any additional information
KEY INDICATOR - 6.5 INTERNAL QUALITY ASSURANCE SYSTEM (IQAS) (30)
Weightage
Metric No.
6.5.1 Internal Quality Assurance Cell (IQAC) has contributed significantly for institutionalizing the quality assurance 10
strategies and processes, by constantly reviewing the teaching-learning process, structures & methodologies of
QlM operations and learning outcomes, at periodic intervals
Describe two practices institutionalized as a result of IQAC initiatives within a maximum of 500 words
File Description
• Provide the link for additional information
• Upload any additional information
6.5.3 Incremental improvements made for the preceding five years with regard to quality (in case of 10
first cycle NAAC A/A)
QlM
Post accreditation quality initiatives (second and subsequent cycles of NAAC A/A)
Describe quality enhancement initiatives in the academic and administrative domains successfully
implemented during the last five years within a Maximum of 500 words for either
File Description
• Provide the link for additional information
• Upload any additional information
KEY INDICATOR - 7.1 INSTITUTIONAL VALUES AND SOCIAL RESPONSIBILITIES (50)
Metric Weightage
No.
Gender Equity
7.1.1 Measures initiated by the Institution for the promotion of gender equity during the last five years. 5
QlM Describe the gender equity & sensitization in curricular and co-curricular activities, facilities for women
on campus etc., within 500 words
7.1.8 Describe the Institutional efforts/initiatives in providing an inclusive environment i.e., tolerance and harmony towards cultural, regional, 5
linguistic, communal, socio-economic and such other diversities (within 500 words).
QlM
Provide Web link to:
• Supporting documents on the information provided (as reflected in the administrative and academic activities of the Institution)
• Any other relevant information.
7.1.9 Sensitization of students and employees of the Institution to the constitutional obligations: values, rights, duties and responsibilities of citizens 4
QlM Describe the various activities in the Institution for inculcating values for being responsible citizens as reflected in the Constitution of India
within 500 words.
Provide weblink to :
• Details of activities that inculcate values necessary to nurture students to become responsible citizens
• Any other relevant information
7.1.11 Institution celebrates / organizes national and international commemorative days, events and festivals 5
QlM
Describe the efforts of the Institution in celebrating /organizing national and international
commemorative days, events and festivals during the last five years within 500 words
Provide weblink to :
• Annual report of the celebrations and commemorative events for the last five years
• Geo-tagged photographs of some of the events
• Any other relevant information
Key Indicator - 7.2 Best Practices (30)
7.2.1 Describe two Best practices successfully implemented by the Institution as per the NAAC format 30
QlM provided in the Manual.
7.3.1 Portray the performance of the Institution in one area distinctive to its priority and thrust within 1000 words 20
3. The Context
What were the contextual features or challenging issues that needed to be addressed in designing and implementing this practice? (in about 150 words)
4. The Practice
Describe the practice and its uniqueness in the context of Indian higher education. What were the constraints/limitations, if any, faced?(in about
400words)
5. Evidence of Success
Provide evidence of success such as performance against targets and benchmarks, review/results. What do these results indicate? Describe in about
200words.
[Link] (Optional)
Please add any other information that may be relevant for adopting/implementing the Best Practice in other Institutions (in about 150 words).
Any other information regarding Institutional Values and Best Practices which the university would like to include.
PTV READINESS
Academic or administrative peers who are assessors for our academic, research,
administration and extension activities
Likely to be independent teams to each campus due to pandemic situation
We will know their identity only 3 days before the actual visit
Their accommodation and travel will be arranged by NAAC. However institution
has to arrange all local transportation and hosts for them
Objective of the visit is to get an overall perception of the quality of educational
delivery
PTV Focus is qualitative but they can ask specific queries on quantitative aspects
The assessors are required to look at the university-level Self-Study Report (SSR)
and can ask for clarifications as per NAAC
Peer Team is expected to cover maximum number of departments and cover at
least 50% of departments with preference given by both the institution and peer
team
NAAC PTV departmental visit comprises of:
Departmental/Center presentation
Interaction with faculty
Documentation verification
Visit to selected teaching & research labs
Interaction with research scholars in labs
Crisp departmental/center presentation of 10 minutes
Overview of the department/center as per NAAC 7 criteria
Quantitative aspects, facts & figures to be provided as a summary alone
Figures can be projectedfor 2016-2021
Highlight qualitative aspects using this summary slide with reference to each
qualitative question like:
1.1.1 Relevance of curricula to local, national and global needs and OBE
1.3.1 Courses with sustainability, values and ethics
2.2.1 Slow learner & fast learner strategies
Departmental best practices & future plans can be highlighted
Venue for presentation & document verification
Departmental display boards (Faculty name boards, infrastructure at a & department
glance boards etc)
Teaching & Research Labs (Items, Boards & Displays) including:
Fire Extinguishers & Safety apparatus
Name boards of all Faculty in-charges & technical staff
Laboratory highlights, achievements & accomplishments
(Projects/Patents/Papers/Awards/Other outcomes)
List of major equipment
List of major experiments/exercises
Educational-aids & charts
Safety Instructions
Rules & Regulations
Audit of departmental labs already done. Gaps to be plugged as per reports
given to respective departments. A department-wise summary is attached
No central exhibition
Exhibition walkthrough only at a department/center level.
Exhibition Displays in corridors, conference rooms and labs
Showcase of selected department/center outcomes, activities and
achievements in research, faculty, students, extension, placement, alumni
etc.
Innovations & working models and demos in the respective labs, both
teaching and research
Comprehensive list of files defined by
IQAC considering accreditations &
rankings, statutory & regulatory
compliances
Used for 1st and 2nd cycle of NAAC
Accreditation
Audit of these departmental/center files was
done and 75% to 90% complete across
various departments/centers. Gaps have been
communicated and have to be addressed by
individual departments/centers
These are documents that are likely to be verified in the department during
NAAC PTV. This documentation is subsumed in the Departmental/Center Files list.
CRITERION 4
Optimal utilization of resources with timetables, classroom/lecture hall
allocation plan, lab sharing/booking mechanism, etc
Documents & Files in both teaching & research labs such as:
Records of all purchases of equipment & consumables
Lab records & manuals
Sample observation notebooks & student reports/records
Mechanism of upkeep of Physical Resources (Maintenance of Instruments, equipment etc.)
Stock & equipment register
CRITERION 5
Class Committee meetings & minutes and closing the loop
Departmental associations and professional society chapters
Participation in techfest
Alumni contributions by way of seminars, webinars, talks, support to student club
events and Techfest events, advisory inputs for curriculum, program delivery, etc
CRITERION 6
Departmental mission & vision and its alignment to university and school of
engineering vision & mission as also it serving as a foundation for POs & PSOs
Departmental committees and involvement of faculty, meeting minutes etc
Budget and strategic plan
Employee handbook and career progression policy
Annual Quality Assurance Report (AQAR) for July to December, 2020: Due date
by IQAC was 21st June, 2021
Awareness and alignment to vision & mission of university, school and
department
Curriculum Development & Pedagogy, Initiation of programmes,
modifications in curriculum
Teaching- learning methods, Students’feedback
Faculty evaluation through self-evaluation
Individual Professional development, Faculty development programme,
awards /recognition
Access to computer center. Level of computer literacy & use
Grievance redressal mechanism & Welfare programme
Participation in the preparation of the Self-study Report
Impact of autonomy (If applicable), Details of any innovative activity
Awareness of various policies at university level like research,
consultancy, career progression etc
Campus-level coordinator:
Staff development programmes
Staff view on the value of their contribution to the institution
Relationship with faculty, user friendly approach towards students
Staff welfare programmes, grievance redressal mechanism, security of
service
Level of computer literacy & use
Campus-level coordinator
Reason for choosing course / institution
Match between curriculum and expectations (flexibility, choice, content)
Appropriateness of the curricular content to the development of the
knowledge and Skills
Relevance to prospective career / further study, Student timetable and
workload
Opportunities for practical and vocational experience, where
appropriate
Range of teaching and learning methods experienced
Students’views on quality of teaching
Guidance and support for independent study









